DECISION AND ORDER
INTRODUCTION
Plaintiff Brenda Crout (“Plaintiff’) filed this wrongful death action on January 22, 2014, in the Supreme Court of New York, Kings County, relating to a tragic helicopter accident in which Dale R. Crout (“the decedent”) and helicopter pilot Mackenzie Bleth (“Bleth”) died. (Dkt. 1). Defendant Haverfield International, Inc. (“Defendant”) removed the action to the Eastern District of New York on April 7, 2014. (Id. at 1-2).
Presently before the Court are cross-motions for partial summary judgment. (Dkt. 36; Dkt. 42). Plaintiff seeks summary judgment on the issue of Bleth’s negligence (and thereby Defendant’s vicarious liability), and for dismissal of Defendant’s affirmative defense of the decedent’s comparative negligence. (Dkt. 39). Defendant seeks summary judgment on the applicable standard of care for Bleth’s negligence, and as to Plaintiffs claim for negligent hiring and training. (Dkt. 43).
For the reasons stated below, Plaintiffs motion for partial summary judgment (Dkt. 36) is denied, and Defendant’s motion for partial summary judgment (Dkt. 42) is granted.
FACTUAL BACKGROUND
On the morning of November 15, 2012, shortly before noon, a helicopter owned by Defendant, -piloted by Bleth, and carrying the decedent took off on the second of three days of planned flights to inspect power lines in the vicinity of Corning, New York. (Dkt. 39 at 3; Dkt. 44 at ¶¶ 5-8, 11).
In control of the aircraft was Bleth, a 24-year-old pilot Defendant hired less than a month prior. (Dkt. 38 at ¶¶ 24-25). Bleth held appropriate “FAA licenses and certifications” to fly the helicopter. (Dkt. 44 at ¶13). Bleth and the decedent—a First Class Linesman for New York State Electric and Gas Corporation—were tasked with doing a “powerline patrol,” which “requires a helicopter to fly close to wires, towers and utility structures,” generally at speeds between 30 and 45 knots. (Dkt. 38 at ¶¶ 5, 11, 58; Dkt. 52 at 3). Powerline patrol is a high-risk job. (Dkt. 38 at ¶ 17; Dkt. 52 at 5).
Bleth’s first day flying powerline patrol had been the previous. day, November 14, 2012, during which he and the decedent had completed 6.2 hours of aerial inspections. (Dkt. 38 at ¶73). Before this first powerline mission, Defendant provided Bleth with 2.1 hours of total flight training, and 27.2 hours of ground training. (Id. at ¶¶27, 70; Dkt. 52 at 7). Defendant released Bleth to fly powerline patrol on November 9, 2012. (Dkt. 38 at ¶ 40; Dkt. 52 at 10).
The decedent had performed inspections on the same powerlines in 2009, 2010, and 2011, and was “more than proficient” in reading a powerline map. (Dkt. 38. at ¶ 63; Dkt. 52 at 25; Dkt. 59 at 8). The November 15, 2012, flight was operated pursuant to 14 C.F.R. Part 91. (Dkt. 38 at ¶ 20; Dkt. 52 at 6; see, e.g., Dkt. 37-4 at 2 (National Transportation Safety Board’s (“NTSB”) report stating that “[t]he aerial observation flight was conducted under the provisions of 14 Code of Federal Regulations Part 91”); Dkt. 37-21 at 2 (same)).
For context, a description of the construction of power transmission wire systems is necessary. A wire or series of wires that runs perpendicular to another set of wires is called a “tap” line. (Dkt. 38 at ¶ 50; Dkt. 52 at 12). A shield wire, which protects power transmission lines from lightning strikes, generally runs along the top of the towers. (Dkt. 38 at ¶ 8; Dkt. 52 at 12). The shield wire is typically smaller than power transmission wires and can be more difficult to observe. (Dkt. 38 at ¶ 49; Dkt. 52 at 12). During powerline
Defendant, requires its pilots and passengers to attend a safety briefing, called a “tailboard,” before takeoff. (Dkt. 38 at ¶ 42; Dkt. 52 at 11); During the tailboard, the pilot and the inspector discuss the powerline'transmission map for the lines they plan to inspect. (Dkt. 38 at ¶43).
