Case Information
*1 Before LUCERO and HOLMES , Circuit Judges, and BRIMMER , District Judge. [**]
Chad Cunningham appeals from the district court’s dismissal of his claims against the University of New Mexico Board of Regents (“UNM”) and the *2 National Board of Medical Examiners (“Board”) (collectively “Defendants”). Mr. Cunningham, a second-year medical student, brought claims under 42 U.S.C. § 1983, the Americans with Disabilities Act (“ADA”), see 42 U.S.C. §§ 12101–213, and the Rehabilitation Act of 1973, see 29 U.S.C. § 794, as well as state-law breach-of-contract claims, against Defendants after their denial of his requested disability-related accommodation. Defendants filed motions to dismiss under Federal Rules of Civil Procedure 12(b)(1) and (6). The district court granted the motions, dismissing the federal claims with prejudice and declining to exercise supplemental jurisdiсtion over Mr. Cunningham’s state-law claims. We affirm the district court’s dismissal of all of Mr. Cunningham’s claims.
I
In 2009, Mr. Cunningham successfully finished his second year of medical school at the University of New Mexico School of Medicine. However, he was that the School of Medicine was properly joined and that nothing in New Mexico law “prevents the School of Medicine from being named as a party.” Aplt. Opening Br. at 33. UNM, however, asserts that Mr. Cunningham “has stated no facts that would allege that the School of Medicine has a separate corporate identity.” Aplee. UNM Br. at 1 n.1. UNM further argues that “under New Mexico law, all of the management and control of thе University of New Mexico, including . . . the capacity to sue or be sued, is vested in the Board of Regents.” Id. Because we affirm the district court’s dismissal as to all grounds, and the legal analysis would be the same regardless of whether the School of Medicine were a proper party to Mr. Cunningham’s suit, we need not address whether the School of Medicine is actually subject to suit under the laws of New Mexico and thus a proper party to this suit. In the same vein, we do not perceive a need to distinguish between the Board and the School of Medicine in our analysis; we use the acronym “UNM” to refer to them both.
placed on academic leave until he passed Step 1 of the United States Medical Licensing Examination. Step 1 is the first step in the three-step examination process administered by the Board. In New Mexico, aspiring doctors must pass all three steps to graduate from medical school and earn their medical licenses. Mr. Cunningham already has attempted Step 1 twice, and if he fails again he will be disqualified from further enrollment at UNM. His difficulties in passing the exam allegedly stem from Irlen Syndrome and the apparent flare-ups of symptoms of the syndrome caused by the standard testing conditions under which Step 1 is administered.
Mr. Cunningham was diagnosed with Irlen Syndrome in 2006 while on a medical leave of absence from his first year of medical school. Although he has always suffered from a reading disability, including severe headaches after prolonged periods of reading, Mr. Cunningham was a “superior student” from grade school through college. Aplt. App. at 8. Mr. Cunningham had to repeat his first year of medical school when he returned in 2007. He then requested, and *4 was denied, accommodation from UNM.
Despite the denial of an accommodation, Mr. Cunningham went back to UNM and successfully completed his first two years of medical school and passed his medical school examinations. Unfortunately, his headaches and other problems, stemming from prolonged periods оf reading, persisted. However, he was able to mitigate the effects of his Irlen Syndrome by using prescription colored glasses and medicines to control his blood pressure.
Notwithstanding these adjustments, Mr. Cunningham could not pass Step 1. Mr. Cunningham first attempted Step 1 in early 2009. The bright, fluorescent lighting in the small Step 1 testing room caused Mr. Cunningham’s severe headaches to flare up and resulted in him having difficulty reading and concentrating on the test materials. He failed by a narrow margin.
Not to be deterred, Mr. Cunningham applied to take the exam a second time and this time requested an accommodation for his Irlen Syndrome from the Board. To support his request, Mr. Cunningham submitted “several documents including a medical evaluation and diagnosis by a physician and a psychological evaluation by a clinical psychologist that described [his] disability and the accommodation *5 [he] needed” for Step 1. Id. at 11. In May 2009, the Board denied his request based upon its preliminary review. In so denying, the Board cited the complete lack of evidence of any formal accommodations in Mr. Cunningham’s past and explained that in order for it to review his request further, he needed to provide “extensive and voluminous” records. Id. at 11–12.
Although the exact timing is unclear from Mr. Cunningham’s complaint, in addition to requesting an accommodation from the Board, he made several requests for an accommodation from UNM. And at one point he requested the assistance of the UNM Disability Committee in obtaining the desired accommodation from the Board. None of these efforts was successful.
