Donald A. CROSS, et ux.
v.
TIMBER TRAILS APARTMENTS, et al.
Court of Appeal of Louisiana, Third Circuit.
Larry B. Minton Alexandria, LA, for Plaintiffs/Appellees-Donald A. Cross and Cynthia C. Cross.
Richard Alan Rozanski, Wheelis & Rozanski, Alexandria, LA, for Defendants/Appellants-Timber Trails Apartments, Timber Trails Apartments II, T.F. Management, Inc., and Thomas L. Frye.
Court composed of ULYSSES GENE THIBODEAUX, Chief Judge, SYLVIA R. COOKS, and ELIZABETH A. PICKETT, Judges.
THIBODEAUX, Chief Judge.
This case involves a judgment rendered in favor of the plaintiffs, Donald A. Cross and Cynthia C. Cross (hereinafter, "the Crosses"), for injuries that Mr. Cross sustained in 1998 when he fell on the property owned and/or operated by the four defendants, Timber Trails Apartments, A Louisiana Partnership, Timber Trails Apartments II, A Louisiana Partnership en Commendam, T.F. Management, Inc., and Thomas L. Frye (hereinafter, "Timber Trails" or "the defendants"). The original judgment signed in 2004 awarded $54,500.00 to the Crosses. However, the judgment did not name any of the defendants in the litigation, but referred to them generally as "the defendants" in the opening and closing paragraphs. All four defendants appealed the original judgment, and this court affirmed the trial court in all respects without modification in April 2005. See Cross v. Timber Trails Apartments,
In attempting to examine one of the judgment debtors, Thomas L. Frye, in order to collect the judgment, the Crosses sought to have the original judgment amended to specifically name the four defendants. In March of 2006, the trial *617 court signed the amended judgment as presented by the Crosses. Timber Trails appeal. For the reasons set forth below, we affirm the judgment as amended by the trial court in 2006.
I.
ISSUE
We must decide whether the judgment as amended by the trial court changed the substance of the original judgment in violation of La.Code Civ.P. art. 1951.
II.
FACTS AND PROCEDURAL BACKGROUND
On December 22, 1998, Mr. Cross sustained injuries when he fell on an outside stairway at the Timber Trails Apartment complex where he and his wife lived. Mr. and Mrs. Cross filed suit on December 20, 1999, naming four defendants, Timber Trails Apartments, A Louisiana Partnership, T.F. Management, Inc., Thomas L. Frye, and Timber Trails Apartments II, a Louisiana Partnership en Commendam. The suit alleged that Thomas L. Frye and T.F. Management, Inc. were owners of and partners in the Timber Trails Apartments. A single answer was filed by a single attorney, Mr. David Rothell, on behalf of all four defendants, "Timber Trails Apartments, Timber Trails Apartments II, T.F. Management, Inc., and Thomas L. Frye," as named in the opening paragraph. From the beginning of the litigation and thereafter, the four defendants acted in unison. Subsequent pre-trial pleadings were filed by Mr. Rothell on behalf of "Timber Trails Apartments, et al.," which is also the manner in which Mr. Rothell prepared the headings in his pleadings.
In August of 2003, without filing a motion to change or re-style the court heading, the defendants filed a motion and order to substitute their original counsel, Mr. Rothell, with new counsel, Mr. Richard Rozanski, calling themselves "Timber Trails Apartments Partnership and Calhoun Property Management, L.L.C." in the heading, in the opening paragraph, and in the prayer of the motion and order. The body of the motion stated that "said defendants had heretofore been represented in the matter by David A. Rothell." However, the new defense counsel, Mr. Rozanski, then reverted to the court's heading and referred to his clients as "Timber Trails Apartments, Timber Trails Apartments II, T.F. Management, Inc., and Thomas L. Frye," or as "Timber Trails Apartments, et al." in all remaining pleadings, including the defendants' pretrial memorandum and witness and exhibit list. No documents were ever filed to indicate that any individual defendant was splitting from the group or that any defendant was hiring separate counsel. At the trial of the matter, Mr. Rozanski appeared and presented himself as counsel for "Timber Trails Apartments and the remaining defendants."
