We issued a writ of certiorari in this case to revisit a question we addressed most recently in Brown v. State,
Deltavia Cure (“Cure” or “Petitioner”) challenges here the judgment of the Court
Before this Court, Cure argues generally that, on the issue of waiver, the plurality opinion for the Court in Brown is not controlling because it represented the views of only three of the seven participating judges. Moreover, Cure contends that, knowing the State will be allowed to impeach him if he testifies, “drawing the sting out” of a prior conviction is a valid trial tactic that serves to further the policies underlying the Rules of Evidence.
We hold, for reasons to be explained more fully infra, that when a defendant elects to testify and, in doing so, testifies affirmatively on direct examination to the existence of a prior conviction in order to “draw the sting out” of that conviction, he or she does not waive necessarily his or her right to appellate review of the merits of the trial judge’s prior in limine determination that the prosecution may use the conviction for impeachment purposes. Upon reaching the merits of Cure’s argument vis á vis the use of his conviction of arson for impeachment purposes, we hold that the trial judge did not abuse his discretion in ruling that Cure’s prior arson conviction could be used. Accordingly, we affirm the judgment of the Court of Special Appeals.
FACTS AND LEGAL PROCEEDINGS
On 14 March 2008, Baltimore City Police arrested and charged Cure with two counts of possession with intent to distribute a controlled dangerous substance, two counts of conspiracy to distribute a controlled dangerous substance, and two counts of conspiracy to possess with intent to distribute a controlled dangerous substance. The arrest followed an investigation by Detective Randolph, who testified that he observed Cure engaging in behavior resembling the dealing of drugs in the 800 block of North Bond Street in Baltimore City. According to Detective Randolph, Cure was wearing a black skull cap, a black sweatshirt with a red design on the back, and blue jeans. Cure testified, however, that at the time of his arrest, he was wearing a white hooded sweatshirt with a black fingernail design and pajama pants. Cure also denied involvement in any drug activity and contended that the police mistook him for someone else.
On the first day of his trial, 12 January 2009, Cure moved for a ruling that the prosecution not be allowed to introduce certain of Cure’s prior convictions, should he testify. The following exchange occurred:
[DEFENSE COUNSEL]: Mr. Cure has two prior convictions that could be used to impeach him if he decides to testify. I mean, we haven’t made that decision yet, obviously and so, I mean we would want a hearing as to whether or not the State would be allowed to use those convictions to impeach him.
[COURT]: Well, what are they?
[DEFENSE COUNSEL]: So, I didn’t know—one is—they were both when he was a juvenile, but was charged and convicted as an adult. One is attempted murder and the other was arson.
[PROSECUTOR]: Your Honor, actually the State doesn’t believe any attempt falls under—
[COURT]: Neither do I.
[PROSECUTOR]:—falls under, but there was a, let me, let me back up first, again. There was a conviction separately of first degree arson. The State would like to bring that up and then in that, attempted first degree murder case, there was a conviction for the use of a handgun in the commission of a felony.
[COURT]: Well, that’s not an impeachable [sic].
[PROSECUTOR]: That leaves us with the first degree arson, Your Honor.
[COURT]: Yeah and the same argument that applies to possession with intent to distribute applies to arson. It’s done secretly, covertly with knowledge that an individual is violating the law. Essentially, it’s the same reasoning. I’d let that in.
[DEFENSE COUNSEL]: Yes, Your Honor, and certainly we would object and my argument would be obviously that the prejudicial effect of an arson would like so inflame the jury that he couldn’t get a fair trial.
[COURT]: That may be prejudicial, but in a legal sense, it’s not. Of course, albeit, did that happen within the last 15 years?
[PROSECUTOR]: It did, Your Honor. I’ll have the exact dates for you in a second.
[COURT]: Do you agree it happened within the last 15 years?
[DEFENSE COUNSEL]: Yes, Your Honor.
[PROSECUTOR]: March of 2001, Your Honor.
[COURT]: Mm-hmm and all evidence that’s against the defendant is prejudicial. The question is, is it prejudicial in a legal sense and I don’t believe it is.
[DEFENSE COUNSEL]: Yes, Your Honor.
