267 Conn. 210 | Conn. | 2004
Opinion
The dispositive issue in this case, which comes to us upon acceptance of three certified questions from the United States Court of Appeals for the Second Circuit pursuant to General Statutes § 51-199b (d),
The plaintiff, Victor Cweklinsky, brought a multicount complaint against the defendant, Mobil Chemical Company, in the United States District Court for the District of Connecticut, asserting various claims arising out of the termination of his employment by the defendant.
“To accommodate [the plaintiff], Giacondino altered [the plaintiffs] copy of Dr. Cambria’s December 8 retum-to-work letter to reflect that [the plaintiff] could resume working on December 14. Significantly, Giacondino did not amend the office copy of Dr. Cambria’s December 8 letter, nor indicate the change in [the plaintiffs] file.
“When [the plaintiff] reported to work on December 14, he gave his (amended) copy of Dr. Cambria’s December 8 retum-to-work letter to his supervisor, Gerry Smerka. Smerka then consulted with [the defendant’s] human resources manager, Therese Haberman, about the discrepancy in [the plaintiffs] retum-to-work date. As part of her investigation of the issue, Haberman
“Confused by this discrepancy, Haberman made two more phone calls to Dr. Cambria’s office, speaking with a different person each time. On both occasions, Dr. Cambria’s people assured Haberman that [the plaintiffs] retum-to-work date was December 11. Haberman also contacted . . . the administrator of [the defendant’s] short-term disability plan, [which] confirmed that [it] was not aware of any change in [the plaintiffs] return-to-work date from December 11 to December 14. Concluding that [the plaintiff] himself must have altered Dr. Cambria’s December 8 letter, [the defendant decided] to fire [the plaintiff].
“On January 5,1999, Smerka and Haberman met with [the plaintiff]. They told him that he was being terminated because of the obvious discrepancy between Dr. Cambria’s office copy and the altered letter that [the plaintiff] gave [the defendant]. [The plaintiff] denied altering Dr. Cambria’s letter, but did not inform Smerka or Haberman that it was actually Giacondino who had changed the note at [the plaintiffs] request.” Cweklinsky v. Mobil Chemical Co., 297 F.3d 154, 156-57 (2d Cir. 2002).
After the plaintiffs denial, the defendant investigated further and determined that it was Giacondino, and not the plaintiff, who had altered the letter. Despite this finding, however, the defendant issued a final termination letter, concluding that although the plaintiff had not falsified his retum-to-work letter, his employment should nonetheless be terminated because he had taken paid medical leave without a medical basis. Id., 157-58.
The question that we must answer is whether Connecticut recognizes a cause of action for defamation based on a former employee’s compelled self-publication of a former employer’s defamatory statement made only to the employee.
Several courts in other states, however, have carved out an exception to that rule in the context of employment.
The parties in the present case disagree on whether a majority of jurisdictions recognize the doctrine of compeUed self-publication defamation. Our own jurisdictional survey leads us to agree with the Court of Appeals’ assessment that “most jurisdictions have yet to recognize compeUed self-publication defamation or have expressly rejected it.”
The most compelling public policy consideration against recognition of the doctrine is that acceptance of the doctrine would have a chilling effect on communication in the workplace, thereby contradicting society’s fundamental interest in encouraging the free flow of information. See, e.g., Layne v. Builders Plumbing Supply Co., 210 Ill. App. 3d 966, 976, 569 N.E.2d 1104 (1991). Open and honest communication in the workplace is a laudable public policy, in that “an employer who com
Many states that have rejected the doctrine of compelled self-publication defamation have concluded that this “culture of silence” may actually harm employees by depriving them of the benefit of constructive criticism because of an employer’s fear that the comments may be used against it in the future. See, e.g., Gonsalves v. Nissan Motor Corp. in Hawaii, Ltd., 100 Haw. 149, 172, 58 P.3d 1196 (2002); Sullivan v. Baptist Memorial Hospital, supra, 995 S.W.2d 574. As the Supreme Court of Hawaii noted, “[e]mployees who may be able to improve substandard job performances may fail to do so because needed feedback is withheld.” (Internal quotation marks omitted.) Gonsalves v. Nissan Motor Corp. in Hawaii, Ltd., supra, 172. These states have reasoned further that a working environment fueled by “no comment” could result in the elimination of formal termina
The majority of the states rejecting the doctrine also have determined that employer silence could frustrate an employee’s right to redress a wrongful termination in violation of state and federal antidiscrimination statutes.
