MEMORANDUM AND ORDER
I. INTRODUCTION
Plaintiff Ruggero D’Onofrio (“D’Ono-frio”) filed this suit on December 12, 2003 against twenty-two Italian newspapers and radio and television stations. He alleges that from December 2, 1995 through December 12, 2001, the Defendants “jointly and severally engaged in a dastardly inquisition more offensive to honor and liberty than any other in recent history” and seeks damages of over $26 million. (Comply 3-8.) D’Onofrio’s counseled complaint, generously read, included claims for defamation, false arrest (“via the Carabini-eri”), false imprisonment (“by the Italian authorities”), fraud, and violations of the Fourth, Fifth, Eighth, and Fourteenth Amendments to the United States Constitution. (CompU 21-33.)
Currently before me is Plaintiffs Motion for Judgment by Default against Defendants II Mattino, II Sannio, and Mes-saggero Veneto. For the reasons set forth below, I will deny Plaintiffs motion for default judgment. Instead, I will dismiss Plaintiffs claims against Defendants
II. FACTS AND PROCEDURAL HISTORY
In his complaint, D’Onofrio alleges that while he was on a CIA mission to Italy, all twenty-two named defendants defamed him by accusing him, inter alia, of having Mafia connections, laundering money through the Vatican bank, running gold, drugs and guns, selling nuclear weapons to enemies of the United States, ordering the murder of an Italian intelligence agent, poisoning Pope John Paul I, and assassinating Israeli Prime Minister Yitzhak Rabin. He alleges that this defamation led to his arrest and imprisonment by Italian authorities. D’Onofrio alleges that the Defendants’ acts occurred between December 2, 1995 and December 12, 2001, but ’he does not identify any particular acts of defamation attributable to the Defendants.
On October 18, 2004, I granted the motion of Defendants II Corriere della Sera, La Stampa, II Messaggero, II Foglio, and La Repubblica to dismiss for lack of personal jurisdiction. Subsequently, Defendants RAI-1 Television Newscast and Special Services, RAI-2 Television Newscast-Compañía, RAI-3 National and Regional Television Newscast and Special Services, and RAI-1 Radio Transmissions (collectively, “the RAI Defendants”), as well as Defendants Channel 4-Television New-casts, Channel 5-Television Newscasts, and Italia 1-Television Newscasts (collectively, “the RTI Defendants”) filed motions to dismiss based on lack of personal jurisdiction, forum non conveniens, insufficient service of process, and failure to state a claim due' to expiration of the statute of limitations.
On June 17, 2005, I granted the motions to dismiss of the RAI and RTI Defendants. In granting these motions, I first dismissed D’Onofrio’s claims under the U.S. Constitution for failure to allege state action, and his fraud claim for failure to plead with particularity as required by Federal Rule of Civil Procedure 9(b). I noted that the remaining claims could be dismissed on any number of grounds and ultimately dismissed on two grounds in the alternative: (1) forum non conveniens and (2) the fact that Plaintiffs complaint on its face showed that it was brought after the expiration of the statute of limitations. (Order of 6/17/05 at 3.)
After my October 18, 2004 and June 17, 2005 Orders of dismissal, only seven defendants remained in the case: II Mattino, II Giornale, II Sannio, Roma, Unita, Mes-saggero Veneto, and Panorama. Prior to Plaintiffs motion for default judgment, these defendants had all failed to respond to the Complaint, despite having nearly two years in which to do so. 1
Of these seven remaining defendants, Plaintiff has sought default judgment against four: II Mattino, II Sannio, Mes-sagero Veneto, and Panorama. However, Plaintiff never applied to the Clerk of Court for entry of default pursuant to
The next point at which Plaintiff sought relief for the remaining defendants’ failure to respond to the Complaint was on September 13, 2005, when Plaintiff filed a “Motion for Judgment of Default by the Court” against II Mattino, II Sannio, Mes-saggero Veneto, and Panorama. On September 26, 2005, I held a hearing on default, default judgment, and jurisdiction to enter default judgment. 4 At that hearing, Plaintiffs counsel agreed to voluntarily dismiss Defendants II Giornale and Panorama, leaving only five remaining Defendants in this case — II Sannio, II Mattino, Roma, Unita, and Messaggero Veneto.
