Maria CRUZ and Jaime Cruz, Plaintiffs-Appellants,
v.
COLUMBUS-CUNEO-CABRINI MEDICAL CENTER, Michael T. Feingold, M.D., Anthony Cirrincione, M.D., and Matthew Ahranjani, M.D., Defendants-Appellees.
Appellate Court of Illinois, First District, Second Division.
*909 Gordon & Gordon, Inc., Chicago (Robert E. Gordon, Lisa Thaviu, of counsel), for appellants.
Ruff, Weideaar & Reidy, Ltd., Chicago (Charles E. Reiter, III, Todd M. Porter, of counsel), for appellees Columbus-Cuneo-Cabrini Medical Center, Michael T. Feingold, M.D., and Anthony Cirrincione, M.D.
Clausen Miller Gorman Caffrey & Witous, P.C., Chicago (James T. Ferrini, Tyler Jay Lory, Caroline M. Speranza, Melinda S. Kollross, of counsel), for appellee Matthew Ahranjani, M.D.
Justice SCARIANO delivered the opinion of the court:
On January 31, 1984, plaintiffs Maria and Jaime Cruz filed their complaint in the circuit court of Cook County alleging medical malpractice regarding the care and treatment of Maria Cruz during her labor and delivery, and asserting Jaime Cruz' loss оf consortium claim. Plaintiffs named as defendants Columbus-Cuneo-Cabrini Medical Center, Dr. Michael T. Feingold, Dr. Anthony Cirrincione (hereinafter Columbus defendants), Dr. Matthew Ahranjani, and Dr. Z. Angelito Flojo.[1] On July 31, 1984, the trial court granted plaintiffs leave to file their first amended complaint and ordered all parties to comply with discovery within the next twenty-eight days.
Over the next year, the trial judge issued several more discovery orders. On January 29, 1986, the trial court ordered that defendants appear for depositions on or before March 15, 1986, that plaintiff Jaime Cruz appear for his deposition on or before March 15, 1986, and that plaintiffs disclose their experts by March 20, 1986. The court also scheduled a status conference for March 20. Plaintiffs failеd to disclose their experts by that date.
At the March 20 conference, the court ordered the completion of all depositions of parties and non-experts by June 1, 1986, that plaintiffs identify their experts by July 1, 1986, and that plaintiffs' experts be deposed by August 1, 1986. A status conference was scheduled for September 11, 1986. A June 7, 1986, letter from plaintiffs to defendants stated that Dr. Matthew (also referred to as "Dr. Matview") had been "previously disclosed * * * as one of our experts" and that plaintiffs were "willing to produce him for a deposition after Dr. Ahranjani's deposition and the other depositions have been completed * * *." The record contains no other indication that plaintiffs complied with the March 20 order.
*910 On June 25, 1986, рlaintiffs moved for an extension of time to disclose experts until discovery had been completed, and on August 4, 1986, the court allowed them until December 1, 1986, to disclose their experts and left all other discovery open, subject to further court order. The court also scheduled a pretrial conference for March 27, 1987.
Plaintiffs' counsel failed to appear at the March 27 conference because of a diary error. At that hearing, the trial judge ordered plaintiffs to answer all outstanding interrogatories, including Rule 220 interrogatories (134 Ill.2d R. 220), and to present their experts for deposition by May 1, 1987. The court also scheduled another pretrial conference for January 8, 1988. Plaintiffs' counsel asserts that he did not receive a copy of this order and that one of the defendants' attorneys informed him only of the new pretrial date; thus, he was unaware of the new discovery deadlines.
On May 4, 1987, plaintiffs moved to vacate the March 27 order and requested the court to reset the pretrial conference for June or July 1987. All of the defendants then moved to dismiss plaintiffs' complaint with prejudice pursuant to Rule 219(c) (134 Ill.2d R. 219(c)) for failure to comply with the four court orders regarding expert witnesses. The hearing on the motions was set for July 24, 1987, but was continued until July 30 because plaintiffs' counsel had to attend a funeral on July 24.
