In his Pеtition for Post-Conviction Relief, Curtis Bethea argues he received ineffective assistance of counsel for failure to challenge the aggravating factors used by the trial court in determining his sentence. Specifically, he claims a trial court cannot aggravate a defendant’s sentence with an essential element of a charge that was dismissed pursuant to a plea agreement. We hold that the trial court finding that the injury suffered by the victim to be an aggravating factor was proper despite the plea agreement that dismissed that count.
Facts and Procedural History
In December 2005, Curtis Bеthea, Jerry Gore, Eddie Wilson, and Tyler Seaton went to the home of Angela Dailey and Jason Gates. Bethea and Gore entered the home wielding guns. Gates was “pistol whipped” and Dailey was pulled out of bed and thrown to the floor. Bethea bound Gates’ arms with tape. Gore and Bethea ransacked the house looking for money and drugs.
Bethea was arrested and charged with nine counts which included: Count I, Class A felony Burglary Resulting in Bodily Injury; Count II, Class B felony Armed Robbery of Gates; Count III, Class B felony Armed Robbery of Dailey; Count IV, Class B felony Criminal Confinement of Gates; Count V, Class B felony Criminal Confinement of Dailey; Count VI, Class C felony Intimidation of Gates; Class VII, Class C felony Intimidation of Dailey; Count VIII, Class D felony Auto Theft of Dailey’s vehicle; and Count IX, Class B felony Criminal Confinement of Dailey.
In February 2007, Curtis Bethea pled guilty to two counts, Count II, Class B felony Armed Robbery of Gates, and Count V, Class B felony Criminal Confinement of Dailey. His plea agreement left the sentences open to the discretion of the
The trial court determined that the aggravating circumstances outweighed the mitigating circumstances and imposed the maximum sentence of twenty years on each count. The сourt ordered the sentences served consecutively which resulted in an aggregate sentence of forty years, the maximum allowed by the plea.
Bethea appealed his sentence, but the Court of Appeals affirmed the trial court.
Bethea v. State,
No. 18A02-0703-CR-247,
I. Discussion
In the petition for post-conviction relief, the petitioner bears the burden of establishing grounds for relief by a preponderance of the evidence.
Fisher v. State,
To prevail on a claim of ineffective assistance of counsel, the petitioner must show that counsel’s performance fell below an objective standard of reasonableness and that the deficient performance so prejudiced him.
Coleman v. State,
We agree with the Court of Appeals and summarily affirm their analysis that “Bethea has not persuaded us that trial counsel’s [strategy] was not an acceptable strategy.”
Bethea v. State,
II. Appellate Counsel
There are three categories of ineffective assistance of appellate counsel: (1) denial of access to appeal; (2) failure to raise issues that should have been raised; and (3) failure to present issues well.
Wrinkles v. State,
[w]hen a petitioner claims the denial of effective assistance of appellate counsel because counsel did not raise issues the petitioner argues should have been raised, reviewing courts should be particularly deferential to counsel’s strategic decision to exclude certain issues in favor of others, unless such a decision was unquestionably unreasonable. But this does not end our analysis. Even if we determine that counsel’s choice of issues was not reasonable, a petitioner must demonstrate a reasonable probability that the outcome of the direct appeal would have been different in order to prevail.
Taylor v. State,
The issue before us is whether Bethea was prejudiced by appellate counsel’s failure to cogently challenge the aggravating factors in the underlying sentence. Sentencing decisions are reviewed for an abuse of discretion.
Anglemyer v. State,
The trial court found the following circumstances supporting sentence enhancement:
(1) Defendant has the following convictions in Virginia: Obstruction of Justice, March 14, 2001 (# 810GC010075700); and Petit Larceny, March 21, 2001 (# 710CR0100457900). The Court gives these two convictions minimal weight as they appear similar to misdemeanor offenses in Indiana, and they are not similar to the offenses involved in this case.
(2) Defendant was convicted of two counts of Accessory after the Fаct in a felony, and Defendant was sentenced as a misdemeanor in both counts, in Norfolk, Virginia, # 711GC0101928900, on December 11, 2001. The Court gives these convictions some weight; although they were entered as misdemeanor convictions, the charges involved two counts of Robbery, and Defendant is convicted of Robbery in this case.
(3) Defendant has a conviction for Possession with Intent to Distribute Cocaine as a felony, in Norfolk, Virginia (# CR01004579 and CR 02000494); on May 31, 2002, Defendant received a three year suspended sentence and was placed on probation. The Court gives this conviction significant weight, as it rеlates to a crime that could have been a significant felony in Indiana, and the conviction reflects a pattern developing of Defendant’s continuing involvement in criminal activity.
