Lead Opinion
OPINION ON APPELLANT’S PETITION FOR DISCRETIONARY REVIEW
Aрpellant pled nolo contendere to a charge of possession of controlled substance (heroin), and was sentenced in accordance with a plea bargain to seven years, probated. His conviction was affirmed by the Third Court of Appeals. Crittenden v. State, No. 91-2720 (Tex.App.—Austin, April 14, 1993) (unpublished). We granted discretionary review on a single ground, viz: “Did the court of appeals err in holding that the stop of appellant’s vehicle, and his subsequent detention, was not a ‘pretext arrest’ under the provisions of Article I, Section 9 of the Texas Constitution?” Tex.RApp.Pro., Rule 200(c)(2).
I.
The parties do not dispute the facts. Austin Police Sergeant Duane McNeil was on patrol in East Austin when he received a radio dispatch requesting that he check on a suspicious white vehicle at 2513 East 11th Street. A resident had called to complain that the occupant of the vehicle was “possibly trying to buy drugs.” McNeil found a white pickup truck parked at that address. Appellant was the driver and sole occupant of the pickup. McNeil and appellant conversed briefly. After appellant drove off, McNeil observed him make a right turn without giving a proper signal. At this point, McNeil was approached by a woman, who told him, “that was the vehicle.” McNeil then pursued the truck and stopped it.
After the stop, the officer asked appellant for his driver’s license and proof of insurance. Appellant was cooperative, but could not immediately find his insurance papers. McNeil asked him to step out of the vehicle; he then asked for consent to search his person. Appellant consented, the contraband which is the subject of this appeal was discovered, and appellant was subsequently arrested.
Appellant complained on appeal that the stop was pretextual in this cause, and was thus illegal under both the Fourth Amendment and Article I, § 9 of the Texas Constitution. The court of appeals, speaking through our former Presiding Judge Onion, rejected his Fourth Amendment complaint, citing this Court’s opinion in Garcia v. State,
Turning to appellant’s contention that the traffic stop was a pretext, and therefore ille
“Further, an issue of pretext stop is not raised simply because the police validly stop a vehicle for a traffic violation when they have a more generalized suspicion that the driver of the vehicle was involved in a separate crime. Hamilton v. State,831 S.W.2d 326 , 330 (Tex.Crim.App.1992); Goodwin v. State,799 S.W.2d 719 , 726 (Tex.Crim.App.1990). Because the facts of the instant case do not raise the issue of a pretext arrest, we need not address the constitutionality of the stop under Article I, Section 9 of the Texas Constitution. Hamilton,831 S.W.2d at 330 .”
Id. Thus, the court of appeals seems at least nominally to have avoided the question whether the stop of appellant in this cause violated Article I, § 9.
II.
Whether Article I, § 9 admits of a pretext doctrine is not a wholly novel issue in this Court. The cases discussing the pretext doctrine, or cited by this Court as support for the pretext doctrine, are legion.
As appellant and amicus curiae note, three “tests” have been used by American courts in the hotly debated context of pretextual seizures: the “subjective” test, the “objective” test, and the “modified objective” test.
Because Gordon was premised both on the Fourth Amendment and Article I, § 9 of the Texas constitution, it would seem to have answered the question before us today. But, as we noted later in Garcia v. State,
III.
A pretextual seizure, in the most general sense, is one that is effectuated for an ulterior (i.e., pretextual) motive. The three approaches courts have taken toward claims of pretextual seizure — the objective, subjective and modified objective — are merely different ways courts review a defendant’s claim that a particular seizure was illegal because pretextual. The “subjective” and “objective” approaches represented by Black and Cau-sey, both supra, are generally considered to be polar opposites. See Garcia, supra, at 942 (contrasting the “objective approach” with a “wholly subjective analysis”). Under an “objective” approach, a seizing officer’s subjective motivation in effectuating a seizure is deemed irrelevant to the determination of whether the seizure was reasonable. This, of course, is nothing more than the complete abandonment of any sort of pretext doctrine; because an officer’s “subjective intent” in effectuating a seizure is irrelevant, there can never be an illegal “pretext” for a seizure. See United States v. Reeves,
Both appellant and amicus curiae now urge us to rejеct the objective approach that we adopted to analyze claims of pretext seizures under the Fourth Amendment in Garcia v. State, supra, and to adopt instead a modified objective approach under Article I, § 9. We decline to do so. First, it is at least arguable that the Court has tacitly adopted a purely objective approach under Article I, § 9 already, in Hamilton v. State, supra. Even had we not, it would be anomalous, having found in Garcia that the decisions of the federal circuit courts that have adopted an objective standard are more persuasive than those adopting a modified objective test, to about-face and announce that a modified objective approach should be adopted for purposes of our own state constitutional analysis.