The November 15, 2012, flight took off at 11:49 AM. (Dkt. 38 at ¶ 75; Dkt. 52 at 17). At 12:11 PM, the vertical strut on the helicopter’s right landing skid struck a shield wire on a tap line 96 feet above the ground. (Dkt. 38 at ¶¶ 77, 83; Dkt. 52 at 18-19). The helicopter had been flying at approximately 43 knots in level flight. (Dkt. 38 at ¶ 79; Dkt. 52 at 18). The impact with the tap line caused the helicopter to crash, killing both Bleth and the decedent. (Dkt. 44 at ¶ 11; Dkt. 49 at 4). The helicopter ignited once it hit the ground. (Dkt. 37-4 at 2). Neither weather nor any mechanical issue caused the crash. (Dkt. 38 at ¶¶ 89-90; Dkt. 52 at 19-20).
There is no transcript or any recording of the communications between Bleth and the decedent during the November 15, 2012, flight. (Dkt. 38 at ¶ 94; Dkt. 52 at 20).
DISCUSSION
I. Standard of Review
Federal Rule of Civil Procedure 56 provides that summary judgment should be granted if the moving party establishes “that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). The court should grant summary judgment if, after considering the evidence in the light most favorable to the nonmoving party, the court finds that no rational jury could find' in favor of that party. See Scott v. Harris,
Once the moving party has met its burden, the .opposing party “must do more than simply show that there is some metaphysical doubt as to the material facts.... [T]he nonmoving party must come forward with specific facts showing that there is a genuine issue for trial ” Caldarola v. Calabrese,
II. Federal Preemption
Untangling the issues in this case begins with a determination as to the. existence and extent of federal preemption of state
The Supremacy Clause of the United States Constitution instructs that the Constitution and laws of United States are “the supreme Law .of the Land • • • any Thing in the Constitution or Laws of. any State to the Contrary notwithstanding.” U.S. Const, art. VI cl, 2. “[S]tate and local laws that conflict with federal law are ‘without effect.’” N.Y. SMSA Ltd. P’ship v. Town of Clarkstown,
In general, three types of preemption exisMl) express preemption, where Congress has expressly preempted local law; (2) field preemption, “where Congress has legislated so comprehensively that federal law occupies an entire field of regulation and leaves no room' for state law”; and (3) conflict preemption, where local law conflicts with federal law such that it is impossible for a party to comply with both or the local law is an obstacle to the achievement of federal objectives.
Id, at 104 (citation omitted). Congress’s intent is key to determining preemption. Altria Grp.,
“The United States Government has exclusive sovereignty of airspace of the United States.” 49 U.S.C. § 40103(a)(1). “The FAA was enacted to create , a ‘uniform and exclusive system of federal regulation’ in the field of air safety.” Air Trans. Ass’n of Am., Inc. v. Cuomo,
Once Congress’s intent is established, the court must look to the scope of the preemption to determine whether “the state regulation sufficiently interferes with federal regulation [such] that it should be deemed preempted.” Gade v. Nat’l Solid Wastes Mgmt. Ass’n,
III. Defendant’s Vicarious Liability
Plaintiff alleges that Defendant is vicariously liable for Bleth’s actions. Even though the FAA preempts state law in the field of air safety, Plaintiff may still seek remedies based on state law pursuant to the FAA’s savings clause. See 49 U.S.C. § 40120(c) (“A remedy under [the FAA] is in addition to any other remedies provided by law.”); see, e.g., Drake v. Lab. Corp. of Am. Holdings,
Under New York law, “[t]he doctrine of respondeat superior renders an employer vicariously liable for torts committed by an employee acting within the scope of the employment.” Judith M. v. Sisters of Charity Hosp.,
“To establish a prima facie case of negligence under New York law, ‘a plaintiff must demonstrate (1) a duty owed by the defendant to the plaintiff, (2) a breach thereof, and (3) injury proximately resulting therefrom.” Lerner v. Fleet Bank, N.A.,
Plaintiff argues that Bleth’s negligence can be determined as a matter of law. (Dkt. 39 at 15-19).