(4) Defendant has two adjudicated probation violations related to # CR01004579, in Norfolk, Virginia. The Court gives these violations (to which Defendant admitted in the Virginia proceedings) significant weight, as Defendant’s actions show a pattern of unwillingness to follow rules and directions from lawful authority. (These probation violations were filed on April 22, 2003, and August 6, 2004.)
(5) Defendant has an active warrant from the State of Virginia in # CR01004579, involving a probation violation (the third) in that case. The Court gives this factor some weight, as Defendant’s failure to appear in Virginia and answer to the allegations demonstrates disdain for legal authority and his unwillingness to follow court orders. Defendant was on probation in this Virginia case when he committed the offenses in this case.
(6) Defendant has several pending warrants from the State of New York. Although the cases are not convictions, the Court gives these warrants some weight, as they show Defendant’s continued pattern of involvement in the criminal justice system, through March 2, 2005, and they further demonstrate Defendant’s disdain for legal authority and unwillingness to follow court orders.
(7) Defendant knowingly committed these offenses in the presence of a person under 18 years old; Defendant used [T.S.], then 17 years old, to gain access to the victims’ residence. The Court gives this factor substantial weight, as Defendant involved a juvenile in the crimes, and this could lead to even more criminal activity on her part in the future. Defendant knew he could not gain access to the victims’ residence without the assistance of the juvenile.
(8) The harm, injury, and loss suffered by the victims was significant and greater than the otherwise anticipated by the offenses; in addition to being armed at gunpoint, the male victim was beaten and “pistol whipped” and reports the beating has resulted in his seizure disorder causing more seizures; in addition to being confined at gunpoint, the female victim was injured by being pulled out of bed and thrown to the floor, resulting in medical treatment. Defendant committed the offenses inside the victims’ residence. The Court gives this factor very significant weight, as Defendant acted in a manner more violent than required for the offenses and caused significant injuries to the victims.
Ex. 266-68.
The court also considered factors supporting a reduction in the sentence:
(1) Defendant stated he is remorseful, but the Court gives this factor minimal to no weight, as Defendant has had numerous opportunities to rehabilitate himself and has not taken advantage of them. Further, Defendant denied having a gun; denied knowing what was going to happen when he went to the victims’ house; and does not want to admit what actually happened.
(2) Defendant assumed responsibility for his actions and pleaded guilty; however, the Court gives this factor minimalto no weight, as Defendant received a significant benefit from the plea аgreement, i.e., the State’s agreeing to dismiss seven other counts, including a Class A felony charge.
(3) Defendant does have some history of ADHD, substance abuse, and emotional problems related to being abused; however, the Court gives this factor minimal to no weight, as Defendant had numerous opportunities to seek treatment for these problems and never voluntarily sought treatment on his own or while he was on probation. Further, the Court notes Defendant was fully involved in these offenses as a principal, and his alleged mental and emotional problems did not affect his understanding of what he was doing or his ability to control his behavior. His alleged mental and emotional problems do not limit his ability to function. The Court finds no nexus between the alleged illnesses and the offenses in this case.
(4) Long-term incarceration could cause an undue hardship to his dependents; however, the Court gives this factor no weight. Defendant had little to no contact with his dependents after he moved to Indiana, and there is no evidence he was providing them any financial support.
(5) Defendant does have some history of maintaining gainful employment; however, the Court gives this factor no wеight, as Defendant’s criminal history suggests he is able to maintain employment and violate the law at the same time.
Ex. 266-68.
Bethea challenges several of the trial court’s findings of aggravators which enhanced his sentence. Bethea first challenges the trial court’s finding that he knowingly used a juvenile in the commission of the crime. The State concedes that the evidence does not show Bethea knew T.S. was a minor; however, as the Court of Appeals noted, “Bethea knew that he was using a young woman to trick the victims into opening their home to two armed robbers, and this could properly be considered as part of the nature and circumstances of the offense.” Bethea at 265. As the post-conviction court pointed out, it was proper for the trial court to conclude that Bethea used a juvenile to help him commit a violent crime, which could lead the juvenile to become involved in more criminal activity in the future.
The trial court erred in stating Bethea’s criminal history by finding that he had been convicted of possession of cocaine with intent to distribute, when in fact he had pled guilty to the lesser included offense of possession of cocaine. However, we find this error is not significant as possession of cocaine is still a Class D felony in Indiana, which can be elevated to an A, B, or C felony with certain facts. In the context of Bethea’s extensive criminal history, we do not believe this is a significant factor. The trial court’s error did not change the fact that Bethea had in fact been convicted of a felony for possessing cocaine, which was also part of a pattern of Bethea’s involvement in criminal activity.
Bethea also argues that the record does not support that he received “extensive services” as a juvenile. We have previously held that evidence of a difficult childhood is entitled to little, if any, mitigating weight.
