Cruz v. New York City Transit AuthorityCruz v. New York City Transit Authority
Lead Opinion
OPINION OF THE COURT
In this personal injury action, the trial court determined, at the close of the plaintiffs’ case, that the defendant was entitled to a judgment against the plaintiff as a matter of law (CPLR 4401). We reverse, and grant a new trial.
I
The pertinent trial evidence may be briefly summarized. While waiting for a friend to join him on the landing of an exterior stairway leading to the token booth and turnstile area of the Elderts Lane elevated station of the Jamaica Avenue subway line, the plaintiff Robert Cruz lifted himself up and sat on the landing’s 43-inch-high railing. As Cruz sat, a number of young people began to climb the stairway. One of these youths "brushed” against Cruz, who fell to the sidewalk below. His resultant injuries have rendered him quadriplegic.
In addition, the plaintiffs adduced expert testimony from an engineer who was of the opinion that the stairway and railing in question had not been designed in accordance with good and accepted engineering principles. According to the witness, the platform was approximately seven feet above the sidewalk and the railing was an additional 43 inches in height. Thus, the railing should have been designed to preclude persons from sitting upon it, by increasing its height to four feet, or by dimpling it or placing spikes along its length to make it difficult to sit upon or by placing a wire mesh screen above the railing extending to the roof over the stairway. However, the trial court would not permit the witness to testify regarding whether such design features had been implemented either at the elevated subway station in question or at other
II
In order to prove a prima facie case of negligence, it is incumbent upon a plaintiff to establish: (1) the existence of a duty on the part of the defendant to the plaintiff, (2) a breach of that duty, and (3) injury suffered by the plaintiff which was proximately caused by the breach (see, Boltax v Joy Day Camp,
It is settled that a common carrier is required to exercise reasonable or ordinary care, in view of the dangers to be apprehended, in providing and maintaining safe and adequate stairways in its stations (see, Lewis v Metropolitan Transp. Auth.,
Although it is argued that the infant plaintiff’s fall was caused by his own negligence in sitting upon the railing, or by his contact with an unknown third person, thereby relieving
Moreover, the trial court erred in precluding the plaintiffs from adducing testimony from their expert pertaining to the design and construction of exterior stairways at other elevated subway stations in the city, including those in close proximity to the scene of the accident. Proof of a generally accepted practice, custom or usage within a particular trade or industry is admissible as tending to establish a standard of care, and proof of a departure from that general custom or usage may constitute evidence of negligence (see, Trimarco v Klein,
Ill
Our dissenting colleague cites several cases in support of the concept that a party has no duty to prevent the misuse of an instrumentality under its control. We gather that this rule would apply, under such interpretation, even though the occurrence of such a misuse might be proved to be eminently foreseeable, and even though the cost of taking reasonable steps to avoid such misuse might be vastly outweighed by the magnitude of the risks posed to society by the failure to take such preventative measures. We have reviewed the cases cited, and are unable to derive from them such a broad rule of law.
Most typical of the cases relied upon in the dissent are those in which an infant plaintiff suffered an injury as the result of having fallen from some area in which the infant should not have been (see, McCann v City of New York,
It would be erroneous to derive from these cases an all-encompassing rule that the duty of a landowner to maintain a reasonably safe рremises extends only to those who use the appurtenances located on the premises solely for their normal and intended purpose. Such a rule would be directly contrary to those determinations in which infant plaintiffs have been allowed to recover, notwithstanding their misuse of some instrumentality located upon the premises and, more fundamentally, notwithstanding it being on a part of a premises where they had no right to be. In Patterson v Proctor Paint & Varnish Co. (
It has been historically recognized that liability could be found by the jury even in those instances where there has been a misuse of an instrumentality. New York State courts have recognized "the special propensities of children and the prevailing social policy of protecting them from harm” (Barker v Parnossa, Inc.,
This principle is further illustrated in the recent case of Holtslander v Whalen & Sons (
Even with respect to adults, there is no broad rule of law that a plaintiff who is injured while misusing an instrumentality is precluded from recovery because the defendant who controlled the instrumentality owed no duty to prevent its misuse. Instead, the focus is on the foreseeability of how a
The decisions in the McCann v City of New York (
The other cases cited in the dissent likewise do not support the proposition that a landowner owes no duty of care to invitees on his property who misuse some instrument or structure located on the property.
IV
In conclusion, we find that none of the cases relied upon by
The trial court therefore erred in dismissing the complaint, and a new trial is necessary.
