C. Glanz Sends the Letter
Glаnz did get in touch. After making several public-records requests, Glanz sent the Letter on New York Times letterhead to Ohio State and Dr. Croce on November 23, 2016. The Letter stated that Glanz had questions he wanted to "put urgently" to Dr. Croce and Ohio State as part of an article he was preparing. (Id. at ¶ 50). The Letter requested answers to 25 paragraphs' worth of questions.
Dr. Croce alleges that the Letter contained several defamatory statements. The Letter raised various accusations against Dr. Croce, many of which were Glanz's representations of what others in the scientific community had said. For example, the Letter stated that a "Dr. Sanders argues ... that Dr. Croce is knowingly engaging in scientific misconduct and fraud. Does Dr. Croce disagree with this allegation, and if so, why[?]" (Am. Compl., Ex. A at PAGEID 679).
D. Dr. Croce Responds
Dr. Croce retained legal counsel to respond to Glanz's letter. He responded point-by-point to the Letter, as he says, refuting the false and defamatory allegations in the Letter. Dr. Croce also requested information supporting some of the statements made in the Letter, but Glanz did not respond to those requests.
E. The New York Times Publishes the Article
On March 8, 2017, the New York Times published the Article on the front page of its digital version under this headline: "Years of Ethics Charges, but Star Cancer Researcher Gets a Pass. Dr. Carlo Croce was repeatedly cleared by Ohio State University, which reaped millions from his grants. Now, he faces new whistle-blower accusations." (Am. Compl. at ¶ 76). The next day, the Article "was published on the front page of the New York Times' print version, above the fold, under the headline 'Years of Questions but Researcher Gets a Pass.' " (Id. at ¶ 78). The Article was "Number One on the list of 'Most Popular' articles in the digital version of The New York Times." (Id. at ¶ 80). The Article quickly garnered over 400 comments online.
The Times also advertised the Article on Twitter and Facebook under another headline: "A star cancer researcher accused of fraud was repeatedly cleared by Ohio State, which reaps millions from his grants." (Id. at ¶ 77). Glanz posted the article to his own Twitter page as well.
The Article is substantial in length, comprising over 14 pages and about 90 paragraphs in the version submitted as an attachment to the Amended Complaint. The Court will discuss below the specific statements in the Article which are alleged to be defamatory. But generally speaking, the Article describes Dr. Croce as a "prolific" scientist who "parlayed his decades-long pursuit of cancer remedies into a research empire." (Id. , Ex. C at PAGEID 87). The Article reports on the "quotiеnt of controversy" which has become attached to Dr. Croce, specifically "allegations of data falsification other scientific misconduct." (Id. ). The claims made by Dr. Croce's critics are recounted, as is Dr. Croce's response denying any wrongdoing. Varying explanations (from critics, Dr. Croce and other observers) are offered for the alleged bad data and errors-ranging from "falsification" to "reckless disregard" to "sloppiness" to "honest errors." The Article reports that Dr. Croce has not been sanctioned for misconduct by any oversight agencies or by Ohio State, which cleared him in at least five cases. The Article raises the concern that Ohio State has a financial incentive to overlook problems with Dr. Croce's work, but it adds a statement from Ohio State saying that the University evaluates complaints of misconduct on the merits and without regard to a researcher's grant money.
F. Glanz Gives the Interview to a Columbus PBS Affiliate
Glanz publicly commented on the Article too. Glanz was interviewed by WOSU Radio on March 9, 2017. He made the following statement in the Interview:
"Well, the allegations are that in the lab he oversees and on papers which he is co-author, there are-call them fabricated figures. They're duplications of data from unrelated experiments used to prove a point you know in another experiment. I think that's probably at the center of things and then there's some other ethics charges including plagiarismand misappropriation of grant money and things like that, but it's really the dаta manipulation that's at the center of the allegations."
(Am. Compl., Ex. D. at PAGEID 723-24).
G. Dr. Croce Sues
On May 10, 2017, Dr. Croce sued the New York Times Company and four of its employees: (1) Glanz, (2) Agustin Armendariz, whose name appeared as a co-author of the Article, (3) Arthur Ochs Sulzberger Jr., the publisher of the New York Times and (4) Dean Baquet, the executive editor of the New York Times. Dr. Croce asserts state law claims for defamation, false light and intentional infliction of emotional distress. He alleges that:
having his scientific integrity falsely maligned is devastating. To have his integrity falsely impugned in a front-page article in the New York Times that is instantly distributed to millions throughout the world is crushing. The harm inflicted by false accusations of scientific misconduct has far-reaching effects, not only for Dr. Croce, but also for the scientists who have worked with him.
(Id. at ¶ 245).
Dr. Croce further alleges he has lost weight and sleep because "he is embarrassed by the fact that millions of people worldwide have read an article that so falsely maligns not only him, as a scientist and as a person, but also maligns his life's work." (Id. at ¶ 252). He outlines several ways in which he has suffered pecuniary harm too, including no longer being asked to serve as an expert witness in patent litigation and losing out on an invitation to sit on a selection panel in Europe for an annual scientific prize.
II. Legal Standard
A defendant may move to dismiss a claim for "failure to state a claim upon which relief can be granted." Fed. R. Civ. P. 12(b)(6). The Court will deny the motion to dismiss if the complaint "contain[s] sufficient factual matter, accepted аs true, to 'state a claim to relief that is plausible on its face.' " Ashcroft v. Iqbal ,
The Court can consider certain documents on a motion to dismiss. For example, "documents attached to the pleadings become part of the pleadings and may be considered on a motion to dismiss. Fed. R. Civ. P. 10(c). In addition, when a document is referred to in the pleadings and is integral to the claims, it may be considered without converting a motion to dismiss into one for summary judgment." Commercial Money Ctr., Inc. v. Illinois Union Ins. Co. ,
III. Defamation
Defendants present a variety of arguments in support of their motions to dismiss. In addressing these arguments, the Court first discusses the elements of a defamation claim. The Court then turns to each allegedly defamatory publication-the Article and the social media posts linking to the Article, the Interview and the Letter-and discusses the issues and defenses applicable to each.