Following a bench trial on March 11, 2004, judgment was rendered in favor of the Crosses. Written Reasons for Judgment were issued in July 2004, and the Judgment was signed on August 13, 2004. Both documents prepared by the trial court named the defendants in the heading as "Timber Trails Apartments, et al" and referred to them generally in the body of the documents as "the defendants." Following the opening paragraph naming counsel for "plaintiffs" and counsel for "defendants," the judgment provided as follows:
The Court, now concluding that the law and the evidence are in favor of the plaintiffs, it is
ORDERED, ADJUDGED AND DECREED that there be judgment rendered *618 in favor of plaintiff, Donald A. Cross, in the amount of $50,000.00 for his general and special damages, with legal interest thereon from the date of filing, December 20, 1999, until paid; It is further
ORDERED, ADJUDGED AND DECREED that there be judgment rendered in favor of the plaintiff, Cynthia C. Cross, in the amount of $4,500.00 for loss of consortium, together with legal interest thereon from December 20, 1999; it is further
ORDERED, ADJUDGED AND DECREED that defendants are cast with all costs of court.
THUS DONE AND SIGNED in Alexandria, Louisiana, this 13th day of August, 2004.
The original judgment did not anywhere within its margins provide the individual names of the four defendants cast in judgment but referred to them collectively as "defendants" according to the now well-established pattern in the record.
In September 2004, the defendants filed a motion to appeal the above judgment, using the "Timber Trails Apartments, et al." heading and specifically referring to themselves in the opening paragraph as "Timber Trails Apartments; Timber Trails Apartments II, A Louisiana Partnership in Commendam; T.F. Management, Inc.; and Thomas L. Frye (collectively referred to as the "Defendants")." Additionally, Mr. Rozanski listed all four defendants in his signature block at the bottom of the motion for appeal.
Pursuant to the appeal filed by the defendants, a panel of this court issued a decision and opinion in Cross v. Timber Trails Apartments,
Once the judgment was affirmed, the Crosses filed a motion to examine the judgment debtor, Thomas L. Frye, in order to collect the judgment awarded them. Mr. Rozanski filed an exception to venue on behalf of Mr. Frye and again listed all four defendants in his signature block at the bottom of the pleading. As a result of examining Mr. Frye, the Crosses filed a motion, on March 1, 2006, to amend the original judgment to specifically list each of the four original defendants referred to collectively throughout the litigation. The decree paragraphs in the amended judgment would then reflect, as in the original, that judgment was being rendered "in favor of" Mr. Cross and Mrs. Cross respectively, but would insert—"and against Timber Trails Apartments, a Louisiana Partnership; T.F. Management, Inc.; Thomas L. Frye; and Timber Trails Apartments II, a Louisiana Partnership en Commendam—followed by the amounts awarded in the original judgment. The only insert requested was the naming of the defendants.
The defendants objected to the amendment, arguing that the proposed changes were substantive. However, on March 3, 2006, the same trial judge who tried the matter in 2004, and who now presided over the examination of the judgment debtor, drafted and signed an Amended Judgment reflecting the insertion, as requested, of the names of the four defendants cast in the judgment.
*619 The defendants filed a motion for a new trial and supporting memorandum. In the heading, opening paragraph, and signature block of the motion for a new trial, Mr. Rozanski referred to his clients as "Timber Trails Apartments, et al." The Crosses filed an opposition brief. The hearing was held in open court on June 19, 2006. In introducing himself at the hearing, Mr. Rozanski referred to his clients as "Timber Trails Apartments," and he presented no argument or evidence that his clients were any other than, or any less than, the original four defendants named in the petition and referred to collectively throughout the litigation. As previously indicated, Mr. Rozanski himself had referred to them "collectively" as "the defendants." After hearing argument from both sides, which in effect was a contradictory hearing on the issue of the amendment language, the trial judge indicated that the defendants named in the amended judgment were the parties that had "been in the case since day one." Stating that the changes were not substantive, but were merely clarifications, he denied the defendants' motion for a new trial and let the amendment stand.
Mr. Rozanski filed a motion for a devolutive appeal on the amended judgment, using the heading and references to his clients as "Timber Trails Apartments, et al." However, his appellate brief cover page is mistitled to reflect a filing on behalf of "Timber Trails Apartments Partnership and Calhoun Property Management, L.L.C." After a full review of the record in this appeal and the record of the previous appeal, No. 04-1623, we render judgment against the original four defendants who have acted in unison throughout this litigation, as named in the Petition For Damages, Timber Trails Apartments, a Louisiana Partnership; T.F. Management, Inc.; Thomas L. Frye; and Timber Trails Apartments II, a Louisiana Partnership en Commendam.
