FRANK J. CYRAN & another vs. TOWN OF WARE
Supreme Judicial Court of Massachusetts
August 19, 1992
413 Mass. 452
LIACOS, C.J., WILKINS, ABRAMS, NOLAN, LYNCH, O‘CONNOR, & GREANEY, JJ.
Hampshire. January 9, 1992. - August 19, 1992. Present: LIACOS, C.J., WILKINS, ABRAMS, NOLAN, LYNCH, O‘CONNOR, & GREANEY, JJ.
On appeal from a judgment dismissing pursuant to
GREANEY, J., with whom LIACOS, C.J., joined, adhered to the principles articulated in Irwin v. Ware, 392 Mass. 745 (1984), and A.L. v. Commonwealth, 402 Mass. 234 (1988), imposing liability on a public entity for foreseeable harm to a discrete, limited, identifiable class of victims distinct from the public as a whole, but, applying these principles, concluded that the plaintiffs had not stated a claim on which relief could be granted. [457-460]
O‘CONNOR, J., concurring, with whom NOLAN & LYNCH, JJ., joined, would overrule Irwin v. Ware, supra, and A.L. v. Commonwealth, supra, and would adopt as the law of the Commonwealth the traditional public duty rule with exceptions only (a) where a public employee‘s duties are designed to benefit a specifically identified group and (b) where a “special relationship” exists between certain individuals and a public agency or employee. [460-469]
WILKINS, J., dissenting, with whom ABRAMS, J., joined, adhered to the principles articulated in Irwin v. Ware, supra, and A.L. v. Commonwealth, supra, and, applying these principles, was of the view that the plaintiffs had stated a claim for relief under
CIVIL ACTION commenced in the Superior Court Department on November 8, 1990.
The case was heard by John F. Moriarty, J., on a motion to dismiss.
The Supreme Judicial Court on its own initiative transferred the case from the Appeals Court.
James F. Ewen (Alan D. Sisitsky with him) for the plaintiffs.1
Thomas J. Curley, Jr., for the defendant.
In a memorandum and order filed in connection with his allowance of the motion to dismiss, the judge stated: “I agree with the defendant that [the plaintiffs’ case is] governed by the decision of the Supreme Judicial Court in Appleton v. Hudson, 397 Mass. 812 (1986). The obligation to provide
To have a claim, “the plaintiff[s] must show that the [town‘s fire department] owed [them] a special duty of care beyond the duty owed to the public at large. Nickerson v. Commonwealth, [397 Mass.] 476, 478 (1986). Ribeiro v. Granby, 395 Mass. 608, 613 (1985). Dinsky v. Framingham, 386 Mass. 801, 810 (1982).” Appleton v. Hudson, supra at 815. The alleged presence of negligence is not enough. In this area, “[n]egligence in a vacuum, as it were, is not actionable because it implicates no [special] duty to . . . person[s] such as the plaintiff[s].” Nickerson v. Commonwealth, supra at 478. In the absence of such a duty, a governmental entity is protected by the public duty rule. That rule is based on the principle “that the employment duties of public employees are generally owed only to the public as a whole and not to private individuals,” Onofrio v. Department of Mental Health, 408 Mass. 605, 609 (1990), S.C., 411 Mass. 657 (1992), and, consequently, the discharge of such duties will not give rise to a private cause of action. We have applied the public duty rule to bar governmental liability unless the statutes or contracts governing the public employee‘s duties justifiably allow the conclusion that a special duty was owed. See, e.g., Appleton v. Hudson, supra; Nickerson v. Commonwealth, supra; Ribeiro v. Granby, supra; Dinsky v. Framingham, supra. In two cases, Irwin v. Ware, 392 Mass. 745 (1984), and A.L. v. Commonwealth, 402 Mass. 234 (1988), about which more will be said later, there existed circumstances giving rise to a special relationship which created a special duty on the part of the public employees to enforce the law and prevent the harmful activity of third persons. Whether a special duty exists presents a question of law, Monadnock Display Fireworks, Inc. v. Andover, 388 Mass. 153, 156 (1983), which necessitates examination of
This case falls within the public duty rule. “As a general rule no liability attaches for failure to use due care in carrying out general governmental functions such as police or fire protection . . . because the duty of due care is owed to the general public and not to any specific individual . . . .” Dinsky v. Framingham, supra at 807, quoting Tuffley v. Syracuse, 82 A.D.2d 110, 114 (N.Y. 1981). The fire at the plaintiffs’ building was brought about by conditions in which no employee of the Ware fire department played a role. The Ware firefighters only responded to a situation which had not been created by them. No statute has been cited which could be logically construed to impose on the Ware fire department a duty to protect the plaintiffs’ building in a different way from the buildings of others. No assurances are alleged to have been given to the plaintiffs that would support a reasonable belief that they would receive flawless firefighting or greater fire protection than that afforded to Ware‘s inhabitants as a whole. Society would not favor, and public policy does not support, a rule which would expose a municipality to liability for damages every time its fire department does not, in a plaintiff‘s view, fight a fire satisfactorily. In busy urban areas such exposure could be limitless, and in extreme circumstances (as recent events in Los Angeles illustrate), the potential cost of such governmental liability could be catastrophic.