Plaintiffs' counsel received notice of the July 30 hearing, but he failed to attend, again because of a diаry error. At the July 30 hearing, Judge Henshaw, of Saline County who was temporarily substituting for Judge Bonaguro, the Cook County judge who had been assigned to this case, issued an order dismissing plaintiffs' complaint with prejudice, stating that he had been "fully advised of (sic) the premises." On August 12, plaintiffs moved to vacate the July 30 order pursuant to section 2-1301 (Ill.Rev.Stat.1985, ch. 2-1301), but Judge Bonaguro refused, finding that he had no jurisdiction to vacate another judge's final order. The motion was then transferred to Judge Henshaw, who denied it on January 29, 1988, finding that it had not been timely filed since no "file stamped" copy of the section 2-1301 motion existed in the official court file. That order was appealed to this court and we affirmed in Cruz v. Columbus-Cuneo-Cabrini Medical Center (1990),
In the meantime, on December 23, 1987, plaintiffs had filed a section 2-1401 petition (Ill.Rev.Stat.1987, ch. 110, par. 2-1401) seeking relief from the July 30 order dismissing their complaint with prejudice. Plaintiffs' memorandum, filed with the section 2-1401 petition, asserted that the intent of the trial court's discovery orders had been to ensure that defendants' depositions were taken before plaintiffs disclosed their experts. Plaintiffs claimed that it "was almost impossible and impractical" for them to provide expert witnesses until they had defendants' deposition testimony. They argued that if Judge Henshaw had been aware that it is the "customary practice" in Cook County to allow plaintiffs to delay disclosure of their experts until defendants are deposed, that Dr. Ahranjani had not completed his deposition, and that plaintiffs had a motion pending to vacate the March 27 order, he would not have dismissed plaintiffs' complaint with prejudice. Plaintiffs also noted that Judge Bonaguro indicated that if he had heard the motions on July 30, he probably would have dismissed the cause without prejudice. In addition to their request that the court vacate its July 30 order, plaintiffs asked leave to file their Rule 220 interrogatories and to produce their experts for depositions within "a required period of time." In attached affidavits, plaintiffs' attorney, Robert Gordon, stated that the petition was true and correct, and attorney Robert Fishеr, who originally filed plaintiffs' action, averred that he was not advised of the continuance from June 24 until July 30 and that he would have attended the hearing if he had known about it.
Plaintiffs did not set their section 2-1401 petition for hearing until March 26, 1991, about six months after the supreme court *911 denied their petition for leave to appeal. On April 23, 1991, Columbus defendants filed a motion to dismiss plaintiffs' section 2-1401 petition pursuant to section 2-615 (Ill.Rev. Stat.1989, ch. 110, par. 2-615), and Cook County Rule 2.3 (requiring movants to call their motions for hearing within ninety days of filing). Dr. Ahranjani filed a separate motion to dismiss. Because of his busy schedule, plaintiffs' counsel waited until July 3, 1991, to move for leave to file a memorandum of law, an additional affidavit, and an answer to Dr. Ahranjani's motion to dismiss. (Plаintiffs did not respond to Columbus defendants' motion to dismiss.) In their memorandum, plaintiffs reiterated the arguments in their earlier memorandum and stated that they "filed * * * answers to Rule 220 Interrogatories before Judge Bonaguro in his chambers" on August 5, 1987. Like the motion to vacate, these answers, although notarized on June 24, 1987, were not file-stamped.
On July 10, 1992, Judge Henshaw denied plaintiffs' section 2-1401 motion. Plaintiffs now appeal (case number 92-2537).