A. Standard of Care
Defendant argues that the federal regulations set the standard of care for a pilot because they preempt the state law standard of care, and that a jury is required to determine whether Bleth’s actions met the federal standard. (Dkt. 43 at 20-21). Although Plaintiff does not address the standard of care in its motion for summary judgment (see Dkt. 39 at 15-19), Plaintiff seems to concede that—at least for the vicarious liability claim—the federal standard of carelessness or recklessness applies to Bleth’s actions. (See Dkt. 48 at 12).
Air safety regulations under the FAA are set out in the Federal Air Regulations, 14 C.F.R. §§ 21.199 et seq. (“FARs”), FAR 91.3 declares that “[t]he pilot in command of an aircraft is directly responsible for, and is the final authority as to, the operation of that aircraft.” 14 C.F.R. § 91.3(a). FAR 91.13 sets the standard of care for a pilot in operation of an aircraft. See id. § 91.13. “No person may operate an aircraft in a careless or reckless manner so as to endanger the life or property of another.” Id. § 91.13(a) (emphasis added). In contrast, the negligence standard under New York state law requires that a person act as a reasonably prudent person would under the same or similar circumstances. See Havas v. Victory Paper
The Second Circuit held in Good-speed Airport that the FARs preempted the entire field of state and local regulations in relation to air safety. Goodspeed Airport,
B. The Carelessness or Recklessness of Bleth’s Actions Must be Determined by a Jury
Plaintiff argues that there is no issue of material fact as to Bleth’s negligence, and, therefore, Defendant’s liability. (Dkt. 39 at 15-19). Defendant asserts that there are issues of material fact as to whether Bleth was operating the helicopter carelessly or recklessly at the time of the accident. (Dkt. 51 at 15-20).
A pilot is directly responsible for and the final authority as to the operation of an aircraft. 14 C.F.R. § 91.3(a). “This includes a duty to see what can be seen, and to separate his aircraft from obstructions and hazards....” Safeco Ins. Co. of Am. v. City of Watertown, S.D.,
Defendant’s Vice President of Operations, Robert Bohner (“Bohner”) testified that the crash “occurred as a result of pilot error.” (Dkt. 37-3 at 30). Bohner later testified that he concluded that the crash was caendant’s expert witness, William J. Edwards (“Edwards”), testified that “crew error” was used by pilot error because “the helicopter flew into the wire.” (Id. at 32). Defe cause of the crash, thereby blam-
Plaintiff argues that the above testimony establishes that Bleth was negligent as a matter of law. (Dkt. 58 at 9), The Court disagrees. Even assuming pilot error was the sole cause of the crash, it cannot be said as a matter of law that Bleth was careless or reckless in the operation of the helicopter. An error must rise to the level of carelessness or recklessness to constitute a breach of the applicable standard of care. It is undisputed that shield wires, like the. one that the helicopter struck, can be difficult, if not .impossible, to see, and that the visibility can change from moment to moment. Additionally, Defendant has put forth evidence that the shield wire may have been nearly invisible to Bleth (and the decedent) right before impact. (Dkt. 55 at ¶¶ 6-9). Thus, while it may be undisputed that the accident was caused by Bleth’s error in the operation of the helicopter, there are disputed issues of material fact as to whether that error rose to- the level of carelessness or recklessness.
Plaintiff relies on two cases to support her claim for summary judgment: American Eagle Insurance Co. v. Rutland Area Flyers, Inc.,
Stokes arose from a helicopter crash into the Gulf of Mexico in which all passengers survived uninjured, and the pilot admitted that he was unable to control the aircraft on takeoff, leading to the crash. Stokes,
Here, by contrast, there is no record of what went on in the cockpit of the helicopter during the fatal flight. There is also no record of the tailboard briefing. The Court disagrees with the American Eagle court that a pilot error equates with negligence per se, especially under the federal standard of care. Pilot error could cause a fatal crash without rising to the level of carelessness or recklessness.