The duty of Ware‘s firefighters was, in substance, a general duty of fire protection owed equally to all the town‘s residents. That duty encompassed only an obligation on the part of the firefighters to respond to the fire at the plaintiffs’ building and to deal with it as resources and training permitted and advised. Thus, if the negligence of the firefighters contributed at all to the plaintiffs’ damages, it did so only indirectly, by reason of the firefighters’ failure adequately to perform under their contracts of employment. In the circumstances,
A plaintiff can show the existence of a special duty by relying on a public employee‘s violation of a statute which expresses a legislative intent to permit suit by a private individual in that plaintiff‘s circumstances, see Dinsky v. Framingham, supra at 809, or by showing that the plaintiff has reasonably relied to his or her harm on assurances of care given by a public employee. See, e.g., DeLong v. County of Erie, 89 A.D.2d 376 (N.Y. 1982), aff‘d, 60 N.Y.2d 296 (1983). These bases for suit, however, are not necessarily exclusive.
In Irwin v. Ware, supra, we concluded that the defendant‘s police officers had acted in violation of their responsibilities by failing to remove an intoxicated driver from a public highway. Important to the decision were several statutes that established a police officer‘s obligations in the circumstances.5 These statutes could fairly be construed as evincing a legislative intent to protect private individuals like the plaintiffs in Irwin from the harm posed by the intoxicated driver. Id. at 762. We explained the basis for the Irwin decision in Appleton v. Hudson, supra at 816, as follows:
“As we stated [in Irwin supra at 756, 762], and reiterated in both Ribeiro [v. Granby, 395 Mass. 608 (1985)], and Nickerson [v. Commonwealth, 397 Mass. 476 (1986)], our conclusion that a special duty existed was based on the ‘legislative intent [expressed in the statutes] to protect both intoxicated persons and other users of the highway,’ . . . and on ‘the risk created by
the negligence of a municipal employee . . . of immediate and foreseeable physical injury to persons who cannot reasonably protect themselves from it.‘”
In A.L. v. Commonwealth, supra, we determined that the express and specific terms of a probation agreement imposed by a judge which prohibited a probationer (a convicted child molester) from working with children created a special relationship between children molested by the probationer and the probation officer who had failed to enforce the agreement. The terms of the agreement created a duty to the plaintiffs beyond that owed to the public as a whole.6 Id. at 241. In addition to the elements of foreseeability and the existence of a discrete, limited, and identified class of victims, the Irwin and A.L. decisions turned on the existence of statutes and a precise agreement which created a fair basis for finding a special duty because in each case the public employees had control over specific dangerous persons who posed a discernible threat to certain potential victims. Although the concurrence by Justice O‘Connor, with whom Justices Nolan and Lynch join, attempts to draw comparisons between this case and the Irwin and the A.L. decisions, it does not adequately recognize that there is nothing here comparable to the statutes and the special agreement which were at the core of those decisions and which were critical, on the facts of those cases, to their outcome.
Once these points are understood, it becomes clear that Irwin and A.L. have their place in a plan of evolving law. The approach taken thus far to the application of
Judgment affirmed.
