27 S.C. 436 | S.C. | 1887
Lead Opinion
The opinion of the court was delivered by
The question of jurisdiction raised by this appeal is one of the gravest importance, and must necessarily be first determined before any of the other questions presented can be properly considered. For if Judge Fraser, when he rendered the decree appealed from, was neither a judge de jure nor defacto, then it is quite clear that the paper styled a decree is an absolute nullity, and cannot present any question proper to be considered by this tribunal; and if it is an absolute nullity, then all the so-called decrees and judgments rendered by Judge Fraser, as well as every official act done by him after the termination of his term of office and before his re-election, are likewise nullities, and may be so treated wherever met with. This gives the question presented for determination far-reaching consequences of such.a serious and important character as to demand the most thorough and careful consideration.
The facts out of which the question of jurisdiction arises are few and undisputed, and may be stated as follows: the case in which the alleged decree was rendered ivas heard on November 30, 1886, during a term of the court commencing November 8,1886, and held continuously until and including December 6, 1886, on
The question as to what will constitute a de facto officer has been the subject of judicial inquiry in very many cases, both in England and in this country; and while it must be admitted that there is some conflict of opinion, it seems to us that the weight of authority, as well as argument, is against the view contended for by the appellant. According to that view, as we understand it, the mere fact that one is found in the exercise of the duties of an office, without question of his authority as such, is not sufficient to constitute him a de facto officer, unless he is in such office by some color of right or title, even though he may be apparently invested with all the insignia of office.
The de facto doctrine rests upon considerations of public policy and necessity. It was introduced into the law for the purpose of protecting the interests of the public as well as those of private individuals, where those interests were involved in the official acts of one who may be found exercising the duties of an office, though without lawful authority. Hence where a person is called upon to deal with such an officer, he is not bound to inquire whether his title to the office is good, and for a like reason it seems to us that he should not be required to inquire
The case of The State v. Carroll (38 Conn., 449;—S. C., 9 Am. Rep., 409), seems to be a leading case upon the subject. There, Butler, C. J., subjects the authorities, both English and American, to an elaborate review, and shows that the idea that there must be some color of right, derived from some election or appointment, in order to constitute one a defacto officer, is without foundation, and is based upon what he characterizes as “a brief, inaccurate, and deceptive report” of the case of Rex v. Lisle (2 Strang, 1090), as is shown by a fuller and more accurate report of the same case in Andrews, 163. On the contrary, he adopts the definition of a de facto officer, given by Lord Ellenborough in Rex v. Bedford Level (6 East., 356), generalized from a previous definition given by Lord Holt, in Parker v. Kett (1 Ld. Raym., 658), as follows: “An officer de facto is one who has the reputation of being the officer he assumes to be, and yet is not a good officer in point of law,” which definition, he says, “has never been questioned since in England, and is now the rule there.”
Without undertaking to go over all the cases cited in this elaborate opinion, it will be sufficient to refer to some, which seem to be more directly applicable to the question now under consideration. In Knowles v. Luce (Moore, 109), Manwood, J., is reported as saying, “that an officer continuing to exercise an office after his time had expired was a good officer de facto.” In Rex v. Bedford Level, supra, the question was whether a deputy recording officer, who continued to act after the death of his principal, was an officer de facto; and the court, laying down the definition of such an officer, as hereinbefore given, held the acts of the deputy to be good until the death of the principal was
That case is, in principle, identical with the case under consideration; for Judge Fraser’s legal authority as a judge undoubtedly terminated with the expiration of his term, on December 2, 1886, just as the legal authority of the deputy in Rex v. Bedford Level, terminated with the death of his principal, and if the acts of the deputy after such termination, and before the fact which gave rise to it was known, were valid, surely the acts of Judge Fraser after the termination of his office, and before such fact was known, would also be valid. When it became known that Judge Fraser’s term had expired does not appear on the record, and it surely was the duty of appellant, if his appeal depends upon that fact, as we think it does, to make it appear; for certainly the court could not assume that Judge Fraser would undertake to exercise any of the functions of his office after his term had expired. On the contrary, the court, it seems to us, would much more readily assume, what was no doubt the fact, that all parties, as well as the judge himself, were in ignorance of the fact that his term had expired when the decree was originally delivered to the clerk to be filed.