III.
LAW AND DISCUSSION
Louisiana Code of Civil Procedure Article 1951
Timber Trails Apartments contends that the trial court erred in amending the judgment to provide the names of the four defendants because doing so constitutes a substantive change in the judgment which is prohibited by La.Code Civ.P. art. 1951, and which can only be made by a party's timely filing of a motion for a new trial or a timely appeal, or by consent of the parties, pursuant to Pitard v. Schmittzsche,
La.Code Civ.P. art.1951. Amendment of judgment
A final judgment may be amended by the trial court at any time, with or without notice, on its own motion or on motion of any party:
(1) To alter the phraseology of the judgment, but not the substance; or
(2) To correct errors of calculation.
Article 1951, Official Revision Comment (b), cites Glen Falls Indemnity Company v. Manning,
So it will be seen from the foregoing that where the judgment is ambiguous, or contains a clerical error, the court has a right, even after the first judgment is signed, to interpret it, if such interpretation does not effect a substantial change in the decree. Thus, in the instant case, the only change made in the first judgment was to specifically name the three defendants as the parties cast in the first judgment. This change did not enlarge, or in any way alter the original decree which had been entered, but merely explained the use of the expression "et als." which had been inserted in the original judgment.
Glen Falls Indem. Co.,
In that regard, La.Code Civ.P. art. 1951, Official Revision Comment (e) further explains that Article 1951 follows Federal Rule 60(a) in providing for notice at the discretion of the court, while Article 547 of the 1870 Code of Practice did not contain a similar provision. Notwithstanding, the earlier case of Town of Mandeville v. Paquette,
In a fairly recent case, the fourth circuit allowed an amended judgment which, for the first time, granted an intervenor's claim which all parties knew was due. Smith v. Juneau,
The jurisprudence is replete with numerous cases wherein Louisiana appellate courts have approved the use of amendments under this article where the mistake or omission is evident from the record. See, for example, Dufrene v. Gaddis,
See also, King v. Doctor's Hosp. of Opelousas,
Additional cases approving amended judgments include Thompson v. Matthews,
*622 The defendants cite several cases for the proposition that changing the name of a party cast in judgment, or adding a party's name to a judgment, is a change of substance, not phraseology. However, all of the cited cases are factually distinguishable where each of them involved changing, substituting, or adding to, existing names of defendants already specifically listed in the judgment, resulting in a judgment against different defendants, than those listed in the original judgment.
Conversely, in the judgment at issue herein, no defendants were named at all. Here, the plaintiffs did not seek to change or substitute one named defendant for another, nor were they seeking to add a defendant to an existing list of defendants in the judgment. Rather, the Crosses sought to change the phraseology from referencing the defendants collectively in the judgment as "the defendants," as defense counsel himself did on numerous occasions, to specifically naming each defendant referenced. To disallow insertion of the actual names of the collectively referred to "defendants" in the present case, would be tantamount to negating all of the relief granted to the Crosses since no defendants were cast in judgment by name on the original judgment.
The cases cited by the defendants are factually distinguishable from the present circumstances. More specifically, in Aufrichtig v. Progressive Men's Club of Louisiana, Inc., 35,031 (La.App. 2 Cir. 9/26/01),
preamble listed the defendants as "Louisiana Underwriter's [sic] Insurance Company and the Progressive Men's Club of Louisiana, Inc., and [t]he Shreveport Men's Club." However, in every instance in which relief was granted in this judgment, it referred only to the Louisiana Underwriters Insurance Company and to Progressive Men's Club of Louisiana, Inc. No relief was granted to the plaintiff against the Shreveport Progressive Men's Club, Inc. . . . .
Aufrichtig,
There, where the plaintiff sought to strike out "Progressive Men's Club of Louisiana, Inc." and insert "Shreveport Progressive Men's Club, Inc.", as the defendant against whom judgment was rendered, the court acknowledged that the corporations involved were two separate corporate entities, one local, and one a state organization. The court affirmed the trial court's refusal to amend the judgment, stating that, "This is not a matter where the defendant's name is slightly incorrect, but a situation where two corporations *623 were sued and judgment was rendered against only one." Id. at 1230. Here, the record is very clear that the four defendants were consistently referred to collectively as "the defendants" throughout the litigation, all were represented by one counsel, and at no time did any one defendant appear without the other three defendants. Moreover, the four defendants in unison appealed the original judgment listing them as "the defendants," and we affirmed the judgment as to those four defendants. The plaintiff is not seeking to change or substitute one name for another but to insert the individual names of the four defendants who filed the previous appeal.