A. Elements of a Claim
To establish a defamation claim under Ohio law, the plaintiff must show:
(1) that a false statement of fact was made, (2) that the statement was defamatory, (3) that the statement was published, (4) that the plaintiff sufferedinjury as a proximate result of the publication, and (5) that the defendant acted with the requisite degree of fault in publishing the statement.
Am. Chem. Soc'y v. Leadscope, Inc. ,
The parties don't dispute that the third element is satisfied. And with respect to the fifth element, defendants assume that the degree of fault-essentially negligence-is dictated by Dr. Croce's stаtus as a private figure and don't put the element of fault at issue for purposes of their motions to dismiss. See Gertz v. Robert Welch, Inc. ,
The first contested element really involves two issues: whether a statement is false and whether it is a statement of fact or opinion. More on that later when the Court analyzes the specific statements that the Times argues are either true or reflect an opinion.
As for the second element, a statement is defamatory if it reflects "injuriously on a person's reputation, or [it] expos[es] a person to public hatred, contempt, ridicule, shame or disgrace, or [it] affect[s] a person adversely in his or her trade, business or profession." Gilson v. Am. Inst. of Alternative Med. ,
" '[I]t is for the court to decide as a matter of law whether certain statements alleged to be defamatory are actionable or not.' " Am. Chem. Soc'y ,
In deciding whether a statement is defamatory then, context matters.
Turning to the fourth element of a defamation claim, the court notes that this prong yields two types of defamation: defamation per se and defamation per quod. "Defamation per se occurs when material is defamatory on its face; defamation per quod occurs when material is defamatory through interpretation or innuendo." Gosden v. Louis ,
Defamation per se is reserved for four categories of statements which are recognized to cause such harm that plaintiff need not show actual damages because they are presumed.
Defamation per quod occurs when a statement appears innocent on its face and extrinsic evidence is necessary to prove the statement's injurious nature. Moore v. P. W. Pub. Co. ,
At oral argument on the original Motion to Dismiss, the Court raised the issue of whether this was a defamation per se or defamation per quod casе. Dr. Croce moved to file an Amended Complaint, which the Court granted, and Dr. Croce added a claim for defamation per quod.
Despite adding the defamation per quod claim, Dr. Croce argues that the overall context of the challenged statements renders them defamatory per se , and the Court agrees. See Murray v. Knight-Ridder, Inc. , No. 02 BE 45,
Because the Court finds that the statements are actionable per se , it will treat the defamation per quod allegations as surplusage. See Innuendo , Baldwin's Oh. Prac. Tort L. § 40:99 (2d ed.) ("The pleading of innuendo in an action for libel may be treated as surplusage where the words employed in the publication are unequivocal and actionable per se. ").
B. The Article and Corresponding Social Media Posts
The parties present a plethora of issues relating to the Article and the social media posts by the Timеs linking to the Article. These issues include the neutral-reportage privilege, the innocent-construction rule, truth and opinion. The Court will address each issue in turn, but its foremost finding is this: the Article and the statements made therein are not defamatory because, when viewed in context, they represent an accurate and balanced report of the allegations made by others against Dr. Croce. The Court additionally finds that Defendants are not liable in defamation for the various complained-of statements because the statements are either subject to an
1. No Neutral-Reportage Privilege in Ohio
Defendants first assert they are shielded from any liability for defamation because the allegedly defamatory statements in the Article were made as part of a neutral news report.
Traditionally, liability was imputed to anyone who republishes a defamatory statement, with the rationale being that "the republisher 'adopts' it as his own." Neutral reportage privilege , 1 Law of Defamation § 4:96 (2d ed.). But some courts, recognizing how this rule could prevent news agencies from reporting on legitimate news, carved out an exception: the neutral-reportage privilege. "The public interest in being fully informed about controversies that often rage around sensitive issues demands that the press be afforded the freedom to report such charges without assuming responsibility for them." Edwards v. Nat'l Audubon Soc., Inc. ,
The neutral-reportage privilege, however, does not apply here for two reasons. First, Edwards concerned a public figure and its reasoning depended on that fact.
Second, and more importantly, Ohio does not recognize a broad neutral-reportage doctrine. Young v. The Morning Journal ,
2. An Accurate and Balanced News Report
a. Case Law
While Defendants do not find the shelter of a privilege under Ohio law, they may receive similar protection through case law holding that statements published in a "balanced report of both parties' arguments and defenses" are not, as a matter of law, defamatory in the first instance. In American Chemical Society , several emplоyees of American Chemical Society ("ACS") left the company to form Leadscope and were sued by their former employer for misappropriating ACS's intellectual property. Defendants asserted a counterclaim for defamation relating to a statement made by ACS to a publication called Business First. In an article about
The Supreme Court of Ohio held that ACS was not liable for defamation because the statement was not defamatory as a matter of law. Even though Business First was not a party to the suit, the Court found that the context in which the statement appeared was critical. The article made clear that ACS had filed a lawsuit and that the statement of counsel represented an allegation. The article also presented statements from Leadscope to the effect that the suit had "no merit." The Court found that the "reasonable reader" who considered the article "as a whole" would understand that ACS's statement reflected its position on why it filed the lawsuit and that Leadscope denied ACS's allegations of wrongdoing. Because the statement appeared in the context of an accurate and "balanced report" of the positions of both sides to the dispute, it was not defamatоry.
While the majority in American Chemical Society did not mention the fair-reporting privilege, its holding is consistent with the privilege as written in the Ohio Revised Code. But see
Defendants contend that intermediate appellate courts in Ohio use the same balanced-report rule. Defendants cite a case where a television station aired a story about a high school teacher who let his students access his personal laptop computer, on which they saw pornographic images. Sabino v. WOIO, L.L.C. ,
Next, Defendants cite a case where a newspaper ran several articles critical of local police officers. See Early v. The Toledo Blade ,
American Chemical Society , Sabino and Early stand for the proposition that a potentially defamatory statement in a news media account must be considered in the whole context in which the statement appears. An accurate and balanced report, though not privileged, may support a finding that statements contained within are not defamatory.
b. Alleged Defamatory Statements
The Amended Complaint identifies 14 allegedly defamatory statements (labeling them as Statemеnts 1 to 14) in the Article and additionally alleges that the Article as a whole is defamatory (labeling the entire Article as Statement 15).