In Wilcox v. Smith (5 Wend., 231; 21 A. D., 213), the question was, whether a person acting as a justice of the peace could be regarded as a defacto officer. It seems that he was reputed to be a justice of the peace, and had acted as such for three years — for the first year the town in which he resided was a part of the County of Genessee, and for the last two years it was a part of the County of Orleans. It was shown that he had not been appointed by the officers of the County of Orleans, nor did it appear that he had ever been appointed by the officers of the County of Genessee, though it was shown that he took the oath and acted as a justice while the town was a part of the County of Genessee. The court below charged the jury that there being no color of title by election or appointment, the process issued by him was absolutely void. But on appeal this
In Gilliam v. Reddick (4 Ired., 368), the question was, whether an official act done by the register of Gates County, after the expiration of his term of office, was valid, and the court held that it was. In that ease, like the present, the register was appointed for a fixed term of four years, without any provision for holding over. In that ease the court refers to the previous case of Burke v. Elliott, in the same volume, in which the court said there must be at least some colorable election and induction into office ah origine, in order to constitute one a de facto officer, or so long an exercise of the duties of the office, and acquiescence therein by the public authorities, as to afford the individual citizen a strong presumption that the officer was duly qualified to act.
In Brown v. Lunt (37 Me., 423), the question was, whether the official act of a justice of the peace, done after his term of office had expired, could be sustained as the act of a de facto officer, and it was held that it could. In that case the justice was appointed for one year, without any provision for holding over. He had been a justice for many years in succession, was not reappointed, but continued to act, and took the acknowledgment of a deed about two years after his term of office had expired. One of the grounds upon which this decision seems to have been placed, although others are also stated, seems to have been that the fact of the justice having been originally law'fully appointed, his continuing to exercise the duties of the office without question, after the expiration of his term of office, afforded such color of right as seems to be required by some of the cases in order to constitute a defacto officer. The same principle seems to have been recognized by the Supreme Court of the United States in Cocke v. Halsey, 16 Peters, 71.
It will be observed that this ground is especially applicable to the case in hand. It is conceded that Judge Fraser was originally lawfully elected and duly qualified as judge, and that he had been for many years in the lawful exercise of the duties of that
Now while, strictly speaking, an appointment to an office for four years cannot well be considered as conferring even color of title for any longer period, yet it may well be so regarded in the connection and for the purpose for which the words — color of right or title' — are used in discussing this subject. As we understand it, those words are used to mark sharply the line between one who intrudes himself into an office without any shadow of right — a mere usurper — and one who enters upon an office or Continues in it under an honest, though mistaken, belief of his legal right so to do, shared in by the public. It seems no more paradoxical to say that one who continues in the discharge of the duties of an office to which he has been legally elected or appointed, after his term had expired, in ignorance of that fact, is being in said office under color of right, than it is to say that one who exercises the duties of an office under an appointment not authorized by law, though supposed to be so, does so under color of right; and yet it has been held in this State (Taylor v. Skrine, 3 Brev., 516), as well as elsewhere, that one who is in office by virtue of an election or appointment afterwards declared to be unconstitutional, is in such office under color of right, and therefore his official acts are valid as those of a defacto officer. Now if, as in the case just cited, the act authorizing the appointment was unconstitutional, it was absolutely null and
The same principle applies with increased force to the case of Judge Fraser. It is conceded that he was in office originally by legal authority, and the act which is now brought in question was done by him under the belief, shared in by the public, which afterwards proved to be a mistake, that such authority still continued. It was therefore done because of an authority originally legal, which, however, was mistakenly supposed still to exist, and it may, therefore, be said to have been done under color of such authority; for it cannot be doubted that Judge Fraser never would have undertaken to exercise the duties of an office after he knew that his term had expired, and his authority so to do had terminated. His act must, therefore, be referred to such authority, as done by reason of the belief that such authority still continued, that such authority was the color of right under which he acted. If, as in Taylor v. Skrine, an appointment to an office without any legal authority whatever, should be regarded as sufficient to invest the appointee with color of right to the office, solely because it was honestly, though erroneously, supposed that the appointment was lawful, surely an appointment originally made by lawful authority, and honestly, though erroneously, supposed still to continue, ought to be sufficient for the same purpose.