Likewise, in Frisard v. Autin,
In another case cited by the defendants, Tunstall v. Stierwald, 01-1765 (La.2/26/02),
In Davenport v. Amax Nickel, Inc.,
The defendants also cite Houston Oil Field Material Company, Inc. v. Pioneer Oil and Gas Company, Inc.,
Again, all of the cited cases involve judgments rendered against some, but less than all, of the defendants in the litigation. In each case, the amendment sought to add a defendant's name to an existing list of defendants already cast in judgment. However, in the present case, the judgment in favor of the Crosses casts no named defendant in judgment. Rather, the four defendants are referred to generally and collectively as "defendants" in the opening and closing paragraphs of the judgment. Listing the four referred-to "defendants" in the amended judgment does not alter the substance of the original judgment or grant additional relief. Rather, the amendment clarifies the identity of the four original defendants whose names appear repeatedly in the record, and whose own attorney referenced "collectively as defendants."
The defendants refer to language in Houston Oil Field Material Company, Inc., which indicates that the names of the defendants "must be clearly identifiable on the face of the Judgment itself without resort to examination of the proceedings from which it emanated." Id. at 685. However, as the Crosses argue, this dicta from the 1968 fourth circuit case is in direct conflict with the language in Siekmann v. Kern,
In a very recent workers' compensation case, Dubose v. Plant Depot, 05-1149 (La. App. 4 Cir. 5/17/06),
[T]he analysis (and which is consistent with all case law on this point of changing the defendant's name) revolves around a fact determination. Specifically, was the party who was served, who was aware of the lawsuit, who chose to defend or ignore the demands and/or lawsuit, who was involved in the actions that were the basis of the cause of action of the lawsuit-was that party the one and the same in reality as the defendant *625 whose name was misspelled or incorrect on the judgment?
In cases where the answers to these questions was [sic] "no," then the change of the name of the defendant was a "substantive change" and therefore could not be changed in a final judgment.
In cases where the answer to those questions were [sic] "yes," then the change of the name was not substantive. See Wagenvoord Broadcasting Co. v. Blanchard,261 So.2d 257 (La.App. 4 Cir.), writ refused,262 La. 313 ,263 So.2d 48 (La.1972); and Shearman v. Simpson,264 So.2d 713 (La.App. 3 Cir. 1972); and Thompson v. Matthews,374 So.2d 192 (La.App. 4 Cir.1979). Succinctly stated, "Was the identity of the defendant fixed with certainty" so that the error in spelling his name (or incorrect name) is of little moment?
Dubose,
The fourth circuit panel then stated that "The jurisprudence the OWC cited accurately reflects that when the identity of the defendant is fixed with certainty, the amendment of the judgment to correctly reflect the name of the defendant is not a substantive change. Thompson,
Similarly, in the present case, the names of the four defendants were fixed with certainty throughout the litigation, by the plaintiffs in their petition and all subsequent pleadings, and by the defendants themselves in their pleadings, referencing themselves "collectively" as "the defendants" on occasion, and at trial, and in particular in their previous appeal of the original judgment, Appeal No. 04-1623. Moreover, this court further fixed the defendants with certainty by naming them in our decision in Cross v. Timber Trails Apartments,
IV.
CONCLUSION
Based upon the foregoing, the amended judgment of the trial court is affirmed, and the defendants, Timber Trails Apartments, a Louisiana Partnership, T.F. Management, Inc., Thomas L. Frye, and Timber Trails Apartments II, a Louisiana Partnership In Commendam, are cast in judgment for all elements of the awards made in the original judgment, and for all costs of this appeal.
AFFIRMED.
NOTES
Notes
[1] Article 547 also provided that judgments may be amended by the court to alter the phraseology of the judgment, but not its substance; and to correct errors of calculation. It also provided that substantive revisions could be made by directing a new trial.
[2] See also, Breithaupt v. Houston General Ins. Co.,
