*1 in this court and ceedings the latter han- Cydney CRUE, implementation
dles after our A. McKinn, decisions. John M. Reese, It is unclear whether the Debbie A. Attorney Farnell, General Brenda M. seen, Hoxie, Stephen Solicitor General let alone Frederick E. Kauf man, approved, recently Philip the documents Phillips, filed W. Plain State and local tiffs-Appellees, names. institutions may governmental responsibilities allocate they please, they may but not take AIKEN, Michael Defendant-Appellant. shelter behind allocations that leave no one fully responsible procedures 02-3627, when those 03-2281, No. 03-2951. noncompliance judicial lead to orders United States Court of Appeals, and woebegone papers filed in litigation. Seventh Circuit. Systemic problems require systemic so- Argued Feb. 2004. option lutions. One is to instruct the dis- Decided June 2004. open trict court proceedings to deter- responsible mine who is for the state’s order, comply
failure to with its and to
impose appropriate penalties for contempt better, however,
of court. Even would be adoption procedures within the legal bureaucracy
state’s to ensure that problems
these do not recur. We invite Attorney General and the State’s At-
torney explain, days, within 21 what
they think can be done in lieu of contempt
proceedings. Given the failure of the as- AM.,
surances made to us in Carroll and
any proposals must be concrete rather
than general promises to do better next go
time. It should saying without (though prudent say seems it anyway) that an step rebuilding
essential good the state’s
reputation is the swift resentencing of
Gregory Madej in compliance with the writ September
issued in
Harvey M. (argued), Roger Grossman ACLU, Inc., Baldwin Foundation of Chica- IL, go, for Plaintiff-Appellee. Timothy Bishop (argued), S. Nicola Jackson, Mayer, Brown, Man, Rowe & IL, Chicago, Thomas, Michael R. Cornyn, Mamer Haughey, & Champaign, IL, for Defendant-Appellant.
Ann D. Springer, American Association of University Professors, Washington, D.C., Curiae, for Amicus American Associ- ation of University Professors. Finkin, Matthew W. University of Illi- Law, College nois Champaign, IL, for Curiae, Amicus University of Illinios. BAUER, MANTON, Before EVANS, Judges. Circuit EVANS, TERENCE T. Circuit Judge. case, raising This First Amendment is- sues involving Illinois, Uliniwek,” who, concerns “Chief depending view, point one’s is either a mascot symbol university. More on this first, distinction later but getting before hand, the issue at we detour for a brief Grizzlies, Griffins, Golden Gophers, Golden em- and their nicknames college look at Hurricanes, Gusties, Gold- Golden Golden mascots. bodiment Lions, Pan- Golden Knights, Golden en Circuit, large some In the Seventh Rams, Seals, thers, Golden Golden Golden Purdue (Badgers), schools—-Wisconsin Suns, Tornados Tigers, Golden Golden (Hoosiers), Notre (Boilermakers), Indiana cheering on their teams. (the Irish), (The DePaul Fighting Dame Demons), University of Evans- Blue that, obvious quite All this makes Aces), Illinois and Southern (Purple ville nicknames, one college considering when would (Salukis) nicknames —have frogs get prince. a lot of must kiss cool. pretty that are of ones list make *4 major princes. For are a few But there no in this circuit are And small schools universities, pressed be hard one would department. nickname in the cool slouches (Ala- The Tide like Crimson gems beat the beating time a hard have One would (Arkansas), Billikens2 bama), Razorbacks College Quakers of Earlham Hustlin’ (TCU), (St.Louis), and Ta- Frogs Horned Indiana), of (Richmond, the Little Giants Carolina). it, (North as we see But rheels Indiana), (Crawfordsville, College Wabash take cake when schools the some small University-Pur- of Indiana Mastodons anyone ingenuity. Can to nickname comes (Fort Wayne, Wayne University-Fort due University of of top the Anteaters of the Indiana), Hawks and the Scarlet California-Irvine; Hardrockers of the Technology. of Institute Illinois of and Tech- Dakota School Mines South nick- have mundane most schools But City; Humpback Rapid nology unique when can one feel names. How Alaska-South- of Whales of (43 differ- Tigers is your school’s nickname (we par- are east; Judges particularly (40 universities),1 Bulldogs colleges or ent one) University; of Brandéis tial to this (32), (33), Pio- schools), Lions Wildcats Stormy College; the (30 the Poets of Whittier each), (31), Cougars or Panthers neers University in Atlan- (25)? Oglethorpe how Petrels of (28), Knights Or or Crusaders Akron; or schools)? University of (56 ta; of the Zips mascots Eagles about (will changed schools, assume this nickname we do the Vixens these who for crowd, coed?) pretty of Sweet Briar goes the home up to fire if the best school all boring. pretty As wonderful generic Virginia? College —and however, col- are, give we best these their nicknames schools Some adorn University of nod to the nickname lege “Golden,” in- adjectives —like the fear Imagine Cruz. California-Santa Bears, Thus, Gold- Golden we see stance. travel there opponents who the hearts Buffaloes, Bobcats, Golden Golden en “Banana named imaginatively face (15 alone!), them Bulls, Eagles Golden Slugs”?3 Flashes, Flyers, Golden Golden Golden scores Although includes the movie Smargon Fiction.” compiled by Joshua Adam See list (film Roger Ebert scenes critic www.smargon.net/nicknames. unique book, The Great his 2002 gushes it in over a "Billiken”? in the world is