Statements 1 and 2 are the headlines which appeared respectively in the digital version of the Article and the social media posts. The digital-version headline stated, "Years of Ethics Charges, but Star Cancer Researcher Gets a Pass. Dr. Carlo Croce was repeatedly cleared by Ohio State University, which reaped millions from his grants. Now, he faces new whistle-blower accusations. " The Twitter and Facebook tagline read, "A star cancer researcher accused of fraud was repeatedly cleared by Ohio State, which reaps millions from his grants. "
Statements 3, 4, 5, 12 and 13 are restatements made in the Article of the criticisms and allegations that other scientists have made against Dr. Croce. For instance, Statement 4 provides, "Some scientists argue that ... [Dr. Croce's] laboratory is focused more on churning out papers than on carefully assessing its experimental data."
Statements 6 and 7 concern a denial of wrongdoing by Dr. Croce and how he "placed the blame for any problems ... on junior researchers or collaborators at other labs."
The next group of statements relate to Dr. Croce's involvement with the Council for Tobacco Research. Statements 8 and 9 employ the phrases "stepped beyond the generally expected bounds of cancer research" and "showed [a] willingness to buck scientific consensus" in describing his involvement. Statemеnts 10 and 11 concern the use of Dr. Croce's research by the tobacco industry to fight the assertion that smoking causes lung cancer.
Statement 14 is a report that the number of instances of problems with Dr. Croce's papers has "ballooned to at least 20, with at least three more on the way."
c. Analysis
1). The Headlines
To be sure, the headlines are the closest thing to defamation in all the complained-of statements, chiefly because of the "gets a pass" phrase the New York Times selected. As Dr. Croce observes, the implication of this phrase is obvious: he didn't get the punishment he deserved. Dr. Croce was a rainmaker for Ohio State, which turned a blind eye to the ethical-problem allegations regarding his research. This toes the line of defamation.
The obstacle for Dr. Croce is that under Ohio law the Court can't consider the headline separately from the rest of the Article. The law assumes that readers will read the entire article and not stop at the headline, which may well put "a 'spin' ... on facts to get the attention of the
2). The Article as a Whole
Even the headlines contain qualifying language, setting a tone which continues into the body of the Article. The headlines speak of "charges" and "accusations." The first sentence of the Article's second paragraph tells readers that they are about to read of a "controversy"-language signaling the existence of a dispute to which there must be two sides. See Controversy , Oxford English Dictionary (3d ed. 2015) (defining the word alternatively as an "argument or contention between parties" and as an "argument or contention on a matter of opinion; (typically heated) discussion or debate in which opposite views are advanced and maintained by opponents").
A few paragraphs later the Article advises readers that its subject matter is "complex," in the sense that it is not susceptible to an easy analysis or solution. See Complex , Oxford English Dictionary (2d ed. 1989). At the word "complex," timid and time-pressed readers may have been lost, but the reasonable among them departed knowing that the issues involved were not clear-cut.
And the Article presents the different sides to the issues. Indeed, the next set of allegedly defamatory statements (Statements 3, 4, 5, 12 and 13) are couched in qualifying language, as representing one side of the matter. They are not presented as proven facts but as the "allegations," "arguments," "claims" and "comрlaints" other scientists are making against Dr. Croce. The Article calls these individuals "critics," a term inviting a reader to treat their accusations with caution. See Critic , Oxford American Writer's Thesaurus (3d ed. 2012) (listing "fault-finder" and "backseat driver" as possible synonyms). Later, the Article warns that one of Dr. Croce's detractors operates under a pseudonym and is "both legendary and loathed in biomedical circles." (Am. Compl., Ex. C at PAGEID 94).
The Article follows with Dr. Croce's and Ohio State's responses to the accusations. Namely, Dr. Croce denies wrongdoing (Statements 6 and 7) and holds that any mistakes in his papers were "honest errors." (Id. at PAGEID 89). In one instance, Dr. Croce adds that a mistake possibly was made but any error was immaterial "because the results were confirmed in separate experiments." (Id. at PAGEID 99). The Article thus gave a platform to Dr. Croce to rebuff his critics and refute the number of reported problems with his work (Statement 14).
For its part, Ohio State explains that it spent far more of its own money to support
The Times seasons its portrayal of the controversy with a third-party view in Dr. Croce's defense. An individual identified as a Nobel Prize-winning scientist is quoted as saying that he could not condone "sloppiness" but that Dr. Croce has made "important contributions" to the scientific community. (Id. at PAGEID 90) ("[I]f I delete Cаrlo from the scientific community, I think the scientific community is a little less, and that isn't true of everybody who publishes papers.").
The Article then pivots to Dr. Croce's background with the tobacco industry, a section for which Dr. Croce identifies four defamatory statements (Statements 8-11). Dr. Croce admits he served as a member of the Scientific Advisory Board of the Council for Tobacco Research from 1994 to 1998. (Am. Compl. at ¶ 139). According to the Article, the industry used some of Dr. Croce's research to fight the perception that smoking causes lung cancer. Dr. Croce takes issue with the suggestion that there was something out-of-bounds
But even here the Article includes Dr. Croce's side of the story, in his own words. Any use of his name to lend credibility to the assertion that smoking does not cause cancer, he said, "was false and fraudulent." (Id. , Ex. C at PAGEID 92). He was "unaware" at the time that the industry had used his research. (Id. ). The Article highlights Dr. Croce's belief, formed before he advised the Council, that smoking is a primary cause of lung cancer. And it explains his position that there is "no evidence" that he publicly defended the industry and notes that he "was careful to point out in his scientific papers that carcinogens in cigarette smoke could in fact be the agents that damaged" a certain human gene. (Id. at PAGEID 91).