In Sheehan’s Case (122 Mass., 445; S. C., 23 Am. Rep., 374), the accused having been convicted before the police court, applied to be discharged under a writ of habeas corpus, resting his claim upon the ground that Hawkes, the justice before whom he was tried, was disqualified to hold the office under the constitution of Masschusetts, by reason of the fact that he had accepted a seat in the legislature. Gray, C. J., in delivering the opinion of the court, used this language: ‘‘But if Mr. Hawkes, upon taking his seat in the house of representatives, ceased to be a justice de jure,, he was, by color of the commission which he still assumed to hold and act under, having the usual signs of judicial office — sitting in the court, using its seal, and attended by
In Petersilea v. Stone, supra, the question was whether the service of certain process by one who had previously been appointed constable, but whose term of office had expired, and nevertheless continued to act, was valid. The court held that it was, the constable being a de facto officer, using the language hereinbefore quoted from the case. It is now again cited for the purpose of saying that it distinctly repudiates the idea that in order to constitute a de facto officer, he must have some color of right, arising from some election or appointment, and declares that the general terms used in the previous case of Fitchburg Railroad Co. v. Grand Junction Railroad Co. (1 Allen, 552), from which such an idea might be inferred, must be confined to that particular case, and cannot be regarded as stating fully and accurately the elements necessary to constitute a de facto officer.
In this State there does not seem to be any authoritative decision on the point under consideration. But there are judicial utterances which seem to us to be in accordance with the view herein presented. In McBee v. Hoke (2 Speer, at page 145), O’Neall, J., in discussing this subject, uses this language: “But I take the broad ground, that being found in an office, of which he had been the incumbent for many years, the plaintiffs had the right to regard him as coroner, and his acts for them are good. * * * One in office and transacting its duties is supposed to be rightfully there, and, so far as third persons are concerned, that presumption legalizes his acts.” It is true, as said by-Evans, J., in the subsequent case of Kottman v. Ayer (3 Strob., 92): “These propositions, although not absolutely necessary to be affirmed in that case, and which may be supposed to be mere dicta, I propose to show are supported by all the authorities.” This, too, may also be regarded as a mere dictum, inasmuch as the question involved in Kottman v. Ayer did not necessarily call for such a declaration of opinion. But when we find two such distinguished judges uniting in thus laying dowm the general doctrine of a de facto officer, no small support is afforded the view herein adopted.
But there is another ground upou which the validity of this decree may be sustained. There can be no doubt that, the case having been heard and considered before the judge’s term had expired, it would have been entirely competent for the judge to have retained the papers during the interval between the expiration of his first term, and his re-election to his second term, and after such re-election filed his decree in the proper office, which would then unquestionably have been a valid decree; and there is as little doubt that he might, instead of retaining the papers, together with the decree, in his own possession, have left them in the custody of the gentleman who held the office of clerk until his return, after his re-election, and then formally delivered the decree to the clerk to be filed, and that such decree would then have been a perfectly valid decree.
Now, do not the facts stated in the “Case” shotv that he, in effect, did this ? As we have seen above, it is there stated that wdien he returned, after his election to the extra court, he “called this case for the purpose of re-signing his decree as of that date, as he did in other cases, but upon objection of the plaintiff' to his considering the case then, he did not change the date, but returned the decree to the clerk.” There certainly ivas no necessity for the judge to re-sign the decree, or change its date, nor was there any need for “his considering this case then,” as it had already been fully considered and his conclusions committed to writing before his previous term had expired There was literally nothing for him to do, except what he did do — place the decree in the hands of the clerk, wdiose duty it was then to have marked it filed. True, it is not stated in the “Case” that the judge directed the clerk when he returned the decree to him to mark it filed, but this surely was not necessary. Nor does it appear that the clerk did then mark it filed, but this was not essential to the validity of the decree, as is fully shown by the case of Clark v. Melton (19 S. C., 498), as such omission may be corrected at
Having determined that the decree rendered by Judge Fraser in this case a few days after his term of office had expired, and shortly before his re-election, was not thereby rendered invalid, it becomes necessary to inquire whether there are any such errors in that decree as are imputed to it by the appellant in his exceptions.
