Lead Opinion
Opinion for the court filed by Circuit Judge HENDERSON.
Dissenting opinion filed by Senior Circuit Judge WILLIAMS.
The appellant, Mary Louise Cummings, seeks reversal of the district court’s September 6, 2000 dismissal of her Privacy Act lawsuit against the Department of the Navy (Navy). The district court held that the doctrine of Feres v. United States,
Whether members of the armed forces may sue the military for damages under the Privacy Act is a question of first impression. We answer in the affirmative and hold that the Feres doctrine does not extend to suits under the Privacy Act. Accordingly, we reverse the district court’s dismissal of Cummings’s action and remand for further proceedings addressing her specific Privacy Act allegations.
I.
Cummings attended the United States Naval Academy, completed flight training and became a Naval aviator.
During Cummings’s time at Cecil Field, the Navy permitted an author, Robert Gandt, to observe Hornet training so that he could research a book he was writing about the training of fighter pilots. Cummings alleges in her complaint that Vice Admiral Allen “allowed Gandt to follow specific squadron personnel without their knowledge as they proceeded throughout the [Hornet] training program.” Cummings,
In 1997 Gandt published his book, Bogeys and Bandits: Making of a Fighter Pilot. The book was based primarily upon Gandt’s observations of the Hornet training program and upon Navy-supplied information. Cummings asserts that a character in Gandt’s book named “Sally Hopkins” portrays Cummings, that the book includes specific details and direct quotes from her negative Evaluation Board report, that as a result of the book’s publication “her military and civilian career prospects have been severely damaged” and that “she has suffered severe mental distress, embarrassment, and humiliation, both personally and professionally.” Id. (quoting Compl. ¶ 65).
Cummings sued the Navy for violating the Privacy Act of 1974. See 5 U.S.C. § 552a(b) (“No agency shall disclose any record which is contained in a system of records by any means of communication to any person ... except pursuant to a written request by, or with the prior written consent of, the individual to whom the record pertains — ”). The Navy moved to dismiss Cummings’s claim on Feres grounds. The district court held that Feres applies to Privacy Act lawsuits and that the Navy’s release of Cummings’s Evaluation Board report was “incident to service” — and, therefore, riot actionable— because it “was related to the policy [of openness] the Navy had ... established toward Mr. Gandt.” Cummings,
II.
Reviewing the district court’s grant of the Navy’s motion to dismiss, we accept as true the facts that Cummings alleges in her complaint. See El-Hadad v. United Arab Emirates,
A.
In Feres, the United States Supreme Court held that “the Government is not liable under the Federal Tort Claims Act for injuries to servicemen where the injuries arise out of or are in the course of activity incident to service.” Feres,
In determining whether members of the armed forces may sue the military for damages under the Privacy Act, we start with the “cardinal” canon of statutory
As the district court recognized, the Privacy Act “applies to ‘agencies,’ defined as ‘any executive department, military department, Government corporation, Government controlled corporation, or other establishment in the executive branch of the government ... or any independent regulatory agency.’ ” Cummings,
We conclude that the aforementioned provisions, taken together, demonstrate that the Congress unambiguously intended to establish a duty that runs from a “military department” (like the Navy) to military personnel (like Cummings) not to “disclose any record which is contained in a system of records” (like Cummings’s Evaluation Board report). 5 U.S.C. § 552a(b). The Navy does not contest this. Instead, it contends that “without necessarily waiving immunity with respect to money damages,” the Congress “intended to apply the Act to ‘military departments’ ” by permitting a servicemember to seek equitable remedies only. Br. of Ap-pellee at 25. Its contention finds no support in the text of the statute; without regard to the identity of the plaintiff or the agency she is suing, the Act plainly authorizes injunctive relief, 5 U.S.C. § 552a(g)(2)(A), (3)(A), and monetary relief, 5 U.S.C. § 552a(g)(4),
The district court correctly reminded us that “waivers of sovereign immunity must be unequivocally expressed and narrowly construed,” Cummings,
The fact that “the Privacy Act was enacted once the Feres doctrine was in place, yet does not specifically [insulate] the causes of action it creates from the effects of Feres,” Cummings,
That the Congress did not bark about Feres in enacting the Privacy Act is especially unenlightening in view of the fact that a Privacy Act lawsuit does not implicate any of the concerns that caused the Supreme Court to enunciate the Feres doctrine in the first place. Cf. Lockhart v. Fretwell,
Cummings convinces us that none of these rationales supports extension of the Feres doctrine to the Privacy Act. The Supreme Court’s first concern is inapplicable to a Privacy Act lawsuit because the Act, unlike the FTCA, nowhere establishes the private liability parallel as a prerequisite for the “United States [to] be liable ... in the same manner and to the same extent ... under like circumstances.... ” Feres,
The Navy makes a superficially compelling argument that Feres’s fourth concern (as expounded in Brown) mandates the doctrine’s extension to Privacy Act suits. The portion of the district court order addressing the matter strengthens the Navy’s case: “The [possibility] that every time a serviceman were demoted or saddled with a less than perfect performance rating he could resort to the courthouse could be a very real one if Privacy Act suits were not subject to the Feres doctrine.” Cummings,
The Navy claims that because Feres has been extended beyond the FTCA context to suits under civil rights statutes and to common-law and constitutional tort actions, we must extend it as well to suits under the Privacy Act. See Br. of Appel-lee at 17-18 (citing, inter alia. United States v. Stanley,
B.
