DAGGETT, George T., Plaintiff,
v.
KIMMELMAN, Irwin I., etc., et al., Defendants.
FORSYTHE, Edwin B., et al., Plaintiffs-Appellants and Cross-Appellees,
v.
KEAN, Thomas H., etc., et al., Defendants,
James J. Florio, et al., Defendants-Intervenors,
Carmen A. Orechio and Alan J. Karcher,
Defendants-Intervenors-Appellees and Cross-Appellants.
Nos. 85-5648, 85-5668.
United States Court of Appeals,
Third Circuit.
Argued July 31, 1986.
Decided Feb. 12, 1987.
As Amended Feb. 26, 1987.
Bernard Hellring (argued), Hellring, Lindeman, Goldstein, Siegal & Greenberg, Newark, N.J., for Forsythe, et al.
Leon J. Sokol (argued), William F. Dowd (argued), Greenstone & Sokol, Hackensack, N.J., for Orechio, et al.
Andrea M. Silkowitz (argued), Deputy Atty. Gen. of N.J., Trenton, N.J., for Kean, et al.
Before WEIS and HIGGINBOTHAM, Circuit Judges, and RE*, Chief Judge.
OPINION OF THE COURT
A. LEON HIGGINBOTHAM, Jr., Circuit Judge.
This is an appeal and cross-appeal from a final judgment of the district court awarding attorneys' fees pursuant to 42 U.S.C. Sec. 1988 (1982). The fee award in question follows a judicial determination, in litigation initiated by plaintiffs-appellants ("appellants"), who in 1982 were the seven Republican members of Congress from New Jersey and seven citizens who resided in the districts represented by those members, that the congressional reapportionment plan adopted in 1982 by the New Jersey legislature was unconstitutional. The district court awarded appellants attorneys' fees in the amount of $253,461, to be assessed against defendants-intervenors-appellees ("appellees"), who are New Jersey state legislators.1 Daggett v. Kimmelman,
Since we will affirm the holdings of the district court on the other issues appealed,2 it is necessary to deal only with the award of counsel fees. Appellants, the congressional plaintiffs, assert error in the district court's refusal to award the full amount of fees requested. Appellees argue in their cross-appeal that the fee award should be substantially reduced as to every phase of the litigation and that the fees claimed for time expended in the so-called remedy phase should be disallowed. For the reasons noted below, we will affirm, with one exception, the district court's award of counsel fees for the so-called pre-remedy phase. Because it is unclear whether the total number of hours during the so-called remedy phase for which counsel were compensated involved solely "good-faith effort[s] to achieve population equality," Karcher v. Daggett,
I. Facts and History
As a result of the 1980 decennial census, the New Jersey General Assembly was required to reduce, from 15 to 14, and thereby to reapportion, that state's federal congressional districts. Eventually, the legislature enacted Public Law 1982 c. 1 (the "Feldman Plan"), a reapportionment scheme that was signed into law by the Governor of New Jersey on January 19, 1982. Thereafter, individuals including the incumbent Republican members of Congress from New Jersey filed suit in federal court. These plaintiffs sought a declaration that the Feldman Plan violated article I, section 2 of the United States Constitution,3 ] the fourteenth amendment and 42 U.S.C. Sec. 1983. Named as defendants were New Jersey Governor Kean, Attorney General Kimmelman, and Secretary of State Burgio. The 202d Session of the New Jersey General Assembly and the incumbent Democratic members of Congress from the State of New Jersey intervened in this suit to defend the constitutionality of the Feldman Plan.