Nevertheless, Mr. Cunningham continued with his plan to take the test, and took Step 1 for a second time without accommodation. He never provided the requested documentation to the Board, as he allegedly did not have enough time between the Board’s denial of his accommodation request and the test date to gather the requested documentation. Once again, Mr. Cunningham failed the test, by essentially the same narrow margin as before.
*6 This second failure left Mr. Cunningham in a quandary: if a medical student fails Step 1 three times, he is disqualified from further medical school enrollment; Mr. Cunningham was placed on academic leave until he passed Step 1 and, by contract with UNM, he is not allowed to work while on academic leave; and, pursuant to UNM’s general policy, Mr. Cunningham must complete medical school within six years of his first year, and UNM had informed him that his six years for completing the last two years of his curriculum will expire on October 1, 2012.
Mr. Cunningham filed the instant action against Defendants in May 2010, alleging violations of the ADA and the Rehabilitation Act, and a claim for breach of contract. He also asserted a 42 U.S.C. § 1983 cause of action against UNM alone. Mr. Cunningham sought injunctive relief and damages. Both UNM and the Board successfully moved to dismiss all of Mr. Cunningham’s causes of action.
The district court first held that it lacked subject-matter jurisdiction over Mr. Cunningham’s § 1983 claim against UNM, as the Eleventh Amendment was not abrogated by Congress when it passed that statute. Next, the district court found that it had jurisdiction over Mr. Cunningham’s ADA and Rehabilitation Act claims but dismissed both claims under Federal Rule of Civil Procedure 12(b)(6). The district court held that, even assuming all of the well-pleaded facts in Mr. *7 Cunningham’s complaint to be true, he was not disabled because, inter alia , he was able to mitigate the impairment brought on by his Irlen Syndrome. Finally, the district court declined to exercise supplemental jurisdiction over Mr. Cunningham’s state-law breach-of-contract claims and dismissed them without prejudice. This timely appeal followed.
II
We review de novo the district court’s rulings on Defendants’ motions to
dismiss under Federal Rules of Civil Procedure 12(b)(1) and (6).
See Muscogee
(Creek) Nation v. Okla. Tax Comm’n
,
III
Turning first to Mr. Cunningham’s § 1983 claim against UNM, UNM
asserts that as a state agency it is immune from suit on such a claim under the
Eleventh Amendment. The district court agreed with UNM and dismissed Mr.
Cunningham’s § 1983 claim against UNM for lack of subject-matter jurisdiction,
finding that UNM was entitled to Eleventh Amendment immunity. “Because state
sovereign immunity is a threshold jurisdictional issue, we must address it first
when it is asserted by a defendant.”
Brockman v. Wyo. Dep’t of Family Servs.
,
Mr. Cunningham rеsponds that his § 1983 claim against UNM is not barred
by the Eleventh Amendment because he is requesting prospective relief. While
*10
acknowledging that he cannot sue UNM for money damages under § 1983 because
such a cause of action is not available to him, Mr. Cunningham asserts that the
Eleventh Amendment does not bar his claim because the relief he requests is
prospective and does not involve money damages. In this regard, he seeks to rely
on the Eleventh Amendment immunity exception that the Supreme Court
established in
Ex parte Young
,
The
Ex parte Young
exception is narrow and only applies in certain
circumstances, none of which apply here.
See Buchwald v. Univ. of N.M. Sch. of
Med.
,
Buchwald
,
UNM is a state agency and therefore the
Ex parte Young
exception does not
apply to Mr. Cunningham’s § 1983 claim against it, regardless of the relief Mr.
Cunningham seeks.
See Buchwald
,
IV
Turning next to Mr. Cunningham’s ADA and Rehabilitation Act claims against UNM and the Board, we agаin start with the question of subject-matter jurisdiction. Mr. Cunningham alleges that the district court erred in dismissing his ADA and Rehabilitation Act claims against Defendants because he made a sufficient showing that his Irlen Syndrome clearly qualified as a disability. The Board responds by asserting that Mr. Cunningham’s claim is not ripe for adjudication and we thus lack subject-matter jurisdiction to hear it. Because ripeness is, like state sovereign immunity, a threshold jurisdictional matter, we must address it before we can reach the merits of Mr. Cunningham’s ADA and Rehabilitation Act claims against the Board. After addressing this threshold *12 question, and concluding that Mr. Cunningham’s claims are not ripe as to the Board (i.e., that we lack jurisdiction оver them), we proceed to address the merits of these claims as to UNM.