2. What shocking see Movies), certainly it was Travolta) (John Vega Vincent killer stone-cold unique- Slug's of the Banana 3. As evidence being Slug after wearing a Banana T-shirt ness, all the nicknames we offer this: (but picture end of at the Quentin "cleansed” from, director film acclaimed choose story you to see it of the the end appear in one selected it to — Tarantino distinction). classic, grasp "Pulp of his 1994 scenes memorable this brief overview From of school nick- him more mascot symbol, than or vice names, they versa, can see that we cover a lot of really is for others to decide. Suf- territory, very from the clever to the rath- fice to say opponents him to consider But unimaginative. thing fairly mascot, er one be a supporters while refer often although most are not at all contro- to him symbol. “debate,” as a howev- clear— versial, er, some are. Even the Banana Slug over the use of Native-American controversy. was born out of many For logos, mascots, names whether as sym- (ariolomax years, a slug banana dolicho- bols is not unique to the University of science) phalus to the only work was Illinois. unofficial mascot at UC-Santa Cruz.4 In Forty ago, years Marquette University 1981, the chancellor named the “Sea Lion” used a mascot named “Willie Wampum”— as the school’s official But mascot. some a crude Indian caricature huge pa- with a students would have none of that. Argu- (about pier-máché head 4 feet high!)—to slug that the represented some of the whip up the crowd at its games basketball strongest campus, elements of the like in support of its nickname —Warriors. flexibility nonaggressiveness, the stu- Marquette is now the Eagles. Golden *5 pushed dents for and funded referendum a Similarly, the Stanford Indians the became
which resulted in a landslide win for the “Cardinal,” St. John’s transformed from Slug Banana over the Sea Lion. And so it Storm,” “Red Men” to “Red Miami of Ohio became the official mascot. moved from “Redhawks,” “Redskins” to
Not all mascot controversies are and Michigan Eastern went from “Hu- “fought” simply out as as the dispute was rons” “Eagles.” schools, Some most over Slug. the Banana brings notably (“Seminóles”) Which us to Florida State and the University of Illinois (the where its nick- the University of North Dakota5 Illini,” name is “Fighting the a Sioux), reference Fighting have resisted change. to a loose confederation of Algonquin Indi- And so has the University of Illinois. an Tribes that inhabited the upper Missis- Chief Illiniwek traces his existence sippi Valley area when French explorers when, according to the University of journeyed first there from Canada in the site, Illinois web as assistant band director early century. seventeenth The universi- the having “conceived idea of a Native ty’s mascot, to mirror its nickname —or to American war dance performed at half- symbol its some “Chief Illiniwek.” —is time at Illinois-Pennsylvania the game.” Chief Illiniwek is controversial. And the A student, wearing “a homemade costume controversy remains today. unresolved complete with a war bonnet made of tur-
Chief participate feathers,” Illiniwek does not in key performed a dance half- activities, traditional cheerleading time, but he big which “was a hit.” According to “perform” does at athletic events. Wheth- News 23, 2001), (April the student er presence, his does, and what he makes mascot “peace also smoked a pipe” at half- slug.web.com. 4. See brewing name was in Grand Forks when a wealthy alumnus —who contributed $35 mil- quite 5. possible University It’s the of hockey lion to ice arena —threatened North Dakota "Fighting is still the Sioux" close project "Fighting down if the Sioux” arena, $100 because hockey its million ice logo nickna'me and related were retired. The which was under construction in de- 23, North Higher Dakota State Board pended Edu- According April on it. News, subsequently cation keep voted edition of NCAA "News & Fea- status tures,” a hot debate quo. over school’s nick- de- history as entertainment mascot, Indian “William Pennsylvania’s time with disgraces the and the Indian grades Penn.” ignorance by revealing white race web of the UIUC page the home From tribal cultures. chief to how the site, informed we are is tantamount exhibition “The Illiniwek named: was parody putting someone “Illiniwek” was first expression Linton, Mass,” Citizens Norma Catholic conjunction with used anthropol- visiting member and for AIM Zuppke coach Bob by Illinois football University said. She at the ogy lecturer philoso- Zup was mid 1920’s. Miniwek by saying Chief continued incli- training and historian pher composite. anis inaccurate con- nation, intrigued and he was Illinois area within the “The Indians held about peoples Mini cept the The idea tribal culture. of a different They spoke identity aspirations. different tribes from several symbols language and Algonquin dialect Indians,” she angers together mashed “Illiniwek” to refer to term used individ- not want their “They do added. ag- strong, being human complete —the distort- combined and customs ual tribal unfettered human body; human ile to remain ed, their traditions but want intellect; spirit. human the indomitable unique.” separate and underwent Illiniwek’s “costume” Chief Chief, Gonzalez, said the current Mike its settling on before revisions several con- being only requirement that the Similarly, present incarnation eagle is an position sidered dance, intricate involving footwork chiefs *6 However, Gonzalez felt jump. spread split with fast, movements spinning symbol “majestic” and that Illiniwek is kicks, over