In sum, the Article in its entirety presents an accurate and balanced report of the positions and arguments of both sides to the controversy. Applying the case law of American ChemicalSociety , Sabino and Early , the Court finds that the Article, the statements made therein and the corresponding social media posts made by the Times are not defamatory as a matter of law.
3. Innocent-Construction Rule
Even without a finding that the Article is not defamatory because it is accurate and balanced, Defendants contend that they prevail under the innocent-construction rule. Defendants make this argument for the Article as a whole, including its headlines, as well as one of the discrete statements, Statement 10, that Dr. Croce alleges is defamatory.
When "there is both a defamatory and an innocent way to interpret" a statement, the innocent construction rule " 'bars recovery.' " Konica Minolta Bus. Sols., U.S.A., Inc. v. Allied Office Prod., Inc. ,
a. The Article as a Whole, including the Headlines
Dr. Croce construes the Article as an assertion that he has "for years been guilty of repeated data falsification, scientific misconduct and fraud, but got away with it because of the millions of dollars in grants he has generated for OSU." (Am. Compl. at ¶ 193).
Defendants' innocent construction is that "Croce's experience is typical of a system in which prominent researchers who bring prestige and money to their institutions are increasingly facing questions about their methods and about the mechanisms meant to guard against scientific misconduct." (Defs.' First Mot. to Dismiss at 23).
Defendants' construction is not an unreasonable one. The Article introduces Dr. Croce's story as a "case study" of the "forces at work as science seeks to police itself." (Am. Compl., Ex. C at PAGEID 88). It observes the "surge" of academic fraud accusations in biomedical research and the potential hazard of placing "the primary burden for investigating and punishing misconduct" on universities which could be "conflicted arbiters" when they "stand to reap millions of dollars from the federal grants won by star researchers." (Id. ). In a section entitled "Raising Larger Questions," the Article concludes, "Concerns about falsified data in the scientific literature run far deeper than Dr. Croce's papers." (Id. at PAGEID 99). The Article discusses evidence of improperly manipulated images in research papers, "the difficulty of pushing journals to act on evidence of bad data" and the rapid increase of improper images correlated with the rise of software tools making image manipulation much easier." (Id. at PAGEID 100).
Dr. Croce counters that the Article is not about a system where universities are conflicted policers of their rainmakers' misconduct. Rather, the Article is an article about him, a "star cancer researcher," as the headline puts it. Three of the six photographs or images accompanying the Article are of Dr. Croce himself, while another depicts the building at Ohio State that "houses Dr. Croce's sprawling laboratory." (Id. at PAGEID 95). The Article delves into some background about Dr. Croce, particularly his taste for art and culture and his disdain for Ohio State football. In short, Dr. Croce argues that the Article is about him, and, to that end, the main thesis of the article is that he "got a pass" from the Ohio State because of the grant money he attracted.
Dr. Croce is not necessarily wrong, but neither is the Times. The Article contains elements of both parties' characterizations: a report of the allegations of misconduct against Dr. Croce, framed in the broader context of a story about the concerns over conflicts of interest for universities who police their own rainmakers. Without question, much of the attention is on Dr. Croce-not surprisingly because the Article does not purport to fully cover the terrain of other researchers and universities. Dr. Croce, the Article forthrightly declares, is its "case study."
With the most accurate construction of the Article somewhere between a hit piece on Dr. Croce and a general indictment of the state of research in higher education, the innocent-construction rule tips the scales in favor of Defendants. Reasonably construed, the Article is exactly what it says it is: a case study which raises matters of legitimate concern both to the scientific community and the public as a whole. There could hardly be an area of medical science of greater public concern than finding a cure for cancer. With a reasonable innocent-construction of the Article available, the Court must reject the defamatory interpretation and adopt the innocent one. Young v. Gannett Satellite Info. Network, Inc. ,
b. Statement 10: "Some of the research Dr. Croce pioneered in those years was used by the tobacco industry to fight the assertion that smoking caused cancer. "
Defendants argue that Statement 10 can be innocently construed as meaning that the tobacco industry used Dr. Croce's research out of context and without his permission to make claims to which he didn't ascribe. The Court agrees. As noted above, the Article informs the reader of Dr. Croce's long-held belief that smoking is a primary cause of lung cancer and of his statement that he was "unaware" the industry was using his research. The Article includes his disclaimer that any use of his research or name to the contrary was "false and fraudulent." It also includes his explanation that his papers pointed out that "carcinogens in cigarette smoke could in fact" damage a particular human gene.
In short, it's reasonable to interpret Statement 10 in the context of the surrounding paragraphs as a statement that Dr. Croce's research might have been misconstrued and used by the tobacco industry without his permission. That reasonable construction is enough to make Statement 10 not defamatory.
4. Truth
Defendants argue that eight of the allegedly defamatory statements in the Article are true. Generally, there's no liability for speaking the truth. See Parry v. Mohawk Motors of Mich., Inc. ,
In other words, truth isn't hard to find in Ohio; the Sixth Circuit calls
Dr. Croce argues that falsity is a question of fact. See Young v. The Morning Journal ,
a. Statements 3-5, 11-13:Reports of the accusations made by other scientists, including Dr. Sanders
Again, the Article recounts the accusations made against Dr. Croce by other scientists. The Article presents Purdue University virologist Dr. David Sanders as a leading critic of Dr. Croce.