The court of appeals was able to avoid expressly deciding whether Article I, § 9 renders appellant’s seizure unlawful by concluding that the facts as devеloped at the suppression hearing did not raise the issue of pretext stop. Crittenden v. State, supra (Slip op. at 4). Writing for the court, Judge Onion relied for this proposition upon this Court’s opinions in Hamilton v. State and Goodwin v. State, both supra. Close scrutiny of those cases suggests, however, that we did not avoid the issue of pretext seizures so much as we simply concluded, sub silentio, that as long as the arresting officer made an objectively reasonable traffic stop, neither the Fourth Amendment nor Article I, § 9 mandates any inquiry into his subjective motivation.
In Hamilton we arguably did the same thing for purposes of Article I, § 9. There officers noticed a parked ear that seemed out of place in the neighborhood they were patrolling. When a register check revealed the car belonged to a business, the officers decided to drive by the car again, but before they could, the car came at them in the wrong lane of traffic. The officers ordered appellant, the driver, to pull over. When he could not provide a license or proof of insurance, the officers decided to cite appellant for all of the above infractions. Moreover, because he would not give them definite information about where he livеd or who owned the car, pursuant to what one of the officers testified was “proper police procedure,” they arrested appellant so that he would be required to post a cash bond. On authority of Goodwin we reiterated the holding that police motivation will not vitiate an otherwise lawful traffic stop, and once again held that the facts therefore did not raise an issue of pretext stop. Because Hamilton argued under the aegis of Article I, § 9, rather than the Fourth Amendment, by citing Goodwin we seem to have adopted a purely objective test for purposes of Article I, § 9 as well.
Given the way we disposed of the analogical Fourth Amendment question in Garcia, supra, we are constrained to agree. In Garcia we expressly rejected the modified objective approach. We rejected it not because we were constrained by Supreme Court precedent precisely on point — there is none. Rather, we rejected it for two reasons. First, we perceived the weight of authority among the federal circuit courts of appeals to preponderate in favor of the objective test over either a modified objective or a subjective approach.
Notes
. At the pre-trial hearing, appellant denied that he consented to the search. However, his denial was contradicted by both McNeil's testimony and that of a backup officer, and the trial court “state[d] on the record as a finding of fact [that] consent was asked for and given by the defendant for the search."
. The State Prosecuting Attorney contends that the question whether Article I, § 9 admits of a pretext doctrine is not before us in this cause. Because the court of appeals held on authority of Hamilton that the facts do not raise pretext in any event, the State Prosecuting Attorney argues, that issue was not decided by the court of appeals, аnd therefore is not ripe for our consider- • ation. See e.g., Lee v. State,
. Our research reveals more than thirty cases from this Court that either address the pretext arresVstop doctrine or that we have cited as authority for the doctrine. See McDonald v. State,
.Texas Criminal Defense Lawyers Association has filed an amicus curiae brief in this cause.
. In fairness, there is an alternative, and perhaps in context, more likely interpretation of the Court’s analysis in Goodwin. It may well be that by observing that generalized suspicion will not vitiate an otherwise valid traffic stop, the Court meant to distinguish traffic stops that are a subterfuge to allow police to check out inarticulable suspicions from those made to foster investigation of a reasonable suspicion or even probable cause. Such a distinction, if thаt is what the Court meant, however, would evince a profound misunderstanding of what a claim of illegal pretext is all about. An officer with reasonable suspicion or probable cause to suspect criminal activity is afoot does not need the additional justification of a traffic violation to make a lawful investigative detention. See Bobo v. State,
. Having thus resolved whether the evidence raised an issue of a pretextual stop, we next turned in Hamilton to the question whether the evidence raised an issue whether the full custodial arrest was an illegal pretext under Article I, § 9. In that context we concluded that pretext was not raised, but fоr an altogether different reason. Given the testimony that it was "proper police procedure” to effect an arrest under the circumstances, we held the evidence showed that any reasonable officer in the same position would have arrested Hamilton, and therefore no pretext was involved. This is, in effect, to measure pretext arrest, vel non, against the modified objective test, as our citation to § 1.4(e) of Professor LaFave's treatise in Hamilton underscores.