Because we conclude that the Feres doctrine is inapplicable to Cummings’s action against the Navy, we need not address whether the release of her record was “incident to service” under Feres’s case-specific test. That test is irrelevant and the issue is moot.
III.
Given a clear congressional mandate, we hold that the doctrine of Feres v. United States does not extend to Privacy Act lawsuits brought by military personnel against the military departments. Accordingly, we reverse the district court’s dismissal of Cummings’s action against the Navy. She may proceed with her action on remand.
So ordered.
Notes
. The following factual account is drawn largely from the "Factual Background” portion of the district court order, Cummings,
. Section 552a(g)(4) provides:
In any suit brought under the provisions of ... this [Act] in which the court determines that the agency acted in a manner which was intentional or willful, the United States shall be liable to the individual in an amount equal to the sum of ... actual damages sustained by the individual ... and ... the costs of the action together with reasonable attorney fees as determined by the court.
. Whether the Navy has exempted — and whether § 552a(k) permits it to exempt— Cummings's report from the requirements of the Privacy Act are issues to be addressed, if at all, on remand. We express no opinion on those matters here.
. In Bois v. Marsh,
Bois's reasoning remains sound. We do not mean to imply otherwise by declining to extend it here; we simply note that neither of the concerns prompting our decision in that case exists in the Privacy Act context. Likewise, by declining to extend Feres to the Privacy Act, we are not — contrary to the as
Dissenting Opinion
dissenting:
Feres v. United States,
It might seem at first blush that the Privacy Act’s explicit provisions addressing the military might justify non-application of Feres. The Act purports to govern “any executive department, military department, Government corporation, Government controlled corporation, or other establishment in the executive branch of the government ... or any independent regulatory agency.” 5 U.S.C. § 552(f) (incorporated into the Privacy Act by 5 U.S.C. § 552a(a)(l) & § 552a note (References in Text)). But Congress similarly specified the military in the FTCA. “Federal agency,” the FTCA’s basic unit for liability, see 28 U.S.C. § 2675, is defined to include “the military departments,” id. § 2671.
The Privacy Act also exempts certain military documents from protection under limited circumstances. See, e.g., 5 U.S.C. § 552a(k)(5) (discussing “investigatory material compiled solely for the purpose of determining suitability, eligibility, or qualifications for ... military service”); 5 U.S.C. § 552a(k)(7) (addressing “evaluation material used to determine potential for promotion in the armed services”). But these provisions provide no basis for refusing to apply Feres-, once again, the FTCA has similar language. It exempts claims “arising out of the combatant activities of the military or naval force, or the Coast Guard, during time of war,” 28
Indeed, any inferences against Feres drawn from a statute’s explicit coverage and partial exemptions of the military are weaker for Privacy Act damage actions than for the FTCA. The Privacy Act creates a range of specific, non-damage remedies, see 5 U.S.C. § 552a(g)(2) & (3), which the government concedes remain fully applicable. Navy Br. at 25. Cf. Jorden v. National Guard Bureau,
More generally, we have understood Feres to create the equivalent of a “clear statement” rule. In finding it applicable to claims under 42 U.S.C. § 1985(3), we said:
... Feres itself represents a refusal to read statutes with their ordinary sweep. The unique setting of the military led the Feres Court to resist bringing the armed services within the coverage of a remedial statute in the absence of an express Congressional command.
Bois v. Marsh,
The Supreme Court has itself extended Feres to all Bivens actions. United States v. Stanley,
Alternatively, one might write Stanley/Chappell off as simply an exercise of judicial restraint when implying damage actions (such implication is, of course, the only basis for Bivens). See Stanley,
But Chappell will not reasonably bear such a crabbed interpretation. To the contrary, the Supreme Court expressly held in Chappell that the same analysis, based on concern with the disruption of military discipline, applies regardless of whether a court is asked to entertain an intramilitary suit under the Constitution or a statute.
Thus we must address the kinds of risks to military discipline that damage actions under the Privacy Act pose. For damage actions under the Act (in contrast with claims for specific relief), the plaintiff must show that the agency action was “intentional or willful.” 5 U.S.C. § 552a(g)(4). Proof that such an intent underlies the alleged breach (here an impermissible release of data) is likely to take the factfinder deep into the breach’s context. Indeed, the complaint here affirmatively asserts that the release arose out of sharply contested views about Cummings’s performance as a trainee on “Hornet” aircraft. See Complaint ¶ ¶ 5-43; see generally Maj. Op. at 1052-53. How does this stack up against the plain vanilla sex discrimination claim involved in Bois? I cannot imagine why it would less involve “second guessing of military decisions by civilian courts,” Bois,
In sharp contrast is Hunt v. United States,
I dissent primarily because the court’s decision seems to me inconsistent with the principles laid down by the Supreme Court in its Feres jurisprudence, and with our circuit’s clear understanding of those principles. But it’s worth noting that other circuits have carried Feres well beyond its FTCA origins, applying it to § 1983 claims,
Feres is, as I observed earlier, under a cloud. The most plausible solutions seem to be (1) consistent application of its prinei-pie; (2) a rule rather arbitrarily cutting it off with the exact applications already found by the Supreme court and no more; and (3) complete abandonment. As the second and third options are available only to the Supreme Court, Rodriguez de Quijas v. Shearson/American Express, Inc.,
I respectfully dissent.
. E.g., Bowen v. Oistead,
. E.g., Roper,
. Baldwin v. United States Army,
. Spain v. Ball,
. See, e.g., Blakey v. U.S.S. Iowa,
