Currie v. MatesanzCurrie v. Matesanz
This case requires us to determine whether an application for state post-conviction relief was “pending” for purposes of the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”). Under AEDPA, state prisoners seeking federal habeas corpus review generally must file a petition under
Appellant John Currie seeks federal habeas review of his state conviction on grounds of ineffective assistance of counsel. The timeliness of his
I.
In 1981, a Massachusetts jury convicted Currie of first degree murder, based on his role in an attempted robbery that ended in the death of a state police officer. Massachusetts law provides for direct and “extremely broad plenary review” by the Supreme Judicial Court (“SJC”) in such cases,
Trigones v. Attorney General,
If the SJC affirms a capital conviction on direct appeal — as it did in Currie’s case — post-conviction review is circumscribed. In particular, § 33E strictly limits appellate review of any motion for a new trial filed after the SJC’s decision on direct appeal in a capital case. If such a motion is denied by the trial court, the petitioner must apply to a single “gatekeeper” justice of the SJC for leave to appeal to that court, and “no appeal shall lie ... unless the appeal is allowed by a single justice ... on the ground that it presents a new and substantial question which ought to be determined by the full court.”
Id.
Section 33E does not specify a time limit for filing a petition for leave to appeal, and during the relevant time period the prevailing rule was that capital prisoners could apply to the gatekeeper justice at any time.
See id.; Mains v. Commonwealth,
Currie filed his first motion for a new trial in 1988, some five years after the SJC affirmed his conviction on direct appeal. Proceeding pro se, he argued that the trial court impermissibly restricted the jury’s consideration of evidence that Currie was intoxicated at the time of the robbery. The Superior Court denied the motion on the ground that Currie’s claims were available at trial and on direct appeal, and so were deemed waived.
See Commonwealth v. Festa,
Currie applied to a single justice of the SJC for leave to appeal the trial court’s ruling. He also requested that counsel be appointed to assist him on appeal, and the court granted that request. Rather than pursue Currie’s application for leave to
Congress enacted AEDPA in 1996, amending the procedures governing federal habeas corpus review. Under AEDPA,
In the wake of AEDPA, Currie set about preparing a petition for federal review, focusing on the three allegations of ineffective assistance of counsel raised in his first amended new trial motion. In the course of his research, however, Currie discovered a new claim that he had not previously presented to the state courts: that his jailhouse confession was obtained by coercion, in violation of the Fifth Amendment. Under AEDPA, Currie could not seek federal relief on the basis of that claim unless he first “exhausted the remedies available in the courts of the State.”
Accordingly, on April 3, 1997, Currie (again proceeding pro se) filed a second motion for a new trial, arguing that both trial and appellate counsel erred in not adequately challenging the trial judge’s admission of the confession. Then, on April 18, 1997, he filed a
The Superior Court denied Currie’s second new trial motion on October 9, 1997, on the ground that Currie could have raised the issues in his earlier motion. After some procedural missteps, 3 Currie wrote to the clerk of the SJC seeking advice on how and when to appeal the trial court’s judgment. The clerk informed him that he could apply to a single justice of the SJC for leave to appeal, and that there was no time limit for such an application.
On July 6, 1998 — roughly nine months after the Superior Court’s denial of his second new trial motion — Currie filed an application with a single justice of the SJC, seeking leave to appeal the Superior Court’s ruling.
4
The application was denied on March 24, 1999. Five days later, on March 29, 1999, Currie filed the instant petition under
The Commonwealth moved to dismiss the petition as untimely.
5
The magistrate judge agreed, and issued a report and recommendation concluding that Currie’s
II.
Currie’s
A.
Every circuit to address the question has held that a properly filed application for state post-conviction review is pending from initial filing in the trial court until final disposition on appeal.
See Melancon v. Kaylo,
We agree that “[i]t is sensible to say that a petition continues to be ‘pending’ during the period between one court’s decision and a timely request for further review by a higher court.”
Fernandez,
That view is consistent with the exhaustion requirement of
AEDPA’s tolling provision complements the exhaustion requirement “by protecting a state prisoner’s ability later to apply for federal habeas relief while state remedies are being pursued.”
Duncan v. Walker,
Here, Currie followed the procedures set forth in Mass. Gen. Laws ch. 278,
B.
The Commonwealth does not dispute the general rule we now adopt. Instead, it offers two reasons why we should find that rule inapplicable here. First, the Commonwealth insists that a
Relatedly, the Commonwealth argues that
The Commonwealth maintains that the nine-month gap between judgment and appeal makes this case “far more analogous” to the untimely appeal cases than to those dealing with appeals within a set time limit. We find its analogy unpersuasive. As an initial matter, the Commonwealth’s claim that the cases involving timely appeals “all deal with [an] ordinarily short span of time” is incorrect. In
Taylor,
The Commonwealth attempts to downplay the fact that the cases involving untimely appeals turned on the petitioner’s non-compliance with state procedural rules. It argues that Currie’s second new trial motion could not possibly have been “pending” throughout the nine-month period when, to all appearances, he was not doing anything to pursue an appeal. At first blush, that argument seems sensible; after all, “a petitioner who is not actually in the legitimate process of appealing is not ‘attempting to exhaust state court remedies.’ ”
Melancon,
Accordingly, courts must be able to
presume
that, throughout a certain time period, the petitioner is “in the legitimate process of appealing.” The difficult question is how much time is “enough” for any given appeal. Rather than adopt arbitrary time limits of our own invention, it would seem reasonable to rely on those prescribed by the state in the first instance.