Dissenting Opinion
(dissenting). I respectfully dissent and vote to affirm the judgment on the ground that, under the facts of this case there was, as a matter of law, no breach of any duty on the part of the defendant to protect against the type of accident that occurred here.
In this tragic mishap, the plaintiff Robert Cruz sat upon a stairway railing at a landing leading to the elevated train tracks at the Elderts Lane station in Jamaica, New York, when a youth, who was ascending the stairway, brushed against him causing him to fall to the sidewalk below. It was conceded by the plaintiffs’ expert that this stairway railing did not violate any statutory or code provision. In fact, the railing exceeded the minimum height requirement set forth in the New York City Building Code. Further, there was no claim that this railing was defective or out of repair or dangerous to anyone who used the stairway in the manner intended. There was no evidеnce introduced as to any prior similar accidents at this or any other similar stairway. Further, there was no evidence of actual or constructive notice to the defendant New York City Transit Authority (hereinafter the TA) that persons previously sat upon or fell from the railing. In essence, in this suit, the plaintiffs sought to charge the TA with responsibility to prevent a misuse of the railing.
The plaintiffs’ case is based upon the testimony of their engineer Francis J. Cashin, who testified that the stairway and platform were not built in accordance with accepted engineering principles solely because their construction and maintenance did not prevent someone from sitting on the railing. Mr. Cashin’s testimony was as follows:
"Q Could you tell us your opinion as to whether or not this stairway and the platform where this accident occurred was [sic] built in accordance with good accepted engineering principles * * *
"A I don’t believe it was * * *
"A Right. In the design of a stairway, nature of this design, it should be reviewed for its use, and it should be—and there are standards in the * * *
"A (Continuing) There are standards in the industry where the design of horizontal railings, where—
"the court: We are talking about an elevated structure of this type, a railroad of this type, sir * * *
"A (Continuing) The design should be such as to preclude perching on it * * *
"the court: Mr. Cashin, you examined this staircase; you have examined the railing, the bannister, everything with it; to your knowledge, did it violate any statutory code?
"the witness: (No response).
"the court: Did it violate any statutory code?
"the witness: None that I know of. None that I know of.
"Q Mr. Cashin, could you tell us what good design practice and construction practice would call for as far as the construction and design of this stairway * * *
"A Good practice dictates that you preclude a situation where people can readily perch on something” (emphasis supplied).
According to Mr. Cashin, to prevent such misuse, the TA should have (1) either raised the height of the railing; (2) placed spikes on the railing; or (3) placed a screen or fence above the rаiling. On cross-examination, the plaintiffs’ expert conceded that the railing actually exceeded the height requirement set forth in the New York City Building Code.
During the trial, the plaintiffs attempted to adduce testimony through their expert that other stairways on that same subway line had fencing from railing to ceiling in support of a "foreseeability” theory, to prove that the stairway at issue was not constructed or maintained in accordance with accepted standards and to prove that custom and usage required such fencing. The trial court excluded this testimony.
At the close of the plaintiffs’ case, the trial сourt dismissed the complaint on the ground that the infant plaintiffs own negligence in sitting on the rail was the sole proximate cause of the accident and that the TA breached no duty to the plaintiffs under these circumstances.
In order to establish a prima facie case of negligence, the plaintiffs must first demonstrate the existence of a duty owed
The existence of such a duty presents a question of law for the courts, based upon the following considerations: "As noted earlier, the imposition of duty presents a question of law for the courts * * * resting on policy considerations of whether plaintiff’s interests are entitled to legal protection against defendant’s conduct” (Eiseman v State of New York,
Further, while "foreseeability” defines duty, it does not create it. As stated in Pulka v Edelman (
"Foreseeability should not be confused with duty. The principle expressed in Palsgraf v Long Is. R. R. Co. (248 NY 339 ) * * * is applicable to determine the scope of duty—only after it has been determined that there is a duty * * *
"While a court might impose a legal duty where none existed before * * * such an imposition must be exercised with extreme care, for legal duty imposes legal liability. When a duty exists, nonliability in a particular case may be justified on the basis that an injury is not foreseeable. In such a case, it can thus be said that foreseeability is a limitation on duty. In the instant matter, however, we are concerned with whether foreseeability should be employed as the sole means to create duty where none existed before” (Pulka v Edelman, supra, at 785-786 [emphasis added]).