After conducting a hearing, a three-judge district court, by a two-to-one vote, issued an opinion and order on March 3, 1982 declaring the Feldman Plan unconstitutional. Daggett v. Kimmelman,
When the New Jersey General Assembly subsequently failed to enact a constitutional congressional redistricting plan by February 3, 1984, the three-judge district court held a hearing on the question of further relief, and it unanimously adopted the redistricting plan submitted by appellants, which achieved the lowest population deviation and most compact congressional districts. Daggett v. Kimmelman,
Pursuant to 42 U.S.C. Sec. 1988 (1982), appellants on November 15, 1984, filed an application for an attorneys' fee award of nearly $600,000. The district court received extensive affidavits from all parties and heard oral argument on January 15, 1985 and July 30, 1985. The district court denied as moot the state defendants' motion to dismiss and considered the request for fees by appellants, the disclaimer of liability by appellees, and their challenge to the amount of fees requested. In determining the lodestar, the district court first reduced the number of hours billed by 10%. It then reduced the resulting, modified lodestar by an additional 20%. The district court also reduced Mr. Bernard Hellring's hourly rate from $300 to $250. While the original request was for $577,787.01, the final fee awarded by the district court was thus $253,461 (both figures include costs).II. Pre-Remedy Phase Hours
We have carefully evaluated appellees' vigorous challenge to the appropriateness of the fee award. We find no fundamental flaws in the district court's fee award for counsel hours in the pre-remedy phase of this litigation.4
Of the 1,886.40 hours counsel spent throughout this litigation, 1,004.62 were in the pre-remedy phase. Appellants were successful in an intensely contested case that explored, and thus helped to map, some of the more uncertain boundaries of our constitutional law. On the merits of this litigation, the district court panel divided two judges to one, and the Supreme Court split five justices to four. The district court found that the appellants' total number of counsel hours, as billed, for the pre-remedy phase was justified. However, it reduced the 1,886.40 hourly total by 10 percent per attorney. It thus determined that 1,697.76 attorney hours were "reasonably expended" and therefore compensable under Sec. 1988. The district court's reason for so lowering the hourly component of the lodestar that appellants sought was that a portion of the work performed was duplicative.
In a series of opinions we have explicitly stated our standards for approving counsel fees for prevailing parties. See, e.g., In re Fine Paper Antitrust Litig.,
Although the question is a close one, we find that the district court provided adequate justification for the ten percent reduction in hours. It identified duplication in hours billed by the four attorneys for their work at four particular points in the pre-remedy phase: the drafting of the memorandum in opposition to the intervenors' first stay application to Justice Brennan, the 1982 argument before the three-judge panel, the 1983 argument before the Supreme Court, and the time spent preparing for that argument. See Daggett,
the attorneys did not in every instance need to spend all of the hours each of them did on legal research, [that] three and four attorneys were not necessary in court, [that] not all of the time spent preparing for oral argument by all four attorneys was necessary, and [that] not every attorney should be compensated for time spent in conference.
Id.
In affirming the ten percent pro rata reduction in the hours requested, we conclude that the district court here made a sufficiently specific "finding[ ] as to the number of hours of duplication" to support its across-the-board cut. Prandini II,
III. Pre-Remedy Phase Rates
A. Top-Heavy Staffing
Throughout this case, appellants employed only the most experienced lawyers, partners in the Newark law firm of Hellring, Lindeman, Goldstein, Siegal & Greenberg. The intervenors from New Jersey's 202d General Assembly, who are the appellees/cross-appellants in this case, challenge appellants' exclusive use of four partners (Messrs. Hellring, Goldstein, Raymar and Dreyfuss). Appellees assert that many matters in this litigation could have been handled by junior associates or paralegals, and that "reasonable" rates under Sec. 1988 must therefore be lower than those billed. They assert that, according to the reasoning in Ursic v. Bethlehem Mines,
Like the district court, appellees rely on the District of Columbia Circuit en banc opinion in Copeland III to urge lodestar reductions for inefficient use of partner time. Copeland III, however, is factually distinguishable from this case. The Copeland III litigation on the merits was a protracted gender discrimination suit against the government, and the district court there made specific findings as to the general expenditure of nonproductive hours by counsel for the plaintiff. See
B. Hourly Rates
Appellees also challenge the hourly rates approved by the district court. This Court measures the appropriate hourly rate for an attorney's services as that which has been historically charged in the community. See Cunningham,
The hourly rates approved were as follows: Mr. Goldstein, $200; Messrs. Dreyfuss and Raymar, $150. As to these amounts we can only say that, on the record of this case, they approach the highest limits that we could sanction upon review.6 Though generous, however, approving such rates was no abuse of the district court's discretion.
Appellants challenge the district court's reduction of Mr. Hellring's hourly rate from $300 to $250. While it may be appropriate for a lawyer of Mr. Hellring's standing at the bar--his competence and effectiveness as an adovcate is acknowledged by all parties and by this Court--to charge his private clients $300.00 or more per hour, there nevertheless comes a point where a lawyer's historic rate, which private clients are willing to pay, cannot be imposed on his or her adversaries. Cf. Black Grievance Comm. v. Philadelphia Elec. Co.,
IV. Remedy Phase
According to the affidavits, the total number of attorney hours in the remedy phase8 was 773.28, resulting in a fee request of $178,635.00. Of this time, 297.98 hours were spent in conferences with clients and congressmen.9 The approximately 300 hours spent conferring with clients in this phase compares with 143.67 hours spent in the various aspects of the pre-remedy phase (45.1 in the initial challenge to the Feldman Plan; 88.57 during the first Supreme Court review). No billed hours were spent conferring with clients regarding the second Supreme Court review or the fee application.