On the second day of the trial, Cure, knowing of the trial judge’s ruling on his earlier motion in limine regarding use of the arson conviction, elected to testify in his own defense. Prior to testifying, Cure’s attorney advised him on the record of his Fifth Amendment rights, as well as reminding him of the court’s ruling that the arson conviction would be admissible for impeachment purposes during any cross-examination by the prosecutor. The following relevant exchange occurred:
[DEFENSE COUNSEL]: Now, do you understand that we’ve already had a hearing on this and [the judge] has ruled that if you testify, the State can ask you about your arson conviction, right, and you understand that the jury can take that into consideration not as to whether you’re guilty of this charge or not. However, they can take that into consideration as to whether your testimony is believable or not. Do you understand that?
[PETITIONER]: Yes.
[DEFENSE COUNSEL]: Now that you know all of that, do you still want to testify?
[PETITIONER]: Yes.
During direct examination, Cure and his defense counsel attempted to “draw the sting out”
[DEFENSE COUNSEL]: Now, this is not your first brush with the law. In fact, you have a prior conviction; is that correct?
[PETITIONER]: Yes, sir.
[DEFENSE COUNSEL]: And that conviction is for first degree arson; is that correct?
[PETITIONER]: Yes, sir.
[DEFENSE COUNSEL]: You’re on probation for that right now; aren’t you?
[PETITIONER]: Yes.
[DEFENSE COUNSEL]: And you served time for that; didn’t you?
[PETITIONER]: Yes.
[DEFENSE COUNSEL]: When was that conviction?
[PETITIONER]: That was—I actually was convicted March the 7th, 2001.
[DEFENSE COUNSEL]: 2001. How old were you at the time that this alleged offense took place?
[PETITIONER]: I was 16 at the time.
[DEFENSE COUNSEL]: You were 16 years old.
[PETITIONER]: Yes, sir.
[DEFENSE COUNSEL]: Okay. So and in fact, you’re on probation to the Violent Offenders Unit—
[PETITIONER]: Yeah, it’s the Violence Prevention Unit.
[DEFENSE COUNSEL]: And what does that mean?
[PETITIONER]: Well, basically what it is is people who have been convicted from my understanding, what it is is that people have been convicted of a violent crime, they just implemented this as I believe my PO [Parole Officer] had told me—
[PROSECUTOR]: Objection.
[THE COURT]: Sustained.
[DEFENSE COUNSEL]: And how often do you have to report?
[PETITIONER]: Every single week.
[DEFENSE COUNSEL]: Every single week.
[PETITIONER]: And call in twice a week.
[PROSECUTOR]:Objeetion. Relevance.
[THE COURT]: Okay. Go ahead.
During cross-examination, the State did not inquire directly regarding the arson conviction. The only exchange in cross-examination
[PROSECUTOR]: Sir, how long have you known Mr. McNeil?
[PETITIONER]: Well, as you brought up my incarceration, I was locked up for seven and a half years. So I just—
The jury returned a guilty verdict as to each count against Cure. The trial judge sentenced Cure to three concurrent ten-year terms of incarceration for the convictions for possession with intent to distribute heroin, possession with intent to distribute cocaine, and conspiracy to distribute heroin.
Cure appealed timely to the Court of Special Appeals, arguing that the trial court abused its discretion by ruling that he could be impeached with his prior arson conviction. The Court of Special Appeals, in a reported opinion, Cure v. State,
Even though the Court of Special Appeals held that Cure waived his right to
Cure filed timely a petition for writ of certiorari, which we granted, Cure v. State,
(1) When the trial court ruled prior to jury selection that the State could impeach Mr. Cure with his prior conviction for first-degree arson, did Mr. Cure waive his right to complain on appeal about the Court’s ruling by testifying about the conviction during his direct examination?
(2) Did the trial court abuse its discretion when it ruled that the State could impeach Mr. Cure with his prior conviction for first-degree arson?
For reasons to be explained more fully infra, we hold that, on this record, Cure did not waive his ability to seek appellate review of the trial judge’s ruling that the prior conviction for arson may be used potentially for impeachment purposes. On the merits of Cure’s argument regarding the impeachment value of a prior arson conviction, we hold that the trial court did not abuse its discretion by allowing use of Cure’s prior arson conviction.