Even though Plaintiff claims that she “does not rely on the crash to prove negligence,” to fact, she does. (See Dkt. 58 at 9). Plaintiff may be correct that “there is no evidence in this record from which a reasonable jury could conclude that Bleth was blameless in this crash." (See id.). If does not follow that Bleth was careless or reckless in operating the helicopter. A reasonable jury could find that the fatal error by Bleth was the product of his failing to see and avoid the strike line, which may have been virtually invisible on that fateful afternoon, not carelessness or recklessness. An issue of material fact remains-whether Bleth breached his duty of care by operating the helicopter in a careless or reckless manner. This issue is for the jury—and the jury alone—to decide.
IV. Defendant’s Liability for Negligent Training and Hiring
Defendant seeks summary judgment on Plaintiffs negligent hiring and training
A. The FARs Preempt Hiring and Training Requirements Set by State Law or Industry Custom
As noted above, “Congress intended to occupy the entire field of air safety and thereby preempt state regulation of that field.” Goodspeed Airport,
The federal regulations include extensive requirements for the training of commercial helicopter pilots. See generally 14 C.F.R. Part 61. A pilot must have a license and pass a medical examination. Id. § 61.3. Commercial helicopter pilots are required to show aeronautical .knowledge, id. § 61.125, and in-flight proficiency, id. § 61.127(b)(3). To qualify for a commercial flying license, they are also required to log at least 150 hours of flight time, including 100 hours of pilot-in-command time and at least 10 hours of solo flight time in a helicopter. Id. § 61.129(c). . '
The FARs also include restrictions on hiring helicopter pilots. Commercial operators cannot “use any person as an airman” unless that person holds the appropriate FAA license, the person has his license and medical certificate in his possession during the operations,, and the person “is otherwise qualified for the operation for which he is to be used.” Id. § 121.383; see also id. § 121.1(a) (stating that the requirements apply to any commercial operator under 14 C.F.R. Part 119); id. § 119.25 (applying operating requirements to “[e]aeh person who conducts rotorcraft operations for compensation or hire”).
Goodspeed Airport dictates the result here. The Second Circuit, joining its sister courts, held that Congress intended to preempt the entire field of air safety regulations, thereby displacing any and all state and common law which touches or bears upon air safety. One of the more important issues to air safety is plainly the hiring and training of pilots.
Plaintiff argues that even though Good-speed Airport clearly held that air safety regulations are set by federal law, the Court should look to state or industry standards because there are no federal regulations regarding the hiring and training of pilots for flying near wires. (Dkt. 48 at 16-19). Plaintiffs reading of Goodspeed Airport eviscerates that court’s holding and cannot stand.
The state regulations at issue in Good-speed Airport prohibited the removal of vegetation and trees in wetlands without a permit. Goodspeed Airport,
That is not the case here. As is noted above, the FAA was intended to centralize “in a single authority—indeed, in one administrator—the power to frame rules for the safe and efficient use of the nation’s airspace.” Quesada,
Congress (or the Federal Aviation Administration) could require additional training for pilots to work in the wire environment, as required for sport pilots and airline transport pilots. See 14 C.F.R. Part 61, Subparts G & J. Special restrictions on flights in the wire environment could be implemented, as they have been for aerobatic flights, parachuting operations, and the towing of other aircraft. See id. §§ 91.303, 91.307, 91.309, 91.911. Specialized training could be required for the type of aircraft used for wire inspection flights, as has been required for the Mitsubishi MU-2B. See id. §§ 91.1707 et seq. But neither Congress nor the Federal Aviation Administration has implemented these requirements for the wire environment. Congress preempted the entire field of air safety, but chose' not to include any special requirements for flights in the wire environment. The federal commercial helicopter pilot hiring and training standards are the standards Defendant is required to meet. Perhaps it would be advisable for Congress or the Federal Aviation Administration to add special training requirements for flights in the wire environment, given the risk of such flights. (See Dkt. 38 at ¶ 17; Dkt. 62 at 5). However, that is not a matter for this Court to decide.
