CUYLER, CORRECTIONAL SUPERINTENDENT, ET AL. v. ADAMS
No. 78-1841
Supreme Court of the United States
Argued October 7, 1980—Decided January 21, 1981
449 U.S. 433
Maria Parisi Vickers, Deputy Attorney General of Pennsylvania, argued the cause for petitioners. With her on the
James D. Crawford argued the cause and filed a brief for respondent.*
JUSTICE BRENNAN delivered the opinion of the Court.
This case requires us to decide a recurring question concerning the relationship between the Interstate Agreement on Detainers and the Uniform Criminal Extradition Act.1 The specific issue presented is whether a prisoner incarcerated in a jurisdiction that has adopted the Extradition Act is entitled to the procedural protections of that Act—particularly the right to a pretransfer hearing—before being transferred to another jurisdiction pursuant to Art. IV of the Detainer Agreement. The Court of Appeals for the Third Circuit held as a matter of statutory construction that a prisoner is entitled to such protections. 592 F. 2d 720 (1979). The Courts
I
In April 1976, respondent John Adams was convicted in Pennsylvania state court of robbery and was sentenced to 30 years in the State Correctional Institution at Graterford, Pa. The Camden County (New Jersey) prosecutor‘s office subsequently lodged a detainer against respondent and in May 1977 filed a “Request for Temporary Custody” pursuant to Art. IV of the Detainer Agreement in order to bring him to Camden for trial on charges of armed robbery and other offenses.3
In an effort to prevent his transfer, respondent filed a pro se class-action complaint in June 1977 in the United States District Court for the Eastern District of Pennsylvania. He sought declaratory, injunctive, and monetary relief under
The District Court, without reaching the class certification issue, dismissed respondent‘s complaint in October 1977 for failure to state a claim upon which relief could be granted. 441 F. Supp. 556. Respondent was then transferred to New Jersey,5 where he was convicted, sentenced to a 9 1/2-year prison term (to be served concurrently with his Pennsylvania sentence), and returned to Pennsylvania.
The Court of Appeals for the Third Circuit vacated the District Court judgment and remanded for further proceedings. 592 F. 2d 720 (1979). Finding no need to reach respondent‘s constitutional claims, see Hagans v. Lavine, 415 U. S. 528, 543 (1974), it concluded as a matter of statutory construction that respondent had a right under Art. IV (d) of the Detainer Agreement to the procedural safeguards, including a pretransfer “hearing,” prescribed by § 10 of the Extradition Act. It made no finding with respect to respond-
II
While this case was on appeal, a Pennsylvania state court held that state prisoners transferred under Art. IV of the Detainer Agreement have no constitutional right to a pre-transfer hearing. Commonwealth ex rel. Coleman v. Cuyler, 261 Pa. Super. 274, 396 A. 2d 394 (1978). Although the Court of Appeals did not reach this constitutional issue, it held that it was not bound by the state court‘s result because the Detainer Agreement is an interstate compact approved by Congress and is thus a federal law subject to federal rather than state construction. Before reaching the merits of the Third Circuit‘s decision, we must determine whether that conclusion was correct. We hold that it was.
The Compact Clause of the United States Constitution,
The requirement of congressional consent is at the heart of the Compact Clause. By vesting in Congress the power to grant or withhold consent, or to condition consent on the
Congressional consent is not required for interstate agreements that fall outside the scope of the Compact Clause. Where an agreement is not “directed to the formation of any combination tending to the increase of political power in the States, which may encroach upon or interfere with the just supremacy of the United States,” it does not fall within the scope of the Clause and will not be invalidated for lack of congressional consent. See, e. g., United States Steel Corp. v. Multistate Tax Comm‘n, 434 U. S. 452, 468 (1978), quoting Virginia v. Tennessee, 148 U. S. 503, 519 (1893); New Hampshire v. Maine, 426 U. S. 363, 369-370 (1976). But where Congress has authorized the States to enter into a cooperative agreement, and where the subject matter of that agreement is an appropriate subject for congressional legislation, the consent of Congress transforms the States’ agreement into federal law under the Compact Clause.8
“The consent of Congress is hereby given to any two or more States to enter into agreements or compacts for cooperative effort and mutual assistance in the prevention of crime and in the enforcement of their respective criminal laws and policies . . . .”