changed has high jumps and way “In no does spirit. fighting of tak- changes were these years. While Indian,” Gonzalez the American degrade presence opposition ing place, some honors the Indi- Illiniwek “I think said. around began percolate the chief of an.” beginning around Urbana-Champaign, 1970-73, Bitzer, also Illiniwek from John 1975. university role. “Other defended could protest we signs earliest The Illini- just but caricatures mascots year- university’s 1975 in the appear find would they the Indians portrays wek book, this appears: where portrayed.” to be want R-Decatur, Borchers, Rep. A. Webber THE CHIEF TO A CHALLENGE while a the costume originator of spoke also University, as a hailed at the Illiniwek has been student Chief “It’s Illiniwek. University spirit since of Chief defense symbol of any uni- outstanding his tradition have cheered thousands most while But halftime, land, no intention of oth- with during versity in the gyrations acrobatic Indians,” he said. disgust. disrespect him with upon look ers sensed University officials have only of mockery not Illiniwek is “Chief symbol controversy. Illiniwek peo- Chief also white customs but Indian removed from was Fultz, Illiniwek of Chief culture,” Citi- Bonnie said ple’s year ap- stationary this University Indian Movement American for the zens Kissinger, coordina- AIM. Everett pease Ac- (AIM) member. executive board marching band Illiniwek and tor of Chief Fultz, use the continued cording to director, indignant was about the contro- athletes and inform them of the Illin- Chief versy. “Illiniwek has been a tradition controversy iwek and the implications of since and I don’t you here want competing athletically on behalf of a uni- people (reporters) up a lot of opening versity they which said employs racial it,” problems about he Kissinger said. stereotypes. got That university’s at- ordered turn has Gonzalez to avoid tention. large-scale publici- radio interviews and lile, Vincent the assistant director of ty about his role as Chief. athletics, asked the membership services sounds of protest The first over Chief coordinator of the Collegiate National Ath- grown Illiniwek 1975 have to a crescen- (NCAA) letics Association whether NCAA Many people today do. him find to be rales applied to by faculty contacts mem- offensive, including the Peoria Tribe of bers with student-athletes. Oklahoma, Indians of known collectively as Nations, just the Illiniwek or Illinois who later, days 2, 2001, Two on March years ago formally few voted to ask the chancellor of the university, defendant Mi- university stop using him as a mascot. Aiken, chael sent the e-mail which precip- And that today’s takes us to suit where a itated lawsuit. It this said: group faculty loose members and a Questions and concerns have been raised graduate teaching assistant6 at the univer- recently potential about contacts em- sity escalated the debate a little further. ployees, students or others associated group, whom we will simply call University with the with ath- student “plaintiffs,” claim that the chief creates a letes being who are recruited environment hostile for Native American University of Illinois. As a member of promotes students and that he dissemina- Collegiate National Athletics Associ- tion of inaccurate in an information edu- (NCAA) ation Big and the Ten Athletic setting. They expressed cational Conference, there are a number of rules opposition to Chief through Illiniwek with persons which all public speeches,. letter writing, meetings associated with groups, must by submitting comply. For exam- *7 newspaper publication. ple, articles for They regulates the NCAA the timing, na- also attended meetings protesting ture and frequency of contacts between they what term is his use as a mascot. any University employee and prospec- university The has not with interfered tive It athletes. is the responsibility of of these activities. the coaches and administration in the Division of Intercollegiate Athletics to
It plaintiffs was not until the expressed recruit the best student par- athletes to contacting interest in prospective student- ticipate in varsity sports at the about the controversy athletes Universi- surround- ty of Illinois. No permitted Chief Illiniwek that contacts are university be- gan prospective athletes, to frown on with their The uni- in- activities. versity cluding was alerted by high junior to their school and college activities press 28, 2001, students, account on February University students, em- wherein plaintiffs some made known ployees their or others associated with the intention to contact prospective student- University express without authorization assistant, Crue, 6. teaching decision, Cydney The identi- of this necessary it is not us to student; herself fies as a Aiken defendant university politics. decide this issue of faculty claims she is a purposes member. For
