Before the Court is the Motion for Summary Judgment of Defendants Christmas Tree Shops and Bed Bath & Beyond
I. Background
The following facts are set forth based on Defendants’ Local Civil Rule 56.1 statement and the parties’ supporting materials, and are undisputed except as noted below.
Plaintiff, an African-American woman,
As the Office Coordinator, Plaintiff was responsible for assisting management with new employee orientation and training, generating employee schedules, completing clerical tasks, and most importantly, monitoring and logging employee attendance issues. (Ds’ 56.1 Statement ¶ 14.) Bartlett, Plaintiffs supervisor, reviewed and documented Plaintiffs own attendance. (Riolo Aff. Ex. D (“Bartlett Aff.”), ¶¶ 9,13.)
Christmas Tree Shops uses an “occurrence system” to record attendance, whereby employees receive a half occurrence for arriving to work late, leaving early, or failing to clock in or out at the proper time, and a full occurrence when absent for a scheduled shift. (Id. Ex. H, at 1.) If an employee receives three occurrences within a three-month rolling period, an employee will receive a written warning. (Id. at 2.) A second written warning is given if the employee receives three more occurrences within a year of the receipt of the first written warning. (Id.) If an employee receives an additional three occurrences in the same year, the employee is subject to termination. (Id.)
Plaintiff testified that she was late one day during her first week of work, but Bartlett excused the half occurrence. (Id. Ex. M (“Dabney Dep.”), at 80-81.) plaintiff was also tardy and received half occurrences on June 17, 2009, August 11, 2009, and September 4, 6, 7, and 23, 2009. (Id. Ex. I, at 1.) Bartlett issued Plaintiff her first written warning on September 23, 2009. (Ds’ 56.1 Statement ¶ 18.)
After Plaintiff was employed for ninety days, she received a performance evaluation in accordance with company policy. (Baldes Aff. ¶ 28.) During her review, Baldes told Plaintiff that she needed to pay more attention to detail, prioritize her work assignments, and try to meet deadlines. (Id. ¶ 29.) On October 9, 2009, after several informal discussions regarding her performance, Plaintiff received a Corrective Action Notice for Unsatisfactory Job Performance (the “Corrective Action Notice”). (Bartlett Aff. ¶ 11; Riolo Aff. Ex. J.) The Corrective Action Notice addressed Plaintiffs sense of urgency with respect to her assignments, inaccuracy in her work, and difficulty meeting deadlines for assigned tasks. (Bartlett Aff. ¶ 11; Riolo Aff. Ex. J.) Plaintiff met with Scott Phleger, the store manager, and Bartlett to discuss the Corrective Action Notice and how the three of them could work together to improve her performance. (Bartlett Aff. ¶ 12.)
On October 11, 2009, Plaintiff began keeping a journal of work-related events to document allegedly unfair practices and treatment. (See Journal 2.) Plaintiff wrote multiple entries while at work, (see id. at 3-4), and saved the Journal on a Christmas Tree Shops computer, (Ds’ 56.1 Statement ¶ 32). She also printed out emails and checked out HR-related books from the library to help her document examples of alleged discrimination. (Journal 2.)
Plaintiff did not punch in at the scheduled time on October 4 and 6, 2009, was tardy on October 20 and 29, 2009, and was absent on November 3, 2009. (Ds’ 56.1 Statement ¶ 20; Riolo Aff. Ex. I, at 1-2.) As she had accumulated three additional
In December 2009, Bartlett discovered Plaintiffs Journal and informed Baldes. (Baldes Aff. ¶ 45.) On December 14, 2009, Baldes and Phleger met with Plaintiff to address her concerns.
Following the meeting, Plaintiff was absent on December 26, 2009 and late on January 1, 2010. (Ds’ 56.1 Statement ¶ 23.) Bartlett and Baldes excused the half occurrence on January 1, 2010. (Id. at ¶ 24; Baldes Aff. ¶ 34). Plaintiff arrived late again on January 16, 2010, (Ds’ 56.1 Statement ¶ 25), and after reviewing her attendance record and prior written warnings, Baldes concluded that Plaintiff had accumulated six more occurrences within one year of the first written warning and therefore termination was in accordance with the attendance policy, (Baldes Aff. ¶¶ 36-37).