This Court has previously held that, as a matter of Ohio law, an accurate report about third-party allegations is not materially false. See Blesedell v. Chillicothe Tel. Co. , No. 2:13-cv-451,
In a published opinion, the Sixth Circuit specifically affirmed this holding: "Stevens relayed only 'statements from individuals' alleging that Blesedell had sold parts for drugs. Stevens' statement to Deputy Hornyak did not suggest that Riehle's allegations were true. Because Stevens truthfully reported that an individual made an allegation about Blesedell, Blesedell cannot prove defamation based on Deputy Hоrnyak's notes." Blesedell v. Chillicothe Tel. Co. ,
Defendants cite state court cases in support this rule: one cannot be held liable for accurately reporting the accusations of another. See Murray v. Chagrin Valley Publ'g Co. ,
But Dr. Croce cites two Ohio Supreme Court cases he says indicate otherwise. He argues that this Court and the Sixth Circuit were wrong in Blesedell , but the holding is understandable given that the Ohio Supreme Court cases weren't raised in that case. In two nineteenth-century cases, the Ohio Supreme Court rejected the premise that merely repeating the defamatory words of another protects the repeater from liability. See Haines v. Welling ,
Ninety-four years after Fowler , the Sixth Circuit applied Ohio defamation law to a letter in which the author accused the plaintiff of "being a wastrel, with dissipating his assets, and with committing the crime of blackmail."
We agree with appellant that one may not avoid the consequences of making a libelous statement merely by saying that he is repeating the words of another, even when that person is identified. Fowler v. Chichester ,(1874) ; Haines v. Welling , 26 Ohio St. 9 (1835). We note once more that these cases are old, but again we are of the opinion they clearly state the prevailing Ohio rule. Moreover, the general rule is that one who repeats a libelous remark is liable for his republication. 33 Am. Jur., Libel and Slander § 95. 7 Ohio 250
Theiss ,
Dr. Croce argues that for over 100 years Ohio law has been that one cannot avoid the consequences of making a defamatory statement by saying that he's repeating the words of another. Dr. Croce argues that Blesedell , Murray and Baxter are all wrongly decided. For the proposition that Fowler still is current law, Dr. Croce cites the Restatement: "[O]ne who repeats or
This argument fails because Haines , Fowler and Theiss all dealt with actual malice. See Haines ,
Dr. Croce alleges that Defendants evinced actual malice in one way: Ohio State told Glanz prior to the Article's publication that it spent significantly more money to support Dr. Croce's research than what he brought in from grаnts. (Am. Compl. at ¶ 229). Glanz wrote in the Article's headline that Ohio State "reaped millions from [Dr. Croce's] grants." But this doesn't demonstrate malice. Glanz didn't have conclusive evidence; he had Ohio State's word. And even then, Ohio State relayed only that it had a negative balance sheet for Dr. Croce, not that he didn't bring in millions of dollars.
On a final note, the Court recognizes Dr. Croce's claim that the Article did not accurately report the allegations of Dr. Sanders. The Amended Complaint alleges that Dr. Sanders "now claims" that he did not make the statements about Dr. Croce at issue in Statements 5 and 12. The Amended Complaint appears to draw this allegation from Dr. Sanders's Answer to the First Amended Complaint filed against him by Dr. Croce.
Statement 5 appears as a one-sentence, stand-alone paragraph: " 'It's a reckless disregard for the truth,' Dr. Sanders said in an interview." (Am. Compl., Ex. C. at PAGEID 88). The prior paragraph recounts the allegations of falsified data and plagiarism that Dr. Sanders made against Dr. Croce, as well as similar allegations made by an anonymous critic. In his Answer, Dr. Sanders denies that "he made such a statement with respect to Dr. Croce generally." (Dr. Sanders's Answer at ¶ 40).
According to Dr. Croce, Dr. Sanders now admits that his comment quoted in Statement 5 was not about him. But Statement
As for Statement 12, Dr. Sanders is quoted as saying, "A lab that is engaging in violating scientific norms is being rewarded for that very effort." (Am. Compl., Ex. C at PAGEID 99). In his Answer, Dr. Sander denies that the statement is defamatory. (Dr. Sanders's Answer at ¶¶ 42-43). He doesn't deny that he made the statement. The Article's report thus is accurate.
In sum, Statements 3, 4, 5, 11, 12 and 13 truthfully report the views and allegations of third parties. The Article does not offer them as truth or otherwise endorse them but counterbalances them with opposing viewpoints, including those of Dr. Croce himself. Dr. Croce therefore cannot prove defamation with respect to these statements.
b. Statements 6 and 7
Statement 6: "During an interview in October, and in a later statement, Dr. Croce, 72, denied any wrongdoing, said he had been singled out in some of the accusations simply because he was a prominent figure ...."
Statement 7: "During an interview in October, and in a later statement, Dr. Croce ... largely placed the blame for any problems with figures or text on junior researchers or collaborators at other labs. "
At issue in Statement 6 is a denial of wrongdoing. At issue in Statement 7 is a shifting of blame on others. Defendants argue that both statements are true because Dr. Croce denied any wrongdoing in his response to the Letter. He said that the Letter was "riddled with false and defamatory statements" and that he "has not engaged in 'misconduct.' " (Am. Comp., Ex. B at PAGEID 690, 699). Dr. Croce also stated, in response to a question about retracted papers in which he was a coauthor, that when he is not the principal investigator or first author, "he relies on the lab that performed the research and wrote the paper to accurately report the research findings." (Id. at PAGEID 690).
Dr. Croce argues that Statement 6 is false because he denied wrongdoing only the "later statement" (made in response to the Letter) and not when Glanz interviewed him at his lab in October 2016. The Court readily finds that even if Statement 6 is technically incorrect, it is not materially false. The "gist" is what matters. Susan B. Anthony List ,
With respect to Statement 7, Dr. Croce argues that he did not specifically place blame on junior researchers and collaborators. Rather, he explained in his response to the Letter that the allegedly flawed research did not take place in his lab or under his supervision.
The Court finds that Statement 7 is substantially true. Dr. Croce denied wrongdoing and the Article says so. It is true that Dr. Croce did not single out individuals to blame for the alleged errors, but he did deflect any blame on other labs and on those "involved in the underlying research." (Am. Comp., Ex. B at PAGEID 690). He claimed that his contribution to
c. Statement 14: "As a result of complaints by Dr. Sanders and others, journals have been posting notices of problems with Dr. Croce's papers at a quickening pace. From just a handful of notices before 2013 - known as corrections, retractions and editors' notices - the number has ballooned to at least 20, with at least three more on the way, according to journal editors. Many of the notices involve the improper manipulation of a humble but universal lab technique called western blotting, which measures gene function in a cell and often indicates whether an experiment has succeeded or failed. "
At first glance, one might imagine that Dr. Croce's issue with Statement 14 is the number 20, the reported number of notices of problems with his papers. The Amended Complaint admitted in its statement of facts that two papers had been withdrawn, eight had been the subject of corrections to figures and three had be сorrected for text overlap. This yields a total of 13 instances of problems. But the Amended Complaint's allegations about Statement 14 do not go after the ballpark number.