DISCUSSION
I. Waiver.
In Ohler v. United States,
In a five-to-four decision, the U.S. Supreme Court held that the issue was waived on appeal, reasoning that, “[generally, a party introducing evidence cannot complain on appeal that the evidence was erroneously admitted.” Ohler,
The defendant must choose whether to introduce the conviction on direct examination and remove the sting or take her chances with the prosecutor’s possible elicitation of the conviction on cross-examination. The Government too, in a case such as this, must make a choice. If the defendant testifies, it must choose whether or not to impeach her by use of her prior conviction.
Ohler,
Justice Souter’s dissent rejected the Majority’s reliance upon Luce. See Ohler,
The main thrust of Justice Souter’s dissent addressed the Majority’s stance that “there is nothing ‘unfair’ ... about putting petitioner to her choice in accordance with the normal rules of trial.” Ohler,
The majority of state appellate courts to consider the issue, after Ohler, rejected the reasoning of the Ohler Majority. Although Ohler is binding on federal courts, it is not binding on state courts because the waiver issue does not implicate federal constitutional principles that are mandatory upon state courts. See Danforth v. Minnesota,
Pre-Ohler contrary state precedents aside, other courts that have addressed the Ohler majority’s reasoning have been disinclined to follow its lead, favoring, rather, the reasoning of Justice Souter’s dissent. See Pineda v. State,
In Maryland, we spoke to this issue in Brown. Calvin Brown, who was on trial for second degree assault, had been convicted previously of possession of a controlled dangerous substance with intent to distribute. See Brown, 373 Md. at 235,
Petitioner elected to testify on his own behalf. During his direct examination, petitioner admitted that he had been convicted of the criminal offense of possession with intent to distribute a controlled dangerous substance. On cross-examination, in response to the State’s question, petitioner confirmed the conviction.The jury convicted petitioner and the trial court sentenced him to a term of imprisonment of eight years.
Id. Brown appealed to the Court of Special Appeals, which affirmed in an unreported opinion. Id. Before the Court of Appeals, Brown (similar to Cure) argued, that (1) “drawing the sting out” of a prior conviction should not constitute a waiver of appellate review as to the admissibility of that conviction for impeachment purposes, and (2) that his prior conviction for possession with intent to distribute was more prejudicial than it was probative of his character for truthfulness. See Brown,
This is a peculiar setting. Judge Raker’s opinion announces the judgment of the Court. She would hold that by revealing his prior conviction on direct examination, petitioner waived any right to complain about the trial court’s earlier ruling that evidence of that conviction was admissible. Only two other judges share that view, however. I disagree with it, as do Chief Judge Bell and Judge Eldridge. Although Judge Harrell agrees that the issue was not waived, he would hold that evidence of the conviction was nonetheless admissible. I disagree with that as well; so do Chief Judge Bell and Judges Eldridge and Raker. When coupled with Judge Raker’s view that petitioner’s complaint was waived, however, Judge Harrell’s conclusion as to admissibility suffices to create four votes to affirm the judgment.
Brown,
Judge Raker’s opinion (announcing the judgment of the Court) began by relying on the long-settled general proposition in Maryland law that “a party introducing evidence cannot complain on appeal that the evidence was erroneously admitted.” Brown,
Judge Wilner’s dissent in Brown rejected both Judge Raker’s views and the Majority’s holding in Ohler. Like the dissent
“Creating such an impression of current deceit by concealment is very much at odds with any purpose behind Rule 609, being obviously antithetical to dispassionate factfinding in support of a sound conclusion,” that the chance to create that impression may be a tactical advantage for the Government but “disserves the search for truth” and that allowing the defendant to draw the sting promotes the fairness of trial without depriving the Government “of anything to which it is entitled.”
Brown,
Rather than abandoning the contemporaneous objection rule, however, Judge Wilner proposed a narrow exception. He stated:
I would adhere generally to the contemporaneous objection rule, because it is a useful rule. I would bend it in this situation, however, because, when rigidly applied, it fails to serve the ends of either fairness or the search for truth. Bending it in this limited setting advances the cause of justice and creates no problem, either for the courts or for the State. The limited setting is where (1) the State makes clear that it intends to offer the conviction[9 ] if the defendant testifies, (2) the defendant makes a clear objection to the evidence, (3) the court makes a definitive ruling, intended to be final, that the evidence will be admitted, and (4) the defendant testifies and, to blunt the force of the conviction, reveals it on direct examination.