At the September 26, 2005 default judgment hearing and in an order of October 6, 2005, I notified Plaintiff that before I could enter a default judgment, he was required to present evidence of: (1) this Court’s basis of personal jurisdiction over defaulting defendants; (2) proper service of process upon defaulting defendants; (3) facts necessary to state a cause of action; and (4) the amount claimed in damages. I have reviewed Plaintiffs brief in support of default judgment. Because Plaintiff has failed to establish that this Court can exercise personal jurisdiction over the defaulting defendants consistent with the Due Process clause of the federal Constitution, I lack the power to enter a valid default judgment. When a court is asked to enter default judgment against defendants over whom it cannot exercise personal jurisdiction, the court has discretion to dismiss the action
sua sponte. See In re Tuli,
Plaintiff has never requested either default or default judgment against Defendants Roma or Unita. 5 As noted above, I notified Plaintiff as early as October 2004 that his claims against certain defendants might be dismissed for lack of prosecution if he did not timely request entry of default against them. Because Plaintiff has delayed an unreasonable amount of time in taking action against Defendants Roma and Unita, I now dismiss all of Plaintiffs claims against these defendants with prejudice for lack of prosecution.
III. DISCUSSION
A. Entry of Default Judgment
Where, as here, a party seeks entry of a default judgment that is not within the limited powers of the Clerk of Court to enter under Rule 55(b)(1), “the party entitled to a judgment by default shall apply to the court therefor.” Fed.R.Civ.P. 55(b)(2). Entry of default judgment is not a matter of right that flows automatically from a defendant’s failure to respond to the complaint,
Mwani v. bin Laden,
In determining whether to exercise its discretion to enter default judgment against a party, a court may consider a number of factors.
See
10A Charles A. Wright, Arthur R. Miller
&
Mary Kay Kane § 2685. However, as a threshold matter, the court must first satisfy itself that it has personal jurisdiction over the party against whom default judgment is requested.
Mwani,
Indeed, it has been observed that “when entry of a default judgment is sought against a party who has failed to plead or otherwise defend, the district court has an affirmative duty to look into its jurisdiction both over the subject matter and the parties.”
Williams v. Life Sav. and
Loan,
When a court considers personal jurisdiction in the posture of a default judgment, “although the plaintiffs retain the burden of proving personal jurisdiction, they can satisfy that burden with a
prima facie
showing,” and “may rest their argument on their pleadings, bolstered by such affidavits and other written materials as they can otherwise obtain.”
Mwani,
A court cannot obtain personal jurisdiction over a party without proper service of process.
See Lampe v. Xouth, Inc.,
B. Personal Jurisdiction Over Defendants II Sannio, II Mattino, and Messaggero Veneto
1. Messaggero Veneto
At the outset, I note that nowhere in the record is there any indication that Defendant Messaggero Veneto was properly served with the Complaint, as is necessary for this Court to exercise personal jurisdiction. Whereas the other two defendants that are the subject of Plaintiffs current motion for default judgment have at least had a summons returned executed with respect to them, 6 there is simply no proof of service, or waiver of service, anywhere in the record with respect to Defendant Messaggero Veneto. Accordingly, I can only conclude that proper service was never made upon this defendant.
Without proper service of process, any default judgment entered against a party is void for lack of personal jurisdiction.
7
Gold Kist,
2. Defendants II Sannio and II Matti-no
In contrast to Messaggero Veneto, summonses were returned executed as to Defendants II Sannio and II Matti-no on March 8, 2004 and October 26, 2004 respectively. Thus, for purposes of this
[T]he Complaint further alleges that the Defendants entered the United States, including but not limited to the Eastern District of Pennsylvania, pursuant to their investigation of the Plaintiff; that the Defendants frequently consulted with (and obtained information from) a CIA informant in an attempt to elicit derogatory evidence against the Plaintiff; and that the Defendants ‘disseminated their news articles and transmitted their broadcasts throughout the United States including, but not limited to, this Federal Eastern District of Pennsylvania.’ See Count II of the Complaint.