Plaintiff attempts to distinguish In re Air Crash II by stating that the regulations in that case “were so comprehensive as to be 'deemed to completely replace [state law].” (Dkt. 48 at 16). Such is the case here as well. Although the federal
Plaintiff also points to out-of-circuit caselaw to support her argument that this Court should look to state.law and industry practices regarding Bleth’s hiring and training. (Dkt. 48 at 17-18 (citing Martin v. Midwest Exp. Holdings, Inc.,
B. Plaintiff Has Not Established an Issue of Material Fact as to Bleth’s Hiring and Training
Defendant argues that Plaintiff failed to identify any FAR violations relating to Bleth’s hiring or training. (Dkt. 43 at 16-20). Defendant submitted Federal Aviation Administration-certified copies of Bleth’s: private pilot rotorcraft helicopter course graduation certifícate dated February 8, 2007 (Dkt. 46-2 at 3); private Temporary Airman Certificate with “Rotor-craft Helicopter” rating dated February 12, 2007 (Dkt. 46-3 at 3); commercial Temporary Airman Certificate with “Ro-torcrafb-Helicopter” rating dated May 11, 2007 (Dkt. 46-4 at 3); commercial Temporary Airman Certificate with “Rotorcraft Helicopter; Instrument Helicopter” rating dated February 19, 2010 (Dkt. 46-6 at 3); Special Medical Flight Test Report dated December 1, 2008 (Dkt. 46-5 at 3); and Medical Certificate Second Class dated March 27, 2012 (Dkt. 46-7 at 3). Edwards states that “Bleth met all of the FAA’s requirements to pilot the mission he was assigned on the day of the incident.” (Dkt. 46 at ¶ 9). Plaintiffs expert testified that Bleth was appropriately licensed by the FAA to fly the mission on the day of the accident. (Dkt. 45-7 at 23).
Bleth undoubtedly held the required federal helicopter license and medical certification to fly the doomed mission on November 15, 2012. Plaintiff does not argue otherwise. Because of this, and because the federal regulations preempt any and all state law and industry standards, there is no issue of material fact upon which a rational jury could find for Plaintiff with respect to Defendant’s alleged negligence in Bleth’s hiring and training. Thus, summary judgment is appropriate with respect to Plaintiffs negligent hiring and training claim.
V- Defendant’s Affirmative Defense Based on the Decedent’s Comparative Negligence
Plaintiff also seeks summary judgment on Defendant’s affirmative defense that
Under New York law, in actions for wrongful death
the culpable conduct attributable to ... the decedent, including contributory negligence ,..' shall not bar recovery, but the amount of damages otherwise recoverable shall be diminished in the proportion which the culpable conduct attributable to the .. .■ decedent bears to the culpable conduct which caused the damages.
N.Y. C.P.L.R. 1411; see, e.g., Ahluwalia/Shetty v. Kidder, Peabody & Co., Inc.,
A. The Decedent’s Alleged Legal Duty to Himself
Plaintiff claims that the decedent had no legal duty to avoid the wire, and, because he had no duty, he cannot be found negligent as a matter of law. (Dkt. 39 at 20-22). Defendant argues that the decedent had a legal'duty to himself to take reasonable measures to ensure his own safety. (Dkt. 51 at 22-28).
No case in New York has recognized an aircraft passenger’s legal duty owed to himself. However, New York recognizes that a passenger in a vehicle has a duty to take care to avoid injury, including, when appropriate, by warning the person operating the vehicle. As explained by the New York Court of Appeals:
The question is not whether the guest should protest against fast driving, call attention to apprehended danger, or demand that the car be stopped so that he could get out. The legal question is whether, under the circumstances, he acted with the care that a reasonably prudent man would have used under the circumstances.
Who is to answer that question, the court or the jury? We believe it is for the jury to determine.
Nelson,
Again, the Court is unable to find any New York, paselaw suggesting that such a duty applies in the aviation context, and Defendant cites none. Courts applying other states’ law and the common law have reached differing results on whether a passenger in an aircraft has a duty to himself. See Long v. Clinton Aviation Co.,
Defendant argues that the passenger’s duty-applies under New York law in the aviation context. (See Dkt. 51 at 23-26). That argument appears persuasive,- at least in the context of this case. The duty was applied first to passengers in horse-drawn carriages. See Hoag,
However, even if New York recognized a legal duty of an aircraft passenger to himself, it is not clear whether such a state standard is preempted by federal law—as
At this stage of the litigation, based on the record before the Court and the limited legal authority addressing the issue, the Court cannot state as a matter of law that the decedent owed no duty to himself, nor can the Court safely conclude that the New York standard of care applies and imposed a duty on the decedent to himself.