Accordingly, Plaintiff was terminated on January 21, 2010. (Ds’ 56.1 Statement ¶ 25.) Plaintiff called Baldes the following day because she believed she only had seven and a half occurrences at the time she was terminated,
Plaintiff now brings claims for gender and race discrimination and retaliation under Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. § 2000e et seq.; a claim for age discrimination and retaliation under the Age Discrimination in Employment Act of 1967 (“ADEA”), 29 U.S.C. § 621 et seq.; claims for disability discrimination under the Americans with Disabilities Act of 1990 (“ADA”), 42 U.S.C. § 12101 et seq., and Section 504 of the Rehabilitation Act of 1973 (“Section 504”),
II. Discussion
A. Summary Judgment Standard
Summary judgment is appropriate when “the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a). “[T]he dispute about a material fact is ‘genuine’ ... if the evidence is such that a reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty Lobby, Inc.,
“A party asserting that a fact cannot be or is genuinely disputed must support the assertion by ... citing to particular parts of materials in the record, including depositions, documents, electronically stored information, affidavits or declarations, stipulations (including those made for purposes of the motion only), admissions, interrogatory answers, or other materials.... ” Fed. R.Civ.P. 56(c)(1). Where an affidavit is used to support or oppose the motion, it “must be made on personal knowledge, set out facts that would be admissible in evidence, and show that the affiant ... is competent to testify on the matters stated.” Fed.R.Civ.P. 56(c)(4); see Major League Baseball Props., Inc. v. Salvino, Inc.,
Although summary judgment should be used “sparingly” where the material issue concerns an employer’s intent, motivation, or state of mind, “[a] plaintiff must nevertheless offer concrete evidence from which a reasonable juror could return a verdict in his favor and is not entitled to a trial simply because the determinative issue focuses upon the defendant’s state of mind.” Dister v. Cont’l Grp., Inc.,
Pro se parties are entitled to “extra consideration” on summary judgment motions, Salahuddin v. Coughlin,
B. Analysis
1. Discrimination Claims
Plaintiff brings claims under Title VII, the ADEA, and the NYSHRL, alleging that her termination was the result of discrimination based on race, gender, and age.
Plaintiffs claims are analyzed under the burden-shifting framework established in McDonnell Douglas Corp. v. Green,
Under the ADEA, the final stage is different. The plaintiff must show not only that the defendant discriminated on the basis of age, but also that age discrimination was the “but-for” cause of the adverse action, and not merely one of the motivating factors. Gross,
Title VII makes it unlawful for an employer to “discharge any individual ... because of such individual’s race, color, religion, sex, or national origin.” 42 U.S.C. § 2000e-2(a)(1). Similarly, it is a violation of the ADEA for an employer to “discharge any individual ... because of such individual’s age.” 29 U.S.C. § 623(a)(1).
As to her race discrimination claim, Plaintiff contends other employees indicated that Christmas Tree Shops treats black employees differently than white employees. (P’s Opp. 6.) The alleged comments must be disregarded because Plaintiff has provided no admissible evidence that they are true. It is well settled that the evidence considered in connection with a summary judgment motion must be admissible at trial. See Fed. R.Civ.P. 56(c); Major League Baseball Props.,
Regarding her gender discrimination claim, Plaintiff alleges that while meeting with Phleger in his office, she began crying and tried to close the office door to discuss a matter privately, but he opened the door and indicated that he was uncomfortable being in the office alone with her and wanted somebody else to join them. (AC ¶ 4.) It is not clear how Phleger’s actions could be perceived as gender discrimination, as even Plaintiff acknowledges that Phleger’s behavior merely suggests a concern — unfounded or not — that being alone in his office with an agitated woman could give rise to a sexual harassment claim against him. (Id.) Moreover, Plaintiff undermines her claim by acknowledging that Phleger had previously met with several women in his office with the door closed, suggesting that his actions were in no way motivated by Plaintiffs gender. (Id.; Dabney Dep. 131-32.) Indeed, his conduct is completely consistent with discomfort over an employee who has become emotional. Finally, Christmas Tree Shops replaced Plaintiff with another woman, further weakening her claim of gender discrimination. See Jean-Gilles v. Cnty. of Rockland,
Finally, as to her age discrimination claim, Plaintiff contends that her coworker, Natasha Edwards, told Plaintiff that Edwards was required to do more tasks than an older employee even though they both had the same title and job responsibilities. (AC ¶ 5.) Plaintiffs claim fails for several reasons. Principally, the ADEA does not prohibit so-called “reverse age discrimination.” Gen. Dynamics Land Sys., Inc. v. Cline,
Aside from her replacement by a white person, there is simply nothing connecting Plaintiffs membership in any protected class to her termination.