CU os recipient correspondence where desig- 3. or his of Athletics Director his or upon based her is “selected nee. athletics” participation in serious potentially University faces Big or of NCAA for violation sanctions purpose “for the correspondence 4. of the Univer- All members rules. Ten to athletics addressing issues related to abide community expected sity prospective or the student-athlete’s any intentional rules, certainly these intercollegi- in participation possible It is the will not be condoned. violations ate athletics” of each member responsibility off-campus contact where in-person 5. students, all University to ensure.that upon “selected based recipient associated and others in athletics” participation his or her in a themselves conduct contact “for off-campus in-person Questions about manner. sportsmanlike re- addressing issues purpose Mr. be' addressed the rules should prospective or the lated to athletics for Com- lile, Assistant Director Vince partic- possible student-athlete’s Administration Bielfeldt Athletic pliance, intercollegiate athletics” ipation Street, Cham- Fourth Building, 1700 S. (217) 333-5731, E-mail: n IL paign, day: replied the same NCAA ille@uiuc.edu. recruiting regulations are de- university administration Immediately, prospective stu- signed part protect of what the reach questions about received pressures that undue dent-athletes from di- “preclearance accurately termed was or may with their scholastic interfere directed Asso- Aiken Chancellor rective.” promote as to interest as well athletics to oversee Larry ciate Mann Chancellor institutions equity among member inquiries. responded as he Mr. Ule In this recruiting prospects. their o,f out, went day Aiken’s e-mail The same identifies if an either regard, institution Aiken, Hoxie e-mailed Frederick plaintiff stu- prospective group and contacts prospective to advise his desire stating ability or on athletics dents based university’s unre- student-athletes to- students discuss prospective contacts of Native to the concerns sponsiveness con- participation those their athletics thought Hoxie said he' Americans. subject regulations. to NCAA tacts are him from directive barred preclearance Therefore, questions, your as outlined students, and he writing makes member if an institutional staff for guidance. asked contact, in-person off-cam- telephone request, a week after Hoxie’s Almost correspon- written pus contact sends *8 NCAA, writing, in lile asked March to discuss prospective dence to a ap- its rules as to whether guidance ability possible or or her athletics his specific six situations: plied in intercollegiate in athletics participation recipient re- telephone calls where considered 1. would be such contacts par- subject or her on his is “selected based would be cruiting contacts and Further, in ticipation athletics” if an insti- regulations. NCAA telephone makes a member tutional staff purpose telephone calls “for sends contact, contact in-person athletics or related to discussing issues prospective correspondence written prospective student-athlete’s or the been identified based have intercollegi- in students who participation possible ability such contacts on athletics ate athletics” recruiting would be considered contacts of the Director of desig- Athletics or his the content regardless message nee, who experience in these is- subject and thus would also be to NCAA sues. This is policy the same that this hope I regulations. this information is campus consistently reg- has followed in helpful. Please free to contact me if feel ulating with prospective contacts stu- you questions. have further dent-athletes. receiving After response, the NCAA I have sought from advice the DIA com-
March Ille informed Hoxie that officer, pliance Ille, Vince and Legal applied directive in four situations: when a Counsel on this issue. Mr. Ille also prospective student-athlete is identified for consulted with the NCAA. participation athletics, contact based on expect We University members of the if the contact is any made to address issue community express their viewpoints athletics, relating to if it is made to ad- without violating NCAA rules concern- prospective dress the student’s possible ing contacts with student- participation athletics, or if it is made at athletes. such opportunities Numerous the request of a member of the athletics abound, including editor, letters to the department. press releases, interviews, leaf- radio/TV On March the statements from his e- leting, public and speeches. Various mail were essentially reiterated Chan- faculty and members others have availed cellor Aiken in an address to the faculty opportunities themselves of these over Senate: years. values and defends the Let me point: address one other we principles of free and academic have received some e-mails in response freedom for of the University members my to March 2 that pose e-mail a series community. hypothetical questions about the First The University does not seek to inter- Amendment other Engag- and issues. fere with expression regard- views ing a debate at this time about such public matters of concern. Howev- hardly matters helpful produc- seems er, we also NCAA, are member of the tive. and are to controlling committed our ways, two Aiken’s statement was intercollegiate program athletics in com- broader than the response: NCAA it ap- pliance with regulations the rules and plied to members, students well as staff NCAA. and it applied to all prospective contacts This expect means that we members of with prospective student-athletes. Simi- the University community respect larly, Mr. Ille did limit the reach of the rules, certainly not intention- preclearance Rather, directive. he said it ally violate them. applied contacts made pur- “for the As explained my e-mail of March pose of addressing any issue related to there are numerous and detailed NCAA athletics.” Ille persons insisted that in- regarding rules by faculty contacts tending to contact prospective athletes in- other University representatives with *9 form him they of what going were to prospective student-athletes. talking about. NCAA Division I Manual itself is 480 pages long. why That is my e-mail ad- These statements were by seen vised that such contacts should oc- plaintiffs as restraints on their free- cur only with express authorization rights they so filed this lawsuit on