Brown,
Applying to the present case the four prongs discussed in the Brown dissent, we observe that the prosecutor stated explicitly that “[t]he State would like to bring that up” (referring to the arson conviction), satisfying the first prong. As to the second prong, defense counsel made a clear objection during argument on the motion in limine, stating “Yes, Your Honor, and certainly we would object” to the trial judge’s ruling “I’d let [the prior arson conviction] in.” Fulfilling the third prong, the court made an unequivocal and definitive ruling allowing the use of the prior arson conviction for impeachment, but not the prior attempted murder conviction, offering nothing that would lead a reasonable person to believe that the trial judge would reconsider his decision on the motion. Moreover, when defense counsel advised Cure, before he elected to testify, that his prior conviction would be admissible for impeachment purposes, the trial court made no attempt to revisit the issue. Finally, satisfying the fourth prong, Cure testified to the conviction under direct examination in the defense case-in-chief in an obvious attempt to blunt its force.
II. Impeachment with a Prior Conviction for Arson.
When reviewing the admissibility ruling for impeachment purposes regarding a defendant’s prior conviction, “we will give great deference to the [trial] court’s opinion. Consistent with our prior cases, this court will not disturb that discretion unless it is clearly abused.” Jackson v. State,
Maryland Rule 5-609, governing the impeachment of a witness by evidence of a prior conviction of a crime, provides, in pertinent part:
(a) Generally. For the purpose of attacking the credibility of a witness, evidence that the witness has been convicted of a crime shall be admitted if elicited from the witness or established by public record during examination of the witness,but only if (1) the crime was an infamous crime or other crime relevant to the witness’s credibility and (2) the court determines that the probative value of admitting this evidence outweighs the danger of unfair prejudice to the witness or the objecting party.
(b) Time Limit. Evidence of a conviction is not admissible under this Rule if a period of more than 15 years has elapsed since the date of the conviction.
(c) Other Limitations. Evidence of a conviction otherwise admissible under section (a) of this Rule shall be excluded if:
(1) the conviction has been reversed or vacated;
(2) the conviction has been the subject of a pardon; or
(3) an appeal or application for leave to appeal from the judgment of conviction is pending, or the time for noting an appeal or filing an application for leave to appeal has not expired.
In State v. Westpoint,
First, subsection (a) sets forth the “eligible universe” for what convictions may be used to impeach a witness’s credibility. This universe consists of two categories: (1) “infamous crimes” and (2) “other crimes relevant to the witness’s credibility.” Infamous crimes include treason, common law felonies, and other offenses classified generally as crimen falsi. If a crime does not fall within one of the two categories, then it is inadmissible and the analysis ends. This threshold question of whether or not a crime bears upon credibility is a matter of law. If a crime falls within one of the two categories in the eligible universe, then the second step is for the proponent to establish that the conviction was not more than 15 years old, that it was not reversed on appeal, and that it was not the subject of a pardon or a pending appeal. Finally, in order to admit a prior conviction for impeachment purposes, the trial court must determine that the probative value of the prior conviction outweighs the danger of unfair prejudice to the witness or objecting party. This third step is clearly a matter of trial court discretion.
The parties do not dispute that arson originated as a common-law felony. See Robinson v. State, 4 Md.App. 515, 523 n. 3,
The second touchstone is that the date of the prior conviction must be less than “fifteen years old,” and has not been reversed, pardoned, or the subject of an open appeal. In the present case, Cure was convicted of arson in March of 2001, and the parties do not dispute that the March 2001 conviction was the final disposition of that case. Because the trial in the present case was held on 12-13 January 2009—a period of approximately 8 years after the prior conviction became final—this factor is satisfied.