The question accordingly arises as to whether Plaintiff has produced evidence suggesting that this reason was false — in other words, that in terminating Plaintiff, Defendants did not genuinely believe that Plaintiff had violated the attendance policy, but rather acted for some other reason. The record reveals no such evidence.
Furthermore, the “same-actor inference” undermines Plaintiffs claim for discrimination. “When the same actor hires a person already within the protected class, and then later fires that same person, it is difficult to impute to [him] an
It is well settled that courts in discrimination cases should not serve as “super-personnel departments,” reviewing employer disciplinary decisions. See Ghent v. Moore,
Accordingly, Defendants’ Motion for Summary Judgment is granted with respect to Plaintiffs claims for discrimination under Title VII, the ADEA, and the NYSHRL.
2. Retaliation Claim
Plaintiff brings claims under Title VII, the ADEA, and the NYSHRL, alleging that Christmas Tree Shops terminated her in retaliation for her documentation of employment discrimination and her potential to act as a whistle-blower concerning the store’s discriminatory practices. (AC ¶ 1.) Title VII prohibits the firing of employees in retaliation for their opposition to discriminatory practices. See 42 U.S.C. § 2000e-3(a). Likewise, the ADEA prohibits retaliation. See Gomez-Perez v. Potter,
Plaintiffs claims for retaliation are also analyzed under the McDonnell Douglas burden-shifting framework discussed above. See Reed v. A.W. Lawrence & Co., 95 F.3d 1170, 1177-78 (2d Cir.1996) (analyzing Title VII and NYSHRL retaliation claims under the same standard). To make out a prima facie case of retaliation under any of the statutes, see Terry,
Defendants assert that Plaintiff has not established that she was engaged in a protected activity because the AC and her opposition to the Motion mere
Defendants further contend that Plaintiffs Journal is also not a protected activity. (Ds’ Mem. 12.) Although Title VII protects more than “the filing of formal charges of discrimination,” Sumner v. U.S. Postal Serv.,
In any event, even if Plaintiff could prove that she participated in a protected activity, she cannot demonstrate the requisite causal nexus. In general, in the absence of direct evidence, the causal connection “can be established indirectly by showing that the protected activity was closely followed in time by the adverse action.” Manoharan v. Columbia Univ. Coll, of Physicians & Surgeons,
Moreover, even if Plaintiff had alleged a sufficient connection to establish a prima facie case, she has, as discussed above, offered no evidence to suggest that Defendants’ stated reasons for Plaintiffs termination were a pretext for retaliation. See El Sayed v. Hilton Hotels Corp.,
Accordingly, Defendants’ Motion for Summary Judgment is granted with respect to Plaintiffs claims for retaliation under Title VII, the ADEA, and the NYSHRL.
3. Disability Claims
Plaintiff alleges that Christmas Tree Shops violated the ADA and Section 504 of the Rehabilitation Act of 1973 when Bartlett chose not to hire an applicant because he was disabled, even though he was allegedly qualified for the position. (AC ¶ 6; P’s Opp. 6-7.)