In addition thereto, Plaintiff engaged in certain investigations pertaining to the Defendant newspapers ... and learned that they are daily publications syndicated with and disseminated by various wire, news, cable and electronic transmission/internet companies and that they caused dissemination of the defamatory and derogatory articles concerning the Plaintiff to members of the public in the United States and in Pennsylvania as a result of which Plaintiff suffered harm to his reputation and income.
(Pl.’s Br. Supp. Mot. Default J. at 2-3.)
Ordinarily, Plaintiff would not be allowed to rest on the bare allegations of his complaint in establishing personal jurisdiction.
See Giusto v. Ashland Chemical Co.,
Under Federal Rules of Civil Procedure 4(e), a district court may assert personal jurisdiction over non-resident defendants to the extent permissible under the law of the state where the district court sits.
Remick v. Manfredy,
The due process limit to the exercise of personal jurisdiction is defined by a two-part test.
Vetrotex Certainteed Corp. v. Consol. Fiber Glass Prod. Co.,
Personal jurisdiction may be exercised under two distinct theories: general jurisdiction and specific jurisdiction. General jurisdiction is based upon the defendant’s “continuous and systematic” contacts with the forum and exists even if the plaintiffs cause of action arises from the defendant’s non-forum related activities.
Remick,
Plaintiffs have alleged no such “continuous and substantial” contacts between the Defendants (all Italian newspapers with places of business in Italy) and the commonwealth of Pennsylvania that would give rise to general jurisdiction. There is no allegation that the Defendants are registered to conduct business in Pennsylvania, maintain offices or employees in Pennsylvania, or own property in Pennsylvania.
See Metallic Ceramic,
Specific jurisdiction is present only if the plaintiffs cause of action arises out of a defendant’s forum-related activities, such that the defendant “should reasonably anticipate being haled into court” in that forum.
Vetrotex,
Colder
involved a defamation suit brought in California by the entertainer Shirley Jones, a California resident, against the National Enquirer, a nationally-distributed publication whose largest circulation was in California.
Id.
at 785-86,
The allegedly libelous story concerned the California activities of a California resident. It impugned the professionalism of an entertainer whose television career was centered in California. The article was drawn from California sources, and the brunt of the harm, in terms both of respondent’s emotional distress and the injury to her professional reputation, was suffered in California. In sum, California is the focal point both of the story and of the harm suffered. Jurisdiction over petitioners is therefore proper in California based on the “effects” of their Florida conduct in California.
Calder,
The Third Circuit has interpreted
Colder
to require three showings from a plaintiff alleging specific jurisdiction over a non-resident defendant arising out of an intentional tort: (1) the defendant committed an intentional tort; (2) the plaintiff felt the brunt of the harm in the forum such that the forum can be said to be the focal point of the harm suffered by the plaintiff as a result of that tort; and (3) the defendant expressly aimed his tortious conduct at the forum such that the forum can be said to be the focal point of the tortious activity.
IMO,
Because Plaintiffs complaint can be read as encompassing a claim for defamation, he has met the first factor of the IMO test — an intentional tort. However, Plaintiff cannot meet either the second or third factor. As to the second factor, it is far from clear that the brunt of the harm was suffered in Pennsylvania. Plaintiff has stated that he is a Pennsylvania resident (Comply 1), and he apparently resided in Pennsylvania at the time of filing suit. However, from the allegations in his complaint, which I must accept as true, it appears that Plaintiff was in fact in Italy during part, if not all of the time period relevant to this lawsuit. Most, if not all of the events giving rise to Plaintiffs cause of action appear to have taken place in Italy. As the basis for his causes of action against Defendants, Plaintiff states that in December 1995, he was arrested by Italian authorities “in his native town of Solopaca, Providence of Benevento, Italy” and subsequently imprisoned. (ComplY 15.) He was then the subject of an extensive investigation by “the tribunal of Torre Annunzi-ata, Province of Naples” (Id. ¶ 16.), which was then transferred to the tribunal of Milan and ultimately dismissed in November or December 2001. (Id. ¶ 19.) The Complaint states that “[t]he dismissal gave rise to the instant cause of action against the named Defendants herein.” (Id.) Specifically, Plaintiff alleges that from December 2, 1995 through December 12, 2001, the Defendants investigated, published, and circulated defamatory news articles about him that damaged his reputation. (Id. ¶ 20-22.)