Moreover, as several commentators have observed, this fear of chilling communications is not simply hypo
We further agree with those states that have refused to adopt the doctrine of compelled self-publication defamation because it counters several well established principles of law, including the duty to mitigate damages, compliance with applicable statutes of limitations, and the doctrine of employment at will. See, e.g., Gonsalves v. Nissan Motor Corp. in Hawaii, Ltd., supra, 100 Haw. 172; Layne v. Builders Plumbing Supply Co., supra, 210 Ill. App. 3d 976; Sullivan v. Baptist Memorial Hospital, supra, 995 S.W.2d 574. We address each of these principles individually.
First, the recognition of compelled self-publication defamation can discourage plaintiffs from mitigating
In the case of compelled self-publication defamation, however, the duty to mitigate potentially is corrupted because publication occurs as a result of the plaintiffs repetition of the defamatory statement. The plaintiff, as the party repeating the publication, therefore, essentially controls the cause of action, having the ability to increase damages by continually repeating the defamatory statement to different prospective employers. As the Illinois Appellate Court observed, such control would then “encourage [repeated] publication of [the] defamatory statement by a plaintiff who reasonably could have avoided such republication or could have tried to explain to a prospective employer the true nature of the situation and to contradict the defamatory statement.” Layne v. Builders Plumbing Supply Co., supra, 210 Ill. App. 3d 976. Consequently, the unbridled control that the doctrine of compelled self-publication allows is inconsistent with the “fundamental principle of mitigation of damages.” Olivieri v. Rodriguez, 122 F.3d 406, 408 (7th Cir. 1997).
We reject the plaintiffs contention that a former employee’s control over the duty to mitigate damages and the relevant statute of limitations are tempered, if not eliminated, by the requirement that the self-publication be “compelled.” “Compulsion,” as used by the proponents of self-publication, refers to the obligation to respond truthfully to questions in any job interview. See, e.g., Lewis v. Equitable Life Assurance Society of the United States, supra, 389 N.W.2d 886-87. Advocates of compelled self-publication defamation liability argue that a plaintiff is compelled to publish the defamatory statement when asked why he or she left his or her
Lastly, recognizing a cause of action for compelled self-defamation would significantly undermine the well established doctrine of employment at will. See Gonsalves v. Nissan Motor Corp. in Hawaii, Ltd., supra, 100 Haw. 172; Sullivan v. Baptist Memorial Hospital, supra, 995 S.W.2d 574. “In Connecticut, an employer and employee have an at-will employment relationship in the absence of a contract to the contrary. Employment at will grants both parties the right to terminate the relationship for any reason, or no reason, at any time without fear of legal liability.” (Internal quotation marks omitted.) Thibodeau v. Design Group One Architects, LLC, 260 Conn. 691, 697-98, 802 A.2d 731 (2002); see also Boucher v. Godfrey, 119 Conn. 622, 627, 178 A. 655 (1935) (Connecticut expressly adopts doctrine of employment at will). Consequently, in the absence of an employment contract, or an illegal discriminatory motive, an employer has the right to terminate an
Our rejection of the doctrine of compelled self-publication defamation is reinforced by the Restatement (Second) of Torts. Although the Restatement (Second) recognizes a cause of action for self-publication defamation, it does not recognize the doctrine of compelled self-publication in factual circumstances such as those in the present case. See 3 Restatement (Second), supra, § 577 (1). Section 577 (1) of the Restatement (Second) defines publication as a “communication intentionally or by a negligent act to one other than the person defamed.” Id. A commentary to § 577 specifically addresses self-publication, providing that recovery for self-publication is allowed if a defamed person repeats the defamatory statement without awareness of its defamatory nature, and circumstances indicate repeti
The plaintiff in the present case contends that adoption of the doctrine of compelled self-publication defamation would further the policies of equity and fairness. Specifically, the plaintiff argues that the doctrine should be adopted because “[it] . . . justly holds defendants accountable for the foreseeable consequences of their actions . . . [and] protects an employee from an injury for which his employer is responsible and the employee is powerless to prevent.” (Internal quotation marks omitted.) We disagree.