O‘CONNOR, J., (concurring, with whom Nolan and Lynch, JJ., join). I agree with the Chief Justice, and Justices Nolan, Lynch, and Greaney, that Ware‘s motion to dismiss the complaint was properly allowed, and that the resulting judgment for the defendant should be affirmed. Furthermore, I agree with Justices Wilkins, Abrams, Nolan, and Lynch that that result is incompatible with Irwin v. Ware, 392 Mass. 745 (1984), and A.L. v. Commonwealth, 402 Mass. 234 (1988). Accordingly, in the interest of predictability of the law, fairness to litigants, and judicial efficiency, I would expressly overrule Irwin and A.L., and would declare that the traditional public duty rule, including its exceptions, is the law of this Commonwealth.
“Negligence, without qualification and in its ordinary sense, is the failure of a responsible person, either by omission or by action, to exercise that degree of care, vigilance and forethought which, in the discharge of the duty then resting on him, the person of ordinary caution and prudence ought to exercise under the particular circumstances. It is a want of diligence commensurate with the requirement of the duty at the moment imposed by the law” (emphasis added). Altman v. Aronson, 231 Mass. 588, 591 (1919).
In the absence of a duty to be careful, even carelessness which results in harm to another is not “negligence” in the legal sense and is not grounds for liability. Theriault v. Pierce, 307 Mass. 532, 533 (1940). Thus, the question in this case is not whether the alleged “negligence” of the Ware firefighters is actionable. If their conduct was “negligent,” it is actionable. The question is whether their alleged carelessness constituted negligence. The two words are not synonymous. The answer to the question whether the firefighters’ alleged carelessness constituted negligence (or gross negligence) depends on whether the firefighters owed a duty to the individual plaintiffs to exercise reasonable care in extinguishing the fire in the plaintiffs’ building - a fire that the firefighters did not originate. Only if the firefighters owed such a duty could Ware be liable in this action.
Whether, in particular circumstances, a duty is owed is a question of law, Monadnock Display Fireworks, Inc. v. Andover, 388 Mass. 153, 156 (1983), and the answer should reflect existing social values and customs and appropriate public policy. Schofield v. Merrill, 386 Mass. 244, 246-251 (1982). Those concerns require the holding in this case that, although the Ware firefighters owed the general public as a whole a duty based on their employment contracts to exercise reasonable care in extinguishing the fire in the plaintiffs’ building, they did not owe a similar duty, imposed by law, to the individual plaintiffs. Therefore, I agree with the court that the plaintiffs’ complaint “[f]ail[ed] to state a claim upon which relief can be granted.”
The traditional public duty rule, including its two exceptions, fairly reflects current social values and promotes sound public policy. It not only promises reasonably predictable results in cases, such as the present one, involving harm indirectly (secondarily) caused by a public employee‘s failure to act in response to a situation the employee did not create, but also establishes a reasonable balance between competing values: the compensation of injured individuals and the protection of government from financial burdens of such magnitude as to threaten its ability to function. Surely, if, as Justices Wilkins and Abrams urge, the court were to conclude in this case that municipal firefighters owe individual citizens a duty of careful firefighting, violation of which would result in municipal liability, that holding would have serious, and perhaps overwhelming, ramifications for cities and towns. Would liability insurance be available at an affordable price? If not, government losses through the payment of judgments and settlement agreements could be devastating. Although
This case demonstrates, perhaps more forcefully than any of our earlier cases, the wisdom of the traditional public duty rule, and that Irwin v. Ware, supra, and A.L. v. Commonwealth, supra, cases in which the court did not follow that rule, should be expressly overruled. As five of the Justices recognize, those two cases are not fairly distinguishable from this case. In Irwin, police officers from the town of Ware
Moreover, the relative unimportance of those statutes to the decision in Irwin is made manifest by the court‘s statement, id. at 756, that “[w]here the risk created by the negligence of a municipal employee is of immediate and foreseeable physical injury to persons who cannot reasonably protect themselves from it, a duty of care reasonably should be
Justice Greaney states that “[i]n A.L. v. Commonwealth, supra, we determined that the express and specific terms of a probation agreement imposed by a judge which prohibited a probationer (a convicted child molester) from working with children created a special relationship between children molested by the probationer and the probation officer who had failed to enforce the agreement.” Ante at 459. Justice Greaney seems to suggest that the terms of probation in A.L., which he characterizes as an “agreement,” were akin to the type of promise by a public agency, officer, or employee that induces reliance by an individual resulting in a “special relationship” and therefore a special duty to that individual under the traditional public duty rule. Nowhere in A.L. does the court even refer to an “agreement.” In any event, there was no promise in A.L. which induced the children‘s reliance on protection being afforded by the probation officer or anyone else. For that reason, A.L. is not distinguishable from the present case because of an agreement in A.L. and not in this one.