677 rules, please concerning tions the Honor- judge, 22. The district March lile, Di- contact Mr. Vince Assistant Mihm, hearing after a Michael M. able of Compliance, for at the Division rector 2001, re- 4, plaintiffs’ granted April Intercollegiate you. Athletics. Thank restraining temporary and issued quest (TRO) The TRO days later. two order (which retraction rendered Despite the enforcing from chancellor enjoined the moot) of a appointment the TRO and entry of After directive. preclearance chancellor,7 proceeded. the case new part TRO, Aiken retracted Chancellor summary judge ultimately entered district in a second e-mail original e-mail of his plaintiffs request on their judgment for 5, 2001: June sent the di- declaratory judgment for a ' 2001, 2, I recall, may on March youAs their First Amendment rective violated asso- message persons an e-mail sent damages nominal rights; he ordered regarding University ciated with the Crue, $1,000 Cydney Brenda plaintiffs Ath- with Potential Student “Contact Hoxie, Kaufman, Farnell, Stephen stated, message My e-mail letes.” Philip Phillips plus attorney’s fees to them permitted “No contacts part, that: parties. Chancellor Aiken prevailing as athletes, in- appeals. college junior cluding high school merits, before us is On the the issue students, students, University em- 2 the March e-mail violated whether with the others associated ployees or A rights. First Amendment sec- plaintiffs’ authorization express without Aiken, ondary issue is whether Chancellor desig- or his Director of Athletics of the is entitled to capacity, in his individual However, light Judge nee.” immunity the law at the qualified because 6, 2001 and more April Mihm’s order clearly did not time the e-mail was force testimony by representatives recent Amend- that it violated the First establish Collegiate Athletic Associa- the National summary grant review a ment. We (NCAA), that ex- I have concluded tion judgment de novo. the Director of authorization of press not be designee matter, or his should Athletics we will preliminary As a date, Therefore, this required. effective that this action must be mention the claim retracting the above- permanently I am offending e as moot because the dismissed 2, e- my March sentence of quoted retracted and Chancellor mail has been message. mail Those facts render resigned. Aiken has moot; injunctive for relief request above-quoted lan- The retraction of the declaratory re however, requests does not my from earlier e-mail guage aWhen damages and for remain. to lief University’s commitment lessen the injunctive relief is barred but claim for rules in the re- with NCAA complying remains, declaratory damages claim for athletes at the Uni- cruitment of student damages to a predicate judgment call I continue to versity of Illinois. McDonnell, can survive. University com- award upon all members Wolff 41 L.Ed.2d 94 S.Ct. rules of the munity abide McCormack, (1974); Powell v. see also potential stu- dealing with NCAA when L.Ed.2d 491 U.S. you ques- athletes. Should dent Cantor, record, retiring Chief note, Nancy favors lor who the new chan- We off the Illiniwek, resigned that it was be- but denied resigned. According to the cellor has now 26, 2004, Tribune, cause of the chief. Chicago February Chancel- *10 678 Publ’ns, Then, NTEU,
(1969);
Inc. v.
in
Penny Saver
Vil-
the Court considered
(7th
Crest,
constitutionality
Chancellor Aiken’s claim of
Fed.R.Civ.P.
allows for
immunity
Qualified
fied
enlargement
expira
also fails.
immu
of time after the
nity protects
liability
specified
from
of the
period
civil
those who tion
“where the
University,
outside the
people,
result of excusable
act was the
failure to
objected
out actions
to the use of
years
also sets
The rule
who have
neglect.”
in which there
the rules
cheer-leading
certain of
part
under
Illiniwek
Chief
is not
Rule 54
granted.
can be extensions
events,
foot-
particularly
at athletic
effort
Indeed,
deter
we have
those.
among
notes,
symbol
this
As the court
games.
ball
*13
jurisdic
not
54 is
that Fed.R.Civ.P.
mined
mockery
is,
things, labeled
among other
Fire
Lafayette
Johnson
tional. See
people’s
white
cul-
Indian customs and
(7th
472,
F.3d 726
Local
Fighters Ass’n
students,
faculty,
and
by
ture. Criticism
Cir.1995).
modified
It can and has been
University
cared
at the
who
anyone else
determining whether
rule.
by the local
protests,
and included
was unrestricted
of excusable ne
filing is the result
a late
demonstrations,
inter-
radio and television
looks to whether
the district court
glect,
views,
pub-
to editors and articles
letters
opposing
to the
prejudice
be
there will
many
plaintiffs,
in
venues. To the
lished
judicial proceed
the effect on the
party,
They
enough.
wanted
this was
delay,
for the
and whether
ings, the reason
for
athletic recruits
Uni-
potential
write to
Pioneer
good
in
faith.
the movant acted
discourage attendance
versity
and
teams
Assocs. Ltd.
v. Brunswick
Servs. Co.
Inv.
the
the offensive use of
Chief.
because of
113 S.Ct.
P’ship, 507 U.S.
guarded
the NCAA issued
But when
(1993).
of a find
Our review
L.Ed.2d 74
potential
with
warning that direct contact
an
only
is
for
neglect
of excusable
University officials could vio-
by
recruits
&
Robb v.
of discretion.
abuse
Norfolk
University
the
re-
regulations,
late NCAA
(7th
Co.,
straint) on speech. See Milwaukee Police
II.
(7th
Jones,
Assoc. v.