Thus, Hamilton seems to have utilized a purely objective test to determine whether an allegedly
. Thus we reject the State Prosecuting Attorney’s contention that the issue is not raised in this cause. See n. 2, ante.
. In Richardson we were called upon to decide whether use of a pen register could ever constitute a "search" under Article I, § 9. The Supreme Court had authoritatively held that a pen register is not a search for Fourth Amendment purposes, in Smith v. Maryland,
In the present context the Supreme Court has not authoritatively spoken. We adopted the objective approach in Garcia because we believed it to be the preferable interpretation of the Fourth Amendment among the alternatives we considered. Absent some significant difference in the text of the two provisions, or some historically documented difference in attitude between the respective drafters, there would be no apparent reason to prefer an interpretation of Article I, § 9 any different than our preferred interpretation of the Fourth Amendment. We will not read Article I, § 9 differently than the Fourth Amendment in a particular context simply because we can.
.Judge Baird accuses us of adopting an objective test out of "judicial convenience,” whatever it is exactly he means by that. Dissenting op. at 674, 676-677, 679-680, and 681. We simply cannot credit his suggestion that the instant writer would engage in what he calls "a transparent attempt to avoid mature deliberation and thoughtful resolution of the issue presented.” Id., at 681. Having himself engaged in what we have no doubt was “mature deliberation” of the issue, Judge Baird argues that an objective test should be rejected because it tolerates "the use of a valid traffic stop as a pretext to search for evidence of a greater crime[,]” and that a search under these circumstances “is unreasonable” for purposes of Article I, § 9. Id., at 679. Of course, “reasonableness" is as much the linchpin
Dissenting Opinion
Dissenting
Believing judicial convenience should not be the controlling factor when determining whether the Texas Constitution provides greater protection than the United States Constitution, I dissent.
I.
A pretext arrest occurs when an individual is validly stopped or arrested for one offense only because law enforcement officials desire to investigate that individual for a different offense — i.e., an offense for which they do not have valid legal grounds to stop and arrest. Garcia v. State,
In Black v. State,
To resolve Black’s claim we relied upon Amador-Gonzalez v. United States,
In United States v. Causey,
In the matter of religious conviction, Elizabeth the Great is said to have remarked that she would make no windows into the minds of men who served her loyally. The relevant principle of the Supreme Court is likewise: so long as police do no more than they are objectively authorized and legally permitted to do, theirmotives in doing so are irrelevant, and held not subject to inquiry.
Id.,
However, several federal circuits have rejected the objective standard and instead adopted the “modified objective” standard to review claims of pretextual arrests. United States v. Cannon,
In Garcia v. State,
II.
Today, we are asked to resolve the question unanswered by Garcia: Does art. I, § 9 of the Texas Constitution provide greater protection against a pretext arrest than the Fourth Amendment? Unwilling to expend the effort necessary to conduct the proper analysis, the majority holds the question was answered in Goodwin v. State,
Nothing could be farther from the truth. In both Goodwin and Hamilton, we expressly rejected the opportunity to undertake an art. I, § 9 analysis. In Goodwin, we stated:
In his brief before this Court, appellant cites Article I, § 9 of the Texas Constitution. However, because appellant providesno argument or authority as to the protection provided by the Texas Constitution, we consider the point inadequately briefed and will not address it.
Goodwin,
The second issue raised by the State is whether Article I, Section 9 of our Constitution provides greater protection from pretext arrests than the Fourth Amendment. ... We do not believe, however, that it is either necessary or appropriate to resolve this issue since the facts of this case cannot be construed as constituting a pretext arrest or stop.
Hamilton,
Moreover, the majority’s assertion that Goodwin and Hamilton “sub silentio ” adopted the objective standard under art. I, § 9, Ante,
Having devoted the substantial portion of its opinion attempting to convince the reader that we did not mean what we expressly stated in Goodwin and Hamilton, the majori-t/s remaining analysis is cursory at best. Relying upon the reasoning in Garcia, the majority contends the objective standard should be adopted for pretext arrest claims under art. I, § 9 because “the objective approach clearly makes more sense, and is more reasonable in terms of application.” Ante,
III.