With respect to UNM, these claims present a quite different set of
circumstances.
Cf. Friends of Marolt Park v. U.S. Dep’t of Transp.
, 382 F.3d
1088, 1094–95 (10th Cir. 2004) (concluding that one claim was ripe for review
and the other was not);
Ernst & Young v. Depositors Econ. Prot. Corp.
, 45 F.3d
530, 535 (1st Cir. 1995) (“The ripeness inquiry is often
sui generis
. Most
litigation has idiosyncratic features, and the various integers that enter into the
ripeness equation play out quite differently from case to case, thus influencing the
bottom line.”). UNM has not alleged that we lack subject-matter jurisdiction over
Mr. Cunningham’s ADA and Rehabilitation Act claims against it on ripeness
grounds (or otherwise). This fact would be of no moment, if we had a reason to
doubt our jurisdiction over these claims.
See, e.g.
,
Mt. Healthy City Sch. Dist.
Bd. of Educ. v. Doyle
,
A
The district сourt found that, “whether or not [the Board] denied [Mr.
Cunningham’s] original request, [his] discrimination claims [against the Board]
are still ripe for adjudication, because the issue of imposing an undue burden on
the accommodation process creates a live issue.” Aplt. App. at 234 (Mem. Op.,
filed Apr. 20, 2011). The question of ripeness implicates our subject-matter
jurisdiction and is thus a question of law which we review de novo.
See New
Mexicans for Bill Richardson
,
For the reasons that we explicate below, we ultimately сonclude that the
district court erred in finding that Mr. Cunningham’s ADA and Rehabilitation Act
claims against the Board are ripe. Nonetheless, we affirm the court’s judgment in
*14
favor of the Board, albeit on the basis of lack of subject-matter jurisdiction, rather
than the merits. It is axiomatic that we may affirm a district court’s order “on any
basis supported by the record, even though not relied on by the district court.”
Vaughn v. Epworth Villa
,
“The ripeness doctrine is intended to prevent the courts, through avoidance
of premature adjudication, from entangling themselves in abstract disagreements.”
United States v. Wilson
,
To determine whether Mr. Cunningham’s claim is ripe, we must evaluate two issues: “(1) the fitness of the issue for judicial resolution and (2) the hardship to the parties of withholding judicial consideration.” Id . The first of these issues—the fitness of the issue for judicial resolution—requires that we “ask ‘whether the case involves uncertain or contingent future events that may not occur as anticipated, or indeed may not occur at all.’” Morgan v. McCotter , 365 *15 F.3d 882, 890 (10th Cir. 2004) (quoting New Mexicans for Bill Richardson , 64 F.3d at 1499).
The case before us, as it relates to Mr. Cunningham’s claim against the Board, involves just such uncertain or contingent future events that may not occur as anticipated, and indeed may not occur at all. Specifically, the Board’s denial was preliminary ; it explicitly explained how Mr. Cunningham could pursue further review. In other words, the Board’s denial was not final. Rather, the Board concluded that it did not have sufficient information to reach a definitive conclusion concerning Mr. Cunningham’s request for an accommodation. Implicit in the Board’s request for additional information was the possibility that, upon review of such information, the Board could grant Mr. Cunningham’s request. However, Mr. Cunningham deprived the Board of the opportunity to make such a final determination because he failed to submit the additional requested information.
In his opening brief, Mr. Cunningham argues that this failure does not matter, and “[t]here are no ‘hypothetical, contingent events’ here,” because the Board “has all of the documentation that relates to [Mr. Cunningham’s] disability and need for accommodation that exists.” Aplt. Opening Br. at 17 (citation omitted). Mr. Cunningham, however, has not pleaded any facts to show that the *16 Board had any reason to know that it had all of the possible documentation in front of it. Not only did Mr. Cunningham fail to provide the requested documentation to the Board, he failed to give it a chance to make a final decision with the knowledge that it had all of the documentation that Mr. Cunningham could provide. Accordingly, Mr. Cunningham’s ADA and Rehabilitation Act claims against the Board are not fit for judicial resolution. Contrary to his arguments otherwise, his claims turn on hypothetical, contingent events— viz. , the Board’s final decision to deny his request for accommodation.
Furthermore, this is clearly a case where our review would “benefit from
further factual development of the issue[] presented.”
Utah v. U.S. Dep’t of
Interior
,
*18
The second inquiry—the hardship to the parties of withholding judicial
consideration—“may be answered by asking ‘whether the challenged action
creates a direct and immediate dilemma for the parties.’”
