Crosley v. DavisCrosley v. Davis
OPINION
I. Preliminary Statement
Each of the above captioned cases involves a claim against a municipal police officer for alleged violations of civil rights and alleges some form or other of police brutality.
1
The respective plaintiffs have each invoked the
Within the past year or so it has become “boilerplate” for plaintiffs’ counsel in
Judge Ditter’s non-implication holding in
Pitrone
rested primarily upon the existence of civil rights remedies via
The Supreme Court’s conclusion that “Congress has by implication declined to extend federal jurisdiction over [a municipality],” [citing Aldinger,427 U.S. at 19 ,96 S.Ct. at 2422 ], makes it highly unlikely that the Court would be willing to sanction the implication of a direct Fourteenth Amendment claim against such a party either. After all, to do so would be merely another way of subjecting to liability for civil rights violations those whom Congress has by statute chosen to exclude.
The Harvard Note, on the other hand, takes the position that a damages action against municipalities should be implied on the authority of
Bivens
notwithstanding the Supreme Court’s interpretation of
*392 Because of the existence of the extensive body of caselaw and the clarity of 'statement of the Harvard Note and the Pitrone Opinion, we need not engage in a background discussion. As will be seen, we agree with Judge Ditter that a Bivens cause of action against a municipality ought not to be implied. However, because we reach that result by a somewhat different route, it is necessary that we explicate our approach and our reasoning. Before doing so, and to place this opinion in proper perspective, we make a few introductory observations.
First, for the reasons set forth in the Harvard Note, we believe that from a policy viewpoint the cases which imply a Bivens cause of action appear on their face to reach a more desirable result for the reason that they remove any concern that a plaintiff found entitled to recover for a violation of his civil rights will have a financially responsible defendant to collect from. 7
Secondly, we observe that the question before us is an exceedingly close one,
8
on which we have deliberated for a long period of time and on which we have “flip-flopped” several times before coming to our present conclusion.
9
This is so partly because there are conflicting strains in the few appellate decisions in this general area, so that a district judge lacks clear guidance as to how the Third Circuit or Supreme Court would decide the issue. There appear to be indications from the accent and tone in recent Supreme Court opinions which point against implication.
10
However our conclusion stems not from these atmospheric indications but from the teachings of
Bivens
in light of
Thirdly, we record our interim, though ultimately rejected, resolution of the problem, i. e., that a municipality may, a la Bivens, be implied to be “directly” as opposed to vicariously liable. We record this approach (1) because of the closeness of the question as reflected by the respectable authority on both sides, and (2) because we believe that it reflects an alternative (though hybrid) and not plainly untenable approach to the problem, recitation of which may conceivably be helpful to those judges and commentators thinking and writing in the area. Under this interim approach, a municipality would be directly liable where the actionable conduct involved application of some policy formulated by (high level) policy-making officials, such as where high police officials disseminate a policy of encouragement of or calculated indifference toward police brutality, or direct the use of deadly force in the case of minor disturbances, or adopt a policy of *393 allowing police officers of known bellicose propensities to remain on the beat. 11 For the reasons set forth in note 11 supra, and those set forth in the text below, we have declined to rest our decision upon such a view.
Finally, we believe the question of implication is open to us despite
Skehan v. Board of Trustees,
*394 II. Discussion
Our discussion must begin with
Bivens.
The Court in that case was faced with the problem of whether compensation for the victims of Fourth Amendment violations by federal agents should be left to depend wholly upon variable state law tort remedies. The court concluded that a traditional damage action could be based upon the Fourth Amendment as a matter of federal law. However,
Bivens
dealt with an area in which Congress had not theretofore acted, and there was no available federal remedy against the offending (federal) agents for vindication of constitutional rights. The
Bivens
majority, writing on tabula rasa because of the absence of Congressional contraindication, had no difficulty in holding that a cause of action (i. e., the traditional damage remedy) should be implied to effectuate the constitutional guarantees.
Cf. J. I. Case v. Borak,
Where Congress has acted in a given field (as it did here through
Before proceeding further with this analysis we must take note that: (1) while
Bivens
suggest that Congress may have the power to
preclude
constitutional remedies; (2) an “explicit Congressional declaration” might be required before a court would so find.
The conclusions of the preceding paragraph bid us to determine whether, in the legal ambience of this case, a court should exercise its federal judicial power,
see Bivens, supra
Addressing first the “necessity” question, we acknowledge our belief that implication of the proposed damage remedy against a municipality could serve a compensatory interest apparently consistent with the overall intent and purpose of the Fourteenth Amendment.
Cf.
text at note 7,
supra.
And while we cannot therefore say with any certainty that there is no necessity for implication, we feel constrained to observe that there appears to be no clearly defined need for a federal remedy against a municipality above and beyond available federal remedies against individual municipal employees under
Notwithstanding the foregoing discussion, our disinclination to imply a Bivens claim against a municipality is more a function of the appropriateness consideration, though we confess that we elide necessity and appropriateness, a procedure which itself seems appropriate in view of the interrelationship of these concepts. Thus, our decision not to imply, while set against the lack of a clearly defined necessity, stems primarily from our belief that the implication of a damage remedy against a municipality would conflict with the appropriateness considerations which we have defined above, and it is this important point which we now consider.