The third requirement is a balancing test, where “the court determines that the probative value of admitting this evidence outweighs the danger of unfair prejudice to the witness or the objecting
Cure argues generally that the trial court abused its discre-' tion by ruling that it would allow the use of Cure’s prior arson conviction for impeachment purposes, explaining that “the impeachment value of an arson conviction is virtually nonexistent as it does not reflect adversely on a person’s honesty.” As the argument goes, because arson is not probative of credibility, the probative value of a prior arson conviction will be outweighed in most cases by the potential to kindle unfair prejudice in the fact-finder. The State, on the other hand, argues generally that “[b]oth the plain language and the historical background of Rule 5-609 contemplates that infamous crimes—no matter the specific type—are necessarily relevant to the witness’s veracity.”
1. Impeachment Value.
At common law, a convicted felon was barred completely from testifying. See Giddens,
(a) In general.—A person may not willfully and maliciously set fire to or burn a dwelling or occupied structure, whether the property of the person or another.
(b) Penalty.—A person who violates this section is guilty of the felony of arson in the first degree and on conviction is subject to a fine of not more than $50,000 or imprisonment for not more than 30 years or both.
Art. 27 § 6. The codified version of first-degree arson retains nonetheless the elements of the common law offense of arson. See Richmond,
Arson, both at common law and now in the Md.Code, (2002), Criminal Law Article, § 6-102, continues to be recognized as a “crime against habitation.”
Our understanding of first-degree arson notwithstanding, the Rules themselves establish that it retains at least some impeachment value. The Court of Special Appeals recognized, and we agree, that:
[W]e glean from the history sketched above, and from the Court’s adoption an interpretation of what is now Md. Rule 5-609, that although a prior arson conviction is no longer admissible per se on the grounds that it is an “infamous crime,” the fact that it is an “infamous crime” in and of itself indicates that it is germane to a witness’s credibility. Our conclusion is born out by the plain language of Md. Rule 5-609, which provides that a prior conviction may be admissible “if (1) the crime was an infamous crime or other crime relevant to the witness’s credibility.” Md. Rule 5-609(1)(1) (emphasis added). It is only crimes other than infamous crimes which require the trial court to preliminarily determine whether they are crimes relevant to truthfulness.
Cure v. State,
2. The Period Between the Prior Conviction and Impeachment.
It is well-settled that the more recent a conviction, the more probative value it has for purposes of impeachment. See, e.g., Bane v. State,
The third consideration—the similarity between the past crime and the charged crime—weighs in favor of admissibility in the present case. This Court has explained that “[t]his risk of prejudice is particularly great where the crime for which the defendant is on trial is identical or similar to the crime of which he has previously been convicted.” Jackson,
Where the crime for which the defendant is on trial is identical or similar to the crime for which he has been previously convicted the danger is greater, as the jury may conclude that because he did it before he most likely has done it again. The net effect of such evidence is often to discourage the defendant from taking the stand.
Cure admits, and we agree that “[a]rson and drug-related offenses are admittedly not similar crimes, and the prior arson conviction would obviously have been more prejudicial if Mr. Cure had been on trial for arson or for malicious burning.” Because the prior arson conviction and the drug charge are dissimilar wholly, the prejudicial impact is reduced. The third consideration therefore weighs in favor of allowing the State to use the arson conviction for impeachment purposes.
4 & 5. The Importance of the Defendant’s Testimony and the Centrality of the Defendant’s Credibility.
The fourth and fifth considerations, weigh clearly here in favor of admissibility. In Jackson, 340 at 721,
Factors four and five are restatements of the considerations that underlie the Rule: balancing the defendant’s right to testify against the State’s right to impeach the witness on cross-examination. Where credibility is the central issue, the probative value of the impeachment is great, and thus weighs heavily against the danger of unfair prejudice.
(Internal citations omitted.) Cure’s defense of misidentification, as well as the conflicting reports about his attire, make his credibility central to the case. One of the critical considerations the jury had to contemplate was the question of whom to believe—Cure or the identifying detective. Cure’s testimony, which amounted to the bulk of his defense, made “credibility ... the central issue” in the case, and, therefore, factors four and five weigh heavily in favor of admissibility.
At bottom, the question is whether the trial judge abused his discretion when he applied the balancing test to determine whether the probative value of the use of Cure’s prior arson conviction for impeachment evidence outweighed the potential for prejudice in using the prior conviction. As this Court has stated:
[I]f the trial judge, in the exercise of his discretion, feels that the prior conviction rationally carries probative value on the issue of truth and veracity of the witness, ... the evidence [should] be admitted. Such exercise of discretion will be accorded every reasonable presumption of correctness and will not be upset except in a clear case of abuse.