Rather the Amended Complaint takes aim at several other aspects of the statement: (1) the number of complainers ("Dr. Sanders and others "), (2) attribution ("Dr. Croce's papers ") and (3) the nature of the problems ("Many ... involve ... improper manipulation ").
The Court finds that the Article speaks with substantial truth about the number of complainers. Dr. Croce argues that, besides Dr. Sanders, the only other complainer identified is "Clare Frances," which is a pseudonym. Though the Article may not have been technically precise in saying "others," the gist is that more than one person has complained of problems with Dr. Croce's papers. See Early ,
Lastly, Dr. Croce argues that the Article unfairly leads the reader to believe that the problems must have related to intentional wrongdoing by him. The paragraph at issue refers to improper manipulation and the Article, just two paragraphs prior, refers to falsified data and plagiarism. Dr. Croce adds that the Article creates the false impression that he has been determined or found to have engaged in misconduct.
The Court finds that the Article is substantially true on this front too. Dr. Croce admits that there were 11 instances in which his papers were corrected, either for errors in figures or text overlap. He also admits that errors in figure construction can occur with western blotting "because control panel images look very much alike." (Am. Compl. at ¶ 240(d) ). At the very least, the data in these instances was indeed false. Though Dr. Croce takes issue with the characterization that data was falsified or manipulated or that he committed plagiarism, the Article frames these characterizations as the "complaints" and "claims" of third parties. And it balances them not only with Dr. Croce's statement that any errors were the result of honest mistakes but also by noting that Dr. Croce has never been penalized for misconduct and has been cleared by Ohio State in all cases. See Smith v. Sandusky Newspapers, Inc. , No. 3:17-cv-1135,
5. Opinion
a. Background
There is no "wholesale defamation exemption for anything that might be labeled 'opinion,' " Milkovich v. Lorain Journal Co.,
To determine whether a statement constitutes protected opinion or actionable fact, courts consider the totality of the circumstances, including factors such as: (1) "the specific language used"; (2) "whether the statement is verifiable"; (3) "the general context of the statement"; and (4) "the broader context in which the statement appeared."
Bentkowski ,
The first prong looks to "whether the allegedly defamatory statement has a precise meaning and thus is
Regarding the second prong, the "Ohio Supreme Court has stated that if a 'statement lacks a plausible method of verification, a reasonable reader will not believe that the statement has specific factual content.' " Bentkowski ,
The general context and the broader context can most effectively be analyzed together. See HuffingtonPost.com ,
Before examining the content of the specific statements at issue, the Court finds that the general and broader context of the Article do not signal to the reader to expect an opinion piece. The Article reads like investigative journalism. It is grounded in interviews, documents and statements by individuals, including Dr. Croce, other professors, Ohio State administrators and research journal editors. And the broader context of the Article indicates it's a piece of investigative journalism, not opinion. The Times lists Glanz on its website as a "reporter on the Investigations desk." (Am. Compl. at ¶ 214). His Twitter profile describes him as an "Investigative Journalist." (Id. ).
The context thus indicates that the Article is not an opinion piece but contains the revelations from an investigation done by the New York Times. It may contain opinions, but that is not its primary focus.
b. Statements 8 and 9
Statement 8: "Even before his arrival at Ohio State in 2004, Dr. Croce had stepped beyond the generally expected bounds of cancer research. In 1994, he joined the scientific advisory board of the Council for Tobacco Research, which the tobacco companies created to fight the public рerception - supported by increasingly overwhelming scientific evidence - that smoking caused cancer. Dr. Croce said in the interview and the statement that he had always believed that smoking caused cancer. "
Statement 9: "Dr. Croce, who has a medical degree but no Ph.D., showed his own willingness to buck scientific consensus when he became an adviser to the Council for Tobacco Research. "
Defendants argue that these statements aren't actionable because they speak in imprecise and non-verifiable language of going beyond "bounds," and bucking "consensus." The Court agrees. The authors deployed nebulous, subjective terms to reference the norms and "generally expected" boundaries of the research community and to attempt to position Dr. Croce relative to them. Though the whole context of the Article suggests that it is investigative journalism, a reasonable reader encountering such language would appreciate that the authors have injected a bit of their viewpoint in these particular statements-that, in their estimation, Dr. Croce had resisted the norm. These statements are opinion; they make judgments
The allegations of the Amended Complaint bolster this conclusion. It alleges that Dr. Croce couldn't have exceeded general bounds of cancer research because such standards are "imaginary." (Am. Compl. at ¶ 143). He also disputes the assessments of norm-breaking, boundary-pushing and consensus-bucking by noting all the "esteemed academic institutions and cancer research scientists" who worked with the Council for Tobacco Research and accepted grant money from it. (Id. at ¶ 141). Legally, statements that someone toed a line of ethical conduct or that their behavior wasn't "consistent" with professional standards are opinion. Adams v. Coughlan , No. 2:14-cv-41,
C. The Interview
1. Background
WOSU Radio conducted the Interview of Glanz one day after the Article was published. The Interview was brief and occupies just five pages of transcribed text. (Am. Compl., Ex. D). The host prefaced the Interview by commenting that one of Ohio State's "most decorated researchers is facing some tough questions about the quality of his work." (Id. at PAGEID 723). "A New York Times article this week says Dr. Carlo Croce has been fending off a tide of allegations claiming date falsification and other scientific misconduct in his cancer research." (Id. ).