Plaintiffs subsequently moved this court for leave to supplement the record with, inter alia, a letter they sent to Judge Henshaw on December 22, 1987, and their notice of motion for a March 26, 1991 hearing on the section 2-1401 petition with attached post-office receipts. Plaintiffs contended that these documents were before the circuit court and would provide us with the factual background necessary to an adjudication of their appeal. On February 19, 1993, we denied the motion without prejudice regarding those documents, and granted plaintiffs leave to file "duly stamped copies" by March 2, 1993. Since plaintiffs did not have stamped copies of the documents, they returned to the circuit court of Cook County and moved to have the documents added to the record. Plaintiffs also moved to file a supplemental submission in support of their motion. The motions were transferred to Judge Henshaw, who denied them on June 15, 1993.
Plaintiffs timely appealed from that order (case number 93-2378) and both appeals were consolidated.
I.
Plaintiffs first argue thаt Judge Henshaw abused his discretion when he denied their section 2-1401 petition to vacate his order dismissing their complaint. Plaintiffs base their contention on their claims that: they satisfied statutory requirements; dismissal with prejudice was too harsh since they did not ignore discovery deadlines; defendants were uncooperative in discovery; and Judge Henshaw failed to follow first district appellate court guidelines on discovery sanctions when he dismissed the complaint with prejudice.
Section 2-1401 of the Code of Civil Procedure (Ill.Rev.Stat.1989, ch. 110, par. 2-1401) provides a statutory mechanism whereby final judgments, decrees, and orders may be vacated over thirty days after their entry. (Ill.Rev.Stat.1989, ch. 110, par. 2-1401(a).) In contrast to a section 2-1301(e) motiоn to vacate a judgment or order (Ill.Rev.Stat. 1989, ch. 110, par. 2-1301(e)), where the primary concern is whether it is reasonable, under the circumstances, to force the opposing party to go to trial, section 2-1401 is a less liberal provision with stringent requirements for the petitioner. (See Chicago v. Central National Bank (1985),
Initially, we observe that plaintiffs have failed to include in the record a transcript of the July 30, 1987, hearing оn defendants' motion to dismiss their complaint. Consequently, plaintiffs' argument that Judge Henshaw should have vacated his ruling on that motion pursuant to section 2-1401 because he was unfamiliar with the facts and circumstances of this case has no support in the record. The supreme court has held that the appellant has the burden of presenting the reviewing court with a sufficiently complete record of the circuit court proceedings to support a claim of error. (Foutch v. O'Bryant (1984),
Plaintiffs assert that they met section 2-1401 requisites. Regarding the requirement of a meritorious claim, Columbus defendants contend that plaintiffs' complaint and petition set forth "mere conclusions" of negligence and defendant Dr. Ahranjani similarly argues that plaintiffs have failed to support their "conclusory allegation" that they have a meritorious claim.
We find that plaintiffs set forth sufficient facts in their first amended complaint and their petition to establish a meritorious claim for purposes of section 2-1401. Plaintiffs' complaint contains twelve рaragraphs alleging that Maria Cruz utilized the services of defendants during her pregnancy and delivery and that defendants were negligent in performing an episiotomy resulting in great mental distress, physical injury and her permanent inability to have more children. The complaint also alleges that as a result of defendants' negligence, plaintiff Jaime Cruz suffered a loss of consortium. The section 2-1401 petition includes a cursory recapitulation of the allegations in the complaint. This is sufficient; plaintiffs need not repeat the allegations contained in their complaint to show that they have a meritorious claim. (Hopkins v. Holt (1990),
Plaintiffs next argue that they were diligent in pursuing their section 2-1301(e) motion to vacate, apparently considering that contention sufficient fоr purposes of their section 2-1401 petition. However, our supreme court has advised that "[i]n determining the reasonableness of the excuse offered *913 by the petitioner, all of the circumstances attendant upon entry of the judgment must be considered, including the conduct of the litigants and their attorneys." (Airoom,
Plaintiffs maintain that they complied with discovery orders to a reasonable extent given their difficulty in setting a date to complete Dr. Ahranjani's deposition. He cancelled several scheduled depositions and, when he finally appeared on May 30, 1986, he prematurely ended his testimony after less than three hours of questioning. Plaintiffs note that they were deposed and answered interrogatories. Additionally, they point out that they disclosed Dr. Matview in their June 7 letter and indicated that they would produce him for deposition after Dr. Ahranjani's deposition was completed. Plaintiffs also state that they presented their answers to Rule 220 interrogatories at the August 12 hearing on the motion to vacate the July 30 order. However, as we noted above, plaintiff failed to file those documents until December 23, 1987, when they filed their section 2-1401 petition.