Claims under the ADA and Section 504 may be analyzed in tandem. See Rodriguez v. City of N.Y.,
Plaintiffs claim for disability discrimination is based entirely on the incident be
4. Sexual Harassment
“A plaintiff seeking relief against an employer for sexual harassment in the work place can proceed under two theories: quid pro quo harassment and a hostile work environment.” Distasio v. Perkin Elmer Corp.,
Title VII prohibits an employer from discriminating “against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin.” 42 U.S.C. § 2000e-2(a)(1). In order to make out a prima facie case for hostile work environment, a plaintiff must show that she is a member of a protected class and: “(1) that the workplace was permeated with discriminatory intimidation that was sufficiently severe or pervasive to alter the conditions of his or her work environment, and (2) that a specific basis exists for imputing the conduct that created the hostile environment to the employer.” Smith v. New Venture Gear, Inc.,
a. Hostile Work Environment
To establish the first element, a plaintiff must come forward with “evidence not only that [she] subjectively perceived the environment to be hostile or abusive,” but also that an objectively reasonable employee would perceive it to be hostile as well. Hayut v. State Univ. of N.Y.,
“[T]he Second Circuit has cautioned [that] the existence of a hostile work environment is a mixed question of law and fact. These kinds of questions are especially well-suited for jury determination and summary judgment may be granted only when reasonable minds could not differ on the issue.” Hill v. Taconic Developmental Disabilities Servs. Office,
Plaintiffs allegations of sexual harassment arise from her female co-worker’s opinion that Plaza and other back-room employees used “ridiculous” language and that Plaza made inappropriate remarks to other back-room employees about the looks of female customers, in addition to one instance in which Plaintiff heard Plaza make a comment about a female employee. (AC ¶ 3; Dabney Dep. 94-95.)
First, the record contains no evidence of the events allegedly witnessed by Plaintiffs co-worker. Plaintiff has provided only hearsay — that the co-worker said these things happened. See Fed.R.Evid. 801(c), 802. There is thus no admissible evidence that these things in fact happened. See Leibovitz v. N.Y.C. Transit Auth.,
Even putting that issue aside, Plaza’s remarks about female customers may be inappropriate, but his “occasional use of sexist language does not create a hostile work environment.” Nugent v. St. Luke’s/Roosevelt Hosp. Ctr., No. 05-CV-5109,
b. Imputation of Knowledge to the Employer
Even if Plaintiff had set forth facts sufficient to demonstrate a hostile work environment, it would be improper to
An employer’s liability under Title VII for workplace harassment depends on the status of the harasser. See Vance v. Ball State Univ., — U.S.-,
Plaintiff has not even alleged any facts suggesting that Plaza, as the manager on duty, “directed [Plaintiffs] day-today activities” in the HR office, let alone that he had the authority to significantly change Plaintiffs employment status. Therefore, under Title VII, Plaza should not be classified as a supervisor. Id. at 2454 (finding co-worker was not a supervisor even though plaintiff called her a supervisor and her job descriptions indicated she led and directed some employees, because there was no evidence she supervised plaintiff on a day-to-day basis). Accordingly, as Plaza is properly characterized as Plaintiffs co-worker, Christmas Tree Shops is only liable for his actions under Title VII “if it was negligent in controlling working conditions.” Id. at 2439.
Plaintiff must therefore demonstrate that “the employer has either provided no reasonable avenue for complaint or knew of the harassment but did nothing about it.” Murray v. N.Y. Univ. Coll, of Dentistry,
Christmas Tree Shops maintains an Equal Employment Opportunity and Diversity Policy and a Mutual Respect/Anti-Harassment Policy, which prohibit unlawful discrimination and/or harassment, provide employees with several avenues of complaint, and protect employees from retaliation if they report or complain about a violation of the policy. (Baldes Aff. ¶ 7; see Riolo Aff. Exs. E-G.) At the December 14, 2009 meeting Plaintiff had with Baldes and Bartlett, Baldes personally informed Plaintiff of the various avenues by which she could express any employment-related concerns. (Baldes Aff. ¶ 52.) Plaintiff does not contend that she was unaware of Christmas Tree Shops’ policies, and she does not dispute that Defendants provided a reasonable avenue for complaint. See Arias v. Nasdaq/Amex Mkt. Grp., No. 00-CV-9827,
Furthermore, Plaintiff cannot allege that Christmas Tree Shops had actual knowledge of the harassment because she conceded that she did not tell anyone about the incidents with Plaza. (Dabney Dep. 95 (“Q: After [your co-worker] told you about this behavior that [Plaza] was engaging in what, if anything, did you do? A: I did not do anything. Q: Did you tell anybody about what [your co-worker] had told you? A: No, I did not.”).) Nor has Plaintiff alleged any facts suggesting that Christmas Tree Shops had constructive notice of the harassment. See Murray,
Accordingly, Defendants’ Motion for Summary Judgment is granted with respect to Plaintiffs sexual harassment claim.