Prout v. State,
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED; COSTS TO BE PAID BY PETITIONER.
Notes
. See infra, Op. at 314-16,
. See Brown v. State,
. The contemporaneous objection rule refers generally to either Md. Rule 4-323(a) or the principle “that[,] ordinarily, a pre-trial motion in limine to exclude evidence does not suffice to constitute or preserve an objection to the evidence—the objection must be made when the evidence is offered.” Brown,
. See infra, Op. at 316-21,
. In Luce v. United States,
. See Sherwood Brands, Inc., v. Great Am. Ins. Co.,
. By our count, only Iwo of nine state appellate courts addressing this issue subsequent to Ohler adopted the stance of Ohler’s majority. See Dodd v. State,
. See supra note 6.
. We note here that this "exception” is limited to the admission of a prior conviction for impeachment of a testifying defendant under Rule 5-609. We do not take up today the issue of whether the exception extends to the admissibility of prior bad acts under Rule 5-608(b).
. The State contends that Cure’s testimony went beyond mentioning merely the conviction and, thus, went into more depth than the State would have been permitted to do on cross-examination. Specifically, defense counsel asked: two questions about the nature and existence of the conviction; two questions about Cure’s age at the time of the conviction; one question about the date of the conviction; one question about whether he served jail time; and five questions about the terms of his probation. The State avers that it would not have been permitted to inquire into the details surrounding the conviction in its case-in-chief and, consequently, Cure’s voluntary testimony about details beyond the reach of the State constitutes waiver of a challenge to the admissibility of the conviction. This argument is not compelling. The State's interest in impeachment was satisfied by Cure admitting in front of the jury that he was a convicted felon. By testifying affirmatively to his prior arson conviction, Cure had the opportunity to frame the damaging admission in as positive a light as possible. A review of the transcript reveals that all ten of the questions posed to Cure by defense counsel were aimed at this underlying purpose of blunting the force of the conviction by divulging jail time served, the terms of his probation, and stressing his age at the time of conviction.
. In Maryland, it is reversible error for the trial court not to apply the Rule 5-609 balancing test where the other prerequisites of the Rule are met. See Beales v. State,
. In King v. State,
By directing trial courts to weigh probative value against the danger of unfair prejudice, Rule 5-609 attempts 'to discriminate between the informative use of past convictions to test credibility, and the pretextual use of past convictions where the convictions are not probative of credibility but instead merely create a negative impression' of the witness.
. Prior to the 1929 codification of the crime of arson, see infra note 14, the Legislature expanded the common law definition to include the burning of one's own dwelling. See Richmond v. State,
. This Court explained: "The first substantive attempt to codify the elements of the crime of arson occurred in 1929. Ch. 255, § 6 of the Acts of 1929.” Richmond,
. Cure seeks to re-characterize arson by analogy to battery, claiming that both are crimes of violence with a wide range of behavior that could yield convictions. See State v. Duckett,
ARSON, ab ardendo, is the malicious and wilful burning of the house or outhouses of another man. This is an offence of very great malignity, and much more pernicious to the public than simple theft: because, first, it is an offence against that right, of habitation, which is acquired by the law of nature as well as by the laws of society; next, because of the terror and confusion that necessarily attends it; and, lastly, because in simple theft the thing stolen only changes it’s [sic] master, but still remains in esse for the benefit of the public, whereas by burning the very substance is absolutely destroyed.
Richmond,
. As noted, first-degree arson is the burning of either an occupied structure or a dwelling (either occupied or unoccupied). The statute contains this distinction in recognition of the fact that a structure adapted for overnight habitation, i.e., a dwelling, is more likely to have people present than a building which lacks overnight accommodation.
. We recognize, as the Court of Special Appeals did, that certain infamous crimes may have a greater bearing upon the credibility of the defendant than others. That is, a conviction for first-degree arson is not admissible per se, but it is relevant per se to a witness’s credibility. Of course, this relevance must then be placed on the scale with the other factors in order for the trial judge to weigh the probative value against the prejudicial impact of admitting the conviction for impeachment purposes.