If New York law does impose such a duty, and if that state standard applies in this ease, there would be issues of fact precluding summary judgment with respect to Defendant’s comparative negligence affirmative defense. In other words, there is sufficient information in the record for a rational jury to find that the decedent knew of the danger posed' by the tap line, and that he could have warned Bleth about the tap line before the crash. It is not pure speculation or conjecture to find such information, as Plaintiff argues. (See Dkt. 39 at 22). The undisputed facts establish that the decedent had inspected the exact power lines he was inspecting on the day of the accident three times previously. The decedent was highly proficient in reading a powerline map, and, according to the decedent’s supervisor, would have had the same map during the 'fatal flight that he had used in earlier years. (See Dkt. 37-12 at 7-8). The fact that the decedent was familiar with the power lines in the area and he had with him or had access to a map of such lines during the flight, is sufficient to allow a rational jury to find that the decedent knew or should have known of the presence of the tap line and should have taken reasonable measures to warn Bleth of the danger. Whether such a warning was made is unknowable, due to the lack of recording from the cockpit at the time of the crash. However, it is the role of the fact finder, not the Court, to make reasonable inferences from uncertain or conflicting information. See Anderson,
Similarly, in the event that New York imposes a duty on the decedent that applies in this case, the Court is not persuaded by Plaintiffs proximate cause argument. Plaintiff argues that because Bleth had sole control over the helicopter, the decedent could not have been the proximate cause of the accident. (Dkt. 39 at 24-25; Dkt. 58 at 17-18). The passenger’s duty—as derived from the horse-drawn carriage, automobile, and motorcycle cases—precludes such an argument. By virtue of being a passenger, the co-occupant of a vehicle does not have control over the vehicle. The passenger cannot make the vehicle speed up, slow down, or turn. Similarly, the passenger in a helicopter cannot force the helicopter to increase or decrease in elevation. However, the lack of control does not relieve a passenger of liability for his own negligence under New York law. New York requires a passenger to take reasonable measures to warn a driver—or, here, a pilot—to avoid an obstacle about which the passenger is aware. The law does not require the passenger to take control of the vehicle. Thus, the decedent’s inability to take control of the helicopter would not preclude a jury from finding a failure to warn as the proximate cause of the accident.
Comparative negligence is nearly always a question for the jury. Nallan,
CONCLUSION
For the foregoing reasons, Plaintiffs motion for partial summary judgment (Dkt. 36) is denied, and Defendant’s motion for partial summary judgment (Dkt. 42) is granted.
SO ORDERED.
Notes
. Although Defendant failed to remove the case within 30 days of its service (see Dkt. 1 at 6 (showing that the complaint was served on January 13, 2014)), as required by 28 U.S.C. § 1446(b)(1), removal was timely. The original complaint did not state the amount in controversy. (See id. at 7-12). Plaintiff served a supplemental demand "setting forth the total damages to which [P]laintiff deems herself entitled in this action,” as $45,000,000.00 on March 20, 2014. (Id. at 24). Where the complaint fails to assert an amount in controversy, "the time for removal runs from the service of the first paper stating on its face the
. The facts presented here are undisputed unless otherwise noted.
. Defendant objects to this characterization, contending that at the tailboard, “it is the obligation of the inspector to advise the pilot of the crossing lines.” (Dkt. 52 at 11). This distinction is immaterial to the Court’s analysis.
. At oral argument, Plaintiffs counsel suggested that the state standard of a reasonably prudent person and the federal standard of recldessness or carelessness are not effectively different in application.
. To be clear, the Court is not suggesting that Bleth's lack of experience cannot be relied upon by Plaintiff at trial in an attempt to prove that Bleth acted in a careless or reckless manner. Rather, it is simply concluding that Bleth's experience deficiencies do not support a negligent hiring or training claim where the hiring and training requirements set forth in the FAR were satisfied.