In addition, the record lacks any indication that plaintiffs brought to the trial court's attention problems they were experiencing in obtaining defendants' cоoperation in discovery until after their complaint had been dismissed. At the August 12, 1987 hearing, plaintiffs contended that they had an agreement with defense counsel "that the disclosure of experts did not have to occur until all the depositions of the parties and plaintiffs had been taken in this case."[2] Plaintiffs offer no explanation for their failure to inform the court earlier of this "agreement" or of any difficulties obtaining discovery from defendants. Furthermore, in response to plaintiffs' June 25, 1986, motion for an extension of time to disclose their experts, the court, while granting them until December 1, 1986, to disclose experts, ordered that all other discovery remained open, subject to court order. (See Malek v. Lederle Laboratories (1987),
Plaintiffs further contend that they exhibited diligence in attempting to vacate the July 30, 1987, order dismissing their complaint with prejudice, because they appeared at a hearing on the matter on August 12, 1987. However, their failure to appear for the July 30 hearing, which was rescheduled at their request, and their failure to properly file their section 2-1301(e) motion, precipitating an earlier appeal in this court, demonstrate a lack of diligence. (See Northern Illinois Gas,
*914 The final requirement under section 2-1401 is a showing of due diligence in presenting the petition. In the present case, plaintiffs filed their petition on December 23, 1987, but failеd to set the motion for hearing until March 26, 1991.[3] Plaintiffs explain that they did not act sooner because their appeal of the trial court's denial of their motion to vacate was still pending.
Plaintiffs misapprehend the nature of a section 2-1401 proceeding. A section 2-1401 petition commences a new and separate action and does not affect the earlier order or judgment. (Ill.Rev.Stat.1989, ch. 110, par. 2-1401(b), (d).) An appeal and a section 2-1401 petition may be pursued simultaneously; "the two routes * * * may be considered parallel." (Johnson v. Thomas (1966),
Plaintiffs failed to appear at two hearings, failed to comply with four discovery orders, failed to file a timely section 2-1301(e) motion to vacate, and failed to pursue their section 2-1401 petition within a reasonable time. Furthermore, their section 2-1401 petition does not show that their dereliction was the result of an excusable mistake or that they acted reasonably, and not negligently, under the circumstances. (See Airoom,
Based upon the foregoing, we hold that although plaintiffs had a meritorious claim in their original proceeding, they failed to exеrcise due diligence in pursuing that claim or their subsequent section 2-1401 petition. Not having met the requirements of that provision, plaintiffs were not entitled to relief from the judgment dismissing their claim with prejudice.