We have set forth herein the significant public policy concerns that lead us to conclude that we should reject a cause of action for compelled self-publication defama
The plaintiff further argues that equity compels the recognition of the doctrine of compelled self-publication defamation because employers are sufficiently protected from the aforementioned concerns by the traditional defamation defense of “truth.” The plaintiff maintains that, “when faced with an employee suspected of having engaged in misconduct, an employer can always adequately protect itself by conducting a thorough investigation and making an informed and factually supported decision.” The plaintiff seems to suggest that conducting a thorough investigation would allow the employer to feel confident in the truth of its assertion, thereby relieving it of liability for communicating a defamatory statement. In other words, the plaintiff argues that since “truth [is] an absolute defense” to compelled self-publication defamation, there is no reason for an employer to be apprehensive about honest communications with its employees. We disagree.
Although it is true that for a claim of defamation to be actionable, the statement must be false; see Goodrich v. Waterbury Republican-American, Inc., 188 Conn. 107, 112, 448 A.2d 1317 (1982); and under the common law, truth is an affirmative defense to defamation; see Holbrook v. Casazza, 204 Conn. 336, 361, 528 A.2d 774
The answer to the first certified question is: No. Because the answer to the first certified question is in the negative, we do not reach the remaining two questions that were certified.
No costs shall be taxed in this court to either party.
In this opinion the other justices concurred.
General Statutes § 51-199b, the Uniform Certification of Questions of Law Act, provides in relevant part: “(d) The Supreme Court may answer a question of law certified to it by a court of the United States ... if the answer may be determinative of an issue in pending litigation in the certifying court and if there is no controlling appellate decision, constitutional provision or statute of this state. . . .”
The Court of Appeals for the Second Circuit asked this court to answer the following three questions: “(1) Does Connecticut recognize a cause of action for defamation based on a plaintiff employee’s or former employee’s compelled self-publication of a defendant employer’s or former employer’s defamatory statements made by the employer or former employer only to the employee or former employee? (2) If so, does the assertion that [the plaintiff Victor] Cweklinsky was forced to repeat [the defendant Mobil Chemical Company’s] defamatory statements ‘over and over’ present a triable jury issue as to whether any self-publications have occurred? (3) If no self-publications have occurred as a matter of law, may [the plaintiff Victor] Cweklinsky recover for self-publications that may occur in the future?” Cweklinsky v. Mobil Chemical Co., 297 F.3d 154, 161 (2d Cir. 2002). Because wo answer the first question in the negative, we need not reach the second and third certified questions.
The plaintiff’s third amended complaint alleged ten counts against the defendant, four of which ultimately were tried to the jury.
‘See Cweklinsky v. Mobil Chemical Co., United States District Court, Docket No. 399CV0698 (DJS) (D. Conn. February 16, 2001).
The plaintiff filed a cross appeal that is not implicated in the questions certified to us.
General Statutes § 51-199b (f) provides in relevant part: “A certification order must contain ... (2) The facts relevant to the question, showing fully the nature of the controversy out of which the question arose . . . .”
The plaintiff contends that this question does not present an issue of first impression, claiming that this court, in Gaudio v. Griffin Health Services Corp., 249 Conn. 523, 544-45 n.23, 733 A.2d 197 (1999), recognized the doctrine of compelled self-publication defamation when it characterized the doctrine as “emerging.” We disagree with the plaintiffs characterization of our statement. We did not recognize such a cause of action but merely referred to an article in which the author described the doctrine as emerging. Id., 544 n.23; see J. Acevedo, “The Emerging Cause of Action for Compelled Self-Publication Defamation in the Employment Context: Should Connecticut Follow Suit?,” 72 Conn. B.J. 297 (1998).
See McKinney v. County of Santa Clara, 110 Cal. App. 3d 787, 795-97, 168 Cal. Rptr. 89 (1980); Churchey v. Adolph Coors Co., 759 P.2d 1336, 1344-45 (Colo. 1988); Munsell v. Ideal Food Stores, 208 Kan. 909, 919-20, 494 P.2d 1063 (1972); Grist v. Upjohn Co., 16 Mich. App. 452, 484, 168 N.W.2d 389 (1969); Lewis v. Equitable Life Assurance Society of the United States, 389 N.W.2d 876, 886-87 (Minn. 1986); Neighbors v. Kirksville College of Osteopathic Medicine, 694 S.W.2d 822, 824 (Mo. App. 1985); Downs v. Ware-mart, Inc., 137 Or. App. 119, 130-31, 903 P.2d 888 (1995).