We are not compelled to limit the rights guaranteed by the Texas Constitution to those provided in the United States Constitution. Heitman v. State,
In Richardson, we considered whether the installation of a pen register constituted a search under art. I, § 9. The installation and use of a pen register is not a search under the Fourth Amendment. Smith v. Maryland,
In Autran, we considered whether police officers may, under art. I, § 9, lawfully inventory the contents of closed containers
The inquiry into whether our State Cоnstitution provides greater protection than its Federal counterpart is no easy task and the resolution of such an issue should not be taken lightly. Yet in arriving at today’s decision, the majority ignores the framework utilized by Richardson and Autran. Instead, the majority forgoes mature deliberation and resolves this important issue on the basis of judicial convenience — the objective standard is “easier” to apply. Ante,
IV.
Rather than taking the easy way out, principled resolution of this issue requires consideration the following factors: comparable jurisprudence, relevant scholarly articles, the history and application of the pretext arrest doctrine, as well as practical policy considerations.
A.
The majority ignores the role of the pretext arrest doctrine in search and seizure jurisprudence. The pretext arrest doctrine is premised upon a constitutional intention to deter arbitrary and warrantless searches or seizures. Payton v. New York,
... The [Fourth] amendment was designed to safeguard the privacy and security of individuals against arbitrary government invasions, and to prevent government abuse of power and resulting oppression. Pretextual police conduct implicates both of these policies.
Ed Aro, Note, The Pretext Problem Revisited: A Doctrinal Exploration of Bad Faith in Search and Seizure Cases, 70 B.U.L.Rev. Ill, 125-126 (1990).
Under the pretext arrest doctrine, an officer who suspects criminal activity, but lacks probable cause to support his suspicion, may not arrest a suspect on a minor violation in order to avoid the constitutional requirement of a warrаnt. Instead, the officer must meet the constitutional requirements for a war-rantless arrest. See, Florida v. Royer,
The adoption of the objective standard to review claims of pretextual arrests will prevent judicial review of the arbitrary use of power by police officers. A pretextual arrest typically stems from the exercise of an officer’s discretionary authority, such as a traffic stop. The objective standard precludes review of thе reasons behind the traffic stop as well as the actions committed by the officer in conducting a stop. Guzman,
B.
As a matter of policy, the pretext arrest doctrine should be retained. The adoption of the objective standard and the resulting abolition of the pretext arrest doctrine, ignores the requirement that police conduct be reasonable. In essence, the purpose of the pretext arrest doctrine is to deter police from using lawful authority to detain a person for a minor offense in order to sеarch for evidence of a more serious one. The majority’s focus upon a police officer’s lawful conduct is premised on the assumption that the conduct is also reasonable. See, Garcia,
analogous to the situation faced by eighteenth century English and colonists when the power to sеarch for evidence of a certain crime was used in a manner expanding the search beyond its legitimate scope.... The moral outrage arises from the abuse of the legal process. Power is being used for reasons other than those for which it was granted.
Jonas, 137 U.Penn.L.Rev. at 1817. In its rush to abolish the pretext arrest doctrine, the majority also abolishes our Constitutional requirement that every arrest and search be reasonable.
Thus the abolition of the pretext arrest doctrine serves only to protect the arbitrary and abusive use of police authority. Indeed,
thousands of everyday citizens who violate minor traffic regulations would be subject to unfettered police discretion as to whom to stop_ [I]n the absence of standardized police procedures that limit discretion, whether we are ... stopped and subjected to lengthy and intrusive interrogation when we forget to wear our seat belts, turns on no more than “thе state of the digestion of any officer who stops us, or, more likely, upon our obsequiousness, the price of our automobiles, the formality of our dress, the shortness of our hair or the color of our skin.”
Guzman,
Y.
A.
I do not advocate the adoption of the subjective standard to review claims of pretextual arrests because both the purely subjective and the purely objective standards allow peace officers to escape judicial review of their conduct.
Moreover, the modified objective standard has been found to be workable and effective in deterring the pretextual use of police authority by the federal and state jurisdictions which have adopted it. See, Guzman,
B.