Alternatively, plaintiffs urge us to relax the due diligence requirement in order to achieve a just result. (See Yates v. Barnaby's of Northbrook (1991),
Plaintiffs place heavy reliance on Zee Jay, Inc. v. Illinois Insurance Guaranty fund (1990),
Plaintiffs also rely on Cohen v. Wood Brothers Steel Stamping Co. (1991),
In contrast to Zee Jay, the trial judge in the present case clearly did not find that equitable considerations weighed in favor of granting plaintiffs leave to refile their action, and that judgment is not an abuse of discretion, a finding which can be made only "where no reasonable person would take the view adopted by the trial court." (Vaughn v. Northwestern Memorial Hospital (1991),
In regard to their section 2-1401 petition, plaintiffs finally argue that dismissal with prejudice as a sanction for discovery violations was too harsh, in spite of the language in Supreme Court Rule 219(c) authorizing such a sanction. (134 Ill.2d R. 219(c).) When a party fails to comply with discovery orders, Rule 219(c) enables the trial court to enter a default judgment or to dismiss the action with or without prejudice. (134 Ill.2d R. 219(c).) When a party exhibits deliberate and contumacious disregard for discovery orders, dismissal with prejudice is an appropriate sanction. (See Cedric Spring & Associates, Inc. v. N.E.I. Corp. (1980),
In Kubian v. Labinsky (1988),
In contrast, in the case at bar, plaintiffs have not shown extenuating circumstances excusing their noncompliance with discovery orders and rendering dismissal with prejudice too severe. In fact, plaintiffs' only excuse for their recalcitrance is that they intended to reveal their experts after defendants were deposed.[4] Contrary to plaintiffs' impression that the First District has liberal "guidelines" regarding the imposition of sanctions for discovery violations, under similar circumstances to those presented here, wе have held that dismissal with prejudice, while a drastic sanction, was not an abuse of discretion. Vaughn,
For example, in Shapira, the medical malpractice plaintiff, like plaintiffs in the case at bar, failed to disclose their experts for over a year and in contravention of four court orders. Also like the present case, the plaintiff's counsel did not appear for the hearing on the defendants' motion to dismiss, which was held more than four years after the complaint had been filed. Over seven months later, the plaintiff moved to vacate the dismissal, but the trial court denied the motion. He then filed his section 2-1401 petition, claiming that he did not intend to use an expert and that his attorney had had difficulty locating the court file to ascertain the status of his case. The trial court granted relief under section 2-1401, despite its finding that the plaintiff had not exercised diligence. (Shapira,
In Vaughn, we found that the trial court did not abuse its discretion when it dismissed the plaintiff's complaint with prejudice after he repeatedly failed to appear for scheduled depositions and failed to answer Rule 220 interrogatories. We noted that "[violations of procedural rules designed to expedite litigatiоn *917 cannot be tolerated, especially in light of the ever-growing backlog of cases confronting our courts." Vaughn,
Like the parties discussed above, plaintiffs have failed to present us with any conceivable justification for the pattern of neglect and disregard for the court's authority they have exhibited throughout this decade-old litigation. Though we are mindful of the severity of the trial judge's order, we conclude that dismissal with prejudice was а condign sanction for such indifference to the procedures which govern our courts and enable litigants to resolve their claims within a reasonable period of time.
II.
Plaintiffs next argue that the trial court erred in denying their motion for leave to file certain documents and for leave to file their supplemental submission in support of their motion to file documents. The documents at issue are a letter from plaintiffs to Judge Henshaw and plaintiffs' notice of motion regarding their section 2-1401 petition. They argue that supplementing the record will "reflect the posture in which this case came before Judge Henshaw." Furthermore, plaintiffs contend that the documents they seek to add to the record show that their section 2-1401 petition was timely motioned. In their December 22, 1987 letter to Judge Henshaw, plaintiffs requested that he "set this [section 2-1401 petition] for hearing at the court's most early opportune time." They went on to state that the court should "hold off entering the order disposing of the 1301 Motion (sic) so that the 2-1401 motion can be decided within 30 days from its disposition" and both orders could be appealed simultaneously. The letter also stated that "[i]f the time restraints are not considered by this Court, an appeal of the 1301 Motion (sic) will stay all proceedings until that appeal is decided." Plaintiffs contend that this letter, copies of which were sent to defendants, indicates that they were not neglecting their section 2-1401 petition. The nоtice of motion informs defendants that a hearing on the section 2-1401 petition will be held on March 26, 1991, and copies of undated postal receipts are attached.
Supreme Court Rules concerning the record on appeal are dispositive of this issue. Rule 321, which deals with the contents of the record on appeal, states that "[t]he trial court record includes any report of proceedings prepared in accordance with Rule 323 and every other document filed * * *." (134 Ill.2d R. 321.) Rule 329 permits correction of the trial record by stipulation of the parties, by the trial judge, or by the reviewing court or a judge of that court. The rule also provides that "[a]ny controversy as to whether the reсord accurately discloses what occurred in the trial court shall be submitted to and settled by that court * * *." (134 Ill.2d R. 329.) By this rule, the supreme court adopted the most appropriate procedure for settling controversies regarding whether the record on appeal "conforms to the truth." 134 Ill.2d R. 329, Committee Comments.