4 U. S. C. § 112 (a) .
There can be no doubt that the Detainer Agreement falls within the scope of this congressional authorization. Not only do the drafters of the Agreement state in their interpretive handbook that it “falls within the purview” of the 1934 Act and therefore has the consent of Congress, see Council of State Governments, The Handbook of Interstate Crime Control 117 (1978), but also Congress itself, when adopting the Detainer Agreement on behalf of the District of Columbia and the United States, Pub. L. 91-538, 84 Stat. 1397, expressly stated that it had authorized the Detainer Agreement in the Crime Control Consent Act. See H. R. Rep. No. 91-1018 (1970); S. Rep. No. 91-1356 (1970). At the same time, Congress implicitly reaffirmed its consent to the Agreement.
III
The Detainer Agreement and the Extradition Act both establish procedures for the transfer of a prisoner in one jurisdiction to the temporary custody of another jurisdiction. A prisoner transferred under the Extradition Act is explicitly granted a right to a pretransfer “hearing” at which he is informed of the receiving State‘s request for custody, his right to counsel, and his right to apply for a writ of habeas corpus challenging the custody request. He is also permitted “a reasonable time” in which to apply for the writ.11 However, no similar explicit provision is to be found in the Detainer Agreement.
The Detainer Agreement establishes two procedures under which the prisoner against whom a detainer has been lodged may be transferred to the temporary custody of the receiving State. One of these procedures may be invoked by the
Article III of the Agreement provides the prisoner-initiated procedure. It requires the warden to notify the prisoner of all outstanding detainers and then to inform him of his right to request final disposition of the criminal charges underlying those detainers. If the prisoner initiates the transfer by demanding disposition (which under the Agreement automatically extends to all pending charges in the receiving State), the authorities in the receiving State must bring him to trial within 180 days or the charges will be dismissed with prejudice, absent good cause shown.
Article IV of the Agreement provides the procedure by which the prosecutor in the receiving State may initiate the transfer. First, the prosecutor must file with the authorities in the sending State written notice of the custody request, approved by a court having jurisdiction to hear the underlying charges. For the next 30 days, the prisoner and prosecutor must wait while the Governor of the sending State, on his own motion or that of the prisoner, decides whether to disapprove the request.12 If the Governor does not disapprove, the prisoner is transferred to the temporary custody of the receiving State where he must be brought to trial on the charges underlying the detainer within 120 days of his arrival. Again, if the prisoner is not brought to trial within the time period, the charges will be dismissed with prejudice, absent good cause shown.
Although nothing in the Detainer Agreement explicitly provides for a pretransfer hearing, respondent contends that prisoners who are involuntarily transferred under Art. IV are
Respondent‘s argument has substantial support in the language of the Detainer Agreement. Article III (e) provides that “[a]ny request for final disposition made by a prisoner [under this Article] shall also be deemed to be a waiver of extradition with respect to any charge or proceeding contemplated thereby . . . .” (Emphasis added.) The reference to “waiver of extradition” can reasonably be interpreted to mean “waiver of those rights the sending state affords persons being extradited.” Since Pennsylvania has adopted the Uniform Criminal Extradition Act, those rights would include the rights provided by § 10 of that Act.
The language of Art. IV supports respondent‘s further contention that a prisoner‘s extradition rights are meant to be preserved when the receiving State seeks disposition of an outstanding detainer. Article IV (d) provides:
“Nothing contained in this Article shall be construed to deprive any prisoner of any right which he may have to contest the legality of his delivery as provided in paragraph (a) hereof, but such delivery may not be opposed or denied on the ground that the executive authority of the sending state has not affirmatively consented to or ordered such delivery.”