192 F.3d
Cir.1999).
matter,
an initial
As
both
district
court
summarily
and this court
amplifies
conclude
Jones
the differences between
prior
the e-mail is a
restraint.
preclearance
a
directive and a more
label,
however,
signif-
restraint
a
sweeping general
has
ban.
a
Jones addresses
icantly
meaning
different
when applied to ban on “all communication before it oc-
(as
the speech
governmental
curs.” Id. at 749. The Police
Chief
speak-
merely
potential
reminds
the e-mail
police
to all
an order
issued
Milwaukee
imposed by the
time restrictions
that if
ers of the
stating
employees,
department
contacting prospective
com-
rules on
or written
a verbal
made
employee
that in-
com-
It also cautions
athletes.
employee,
against another
plaint
will not
Id. at
of these rules
confidential.
tentional violations
to remain
plaint had
prototypical
for-
a
fact,
directive
This is
In
the Chiefs
condoned.
be
744-45.
calling
from discuss-
for a dia-
members
review
complaining
prepublication
bade
lawyer
speakers
potential
matter
logue
with
and/or
between
The ban
appropri-
Id. at 745.
representative.
University in order
assess
union
speech.
officers “are
complaining
timing for the
ate
emphasized
manner
the matter
di-
upheld
not to discuss
has
similar
instructed
The D.C. Circuit
added).
gov-
(emphasis
dialogue
Id.
with
anyone.”
requiring
rective
Weaver,
publication. See
ernment before
sum,
prohi
an actual
addresses
Jones
Accordingly, the e-
87 F.3d
including mere
totality,
speech in
bition of
heightened
should not receive
mail
did not
matter.
Jones
discussion
NTEU,
properly
which Jones
scrutiny of
review of
prepublication
simple
involve
bans on all
sweeping, general
reserves for
(hold
Weaver,
at 1443
87 F.3d
speech. Cf.
communications.
Pickering and NTEU
under
ing valid
*15
In con
speech).
of
directive were
preclearance
review
if the
prepublication
Even
total)
(and
broad,
re-
sweeping
full-fledged prior
properly
trast
to the
labeled as
Jones,
the e-mail
con-
government employee
at issue
speech
ban on
in the
straint
merely applied
text,
speech
to
narrow
on
are
here
not
restraints
prior
at issue
all
Jones,
employees
by University
192
speech
analyzed
of
under the same test.
band
athletes
analyses ap-
only
potential
at
at 749. Prior restraint
directed
F.3d
jun
high school or
currently in
do not
private
plaintiffs
who were
to
sector
plicable
the e
undisputed that
college.
government
It is
plaintiffs
ior
when
apply
content-neutral, see
Weaver,
and
Id;
mail is
F.3d at 1440
viewpoint-
87
employees.
Racism,
U.S.
Against
(“There
v. Rock
reason to
certainly
logical
Ward
no
491
is
2746,
661
781, 791,
105 L.Ed.2d
109 S.Ct.
of
element
that the existence of some
think
Inc.,
Theatres,
(1989);
Playtime
Renton
remove a restriction
prior restraint should
925,
47-48,
41,
475 U.S.
Picker-
speech from the usual
employee
on
(1986),
to
and is not intended
L.Ed.2d 29
Here, however, the court
ing approach.”).
message, whether
any certain
censor
balancing test
traditional
departs from the
Ap-
the Chief. See
against
in favor of or
and in-
government
applied
(“[T]he
brief,
Preclearance
p. 19
pellee’s
scrutiny
heightened
applies
stead
regard to
without
applies
Directive
closely re-
more
application
This
NTEU.
communication, if the stu
content of
involv-
restraints
prior
the test for
sembles
of his or her
because
dent
is selected
choosing
plaintiffs.
sector
ing private
athletics.”).
participation
test,
scrutiny
heightened
the NTEU
(1)
when
applies
“NTEU
reasons:
court
purport
prohibit
does not
The e-mail
employee
on
placed
prior
restraint
leaflet,
speeches, write
make
right
(2)
Directive “is
the Preclearance
speech”;
editor,
freely
or
letters to the
debate/dis-
on a matter
speech
on
in a broad prohibition
of the Chief
cuss the merits
demerits
con-
public
and
importance1
Instead,
significant
language of
plain
any forum.
concern. Whether
public
speech
involves a matter
undisputed
plaintiffs’
that the
1.
It is
(3)
cern”;
preclearance
gory
expression by
directive
a massive number of
“44,000
467,
potential speakers.”
members of the univer-
Id. at
applied to
S.Ct.
added) (footnote omitted).
Ante at
sity community.”
(emphasis
679.
numbers,
emphasis
should not be on
not
reasons do
suffice. The court
These
degree
speech
but rather on the
to which
acknowledges
oversimplified
na-
even
speech
is deterred and the avenues of
left
applies
conclusion that
ture of its
NTEU
NTEU,
open
plaintiffs.
at
Pickering/
restraints and that
to all
11,115
467 n.