III. Conclusion
For the foregoing reasons, Defendants’ Motion for Summary Judgment is GRANTED as to all claims. The Clerk of Court is respectfully directed to terminate the pending motion, (Doc. 40), enter judgment for Defendants, and close the case.
SO ORDERED.
Notes
. The Clerk of Court is respectfully directed to amend the caption to conform to the caption on this Decision and Order.
Plaintiff alleges that Bed Bath & Beyond acquired Christmas Tree Shops in 2003, and therefore Bed Bath & Beyond should be held liable for the latter’s actions under Title VII. (Plaintiff’s Opposition of Summary Judgment ("P’s Opp.”), (Doc. 47), 3.) Defendants argue that there was no employer-employee relationship between Plaintiff and Bed Bath & Beyond, which is a primary element of claims under Title VII. (Defendants' Reply Memorandum of Law in Further Support of Their Motion for Summary Judgment ("Ds' Reply Mem.”), (Doc. 48), 9-10) (citing Gulino v. N.Y. State Educ. Dep’t,
. Upon moving for summary judgment, Defendants gave the notice to a pro se plaintiff required by Local Rule 56.2. (See Doc. 41.) In opposing summary judgment, Plaintiff has not provided a counter-statement to Defendants’ proposed statement of facts or submitted affidavits in support of her version of events. Instead, Plaintiff’s opposition is composed of unsworn allegations consisting largely of a recitation of the same facts contained in the AC. (Doc. 47.) Although ordinarily a party’s failure to oppose an adverse party’s Rule 56.1 statement is grounds for deeming admitted all proposed statements of fact, the court has discretion to overlook failures to conform to the Local Rules, including Rule 56.1, especially where the party is pro se. See, e.g., Butler v. Potter, No. 06-CV-3828,
. Nowhere in her AC does Plaintiff allege her race. In her journal, however, which the Defendants submitted in connection with their motion, Plaintiff states that she is black. (See Affirmation of Greg Riolo, Esq. In Support of Defendants’ Motion for Summary Judgment ("Riolo Aff.”), (Doc. 43), Ex. L ("Journal”), at 3.) Because Plaintiff’s Journal is not paginated, where I cite the Journal’s page numbers, I am referring to the numbers found on the Electronic Case Filing ("ECF”) version.
. "Ds' 56.1 Statement” refers to the Statement of Undisputed Material Facts in Support of Defendants’ Motion for Summary Judgment. (Doc. 42.)
. The warning reads, “Please be advised that as of 9/23/09 you have three [occurrences] resulting in this written warning. Further attendance occurrences may result in additional corrective action and/or termination.”
(Riolo Aff. Ex. I, at 1.)
. The second warning states, "Please be advised that as of 11/3/09 you have three [occurrences] resulting in this written warning. Further attendance occurrences may result in additional corrective action and/or termination.” (Ds' 56.1 Statement ¶ 22.)
. Ds' 56.1 Statement indicates that the meeting with Plaintiff was with Baldes and Barlett, not Phleger. (Ds’ 56. Statement ¶ 33.)
. In a journal entry dated November 2, 2009, (Journal 3), Plaintiff estimated that she had accumulated approximately eight occurrences. Thereafter, she incorrectly punched twice, left early once, was absent once, and was late three times.
. Plaintiffs AC alleges that Defendants discriminated against her based on race, but it does not include any specific details concerning Defendants’ alleged discriminatory conduct. (See AC ¶ 6.D.) Plaintiff’s opposition, however, does allege with more specificity her claim for racial discrimination. Although "[glenerally, courts will not consider, on a motion for summary judgment, allegations that were not pled in the complaint and raised for the first time in opposition to a motion for summary judgment,” Mahmud v. Kaufmann,
. “Ds' Mem.” refers to Defendants' Memorandum of Law in Support of their Motion for Summary Judgment. (Doc. 44.)