The facts necessary to a proper understanding of the points raised by the exceptions are substantially as follows : In September, 1871, T. S. Boinest died intestate, seized and possessed of some personal estate and of a tract of land containing three hundred acres, more or less, leaving as his -heirs at law his widow, Ann E. Boinest, one of the defendants in this action, and four children, who are the other defendants herein. The widow having administered on the personal estate of the intestate, on September 23, 1873, instituted proceedings in the Court of Common Pleas for the settlement of the estate, asking, amongst other things, that the assets be marshalled and creditors called in and required to establish their demands. Under the call for creditors, only two claims appear to have been established, one a judgment in favor of Elizabeth Rikard, the mother of Ann E. Boinest, amounting to something over eight thousand dollars, and the other a sealed note to one Christian Súber for the sum of §634.57, payable one day after date, and dated July 7, 1869, upon which note the plaintiff' herein was the surety of the intestate.
The judgment in favor of Mrs. Rikard having precedence over other debts, no money was ever ordered to be applied to the Súber note, the amount of the judgment being greater than the ascertained value of the whole estate. On November 8, 1875, Mrs. Rikard, in consideration of her connection with intestate as his mother-in-law, assigned to the plaintiff herein so much of the judgment in her favor as would be sufficient to pay the Súber
By virtue of an order of the court, made in the proceeding to marshal the assets of intestate’s estate, the land was offered for sale on the first Monday in January, 1877, and bid off by Mrs. Rikard for the sum of twenty-three hundred dollars, the terms of sale being one-third cash and the balance on a credit of twelve months. Mrs. Rikard made no payment in money, and gave no obligation for the purchase money, but in September, 1878, the referee made his report, recommending that the balance of the personal estate, after the payment of costs and a special lien upon the life insurance fund of the intestate, together with Mrs. Boinest’s claim of dower, should be turned over to Mrs. Rikard on account of her judgment, the amount of which was more than sufficient to absorb the whole estate, including the land; and as to the •land, he recommended the adoption of a proposition made by Mrs. Rikard, in writing, to the effect that title to the land be made to Mrs. Boinest for life with remainder to her issue. This report was confirmed in February, 1879, and accordingly on March 21, 1879, the clerk of the court made a deed for the land to Mrs. Boinest for life and after her death to her issue, under which defendants have ever since been in possession.
These proceedings for the settlement of the estate of the intestate, as well as the sale of the land, were known to the plaintiff and his attorney, but no steps appear to have been taken for the protection of plaintiff’s interests under the assignment, except that some time in 1879, but at what precise date is not stated, the attorney for plaintiff exhibited the assignment to the executors of Súber, and notified McCaughrin, who had by agreement become the receiver of the insurance fund, not to pay out the money, and said executors procured an order subrogating them to the rights of the plaintiff under his assignment and received a portion of that fund, amounting to something over five hundred dollars. Prior to this the said executors had obtained judgment
On March 20, 1885, this action was commenced, whereby the jdaintiff seeks to subject the land to the payment of the balance of the Súber debt, which the plaintiff has been compelled to pay as the surety of the intestate. The Circuit Judge held that under the foregoing facts the plaintiff had made no case warranting the interposition of the court in his behalf, and therefore rendered judgment dismissing the complaint. From this judgment plaintiff appeals upon the several grounds set out in the record, which need not be repeated here.
We think that the conclusion reached by the Circuit Judge was clearly right. There can be no doubt that where the lands of an intestate, covered by the lien of a judgment, are sold by order of the court under proceedings to marshal assets, to which the judgment creditor was a party, the purchaser at such sale takes the land free from the lien of the judgment, and the only recourse of the judgment creditor is upon the proceeds of the sale. So that the real inquiry here is whether the land in question has been so sold. As to this we do not think there can be any question. The sale was undoubtedly ordered by a court of competent jurisdiction under a proceeding in which it had before it all the necessary parties, and under such order the land was offered for sale and bid off by Mrs. Rikard at an amount much less than the amount of her judgment, to which it ivas clearly ascertained that the proceeds were applicable. The fact that she did not comply in a formal manner with the terms of the sale by paying the cash portion of the purchase money and executing her obligation for the credit portion, certainly cannot affect the question. As she was the only party before the court entitled to the proceeds of the sale, it would certainly have been a wholly unnecessary formality for her to pay over the money with one hand and receive it back with the other.