Petitioners argue that the phrase “as provided in paragraph (a) hereof” modifies “right,” not “delivery,” and that para-
There are three textual reasons why we find this interpretation convincing. First, if paragraph (d) protects only the right provided by paragraph (a) to petition the Governor, as petitioners claim, it is difficult to understand what purpose paragraph (d) serves in the Agreement. Why would the drafters add a second provision to protect a right already explicitly provided? Common sense requires paragraph (d) to be construed as securing something more.
Second, the one ground for contesting a transfer that paragraph (d) explicitly withholds from the prisoner—that the transfer has not been affirmatively approved by the Gover-
Finally, paragraph (d) refers to “any right [the prisoner] may have” (emphasis added) to challenge the legality of his transfer. This suggests that more than one right is involved, a suggestion that is consistent with respondent‘s contention that all pre-existing rights are preserved. If petitioners’ contention were correct—that the only right preserved is the right provided in paragraph (a) to petition the Governor—it is much more likely that paragraph (d) would have referred narrowly to “the right the prisoner does have” to challenge the legality of his transfer.
The legislative history of the Detainer Agreement, contained in the comments on the draft Agreement made by the Council of State Governments at its 1956 conference and circulated to all the adopting States, further supports the Court of Appeals’ reading. In discussing the different degrees of protection to which a prisoner is entitled under Arts. III and IV of the Agreement, the drafters stated:
“Article IV (d) safeguards certain of the prisoner‘s rights. Normally, the only way to get a prisoner from one jurisdiction to another for purposes of trial on an indictment, information or complaint is through resort to extradition or waiver thereof. If the prisoner waives, there is no problem. However, if he does not waive extradition, it
is not appropriate to attempt to force him to give up the safeguards of the extradition process, even if this could be done constitutionally.” Council of State Governments, Suggested State Legislation, Program for 1957, pp. 78-79 (1956) (emphasis added).
The suggestion, of course, is that a prisoner transferred against his will under Art. IV should be entitled to whatever “safeguards of the extradition process” he might otherwise have enjoyed. Those safeguards include the procedural protections of the Extradition Act (in those States that have adopted it), as well as any other procedural protections the sending State guarantees persons being extradited from within its borders.
That this is what the drafters intended is further suggested by the distinction they make between Art. III and Art. IV procedures:
“The situation contemplated by this portion of the agreement [Article IV] is different than that dealt with in Article III. [Article III] relates to proceedings initiated at the request of the prisoner. Accordingly, in such instances it is fitting that the prisoner be required to waive extradition. In Article IV the prosecutor initiates the proceeding. Consequently, it probably would be improper to require the prisoner to waive those features of the extradition process which are designed for the protection of his rights.” Id., at 79.
These statements strongly support respondent‘s contention that prisoners were meant to be treated differently depending on which Article was being invoked, and that the general body of procedural rights available in the extradition context was meant to be preserved when the transfer was effected pursuant to Art. IV.
Article IX of the Detainer Agreement states that the Agreement “shall be liberally construed so as to effectuate its purpose.” The legislative history of the Agreement, including
“[A] prisoner who has had a detainer lodged against him is seriously disadvantaged by such action. He is in custody and therefore in no position to seek witnesses or to preserve his defense. He must often be kept in close custody and is ineligible for desirable work assignments. What is more, when detainers are filed against a prisoner he sometimes loses interest in institutional opportunities because he must serve his sentence without knowing what additional sentences may lie before him, or when, if ever, he will be in a position to employ the education and skills he may be developing.” H. R. Rep. No. 91-1018, p. 3 (1970); S. Rep. No. 91-1356, p. 3 (1970).
The remedial purpose of the Agreement supports an interpretation that gives prisoners the right to a judicial hearing in which they can bring a limited challenge to the receiving State‘s custody request.15 In light of the purpose of the De-tainer Agreement, as reflected in the structure of the Agree-
Affirmed.
JUSTICE REHNQUIST, with whom THE CHIEF JUSTICE and JUSTICE STEWART join, dissenting.