It is first of all our view that where the Congress has acted to provide a fairly broad remedial scheme, even though it may not be the complete much less the quintessential one, the Congressional undertaking as a whole is entitled to not inconsiderable deference when a court is faced with the question whether to fill lacunae which Congress itself has decided not to fill. Although (1) the legislative history of
*396 We also believe that in these particular circumstances, the Congress, given its legislative resources and expertise, is in a superior position to assess empirically the true necessity of the proposed damage action and to measure whether there are serious countervailing factors weighing against such liability. Some such countervailing considerations may be the lessening of deterrence on unconstitutional conduct of employees who are assured in all cases that the city will be liable for their acts, or the possible impact on municipal fiscal integrity if, however desirable policy-wise, a municipality is made a “deep pocket” in all cases (see note 7 supra). Congress, by virtue of its role, is better able to fashion a remedy which can precisely balance a determined level of need with any other factors which may be found cognizable.
To recapitulate, we have considered the following factors: (1) the deference which we believe must be afforded to Congress’ decision not to extend
We deem it important, before concluding, to stress our conviction that the problems with the implication of a damages remedy against a municipal entity based upon the Fourteenth Amendment and
Of special importance on this point is the analysis of Justice Harlan in his Bivens concurrence:
[I]f a general grant of jurisdiction to the federal courts by Congress is thought adequate to empower a federal court to grant equitable relief for all areas of subject-matter jurisdiction enumerated therein, see28 U.S.C. § 1331(a) , then it seems to me that the same statute is sufficient to empower a federal court to grant a traditional remedy at law. [Footnote omitted.]
We rescribe, in this regard, our conclusion that our decision does not depend upon a view that there is no judicial power to imply a damage remedy in the circumstances of the cases before us, but rather that it is inappropriate to do so for the reasons we have detailed. Justice Harlan himself observed that the evaluation of appropriateness of equitable relief, in view of its tradition, may differ from an evaluation of the appropriateness of an implied damages remedy:
[T]he special historical traditions governing the federal equity system [citation omitted] might still bear on the comparative appropriateness of granting equitable relief as opposed to money damages. That possibility, however, relates, not to whether the federal courts have the pow *397 er to afford one type of remedy as opposed to the other, but rather to the criteria which should govern the exercise of our power.
Id.
at 405-06,
The foregoing analysis constrains us to decline to exercise our judicial power to imply the proposed damage remedy which may be said to alter what Congress has already done or left undone in
Notes
. The common skein linking all of the complaints before us is the allegation that a police officer has committed an assault and battery upon a citizen, generally in the course of police response to some form of disturbance. Brown (C.A. No. 76-371) and Reed (C.A. No. 76-1015) contain this type of allegation and nothing more. Crosby, Cleveland, Smith, Valasquez, Vega, and Cruz also allege that the municipality has acted wrongfully in failing adequately to train and supervise front-line police officers and to remove from duty policemen with known tendencies to use excessive or deadly force, resulting in injury to the plaintiffs or their decedents. Cleveland, Valasquez, and Vega allege false arrest. (Cleveland adds a “cover-up” charge.) Cruz also alleges that the City has permitted an atmosphere of lawlessness to pervade the police department which encourages police officers (including the officer at issue) to use deadly force in the belief that their actions will be condoned by their superiors.
. The volume of such claims is enormous as evidenced by the eight cases at issue in this opinion which are assigned to the docket of but a single judge. (We have a considerable number of additional alleged police brutality cases before us sans
Bivens
claims.) The incidence of assertion of
Bivens
claims has been intensified in recent months, by the Supreme Court’s holding that a municipality cannot be joined in a
. Anderson v.
Erwin,
Civil Action No. 76-2020 (E.D.Pa., filed Dec. 20, 1976) (VanArtsdalen, J.) (against implication);
Pitrone v. Mercadante,
. For a summary of the case law in this area, see Note, Damage Remedies Against Municipalities For Constitutional Violations, 89 Harv. L.Rev. 922, 928-29, n.n. 37 & 40^6 (1976).
. As our opinion was in its final draft another thoughtful but slightly different explication of the non-implication view came to our attention: Comment, Implying a Damage Remedy Against Municipalities Directly Under the Fourteenth Amendment: Congressional Action as an Obstacle to Extension of the Bivens Doctrine, 36 Md.L.Rev. 123 (1976) (hereinafter cited as Maryland Comment). We have sought to make appropriate references below.
.
Aldinger v. Howard,
. 'While this consideration has been muted of late by the purchase of insurance coverage for
The City of Philadelphia, which is named as a defendant in all but one of these cases, has made it a practice for many years to defend
. In
Fine v. City of New York,
. We also heard oral argument on two occasions from “lead” counsel in the cases.
. See cases cited in note 6 supra.
. We note particularly in this regard (1) the Supreme Court’s rejection in
Moor
of the “importation of state law vicarious liability principles” into
. Indeed, it was Skehan which caused us to consider the direct versus vicarious approach which we ultimately rejected. See note 11 supra.
. Judge Ditter, speaking in
Pitrone,
expressed the view that
Skehan
did not represent a decision on the merits of the implication question, but was instead merely a decision that there was jurisdiction to assert such a claim.
Pitrone, supra
at 1388-1389 n. 10. We agree. Concomitantly, our decision proceeds under
. While we are aware of Justice Harlan’s apparently disjunctive reference to these terms,
.
See
Harvard Note 939-42. In
Monroe
v.
Pape,
Monroe, Moor
and
Bruno
do not instruct that Congress in
Even
Aldinger,
while suggesting that Congress’ exclusion of parties “such as counties” was more direct, did not explicitly state that the interpretation of
. Congress rejected this option mainly because of considerations of constitutional power
(see Moor, supra,
.
See
Maryland Comment, note 5
supra,
at 145-52. The analysis of the Comment on the crucial issue of the importance of