Turning to the instant case, I would find the arrest pretextual. Austin Police Sergeant Duane McNeil responded to a complaint of a mаle in a “suspicious vehicle ... possibly trying to buy drugs....” When McNeil observed appellant in a parked truck which matched the vehicle’s description, McNeil asked appellant “what was going on.” Appellant responded he was out of gas. Moments later, appellant drove away and turned right, failing to use a turn signal. At this time, a citizen informed McNeil that appellant was the subject of the complaint. McNeil pursued and ultimately stopped appellant. McNeil stated he stopped appellant for making a turn without signaling, but he “felt this was something drag-related.” McNeil described the stop as a “kind of research-type situation.” After appellant was unable to produce proof of insurance, McNeil asked to search appellant’s pockets. With appellant’s consent, McNeil removed a syringe from appellant’s shirt pocket and heroin from appellant’s pants. McNeil then arrested appellаnt for possession of a controlled substance. Finally, despite McNeil’s stated intention to stop for failure to use his turn signal, McNeil did not have a traffic citation book in his possession. McNeil admitted he would have had to call another officer in order to issue appellant a traffic citation.
It is readily apparent that McNeil suspected appellant was involved in illegal drag activity. Nevertheless, McNeil’s suspicions
Under the modified objective standard, a reasonable police officer, without a traffic citation book and absent McNeil’s illegal purpose, would not have stopped appellant. This conclusion is further supported by McNeil’s actions after he stopped appellant. After stopping a vehicle for a traffic offense a reasonable officer might conduct a “pat down” search of driver for the officer’s own safety. Terry v. Ohio,
C.
Because appellant consented to McNeil’s search following pretextual stop, we must consider the admissibility of the fruits of that search under the attenuation doctrine of Brown v. Illinois,
(1)whether or not the accused received Miranda [v. Arizona,384 U.S. 436 ,86 S.Ct. 1602 ,16 L.Ed.2d 694 (1966)] warnings;
(2) the temporal proximity of the arrest and the consent;
(3) the presence of intervening circumstances; and
(4) the purpose and flagrancy of police misconduct.
Id.,
Fourth, a pretextual arrest will always constitute flagrant police misconduct because, under the modified objective standard, a reasonable officer would not have made the arrest. The record reflects McNeil took advantage of an arrest situation to search for drugs. “This falls into the category of cases in which the arrest had a ‘quality of purposefulness,’ and the consent was sought to justify a search for evidence unrelated to the basis for the arrest.” Arcila v. State,
VI.
The majority’s intentional misreading of our precedent, and its elevation of the Court’s convenience as the primary factor in an independent state constitutional analysis is a transparent attempt to avoid maturе deliberation and thoughtful resolution of the issue presented. I believe when the issue is resolved in a principled fashion, art. I, § 9
Because the majority engages in a misleading and unprincipled constitutional interpretation in its haste to abolish the pretext arrest doctrine, I dissent.
. Judge Clinton appears perplexed with the use of the phrase "judicial convenience.” Ante,
. A plurality of the Court purportedly overruled Black in Gordon v. State,
. Judge Clinton criticizes me for voting for the majority opinion in Garcia. Ante,
Second, our statements in Garcia and Bobo v. State,
Finally, if in Garcia the time "came and went” to decide the art. I, § 9 issue, then why did Judge Clinton dissent? Unable to articulate even a single sentence to express his disapproval of the opinion, his dissent was silent. If “the objective approach clearly makes more sense, and is more reasonable in terms of application," ante,
. All emphasis is supplied unless otherwise indicated.
. I must confess this is somewhat surprising. Judge Clinton, speaking for the majority, simply ignores the independent examination he performed in Richardson,
. The Supreme Court has expressed concern over whether objectively valid police conduct will exonerate a subjectively invalid motive. See, Steagald v. United States,
. As one commentator noted, employing the power to arrest for a minor offense as a pretext
... to investigate a major crime is unconstitutional because the power to intrude is restricted to the investigation of the minor offense. Just as the fourth amendment limits the power given police to search to the minimum extent necessary, the use of probable cause for minor offenses may not be abused for purposes unrelated to the offense.
Daniel Jonas, Comment, Pretext Searches and the Fourth Amendment: Unconstitutional Abuses of Power, 137 U.Penn.L.Rev. 1791, 1822 (1989) (footnote omitted).
. But as Professor Burkoff explained:
... the availability of an inquiry into the motives of searching оr arresting law enforcement officers is not only desirable, but critically necessary in order to insure that law enforcement officers generally will be deterred, through the application of the exclusionary rule, from engaging in pretextual fourth amendment activity-
Burkoff, 66 U.Det.L.R. at 373. See also, Aro, 70 B.U.L.Rev. at 151-152.
. Under a purely objective standard we never review the officer’s intent behind a stop because if the stop is legal, our analysis ends. Similarly, under the purely subjective standard an officer may simply articulate a legitimate reason different from the one which motivated the arrest. See, United States v. Arra,