A cause of action for compelled self-publication defamation expressly was rejected in the following cases: Gore v. Health-Tex, Inc., 567 So. 2d 1307, 1308 (Ala. 1990); Atkins v. Industrial Telecommunications Assn., Inc., 660 A.2d 885, 894-95 (D.C. App. 1995); Brantley v. Heller, 101 Ga. App. 16, 18-19, 112 S.E.2d 685 (1960); Gonsalves v. Nissan Motor Corp. in Hawaii, Ltd., 100 Haw. 149, 170-72, 58 P.3d 1196 (2002); Layne v. Builders Plumbing Supply Co., 210 Ill. App. 3d 966, 975-76, 569 N.E.2d 1104 (1991); Wieder v. Chemical Bank, 202 App. Div. 2d 168, 170, 608 N.Y.S.2d 195 (1994); Yetter v. Ward Trucking Corp., 401 Pa. Super. 467, 472, 585 A.2d 1022 (1991); Sullivan v. Baptist Memorial Hospital, 995 S.W.2d 569, 574 (Tenn. 1999).
Many federal courts, applying state law, also have rejected a cause of action for compelled self-publication defamation. See, e.g., Oliveri v. Rodriguez, 122 F.3d 406, 408-409 (7th Cir. 1997) (stating that doctrine of self-publication has been “largely discredited”); De Leon v. St. Joseph Hospital, Inc., 871 F.2d 1229, 1237 (4th Cir.) (applying Maryland law not recognizing self-publication), cert. denied, 493 U.S. 825, 110 S. Ct. 87, 107 L. Ed. 2d 52 (1989); Spratt v. Northern Automotive Corp., 958 F. Sup. 456, 465 (D. Ariz. 1996) (stating that Arizona courts do not recognize compelled self-publication); Hensley v. Armstrong World Industries, Inc., 798 F. Sup. 653, 657 (W.D. Okla. 1992) (asserting that Oklahoma would follow “vast majority of states” rejecting theory of compelled self-publication). In other federal jurisdictions, the issue has not been decided. See, e.g., Golem v. Village of
See Churchey v. Adolph Coors Co., 759 P.2d 1336, 1347 (Colo. 1988); Lewis v. Equitable Life Assurance Society of the United States, supra, 389 N.W.2d 876.
See Colo. Rev. Stat. Ann. § 13-25-125.5 (Lexis Nexis 2003); Minn. Stat. Ann. § 181.933 (2) (West 1993).
See, e.g., General Statutes § 46a-60 (a), which provides in relevant part: “It shall be a discriminatory practice . . .
“(1) For an employer . . . except in the case of a bona fide occupational qualification or need, to . . . discharge from employment any individual or to discriminate against such individual in compensation or in terms, conditions or privileges of employment because of the individual's race, color, religious creed, age, sex, marital status, national origin, ancestry, present or past history of mental disability, mental retardation, learning disability or physical disability, including, but not limited to, blindness . . . .” See also 42 U.S.C. § 200ÜC-2 (a) (1).
This court has recognized an exception to the at-wiil employment doctrine. See, e.g., Thibodeau v. Design Group One Architects, Inc., supra, 260 Conn. 694 (“[a]t common law, an employer may terminate an at-will employee for any reason unless that reason violates some important public policy”); Sheets v. Teddy’s Frosted Foods, Inc., 179 Conn. 471, 476-77, 427 A.2d 385 (1980) (recognizing public policy exception to doctrine of employment at will). Employment at will, however, remains the general rule.
The Restatement (Second), supra, § 577, comment (m), provides: “One who communicates defamatory matter directly to the defamed person, who himself communicates it to a third person, has not published the matter to the third person if there are no other circumstances. If the defamed person’s transmission of the communication to the third person was made, however, without an awareness of the defamatory nature of the matter and if the circumstances indicated that communication to a third party would be likely, a publication may properly be held to have occurred.”
One illustration to § 577 of the Restatement (Second) provides: “A writes a defamatory letter about B and sends it to him through the mail in a sealed envelope. B indignantly shows the letter to his son. B, not A, has published a libel.” 3 Restatement (Second), supra, § 577, illustration (9). In contrast, another illustration to the same section of the Restatement (Second) provides: “A writes a defamatory letter about B and sends it to him through the mail in a sealed envelope. A knows that B is blind and that a member of his family will probably read the letter to him. B receives the letter and his wife reads it to him. A has published a libel.” Id., illustration (10).