S.Ct.
speech
applies
instances
Connick
only
already
place.
taken
Not
is the
congressional
involved a broad
NTEU
oversimpli-
before-and-after distinction
prohibition
prevented
speech
near-
fication, but,
clear,
as Jones makes
it is a
ly
employees (including
two million federal
Jones,
misstatement of law. See
192 F.3d
employees)
lower-level
from accepting
NTEU,
749;
also
513 U.S. at
see
compensation making speeches
or writ-
(O’Connor, J., concur-
And while the
involves a
an aerospace engineer
being compen-
from
concern,
public
matter of
the Directive is
lecturing
history.
sated for
on black
Id. at
clearly
prohibition.
a broad
so
sure,
685
See,
Belcher
e.g.,
the rule.2
exception,
to
not
intended
plaintiffs
opportunities,
McAlester,
1203, 1206
integral
City
324 F.3d
an
v.
employee status
their
make
(10th Cir.2003)
Specifically,
(rejecting request
speech.
n. 3
component
potential
letters
prior
to write
restraint because
they
apply
intended
NTEU
University letterhead
athletes on
open ample
left
was narrow and
restraint
University.
at the
discourage
communication).
attendance
channels of
alternate
solely to
applies
directive
preclearance
The
Likewise,
from the
this case is far removed
em-
government
in their
plaintiffs’ acts
Pickeñng/Connick
The
facts of NTEU.
plain-
to the
capacity,
opposed
as
ployee
appropriate
test is
because
balancing
warning
citizens.
tiffs’ acts as
many alternate venues
open
leaves
e-mail
re-
potential
directed
contacts
was
to communicate their
plaintiffs
for the
not
NTEU does
by school officials.
cruits
fact,
previously applied
message.
In
we have
employee
right
government
establish
rejected an
ering/Connick
Pick
of their
the influence
to elevate
speakers
prohibitions
apply
NTEU to
invitation
gov-
their official
by emphasizing
restriction on
that are not a “blanket
sum,
at is-
the ban
position.
ernment
“alternate venues” are left
speech” where
vastly different
than
is
NTEU
sue
plaintiffs’ communication.
open for the
pro-
Aiken’s e-mail because
Chancellor
Helmke,
F.3d
See Messman
significantly
in NTEU involved
hibition
(7th Cir.1998).
it
potential speakers;
number
greater
Pickeñng/Connick,
proper
Under
to a
deterrent
broad
involved whole-sale
“a
analysis requires
balance between
it
both
expression;
applied
category of
citizen, in
[employee], as a
government
as
interests of the
capacity
plaintiffs
con
commenting upon
public
citizens.
matters
public
and as
State,
and the interest
cern
restraint context
It
true that the
efficiency
promoting
employer,
typi
in the
present
imposes problems
through its
performs
public
services
in
analysis which
Pickeñng/Connick
cal
Connick,
140, 103
461 U.S. at
employees.”
disciplinary decision.
post
hoc
volves
Pickering, 391 U.S. at
(quoting
S.Ct.
addition,
Jones,
at 750. In
F.3d
See
1731).
government’s
appli
typical
than the
this case is different
sovereign
a mere
acting as
interest when
Pickeñng/Connick because
cation of
*17
subordinate,
government’s inter
but the
is
any adverse
not suffered
plaintiffs have
one.”
“significant
is a
employer
as an
est
in the
often at issue
employment action
Churchill,
661, 675, 114
511 U.S.
v.
Waters
See,
Pickering/Connick.
application of
(1994).
In
1878,
686
128 L.Ed.2d
S.Ct.
378,
McPherson,
v.
e.g., Rankin
balance,
Supreme
conducting this
(1987).
2891,
388,
deferred congressional by upholding ban ruption representatives contacts between Branch from tak- University prospective on Executive student ath- political campaigns part University. active letes is critical to the For Public v. management. Workers political “secondary,” “isolated,” even or “inadver- 75, 99, Mitchell, 67 U.S. S.Ct. 91 effects, 330 tent” “minimal” violations with (1947). L.Ed. 754 sanctions, wields an NCAA arsenal of stiff including terminating the school’s recruit- depositions reveal plaintiffs’ athlete, particular imposing ment of a ine- letter-writing cam- purpose behind athlete, ligibility requiring on an a school encourage potential paign was game impermissi- to forfeit a in which an the University. athletes not to attend We bly played, contacted athlete and fines. consistently permitted government 19.02.2.1; Bylaws See NCAA 19.6.1. The proactive take employers steps when University had been sanctioned three disruption by acts of em- facing obvious major shortly times for rules violations Ramirez, ployees. Sullivan v. 360 See before the tenure of Chancellor Aiken and (7th Cir.2004) (balancing F.3d 701 undisputed it is that Chancellor Aiken was disruptiveness” potential “the plaintiffs’ letter-writing concerned that the speech); Amesqua, v. 212 Greer F.3d campaign could violate recruiting (7th Cir.2000); Bitzer, Propst rules. (7th Cir.1994). F.3d The Illinois legislature declared national has athletic strictly recruiting NCAA rules limit ac- to the competition “essential” state’s tivities “institutional in- staff’ which finances. schools and ILCS “faculty Bylaw cludes members.” NCAA 25/2(c). Damage recruiting or other 13.1.2.3(a). The NCAA apply rules aspects program damage of the athletics “general correspondence related to athlet- University’s bottom line.3 See Bylaw ics.” NCAA 13.4.1. In order
Messman, 1047; 133 F.3d Lewis v. cf. faculty certain that the prospective con- (2d Cir.1999) Cowen, 154, 164 165 F.3d subject rules, tacts were to NCAA Chan- (upholding predictions of defendants’ dis- questioned cellor Big Aiken NCAA and ruption employee’s that state “refusal to Ten Conference sending officials before promote proposed change would result In response, the e-mail. NCAA rules ex- in negative publicity and decreased mo- pert O’Meally Denise explained an e- rale, profitability.”). ... impairing turn regulations mail that NCAA apply when government goes interest here be- “an institution either identifies and con- yond the obvious interest effective re- group tacts students *18 University's ing, 3. The not the court does discuss or burdensome communication to im recruiting pressionable teenage interest in effective and maintain athletes who are entitled precedent privacy. a sound bottom line. Our em Lighthouse to Muller v. Cf. Jefferson Sch., 1530, (7th phasizes “[efficiency responsi Cir.1996) that and fiscal (per 98 F.3d 1541 governmental bility powerful mitting principal prescreen speech interests.” to that Messman, plaintiffs "materially F.3d at 1047. proce 133 The interfere[d] with school acknowledge University’s the actual interest dures and intrudefd] into school affairs or the others.”). recruiting speech in being "paternal and that Chancellor Ai lives of Far from claim, "might constitutionally require pre-ap- plaintiffs ken istic” as the such concerns proval of such limiting contacts.” Nor does the court are the basis for the NCAArules the University’s regulating timing recruiting discuss the in interest number and of contacts to timing the potentially intimidating, prospective of confus student athletes.