Coleman v. State,
III. Guilty pleas and aggravating factors
The critical issue before us is whether the trial court erred by treating the victim’s injury as an aggravating factor when the injury was an element of the burglary charge that was dismissed pursuant to his plea agreement. Bethea cites
Farmer v. State,
The legal basis for this line of case law begins with
Hammons v. State,
Out of
Hammons
arose a line of Court of Appeals cases which attempted to interpret and apply
Hammons,
the first being
Conwell v. State,
Carlson v. State,
Farmer
was the next case considered, and it involved a defendant who was charged with attempted murder, burglary resulting in bodily injury, intimidation, and resisting law enforcement.
Farmer,
Roney
is the most recent case that traces its roots back to
Hammons.
It involved a robbery and murder. Roney pled guilty to murder, and the State agreed to dismiss the felony murder charge and not to file any additional charges relating to the incident.
Roney,
The time has come fоr us to review this historical application of Hammons and determine whether or not Hammons was intended to apply or should apply in guilty plea cases.
“A criminal defendant has no constitutional right to engage in plea bargaining.”
Coker v. State,
Each party bargains to include or exclude certаin terms and each party receives substantial benefits by arriving at an agreement.
Wright v. State,
Bethea bargained for the dismissal of seven of the nine counts with which he was charged. He bargained to avoid a trial and the risk of seven potential guilty convictions on his record. Bethea, together with his counsel, made a risk assessment, balancing the evidence likely to be presented as well as the possibility of being found guilty on all nine charges with the sentencing possibilities accompanying such convictions. This included a Class A felony count of burglary resulting in bodily injury, three Class B felonies, two Class C felonies, and one Class D felony. The State bargained to ensure a certain conviction on two Class B felonies, Armed Robbery and Criminal Confinement. Once this plea agreement was accepted by the trial court, the four corners of this plea agreement encapsulated the defendant’s degree of criminal liability for which he could be convicted. This particular bargain set forth the crimes for which Bethea could be conviсted and the maximum sentence he could receive. The written plea agreement did not limit what the State could offer as aggravating factors or what the defendant could submit as mitigating factors. In other words, it did not limit the sentencing evidence, only the maximum sentence.
As Senior Judge Shepard wrote recently, “a defendant receives the full benefit of his bargain when multiple charges are dismissed in accordance with the agreement.”
Sexton v. State,
In this case, the court did not err by giving significant weight to the facts presented to it relating to the burglary and other dismissed charges. Although these facts share a relation with the elements of the dismissed Class A felony Burglary Resulting in Bodily Injury, the State’s obligations under the plea agreement were fulfilled upon dismissal of the seven remaining counts and it owed the Defendant no further duty to omit these facts from the aggravating circumstances consideration. Both the State and Defendant agreed to this plea bargain.
“[Sentencing is principally a discretionary function in which the trial court’s judgment should receive considerable deference.”
Cardwell v. State,
[W]hether we regard a sentence as appropriate at the end of the day turns on our sense of the culpability of the defendant, the severity of the crime, the damage done to others, and myriad other factors that come to light in a given case. Individual judgments as to the proper balance to be struck among these considerations will necessarily vary from person to person, and judges, whether they sit on trial or appellate benches, are no exception. There is thus no right answer as to the proper sentence in any given case.
Cardwell,
We therefore do not find ineffective assistance of appellate counsel. Bеthea has
Conclusion
A plea agreement is voluntarily entered into between the State and the Defendant. It is a contract and when accepted by the trial court is binding. The parties are free to negotiate the terms and conditions of the plea agreement, and can agree to limit or otherwise exclude what may be considered by the trial court judge. Unless the evidence is forbidden by terms of the plea agreement, the trial court judge may consider all еvidence properly before him. Therefore, we hold that Hammons does not apply to cases involving plea agreements. The post-conviction court is affirmed.
Notes
. At the first sentencing hearing in Hammons, the trial court made the following statement:
As indicated, I was the trial Judge on this matter and while the jury did return a verdict of a lesser included on Count One, Manslaughter, rather than the Murder count, I feel there is ample evidence to justify a finding on the murder count itself. Therefore, Mr. Hammons, the Court is going to sentence you at this time to the custody of the Indiana Department of Correction on Cоunt One, finding aggravation by reason that a reduced or the presumptive sentence would depreciate the seriousness of this particular offense, a period of twenty years.
Hammons,
. We also summarily affirm the Court of Appeals resolution of Bethea's Appellate Rule 7(B) challenge to the appropriateness of the sentence. The Court of Appeals was correct in writing "Bethea’s arguments concerning Appellate Rule 7(B) review essentially mirror the arguments already addressed.”
Bethea,