But, when, in addition to this, we find that the course actually pursued was recommended by the referee as a practical compliance with her bid, and that such recommendation was adopted
But it is said that in all these proceeding the rights and interests of the plaintiff were wholly ignored. Even granting this to be so, the pertinent inquiry would be, whose fault was it, that such was the case ? It will be remembered that any interest which the plaintiff may have acquired, under the assignment from Mrs. Rikard, was acquired pending the action under which the sale, now sought to be impeached, Avas made; and if the plaintiff neglected to take care of his OAvn interests, he has no one but himself to blame.. Both he and his counsel had not only constructive notice arising from the pendency of the action, but the evidence conclusively shows that they had actual notice of Avhat was going on, and yet no step appears to have been taken to protect his rights, or even to bring the fact to the attention of the court that he had, or claimed to have, any interest Avhatever in the proceedings. But were the rights, Avhich he is noAV seeking to set up, improperly ignored ? Even if he had been made a party to the action, at the time the assignment Avas executed, he
It is contended, however, that until the plaintiff paid the debt upon which he was the surety of the intestate, ‘'he had no status which enabled him to claim anything from the Boinest estate, real or personal.” This does not seem to have been regarded as an insurmountable obstacle when the order was obtained subrogating the executors of Súber to the rights of Cromer, whereby the plaintiff was relieved from the payment of nearly one half of the debt; for that must have been obtained before the plaintiff paid any part of the debt, as he only claims to have paid the balance clue, after deducting the amount received under such order. If the fact that the plaintiff had not paid the debt for which he was surety, was not then found to be any obstacle to an application for the recognition and protection of his rights under the assignment, it is not apparent why it should have been so when the court was proceeding to dispose of the proceeds of the sale of the land. Indeed, we cannot doubt that if the assignment had then been brought to the attention of the court in any way, some proper provision would have been made for the protection of the rights of the assignee.
But even assuming that the plaintiff could not before payment of the debt take any step to protect his interests under the assignment, which, however, we are not prepared to admit, then the inquiry would be, who was responsible for the delay ? If the plaintiff delayed payment of the debt until urged to do so by the process of law, and in the meantime property or funds which he might have, otherwise, subjected to such payment, has got beyond his reach, the consequences of such delay must fall upon him and not upon others who were in' no wise responsible therefor. It does
Whether the plaintiff has any claim against Mrs. Rikard, or her estate (for it is stated in the “Case” that she is dead), for the amount of the proceeds of the sale which, in effect, were improperly received by her, in derogation of the rights of her assignee, we have not undertaken to consider. Her representative is not before the court, and it would not be proper for us even to intimate any opinion as to that question.
The judgment of this court is, that the judgment of the Circuit Court be affirmed.
The doctrine which sustains a decree between parties by a de facto judge, may seem at first view' to be somew'hat illogical; but it was originally adopted from the necessity of the case, and, as I think, is now well established. Any other rule would tend to unsettle the administration of the law, and render uncertain titles to property.
Dissenting Opinion
dissenting on the question of jurisdiction involved. Not being able to concur in the majority opinion on the question of jurisdiction, I have filed a dissenting opinion as to that. I concur, however, in the majority opinion on the merits.
Inasmuch as the first question which presents itself in this case, is a question of jurisdiction upon which I think the appeal should be dismissed, it will not be necessary to state the general facts of the cause, or to discuss the questions arising thereon. It will only be necessary to state the facts upon which the jurisdictional question depends. The case was heard at the November term of the Court of Common Pleas, for Newberry County, 1886. This court was held continuously from November 8, 1886, till December 6, inclusive, Judge Fraser presiding, whose term of office expired on December 2. He was re-elected some time after this; so that there was an interval of days between the expiration of his previous term, December 2, and his re-election.