In a remarkable feat of judicial alchemy the Court today transforms state law into federal law. It decides that the construction of an enactment of the Pennsylvania Legislature, for which the consent of Congress was not required under the Constitution, and to which Congress never consented at all save in the vaguest terms some 25 years prior to its passage, presents a federal question. Ante, Part II. Nothing in the prior decisions of this Court suggests, say nothing of compels, such an untoward result.
The cases relied upon by the Court establish, at most, that the interpretation of an interstate compact sanctioned by Congress pursuant to the Compact Clause will present a federal question. See Petty v. Tennessee-Missouri Bridge Comm‘n, 359 U. S. 275, 278 (1959) (“The construction of a compact sanctioned by Congress under Art. I, § 10, cl. 3, of the Constitution presents a federal question“) (emphasis supplied); West Virginia ex rel. Dyer v. Sims, 341 U. S. 22, 27 (1951) (“congressional consent [was] required“); Delaware River Joint Toll Bridge Comm‘n v. Colburn, 310 U. S. 419, 427 (1940) (“the construction of . . . a compact sanctioned by Congress by virtue of Article I, § 10, Clause 3 of the Constitution, involves a federal ‘title, right, privilege or immu-
Since the Detainer Agreement is not an “agreement or compact” within the purview of the Compact Clause, that constitutional provision is irrelevant to this case, and the Court‘s reliance on it can only be described as baffling. Al-
If the Compact Clause of the Constitution does not operate to transform Pennsylvania‘s statute into federal law, it must be the consent of Congress, albeit unnecessary, which does so. Such a proposition is, however, contrary to the established rule in other contexts. The most fundamental example was discussed in Coyle v. Smith, 221 U. S. 559, 568 (1911):
“. . . Congress may require, under penalty of denying admission, that the organic laws of a new State at the time of admission shall be such as to meet its approval. A constitution thus supervised by Congress would, after all, be a constitution of a State, and as such subject to
alteration and amendment by the State after admission. Its force would be that of a state constitution, and not that of an act of Congress.”
The consent of Congress to state taxation of its instrumentalities does not mean that the interpretation of state tax laws presents a federal question, see Gully v. First National Bank, 299 U. S. 109, 115 (1936) (“That there is a federal law permitting such taxation does not change the basis of the suit, which is still the statute of the state, though the federal law is evidence to prove the statute valid“) (emphasis in original), and when Congress consents to state laws regulating commerce which would otherwise be prohibited the state laws remain state laws, see In re Rahrer, 140 U. S. 545, 561 (1891) (by consent “. . . Congress has not attempted to delegate the power to regulate commerce, . . . or to adopt state laws“); Prudential Insurance Co. v. Benjamin, 328 U. S. 408, 438, n. 51 (1946) (“The . . . contention that Congress’ ‘adoption’ of South Carolina‘s statute amounts to an unconstitutional delegation of Congress’ legislative power to the states obviously confuses Congress’ power to legislate with its power to consent to state legislation. They are not identical, though exercised in the same formal manner“). See generally Engdahl, supra, at 1015-1016. It is particularly unsettling that the Court would confuse an act of congressional consent with an act of legislation when the consent was completely gratuitous and given some 25 years before passage of the state law.
What is most disturbing about the Court‘s analysis is its potential sweep. The statute books of the States are full of reciprocal legislation in the criminal area. See, e. g., Uniform Act to Secure the Attendance of Witnesses from Without a State in Criminal Proceedings, 11 U. L. A. 1 (Supp. 1980) (adopted in 54 jurisdictions); Uniform Rendition of Prisoners as Witnesses in Criminal Proceedings Act, 11 U. L. A. 547 (Supp. 1980) (adopted in 13 jurisdictions). As this Court made clear in Multistate Tax Comm‘n, 434 U. S.,
Since I view the Detainer Agreement as a state statute, I would defer to the state court‘s interpretation of it. It is sufficiently clear to me that the court in Commonwealth ex rel. Coleman v. Cuyler, 261 Pa. Super. 274, 396 A. 2d 394 (1978), disagrees with the statutory interpretation undertaken by the Court of Appeals below and by this Court.*