Id.
(quoting
New
Mexicans for Bill Richardson
,
The district court therefore erred in finding that Mr. Cunningham’s claims against the Board are ripe for reviеw. We conclude that we lack subject-matter jurisdiction over such claims. Nevertheless, because the district court proceeded to dismiss Mr. Cunningham’s action against the Board on the merits, we are still situated to affirm its judgment, albeit on the different basis of lack of *19 jurisdiction. [9]
B
Even though we do not reach the merits of Mr. Cunningham’s ADA and
Rehabilitation Act claims against the Board, we must still address his similar
claims against UNM. Mr. Cunningham alleges that the district court erred in
finding that he had failed to show that he was disabled because he “has made
*20
plausible allegations in his complaint concerning the existence of a disability.”
Aplt. Opening Br. at 30. The district court dismissed these claims under Rule
12(b)(6), a determination that we review de novo, applying the same legal
standard as the district court and accepting as true “all well-pleaded factual
allegations in [the] complaint and view[ing] these allegations in the light most
favorable to [Mr. Cunningham].”
Rosenfield v. HSBC Bank, USA
,
Although we principally focus on Mr. Cunningham’s ADA claim,
“[b]ecause the[] provisions [of the ADA and the Rehabilitation Act] involve the
same substantive standards,”
Miller ex rel. S.M. v. Bd. of Educ. of Albuquerque
Pub. Sch.
,
“According to Title II of the ADA, ‘no qualified individual with a disability
*21
shall, by reason of such disability, be excluded from participation in or be denied
the benefits of the services, programs, or activities of a public entity, or be
subjected to discrimination by any such entity.’”
McGuinness v. Univ. of N.M.
Sch. of Med.
,
However, even if we were to assume that Mr. Cunningham’s Irlen Syndrome qualifies as a disability under the ADA and Rehabilitation Act, he has not shown how liability may be imposed upon UNM for its failure to accommodate it. Notwithstanding his accommodation request to UNM, Mr. Cunningham demonstrated that he did not need an accommodation to pass his *22 medical school classes or tests. Specifically, he successfully completed his first two years of medical school and passed his medical school examinations. Insofar as Mr. Cunningham needed an accommodation, it would have been in the area of taking the examinations that the Board administered—examinations that are not under the control or purview of UNM.
Mr. Cunningham argues that UNM’s determination that he “had a disability would have materially assisted him in receiving accommodation from [the Board]” and that “an opportunity to present his case to the [UNM] Disability Committee would have given him a reasonable opportunity to argue that the rules should be modified to allow him to continue classes while sorting out his difficulties with [the Board].” Aplt. Opening Br. at 32. However, Mr. Cunningham has not alleged facts that wоuld support an inference that a determination from UNM would have materially affected the Board’s own, independent decision regarding the appropriateness of granting him an *23 accommodation—especially since, as discussed above, Mr. Cunningham actually did not permit the Board to make a final accommodation decision, because he failed to provide the information that the Board requested.
To the extent that Mr. Cunningham avers UNM should have changed its
program requirements, such an accommodation would not be reasonable.
Cf.
McGuinness
,
V
For the foregoing reasons, we conclude that we lack subject-matter jurisdiction to hear Mr. Cunningham’s § 1983 claim against UNM and his ADA and Rehаbilitation Act claims against the Board. Additionally, we conclude that Mr. Cunningham has failed to state a claim for relief under the ADA and the Rehabilitation Act against UNM. Finally, the district court properly declined to exercise supplemental jurisdiction with respect to Mr. Cunningham’s state-law claims. We therefore AFFIRM the district court’s dismissal of all of Mr. Cunningham’s claims.
Entered for the Court JEROME A. HOLMES Circuit Judge
Notes
[*] This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Federal Rule of Appellate Procedure 32.1 and Tenth Circuit Rule 32.1.
[**] The Honorablе Philip A. Brimmer, United States District Judge for the District of Colorado, sitting by designation.
[1] In addition to UNM, the University of New Mexico School of Medicine was also a prevailing party below. Mr. Cunningham argues before us
[2] Irlen Syndrome, also known as Scotopic Sensitivity Syndrome, “is sometimes categorized as a form of dyslexia[ and is] caused by hypersensitive photoreceptors in the eyes of the afflicted person.” Aplt. App. at 9 (Compl., filed May 14, 2010). People who suffer from this syndrome “often have fragmented vision or diminished coherence in their vision and perception while reading, especially where the material is printed on white paper and undеr harsh lighting conditions or florescent [sic] lighting.” Id.