In order for Plaintiff to have felt the brunt of the harm to his reputation in Pennsylvania, he needs to at least have had some connection to Pennsylvania, such as residence there, during the time when the brunt of harm was suffered. This was presumably from 1995 to 2001, when the defamatory articles were first circulated. Yet it is not clear how long Plaintiff has been a Pennsylvania resident or whether he even spent any time in Pennsylvania at all during the years 1995 to 2001. To the contrary, some of the events alleged in the Complaint, such as Plaintiffs arrest and incarceration in Italy, clearly required Plaintiffs presence
outside
Pennsylvania during this time period. Thus, it is impossible to determine whether Plaintiff suf
Even if I assumed that Plaintiff suffered the brunt of the harm in Pennsylvania, Plaintiff has not alleged sufficient facts to satisfy the third
IMO
factor. He has not alleged any facts tending to show that the Defendants “expressly aimed” their tor-tious conduct at Pennsylvania such that Pennsylvania was the focal point of the harm.
See IMO,
Third Circuit law is clear that the third factor of
IMO
is not met merely because Plaintiff is a Pennsylvania resident, even if he resided in Pennsylvania at the time of the tortious conduct.
IMO,
Nor can communications between Defendants and an American CIA informant support the exercise of personal jurisdiction over Defendants in Pennsylvania. There is no indication that this CIA informant is or was a resident of Pennsylvania, met or otherwise communicated with Defendants in Pennsylvania, or indeed, has any contact with Pennsylvania whatsoever. Even if this agent did have a connection to Pennsylvania, “some minimal correspondence alone will not satisfy minimum contacts.”
IMO,
Thus, we are left with Plaintiffs statements that Defendants entered the United States, “including but not limited to” Pennsylvania, to investigate their defamatory articles about the Plaintiff, and that Defendants published these articles throughout the United States “including, but not limited to” Pennsylvania. By their very terms, these statements refute any notion that Defendants “expressly aimed” their tor-tious activities at Pennsylvania in particular, rather than at the United States as a whole.
Plaintiff states that Defendants published articles nationwide “including but not limited to” in Pennsylvania, and that as a result some articles were distributed in
Because none of the jurisdictional facts Plaintiff has set forth, or any combination thereof, show any particular targeting of Pennsylvania by Defendants, Plaintiff cannot satisfy the third factor of the IMO test. Thus, personal jurisdiction over Defendants in Pennsylvania would not comport with constitutional due process, and thus I cannot exercise personal jurisdiction over them. 10
Because a court without personal jurisdiction over a defendant cannot enter a valid default judgment, I will deny Plaintiffs motion for default judgment and dismiss Defendants II Sannio, II Mattino, and Messaggero Veneto with prejudice for lack of personal jurisdiction.
Under Federal Rule of Civil Procedure 41(b) as well as a court’s inherent power, a court may dismiss an action with prejudice
sua sponte
for a plaintiffs failure to prosecute “so as to achieve the orderly and expeditious disposition of cases.”
Spain v. Gallegos,
Neither Defendant Roma nor Defendant Unita has answered or otherwise responded to the Complaint. Summonses were returned executed as to these defendants on March 22, 2004 and February 25, 2004 respectively. Plaintiff has requested neither entry of default nor default judgment against these defendants, despite being notified in October of 2004 that I would dismiss the claims against them for lack of prosecution if default was not timely requested. Accordingly, I will now dismiss the claims against these defendants.