. This framework applies to Title VII, ADEA, and NYSHRL claims. See, e.g., Dixon v. Int’l Fed’n of Accountants,
. Plaintiff has not alleged her age, but because Defendants do not contest that she is a member of a protected class for the purposes of this motion, (see Ds' Mem. 6), I assume that she is over the age of 40, the minimum age protected by the ADEA, see Terry,
. It appears that the six half-occurrences leading to the first warning did not fall within a three-month period, but rather fell within a three-month-and-six-day period. There is no evidence that Bartlett, Plaintiff, or anyone else noticed the discrepancy. Assuming that the first warning should not, under the policy, have been issued until Plaintiffs next lateness two weeks later on October 4, 2009, this fact is of no moment in this case. While deviation from company policy can give rise to an inference of discriminatory intent, see Eaton v. Coca-Cola Co., No. 06-CV1664,
. To rebut Defendants’ contention that Plaintiff was terminated after she accumulated nine occurrences, Plaintiff argues only that Bartlett or a Bed Bath & Beyond administrator could have altered the attendance records to support Defendants’ case. (P's Opp. 5.) She presents no evidence that such a thing occurred, nor does she even point to anything in the records produced by Defendants that she asserts is inaccurate. Her allegations are wholly unsubstantiated, conclusory, and insufficient to demonstrate that Defendants’ reason for her termination is pretext. See Woodman v. WWOR-TV, Inc.,
. Plaintiff contends that the attendance policy was not applied equally to Christmas Tree Shops’ employees. (See AC 2-3 ("Statement of Claim”); Journal 6 ("If you are good with a certain manager, your occurrences are somehow will [sic ] magically be reduced because a manager, most likely the one you are in good with will excuse you.”).) Plaintiff, however, admits that she, too, was a beneficiary of the managers’ discretion to excuse an occurrence more than once, (Dabney Dep. 80-81; Ds’ 56.1 Statement ¶ 24), and does not provide evidence to support her allegation that the policy was administered unequally for any impermissible reason. Indeed, Plaintiff concedes that a manager removed an occurrence for both a man and a woman at the store. (See Journal 6 (noting that the manager on duty approved a day off for Stephanie and Antonio).) "Title VII does not prohibit all arbitrary employment practices. Rather, it only prohibits discrimination ... stemming from a plaintiff’s race, color, religion, sex, or national origin.” Giovelli v. LA Fitness, Inc., No. 10-CV-298,
. The only incident of which Plaintiff appears to have complained was Phleger's refusal to meet alone with her in his office with the door closed. (Journal 3.) Plaintiff's complaint to Baldes that she believed Phleger thought she would "go postal,” however, is not sufficient to put her employer on notice that she was complaining about unfair treatment based on her race, gender, or age. See Dinice-Allen v. Yale-New Haven Hosp., No. 06-CV-675,
. Plaintiff also brings a hostile work environment claim based on an atmosphere of fear, pressure, and stress in the workplace. (AC ¶ 2; P’s Opp. 7.) Plaintiff alleges, among other things, that she and other employees were "tired and stressed” during the work week; she was "constantly being interrupted” while being trained; and HR employees at other Christmas Tree Shops locations did not do all the work that Plaintiff and her co-workers were required to do. (AC ¶ 2.) Title VII, however, only makes it unlawful employment practice to discriminate against an individual on the basis of race, color, religion, sex, or national origin, see 42 U.S.C. § 2000e-2(a)(1), and Plaintiff has not alleged that any of the stress or pressure she felt at work stemmed from discriminatory behavior of that nature. Title VII "does not set forth a general civility code for the American workplace.” Burlington N. & Santa Fe Ry. v. White,
. According to Plaintiff, she called an employee to come in to work and the employee, who was female, did not want to come. Plaza said something like "I bet ... she would work for me.” (Dabney Dep. 94.) Although it is not clear how that “could be looked at as harassment,” (id.), I will assume for the sake
. This case can be contrasted with Torres v. Pisano,
. Even if Plaza were regarded as Plaintiff's supervisor, the employer would be strictly liable only if his harassment resulted in a tangible employment action. See Vance,