[3] Mr. Cunningham does not explain the specific accommodation that he requested; however, he does describe the general types of accommodations that may be given to one with Irlen Syndrome that involve the adjustment of test- taking conditions: additional time, more breaks, shorter segments, adjusting print and screen colors, and reducing or removing fluorescent lighting.
[4] Specifically, the Board requested “records going back to elementary school, standardized test scores, contemporaneous reports from teachers, tutors or treatment providers, objective records showing the chronic course and impact of his disability, . . . additional reports from employment and other sources that document his disability, and further reports from his psychologist.” Aplt. App. at 12.
[5] Because we affirm the district court’s dismissal of Mr. Cunningham’s
federal-law claims, albeit for different reasons than those relied on by the district
court, we do not reach Mr. Cunningham’s state-law claims. The district court
permissibly declined to exercise supplemental jurisdiction regarding these claims,
a decision that we review for an abuse of discretion.
See Koch v. City of Del City
,
[6] To the extent that Mr. Cunningham asserts a § 1983 claim on appeal against the Board, see Aplt. Opening Br. at 20–21 (“[The Board of Examiners] has ‘acted together with’ the medical school in a manner that makes it a state actor subject to an action under § 1983.”), we need not consider such a claim because he did not raise it before the district court and has not argued for plain-
[7] In his complaint, however, Mr. Cunningham alleged that this failure (continued...)
[7] (...continued) to furnish the requested additional documentation was because he “was not able to gather the documentation required by [the Board] in the short time between the denial of his request for accommodation and the test date.” Aplt. App. at 12.
[8] Mr. Cunningham argues that “it is entirely safe to say that a further request would also be rejected if [he] had been able to comply in time for the June (continued...)
[8] (...continued) 2009[ test date], or had he taken the additional steps of extending the test window as described by the [Board].” Aplt. Opening Br. at 17. We disagree. Mr. Cunningham cites to no allegations in his complaint and no case law to support such a contention. Mr. Cunningham further argues that, despite having the amended complaint since March 14, 2010—a document that contains “the complete facts” regarding Mr. Cunningham’s disability—the Board “has made no offer to provide reasonable accommodation and [thus] the Court may presume that it does not intend to do so.” Id. at 17–18. However, Mr. Cunningham fails to explain why the Board should be expected to make such an offer, or even how it would do so. In that regard, Mr. Cunningham does not have a pending request before the Board, nor has he registered for, or even stated that he will register for, another administration of Step 1. Thus there is no specific action for the Board to take.
[9] In addition to arguing that we lack subject-matter jurisdiction
because Mr. Cunningham’s ADA and Rehabilitation Act claims are not ripe, the
Board asserts that his Rehabilitation Act claim “fails because [the Board] does not
receive federal financial assistance as required for claims under the Act.” Aplee.
Board Br. at 26. However, we exercise our “leeway ‘to choose among threshold
grounds for denying audience to a case on the merits,’”
Sinochem Int’l Co. v.
Malay Int’l Shipping Corp.
,
[10] While Mr. Cunningham clearly asserted a Rehabilitation Act claim
against UNM in his аmended complaint, he does not explicitly assert error on
appeal regarding the district court’s dismissal of this claim. Instead, he focuses
on his ADA and Rehabilitation Act claims against the Board and only presents
arguments regarding his ADA claim against UNM. Thus, we are presumably
presented with an issue of waiver regarding Mr. Cunningham’s Rehabilitation Act
claim against UNM.
See Cooper
,
[11] The language under the Rehabilitation Act is quite similar: “No otherwise qualified individual with a disability . . . shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance . . . .” 29 U.S.C. § 794(a).
[12] Learning and reading are explicitly listed as “major life activities” under 42 U.S.C. § 12102(2)(A).
[13] To the extent that he attempts to pursue on appeal the argument set
out in his сomplaint that UNM “arbitrarily refused . . . to assist him in gaining
accommodation from [the Board],” Aplt. App. at 13, he has not shown any duty
on behalf of UNM to control the Board or petition to it on his behalf. Nor has he
shown any vicarious liability such that the Board’s actions could be charged
against UNM; notably, he has not alleged that UNM exerted control over the
Board.
Cf. E.E.O.C. v. Wal-Mart Stores, Inc.
,
[14] We also grant the pending motion to withdraw of Mr. Cunningham’s counsel.