It is admitted that the decree, though dated and filed after the expiration of Judge Fraser’s term, was written before. Now, the question arises, and it is the first question in order — did the fact of its being written before, make it the decree of the court at that time and entitle it to be filed afterwards ? In other words, when does a decree become the judgment of a court? Does it become so at the time it may have been prepared in the chamber of the chancellor, or when announced and filed in the proper office? It is well established, that a decree can have no lien on property until filed in the proper office, and it would seem, therefore, that so far as third parties are concerned, at least, until said filing there is no decree. But we have been referred to no case, nor have we found one ourselves, involving this precise point here, so that in adjudging it, having no aid from previous cases, either authoritative or otherwise, we must determine it according to our view of the construction to be given to the terms, decree and judgment.
A decree is defined to be, “to determine,” “to order,” “to determine judicially and decisively.” And a judgment is the final determination of the rights of the parties in the action. Now, it appears to us, that nothing can be said to be determined decisively and finally by a judge until his determination is announced and promulgated. Up to that time, whatever may be the conclusion of his own mind, this conclusion is subject to change and alteration. Previous to promulgation there can be no order, nor can parties take notice thereof, or be bound thereby. And certainly while it is in the breast of the judge it can have no effect whatever. It can neither be assailed, set aside, enforced, nor enjoined, for the reason that it has no existence.
It is conceded that the term of Judge Fraser of which he was
It is true that in some of the cases general phrases have been sometimes used, which, if construed literally, would include all those who were actually discharging the duties of the office, whether he had any color of right thereto, by a claimed appointment or election, or not. But upon an examination of the decided cases in which the officer has been held to be a de facto one, it
Upon an examination, however, of the facts in the eases in which these expressions were used, it will be found that in each the officer was in possession of the office in question by some color of right, either appointment or election, and, therefore, the question considered was not really involved. Hence these propositions must be regarded as mere dicta. But, be that as it may, and assuming that the law as announced in these broad propositions is the true doctrine on this subject, was Judge Fraser in the full and peaceable possession of the office to the duties of which the filing of the decree in controversy belonged, so far as the parties litigant are concerned, at the time when he filed said decree ? It is conceded that at that time his term had expired, and the office was actually and legally vacant. Now, if with a knowledge of this fact, and with the acquiescence of these litigants,
In the case of Wilcox v. Smith (5 Wend., page 234; 21 A. D., 213), Sutherland, J., said: “It will be observed that these cases * * * do not go upon the ground that the claim by an individual to be a public officer, and his acting as such, is merely prima facie evidence that he is an officer de jure, but the principle they establish is, that an individual coming into office by color of an election or appointment, is an officer de facto, and his acts in relation to the public or third persons are valid until he is removed, although it be conceded that his election or appointment was illegal. His title shall not be inquired into. The mere claim to be a public officer, and the performance of a single, or even a number of acts in that character would not perhaps constitute an individual an officer defacto. There must be some color of an election or appointment, or an exercise of the office, and an acquiescence on the part of the public for a length of time which -would afford a strong presumption of at least a colorable election or appointment.” The above as it appears to me is the correct doctrine. And I do not see how it can be said that Judge Fraser was in the possession of the vacant office to which his decree belonged, and that the public had acquiesced in this, when neither he nor the public knew that said office was vacant, and when, instead of claiming the new term, he supposed that his,
I conclude, that the previous term of Judge Fraser having expired when he filed the decree, the filing could not attach to that term, nor could it be referred to the second term, because at that time he had not been re-elected, nor was he claiming to exercise its duties by any color of title nor by actual possession of the vacant office. He was, therefore, neither a defacto nor a de jure officer. The case of The State v. Anone (2 Nott & McC., 30), relied on by the respondent to the position, that no objection having been made at the trial, none can be made now, does not apply here. Judge Fraser had the right to hear the case, because at the hearing his office had not expired, and the appellant, therefore, could not have objected then, and after the decree was filed, it was too late to object. It seems, however, that when Judge Fraser returned after his re-election, to hold an extra court,.and some proposition was made to sign and promulgate the decree, the appellant did then object.
It being my opinion that Judge Fraser was neither a de facto nor de jure judge at the time the decree in question was filed, it follows that said alleged decree, in my opinion, is not the judgment of a court, and, therefore, is not within the jurisdiction of this court on appeal, upon its merits.
Judgment affirmed.