A.L. is not distinguishable from the present case in any other way that would suggest that the result in that case is
Justice Greaney states that the views I have expressed do not “adequately recognize that there is nothing here comparable to the statutes and the special agreement which were at the core of those decisions and which were critical, on the facts of those cases, to their outcome.” Ante at 459. He concludes that Irwin and A.L. “have their place in a plan of evolving law.” Ante at 459. As I hope I have made clear, the statutes and “agreement” were not critical to Irwin or A.L., and there is no significant factual difference between Irwin or
Overruling Irwin and A.L. would in no way “undermine”
I agree with Justice Wilkins that “[a] literal application of
It is time for the public duty rule in Massachusetts to be made clear. The result of the court‘s not overruling Irwin and
WILKINS, J. (dissenting, with whom Abrams, J., joins). Let us assume that, consistent with some current thinking, a town hires a private corporation to provide municipal fire protection. One day a house catches on fire; an alarm is struck; the private corporation‘s employees head for the scene. When the first fire engine arrives, the two firefighters on that truck do nothing, except say that they are waiting the arrival of a second fire engine. In a few minutes, the second engine arrives. The fire has now spread to the rear porch and is burning the outside rear of the house. The firefighters on the second engine attach a hose to a hydrant and spray water on the front of the house, where there is no fire. They ignore the rear of the house, where the fire continues to spread. Another engine arrives, and more hoses are laid out. Water is not applied to the fire until approximately twenty minutes after the arrival of the first fire engine. The fire is extinguished on the rear porch, and the hoses are turned off for the next twenty-seven minutes. The fire has, however, reached the rear peak of the roof inside the house and continues to spread.1
The Massachusetts Tort Claims Act (
What I have said would warrant the conclusion that a judge-made exemption from governmental liability (such as the public duty rule) should not be crafted and that governmental liability should exist, assuming no statutory exception to liability applies, even in a case in which there is no “special relationship” between the plaintiff and the governmental employee charged with negligence. This court has, however, adopted a limitation on governmental liability for cases where no statutory exception applied but where no “special relationship” was found, and I have accepted the concept.2 The reason for the limitation is a lingering concern that the exposure to liability, even though limited to $100,000 for each plaintiff (
It is for this reason that this court has engaged in “line-drawing,” a practice not rare in the development of tort law. We have regarded certain situations as sufficiently egregious, where the peril was obvious and substantial and the class of potential victims was reasonably determinable, to warrant governmental liability. See A.L. v. Commonwealth, 402 Mass. 234 (1988); Irwin v. Ware, 392 Mass. 745 (1984). We identified a “special relationship” in those cases, a conclusional phrase that does nothing to assist in drawing the line between liability and nonliability in given cases.
I agree with Justice O‘Connor‘s assessment that there is no meaningful basis for permitting liability in Irwin v. Ware, supra, and A.L. v. Commonwealth, supra, and not permitting liability here. See ante at 463-466 (O‘Connor, J., concurring). In this case, there was direct, obvious, and immediate harm to the house of known property owners. The specificity as to whose interests were affected by the firefighters’ negligence is far more apparent than in A.L. v. Commonwealth, supra, and in Irwin v. Ware, supra, cases in which the potential plaintiffs were not even ascertainable at the time the acts of negligence were committed and in which injury to the plaintiffs (or anyone else) from the public employee‘s negligence was not certain. The immediacy and certainty of the harm and the clear identification of the persons being specifically harmed make inapplicable here any judge-made exception to the rule of governmental liability stated in
Judgment should not have been entered for the defendant town.