Writing for a unanimous court, Judge Kaye further defined the concepts of duty and foreseeability in Eiseman v State of New York (supra), as follows: "Embedded in the law of this State is the proposition that a duty of reasonable care owed by the tort-feasor to the plaintiff is elemental to any recovery in negligence (see, e.g., Pulka v Edelman,
Again, recently, in D'Amico v Christie (
"in order for plaintiffs to prevail on this claim of common-law negligence, there must first be a legal duty owed by defendant to them. Foreseeability of harm is alone not enough (Waters v New York City Hous. Auth.,69 NY2d 225 , supra; Pulka v Edelman,40 NY2d 781 , 785, rearg denied41 NY2d 901 ). No prior cases of this State have recognized the duty plaintiffs now espouse * * *
"Thus, plaintiffs have failed to demonstrate any legal duty in the existing law of this State that defendant can be said to have breached” (D'Amico v Christie, supra, at 87-89).
In this case, in the absence of notice of persons sitting on the railing or of prior similar occurrences, there was, in my view, no duty on the part of the TA to prevent such a misuse of the stairway by persons perching on the railing or to further safeguard the area above the landing railing. In cases dealing with a "misuse” of an instrumentality, the courts have generally found no duty to prevent such misuse in the absence of notice. For example, in McCann v City of New York (
In Murray v City of New York (
In Roffenbender v City of New York (
In Cuevas v 73rd & Cent. Park W. Corp. (
In other jurisdictions, the courts have arrived at similar results with regard to misuse of instrumentalities. In McNairy v Kup Realty Co. (59 Ill App 2d 463,
Thus, the weight of authority in this area of the law unequivocally points to affirmance of the trial court’s dismissal of the complaint based on a lack of any actionable duty to prevent misuse of the stairway railing in the absence of notice of prior similar occurrences and in the absence of any evidence that the railing was in a state of disrepair. The cases relied on by the majority involve either actual or constructive prior notice to the defendant of the misuse which led to the injury (Barker v Parnossa, Inc.,
I also disagree with the view of the majority that the Court of Appeals recent decision in Holtslander v Whalen & Sons (
The plaintiffs’ burden in this case is made even more difficult in light оf the fact that a precipitating factor in causing the infant plaintiff’s fall was the intervening act of a third person. The evidence, namely, that another person ascending the station stairway brushed against the infant plaintiff sitting on the railing, propelling him over onto the sidewalk, even when viewed in the light most favorable to the plaintiffs, does not present "a normal or foreseeable consequence of the situation created by the defendant’s negligence”, as a matter of law (Derdiarian v Felix Contr. Corp., 51 NY2d
Finally, there is merit to the plaintiffs’ contention that the trial court erroneously precluded testimony from their expеrt that other subway stairways in the area had been equipped with the screening recommended by the plaintiffs’ expert for this stairway. However, while such testimony may have been admissible on the issue of foreseeability, it would not have created an actionable duty on the part of the TA. The voluntary undertaking by the TA to fence in other stairways would not impose on the carrier a greater or additional standard of care to install such fences on all its stairways. The duty of the TA was to exercise reasonable care in the maintenance of the stairway, and not a greater standard of care. Stated otherwise, the self-imposed act of the TA in installing fences on some stairways could not establish a duty to do so on all such stairways if the standard of reasonable care did not require such action. As was stated by this court in Newsome v Cservak (
In Guercio v New York Lerner Co. (
Since the TA is not bound by a legal standard higher or more demanding than that of reasonable care (see also, Danbois v New York Cent. R R. Co.,
The imposition of liability upon the TA because a young man was injured when he fell while seated on an otherwise safe railing by being brushed off by a third party would, in the absence of notice, unreasonably extend the bounds of liability of landowners and carriers and impermissibly increase " ’the burden of avoiding the risk’ ” (Basso v Miller,
I agree with my colleagues in the majority that there should not be imposed a broad sweeping rule precluding liability for misuse of an instrumentality. However, in this case, imposition of a burden on the TA to guard against an occurrence such as this where, without actual or constructive notice of prior misuse, the plaintiff was sitting on a stairway railing and was caused to fall as a result of an unforeseeable act by a third party, would impermissibly extend the bounds of any existing precedents. Such a burden would be unreasonable considering the countless number of railway stations and stairways in New York, the limitless array of possible risks and the infinite number of injuries that could occur by their unknown misuse (see, Pulka v Edelman,
Accordingly, the judgment in favor of the TA should be affirmed.
Mollen, P. J., and Brown, J., concur with Bracken, J.; Spatt, J., dissents and votes to affirm the judgment appealed from, with an opinion.
Ordered that the judgment is reversed, on the law, and a new trial is granted, with costs to abide the event.