See Gibson,
In so holding, we do not ignore the potential for dilatory behavior, nor do we overlook the important finality concerns that underlie AEDPA’s statute of limitations.
See Brackett v. United, States,
Without minimizing the losses in finality that could result from such behavior, we do not believe the risk of abuse should drive our decision here. First and foremost, it would be strikingly unfair to impose a new and arbitrary time limit on Currie, who complied fully with the then-governing state procedural rules. More generally, we are reluctant to adopt one rule to govern capital prisoners proceeding under
Finally, under current law there is a 30-day time limit for applications for leave to appeal under
In light of our conclusion that Currie’s second new trial motion was pending throughout the nine-month “gap” that preceded his application for leave to appeal, we need not consider. his argument that the doctrine of equitable tolling rescues his
Vacated, and remanded.
Notes
.
A 1-year period of limitation shall apply to an application for a writ of habeas corpus by a person in custody pursuant to the judgment of a State court. The limitation period shall run from the latest of—
(A) the date on which the judgment became final by the conclusion of direct review or the expiration of the time for seeking such review;
(B) the date on which the impediment to filing an application created by State action in violation of the Constitution or laws of the United States is removed, if the applicant was prevented from filing by such State action;
(C) the date on which the constitutional right asserted was initially recognized by the Supreme Court, if the right has been newly recognized by the Supreme Court and made retroactively applicable to cases on collateral review; or
(D) the date on which the factual predicate of the claim or claims presented could have been discovered through the exercise of due diligence.
.
. Currie first filed a notice of appeal in the Massachusetts Appeals Court. As explained above, however, in a capital case the proper procedure for appeal under
. There is some confusion over when, exactly, Currie's application was filed. The magistrate judge's recommendation states that the application was filed on January 6, 1998. That appears to be a typographical error, however, as Currie himself dated the application July 6, 1998. The SJC’s docket indicates that the application was filed in that court on August 4, 1998. The choice of one date over another is irrelevant to the statute of limitations question in this case. For the sake of clarity, we proceed as if July 6, 1998, were the correct date. In so doing, we mean to express no view as to whether the so-called "mailbox rule,” which holds that a pro se prisoner’s notice of appeal is deemed "filed” when delivered to prison officials for forwarding to the court clerk,
Commonwealth v. Hartsgrove,
.On Currie's request, the district court appointed counsel to aid him in responding to the Commonwealth’s motion.
.To assist the reader of this opinion, we set forth a chronology of important dates:
April 24, 1996: AEDPA went into effect, and its one-year statute of limitations began to run.
April 3, 1997: Currie filed a second new trial motion in Massachusetts Superior Court.
April 18, 1997: Currie filed his first§ 2254 petition.
July 24, 1997: District Court denied Currie's § 2254 petition without prejudice, for failure to exhaust state remedies.
October 9, 1997: Massachusetts Superior Court denied Currie’s second new trial motion.
July 6, 1998: Currie sought leave to appeal from gatekeeper justice of SJC.
March 24, 1999: Gatekeeper justice denied leave to appeal.
March 29, 1999: Currie filed the instant§ 2254 petition.
. That rule applies to applications for discretionary review as well as to appeals as of right. See,
e.g., Swartz,
. We note that most courts have held that an application for state post-conviction relief remains "pending” until the end of the statutorily allotted period for appeal, even if the prisoner does not in fact file an appeal during that period.
See, e.g., Gibson v. Klinger,
232
. The weakness of the Commonwealth’s argument is highlighted by its concession that Currie’s new trial motion remained "pending” for 30 days after it was rejected by the Superior Court. The Commonwealth does not suggest that a 30-day time limit actually applied to Currie’s application for leave to appeal. Rather, noting that the SJC recently adopted such a limit prospectively,
see Mains,
. The Ninth Circuit has taken a different approach, holding that whenever a state appellate court reaches the merits of an untimely appeal, the original application for post-conviction relief will be deemed to have been pending from the date it first was filed in the trial court.
Saffold v. Newland,
. As noted,
see supra
note 9, the Commonwealth asks us to infer a 30-day time limit for Currie’s appeal. It emphasizes that the SJC recently adopted just such a limitation for
. We note that Massachusetts appears to have been alone — at least within this Circuit — in its decision to impose no time limit on a certain class of appeals from the denial of post-conviction relief.
See
. Currie also argues that his second