687
475,
at
fear.
NTEU
speculative
ture or
ability or contacts
their athletics
on
based
Cf.
Broadcasting
(citing Turner
their ath-
left adequate sending when balanced the e-mail. merely were fore The court alternatives University’s against upon concern for violat- relies to support the Jones its conclusion Hasara, Myers regulations. clearly v. that the law was ing NCAA established. As (7th Cir.2000) above, (citing forth 226 F.3d set Jones involved an actual (7th Steil, F.3d Coady prohibition speech, v. unlike the prepub- Cir.1999)). plaintiffs already The were us- lication review issue here. Jones to ing speech concerning disciplinary venues communicate their banned all numerous ways disruptive less to message open any the and did not leave matters alter- University, communicating still but native channels of communication. In con- trast, anyone willing to read or listen. First the e-mail at issue here did not require not purport Amendment does Universi- regarding make discussions ty requirements the time plaintiffs to eliminate of Chief confidential. The re- regulations editor, and allow Universi- the NCAA mained free to write letters to the ty employees imprimatur discussion, official engage protests, give lead positions prospective to communicate public speeches, plaintiffs etc. The approached student athletes. meeting their burden of showing “very closely analogous case law” Even if the court were correct and Chancellor Aiken is thus entitled to to this applied NTEU case and that bal qualified immunity. plaintiffs, ance tipped quali favor immunity applies fied to Chancellor Aiken. III. were a
Assuming there constitutional vio lation, in order remove the cloak of Pickering/Connick balancing test immunity, plaintiffs qualified have the applies to Chancellor Aiken’s e-mail be- proof to show that the pro burden law merely places cause time restrictions on hibiting Chancellor Aiken’s conduct was by narrow band of communication plain- Lund, “clearly Gregorich established.” v. capacity tiffs in their government em- (7th Cir.1995). 54 F.3d The test ployees. The e-mail is not “wholesale clearly whether law was estab category deterrent to a broad expres- lished must be conducted based on the sion potential massive number of case, specific high facts of the and not at a speakers” and applying thus the test for generality. level of Greenberg See heightened scrutiny of NTEU is not Kmetko, (7th 922 F.2d 383-84 Cir. test, Pickering/Connick met. Under the 1991). government important has an interest
Here, Pickering/Connick both efficiency recruiting; in comply- and, balancing NTEU involve tests unless with NCAA time regarding limitations law, “very closely analogous” athletes; there is case contacts with struck protecting balance official will not and in prospective student ath- qualified immunity. remove Grego- intimidating, See letes from confusing, or bur- rich, 54 at 414. Moreover, F.3d Plaintiffs have not densome communication. closely identified such analogous e-mail open variety case leaves wide of alter- proposition communication, law. The obvious that native plain- of which the general restraints are disfavored is far too advantage. tiffs have taken Finally, satisfy plaintiffs’ burden. As set qualified Chancellor Aiken is entitled to above, forth immunity Chancellor Aiken did not act plaintiffs because the have failed attorneys without caution. He showing very consulted meet their burden of *20 controlling law analogous case closely DIS- I therefore this case.
outcome would and court’s decision from the
SENT as to judgment court’s the district
vacate declaratory relief for request plaintiffs’ Aiken’s Chancellor damages grant and summary judgment.
motion for America, STATES
UNITED
Plaintiff-Appellee, DANIELS, L. Defendant-
Adom
Appellant.
No. 03-2975. Appeals, Court
United States
Seventh Circuit. 21, 2004.
Argued April June
Decided Hennage (argued), Office
Ruth Bend, IN, Attorney, South United States Plaintiff-Appellee. for Indiana Fed- (argued), Robert D. Truitt Inc., Defenders, South Community eral Bend, IN, Defendant-Appellant. MANION, COFFEY, Before KANNE, Judges. Circuit