Appellees take two positions on their liability for the remedy phase. They first assert that appellants are not entitled to any compensation for the remedy phase. However, to accept this assertion requires one first to disregard Chief Justice Marshall's admonition that where there is a right there must be a remedy. See Marbury v. Madison,
In the few reported decisions that have considered whether a Sec. 1988 "prevailing party" is entitled to an attorney's fee award for work performed in the remedy phase of redistricting litigation, fees have been awarded. See In re Kansas Congressional Dists. Reapportionment Cases,
Secondly, appellees contest the award of fees for hours which may have been spent solely in partisan negotiations and proceedings. As Justice Frankfurter once noted, "there comes a point where [we] should not be ignorant as judges of what we know as [women and] men." Watts v. Indiana,
Because of the magnitude of the amount sought and the possibility of confusing a lawyer's role in getting a mathematically equitable distribution with a client's preference for maximizing his or her political advantages, the complex record of this case requires closer inquiry into the nature of the services rendered and the time spent. In addition, we are mindful of the fact that it is the appellants' burden to demonstrate the reasonable necessity of the hours charged. See, e.g., Hughes,
V. Conclusion
For the foregoing reasons, the judgment of the district court in regard to the pre-remedy phase hours will be affirmed, the hourly rates will be affirmed and applied to the lodestar without the twenty percent reduction, and the remedy phase determinations will be remanded for proceedings consistent with this opinion.
Notes
The Honorable Edward D. Re, Chief Judge of the Court of International Trade, sitting by designation
The three state defendants from the executive branch (the Governor of New Jersey, its Attorney General and its Secretary of State) initially advised this Court that they would not file a response brief in light of the fact that neither the appellants nor the appellees asserted positions in their original briefs adverse to these state defendants. In response to allegations raised for the first time in the appellants' reply brief, however, a reply brief was filed by these state defendants on the issue of their liability. By failing to raise this issue in their original briefs, appellants simply did not appeal the district court's conclusion that these state defendants are not liable for counsel fees, and thus we do not consider this issue here. Fed.R.App.P. 28(a)(2) & 28(a)(4). See also J.E.K. Indus., Inc. v. Shoemaker,
In their cross-appeal, the state legislators raise the following issues: (1) legislative immunity; (2) the absence of the Sec. 1983 action prerequisite to a Sec. 1988 award; and (3) mootness. These contentions were considered thoroughly by the district court; we will affirm its holdings that these contentions lack merit
Article I, section 2 provides, in relevant part:
The House of Representatives shall be composed of Members chosen every second Year by the People of the several States....
....
Representatives ... shall be apportioned among the several States which may be included within this Union, according to their respective Numbers....
U.S. Const. art. I, Sec. 2.
The "pre-remedy phase" is the time from the initiation of the litigation until the Supreme Court's affirmance in Karcher v. Daggett,
In a footnote, the Copeland III court noted that "[t]he District Court believed that inadequate partner time had been spent in th[e] case. This seems indeed to have been the case. We do not, of course, intend to discourage the use of associates in litigation of this sort.... However, young associates' efforts will be fully productive only if guided by proper supervision by experienced litigators."
In other words, we do not believe that there would have been an abuse of the district court's discretion if a somewhat smaller amount had been approved for each counsel
To offer one example that seemed to persuade the district court, Professor Laurence Tribe of Harvard Law School is one of today's most effective advocates before the United States Supreme Court. Despite this established reputation and his particular success in vindicating one of the core protections of the first amendment, however, see Larkin v. Grendel's Den, Inc.,
The remedy phase of this litigation began when the Supreme Court decided that the Feldman Plan was unconstitutional and continued through the district court's acceptance of appellants' proposed redistricting plan
These figures are taken from the unopposed affidavit of New Jersey Deputy Attorney General William Harla, who analyzed and recategorized appellants' fee submissions into the phases we refer to here. See Jt.App. at 1054a-55a. Mr. Harla represented the state defendants in the attorney fee application
See, e.g., Hensley v. Eckerhart,