The host asked Glanz to describe the "basic allegations" against Dr. Croce, which Glanz did in Statement 16, discussed below. (Id. ). The host then played a soundbite from Ohio State University President Michael Drake in which he said that Ohio State had followed appropriate policies and procedures in investigating the allegations. When asked to respond, Glanz noted the potential conflicts of interest that "institutions like Ohio State face" in investigating their own "researchers receiving a lot of grant money." (Id. at PAGEID 725).
The host also included Drake's reply that Ohio State had invested more in Dr. Croce's research than he had attracted in grant money. Glanz said Ohio State had told him as much but that he was "not able to verify that." (Id. at PAGEID 725-26).
The host stated that WOSU had reached out Dr. Croce but he was unavailable. Dr. Croce referred the station to a statement from his legal counsel. The host read the statement, which said in part that any mistakes in figures were "honest errors." (Id. at PAGE ID 726). Glanz responded that the scientific experts he consulted had concluded to their satisfaction that the figures were false, which left the question of "intent"-"Did they mean to do it?" (Id. at PAGEID 727). Glanz stated that his sources believed that the errors were "part of a pattern." (Id. ). On that note, the host concluded the Interview.
2. Statement 16: "Well, the allegations are that in the lab he oversees and on papers which he is co-author, there are-call them fabricated figures. They're duplications of data from unrelated experiments used to prove a point you know in another experiment. I think that's probably at the center of things and then there's some other ethics charges including plagiarism and misappropriation of grant money and things like that, but it's really the data manipulation that's at the center of the allegations. "
Glanz made this statement when the host asked him, "[W]hat are the basic
As was discussed above, the Supreme Court of Ohio in American Chemical Society held that a party's statement, which appeared in a non-party's publication, was not defamatory because the non-party presented the statement as part of an accurate and balanced report of the dispute. See Am. Chem. Soc'y ,
Glanz likewise took care with his words, twice repeating the host's use of the term "allegations" and also using "charges." And near the end of the interview, Glanz couched his discussion of manipulated data in terms of what his "sources ... believed." (Am. Compl., Ex. D. at PAGEID 727). In sum, the Court finds that Statement 16 is not defamatory.
D. The Letter
1. Background
Glanz sent the Letter to Dr. Croce and Ohio State in November 2016 after visiting Dr. Croce in Columbus. The Letter states that Glanz has questions he "would like to put urgently to you as part of an article I am preparing." (Am. Compl., Ex. A. at PAGEID 679). The Letter groups his questions into 25 numbered paragraphs which sought: responses to allegations and complaints lodged against Dr. Croce, feedback concerning Dr. Croce's involvement with the Council for Tobacco Research, and information about Dr. Croce's employment and whether he reported certain misconduct charges to Ohio State. In some instances, Glanz includes citatiоns to sources he was relying upon. Glanz adds, "If I can clarify any of these questions or provide further information, please let me know." (Id. ).
According to the Amended Complaint, Dr. Croce was "stunned" by the Letter after their seemingly amicable first visit. (Am. Compl. at ¶ 51). He alleges that the so-called questions were "loaded" and falsely attacked his integrity as a scientist.
The Court observes that the Letter has a different context than that of the Article. The Times published the Article to the public as a news report. The Letter was an investigatory tool, sent to a targeted audience to gather information. In both cases, the context greatly favors the Times in its defense to the defamation claim. The Article served as an accurate and balanced news report, while the Letter expressly sought responses and information from Dr. Croce and Ohio State. Glanz, through the Letter, afforded them to present their sides of the story.
Dr. Croce plainly felt ambushed by the Letter and disliked what he viewed as an underhanded effort by Glanz to put him under the microscope. Yes, some of the questions were loaded, even sarcastic. Cf. Logan v. Fairfield , No. 56052,
2. Statements 17, 18 and 22:Reports of the accusations made by other scientists, including Dr. Sanders
The Letter recounts the allegations made against Dr. Croce by others. For instance, Statement 17 says, "Dr. Sanders argues ... that Dr. Croce is knowingly engaging in scientific misconduct and fraud." Statement 18 similarly states that, "in his [Dr. Sanders's] observation the image fabrication, duplication and mishandling, and plagiarism in Dr. Croce's papers is routine." Statement 22 relates to "claims" of scientific misconduct against Dr. Croce. In all three instances, the Letter asks whether Dr. Croce disagrees with these "claims" and "allegations." The Letter requests that Dr. Croce, if he disagrees, to explain why he does.
The Court finds that Defendants are not liable in defamation for Statements 17, 18 and 22 because they truthfully restate the allegations of third parties. See Blesedell ,
3. Statements 20 and 21
Statement 20: "[A]lmost none of the sweeping claims [Dr. Croce] and his research team initially made for the importance of the FHIT gene have stood the test of time. It is not a trigger for all sorts of human cancers and its mutation may simply be a puzzling byproduct of cancer. Therefore, it is almost certainly not a promising route for therapeutics, as he told Ohio State officials when he was recruited to the university, according to minutes that are available online. Why had Dr. Croce not renounced those initial claims, both in the published scientific literature and within Ohio State? "
Statement 21: "Finally, the paper Dr. Croce was required to retract or correct as part of the 'Alternative Resolution,' but did not, involved research on the FHIT gene. Was this refusal an attempt to cover up the almost complete failure of this line of research? "
Defendants argue that both statements reflect Glanz's opinion. The Court agrees. In context, the Letter asks challenging questions and seeks Dr. Croce's responses and explanations-an implicit acknowledgement that there is room for differing viewpoints. The statements are phrased in imprecise and non-verifiable language. Glanz uses terms alike "almost none," "almost certainly," "almost complete," "may simply," "sweeping," "stood the test of time," "promising" and "failure." Suсh language is "value-laden and represents a point of view that is obviously subjective." Vail ,
Dr. Croce alleges that Glanz's statements regarding FHIT gene research are false because of much ongoing research showing that its "promise ... is still significant." (Am. Compl. at ¶ 65). Similarly, he disputes that his research was a failure because scientists "continue to investigate the FHIT gene's operation and promise." (Id. at ¶ 66).