This result is proper under the six-factor test of Poulis. The Plaintiff has had ample opportunity to request entry of default against Roma and Unita and has failed to do so. Because the merits of Plaintiffs claims are questionable and Plaintiff has shown no interest in pursuing them against Roma or Unita, these defendants should be relieved of the prejudice of an ongoing threat of a default judgment. As no sanction other than dismissal with prejudice will accomplish this, I will dismiss the claims against Roma and Unita with prejudice for lack of prosecution.
IV. CONCLUSION
For the foregoing reasons, I will deny Plaintiffs motion for default judgment against Defendants II Sannio, II Mattino, and Messaggero Veneto. I will dismiss the claims against these defendants with prejudice for lack of personal jurisdiction. Finally, I will dismiss the claims against Defendants Roma and Unita with prejudice for lack of prosecution.
ORDER
AND NOW, this _25th__ day of April, 2006, upon consideration of Plaintiffs Motion for Judgment by Default against Defendants II Sannio, II Mattino, and Messaggero Veneto (Doc. # 57), it is ORDERED that:
(1) the motion is DENIED and the Complaint is DISMISSED WITH PREJUDICE with respect to Defendants II San-nio, II Mattino, and Messaggero Veneto for lack of personal jurisdiction;
(2) with respect to Defendants Roma and Unita, the Complaint is DISMISSED WITH PREJUDICE for lack of prosecution; and
(3) Defendant II Mattino’s Motion to Dismiss (Doc. # 65) is DENIED AS MOOT.
Notes
. On February 16, 2006, more than five months after Plaintiff moved for default judgment, Defendant II Mattino responded to the complaint for the first time by way of a motion to dismiss.
Compare Hudson v. North Carolina,
."The Federal Rules of Civil Procedure contemplate two steps in the entry of a default judgment. First, the court clerk is expected to enter default pursuant to Rule 55(a).... Second, either the clerk or the court enters the default judgment pursuant to Rule 55(b)."
In re Suprema Specialties, Inc.,
. In doing so, Plaintiff seems to have confused default with default judgment. The Clerk of Court can enter a party’s default, but can only enter default judgment where the demand is "for a sum certain or for a sum which can by computation be made certain,” Fed.R.Civ.P. 55(b)(1), neither of which is the case here.
. I treated Plaintiff's motion for default judgment as also encompassing a request for entry of default.
See Mwani v. bin Laden,
. Plaintiff’s October 21, 2005 submission to the court is entitled “Brief in Support of Plaintiff’s Motion for Default Against Defendants II Mattino, II Sannio, and Messaggero Veneto.” His October 28, 2005 Amended Certification of Service of his brief in support of default judgment indicates service of the brief upon II Mattino, II Sannio, and Mes-saggero Veneto. Neither document makes any mention of defendants Roma or Unita.
. In its motion to dismiss filed after Plaintiff had already moved for default judgment, Defendant II Mattino asserts, among other things, that it was never properly served. While I do not consider this recently filed motion to dismiss here, see supra note 1, I emphasize that I only assume for purposes of Plaintiff's default judgment motion that II Sannio and II Mattino were served, and take no position on whether or not they actually received service.
. Even if Messaggero Veneto had been properly served, as discussed below with respect to the other defendants, there is no basis for the exercise of personal jurisdiction over Mes-saggero Veneto that would be consistent with constitutional due process.
. ''[T]he district court may not resolve the personal jurisdiction question and decline to enter a default judgment without first giving the plaintiff an adequate opportunity to assert facts establishing the court’s jurisdiction over the defendant.” 4 Wright & Miller § 1063 (citing
Tuli,
. Moreover, Plaintiff has not alleged that Defendants knew he was a Pennsylvania resident.
See Harris v. Trans Union, LLC,
. Because Plaintiff has not demonstrated that Defendants possess constitutionally significant minimum contacts with Pennsylvania, I do not address whether the exercise of personal jurisdiction over Defendants would comport with "traditional notions of fair play and substantial justice.”
Vetrotex,