Plaintiffs cite several cases in support of the proposition that any documents before the trial court should be made part of the record on appeal. However, in none of those cases, does the appellate court reverse a trial court's denial of a post-judgment motion to add documents to the record. For example, in Schumann v. IPCO Hospital Supply Corp. (1981),
In the case at bar, we granted plaintiffs' motion to supplement the record on the condition that they obtain file-stamped copies of the proffered documents by March 2, 1993. This they did not do. The trial court judge, who obviously is best situated to make the determination, apparently found that the documents were not presented to him and/or that he did not consider them when he denied plaintiffs' section 2-1401 petition to vacate. See Lohan v. Walgreens Co. (1986),
Interestingly, the documents plaintiffs seek to have added to the record do not aid their case. The letter to Judge Henshaw erroneously states that an appeal of his ruling on plaintiffs' section 2-1301 motion would stay all other proceedings regarding their section 2-1401 petition. However, as discussed above, the section 2-1401 petition is a separate action which can be pursued while an appeal of the original action is pending. The notice of motion apprised the parties that a hearing on the section 2-1401 petition would be held on March 26, 1991, a date defendants convincingly argue manifests a lack of diligence in pursuit of the section 2-1401 petition. Finally, the copies of postal receipts are not dated and thus fail to indicate the date of service by mail.
Plaintiffs, therefore, have presented no authority to support their contention that we should reverse the trial court's order denying their motion to supplement the record. Furthermore, the documents at issue are not necessary to "present fully and fairly the questions involved." (134 Ill.2d R. 329.) Accordingly, we affirm the trial judge's order.
III.
Finally, we consider defendants' motion, taken with the case, to strike portions of plaintiffs' brief which refer to the documents discussed above. Plaintiffs included in the appendix to their brief copies of their December 22, 1987, letter to Judge Henshaw and their notice of motion regarding their section 2-1401 petition. These documents were not part of the record when plaintiffs filed their brief, as they concede, and because we are affirming Judge Henshaw's refusal to permit plaintiffs to supplement the record with the documents, they remain outside the record. Although we considered these documents for purposes of plaintiffs' appeal in case number 93-2378, we agree with defendants that inclusion of these documents in plaintiffs' brief violates Supreme Court Rule 321 (134 Ill.2d R. 321) and numerous holdings of this court. (See, e.g., In re Estate of Marks (1992),
In conclusion, we hold that plaintiffs inexcusably demonstrated a lack of diligence throughout this litigation and therefore were not entitled to relief under section 2-1401. We also hold that dismissal with prejudice was an appropriate sanction for the violation of four discovery orders.
Judgments affirmed.
DiVITO, P.J., and McCORMICK, J., concur.
NOTES
Notes
[1] Dr. Flojo is not a party to this appeal.
[2] Supreme Court Rule 220 specifies that the trial court "shall enter an order scheduling the dates upon which all expert witnesses * * * shall be disclosed." (134 Ill.2d R. 220(b).) Therefore, the court's orders, and not the parties' agreements, control when experts shall be disclosed.
[3] The notice of motion and certain other documеnts are not of record and are the subject of plaintiffs' consolidated appeal discussed later. All parties agree, however, that the March 14, 1991, notice of motion informed defendants of a March 26, 1991, hearing date.
[4] Plaintiffs also argue on appeal that defendants' motions to dismiss were defective because they failed to conform to Supreme Court Rule 201(k) by omitting a statement that after consultation and attempts to resolve their differences, the parties could not reach an accord. (134 Ill.2d R. 201(k).) Plaintiffs concede, however, that they waived this issue by not raising it in the trial court. Waiver notwithstanding, we have held that Rule 201(k) language is not mandatory when a party has disregarded court orders on discovery. Gayton v. Levi (1986),