Dr. Croce's allegations only show that there's no consensus or certainty on this issue. Glanz's series of comments stake out his position about the state of FHIT gene research. While he couches his comments as questions, Glanz obviously thinks FHIT gene research lacks promise and is "almost a complete failure." But that's his opinion, and one Dr. Croce obviously doesn't hold.
4. Statement 19: "Dr. Croce reviewed and awarded countless grants using CTR money, often in cases with clear conflicts of interest involving grantees at his own institution (Thomas Jefferson University at the time). "
This statement is followed by a question regarding Dr. Croce's reasons for participating in a process that Glanz believes is "firmly aligned with the tоbacco companies." Defendants argue that in the broader context of the Letter, Statement 19 seeks verification, denial or comment on the criticisms raised by others against Dr. Croce.
Though the Letter does have the context of Glanz seeking Dr. Croce's to questions and criticisms, Statement 19 is different. Glanz doesn't ask for verification; he makes a declarative statement of fact. And he doesn't qualify his statement in the way he sometimes did elsewhere in the Letter, saying, for instance, "I understand that," to indicate he lacks complete knowledge of the facts he recited.
Glanz's declaration of fact is directly contradicted by Dr. Croce's pleadings, which assert that "in every case in which a grant application came up for discussion involving anyone from Thomas Jefferson University, Dr. Croce left the room, did not participate in the discussion on that application, and did not vote on it." (Am. Compl. at ¶ 63). And Glanz's declaration carries defamatory potential: a statement to Dr. Croce's current employer about Dr. Croce's ethical misconduct at a previous place of employment.
Dr. Croce's defamation claim as to Statement 19 thus survives the motions to dismiss.
IV. False Light
Dr. Croce also brings a false light claim, which Ohio recognizes.
In Ohio, one who gives publicity to a matter concerning another that places the other before the public in a false light is subject to liability to the other for invasion of his privacy if (a) the false light in which the other was placed would be highly offensive to a reasonable person, and (b) the actor had knowledge of or acted in reckless disregard as to the falsity of the publicized matter and the false light in which the other would be placed.
Welling v. Weinfeld ,
Defendants argue that Dr. Croce's false light claim is co-extensive with his defamation claim, so if the defamation
To the extent Dr. Croce's defamation claims are dismissed, his false light claims are dismissed too. The only two categories of false light claims which extend beyond the borders of defamation don't fit Dr. Croce's claims. None of the statements reveal intimate or personal details about Dr. Croce's life, and none portray Dr. Croce in a more positive light than he deserves. Therefore, to the extent the Court dismisses the defamation claims, it dismissеs the false light claims too.
That leaves the false light claim for Statement 19. One of the differences between defamation and false light is the distinction between publication and publicity. To state a claim for defamation, a plaintiff must allege publication, which means "any communication by the defendant to a third person." Welling ,
Here, Statement 19 was published only to Dr. Croce and his employer, Ohio State. Unlike the broad reach of the Article and Interview, the Letter had a limited audience. It was not published to the public at large or to so many persons that the matter would almost certainly become one of public knowledge.
Therefore, Statement 19 does not state a false light claim as a matter of law.
V. Intentional Infliction of Emotional Distress
To state a claim for intentional infliction of emotional distress, a plaintiff must allege conduct that is extreme and outrageous. Yeager v. Local Union 20, Teamsters, Chauffeurs, Warehousemen, & Helpers of Am. ,
Citing the online comments, Dr. Croce argues that the Article was not a mere indignity or annoyance but was sufficiently outrageous to go beyond the bounds of decency. Dr. Croce asserts that his emotional distress was severe and debilitating-he cites reputational harm and personal humiliation from knowing that millions of people all over the world have read the Article and believe him to be a fraud.
But even where the defamation claim survives (Statement 19), his claim for intentional infliction of emotional distress fails. Dr. Croce's emotional distress was allegedly caused by the Article's publication to millions of readers around the world, not by the publication of the Letter to Dr. Croce and Ohio State.
VI. Conclusion
Put in context, the Article is an accurate and balanced report about Dr. Croce's research, his critics, and his and Ohio State's responses to the accusations against them. The Court finds that defendants are entitled to judgment as a matter of law as to each of the allegedly defamatory statements except one, Statement 19 in the Letter.
Defendants' Motions to Dismiss (Docs. 15, 34) are GRANTED IN PART AND DENIED IN PART. Dr. Croce's defamation claim as to Statement 19 survives. Dr. Croce's defamation claims are otherwise DISMISSED. Dr. Croce's claims for false light and intentional infliction of emotional distress are DISMISSED.
Notes
The Court separately addresses below the well-taken argument of the Times that Statements 8 and 9 are not defamatory because they are opinion.
Dr. Sanders is a defendant to another defamation action brought by Dr. Croce in this Court, Case No. 2:17-cv-338.
A "wastrel" is a "good-for-nothing, idle, worthless, disreputable person." Wastrel , Oxford English Dictionary (2d ed. 1989).
Although the Amended Complaint (filed Jan. 15, 2018) does not mention Dr. Sanders's Answer (filed June 14, 2017), it uses terminology found in the Answer. (Am. Compl. at ¶ 130; Dr. Sanders's Answer to the First Am. Compl. in Case No. 2:17-cv-338 at ¶ 40). The allegations about what Dr. Sanders "now claims" did not appear in the original Complaint (filed May 10, 2017). The Court may take judicial notice of the Answer, not for the truth of its defenses and assertions, but as reflecting Dr. Sanders's positions regarding the claims made against him. See U.S. v. Ferguson ,
In a footnote to his response brief, Dr. Croce accuses defendants of "play[ing] fast and loose with their math." (Pl.'s Response to the Second Mot. to Dismiss at 50 n.20). Defendants counter that the number of admitted problems is at least 17, when one counts additional problems admitted by Dr. Croce in his response to the Letter. Regardless, defamation case law affords leeway in the reporting of numbers if the discrepancy does not alter the gist of what is being reported and does not produce a different effect in the mind of the reader. See e.g. , Boddie v. Landers ,
