MEMORANDUM AND ORDER
Plaintiff Raheem Crews (“Crews”), as an individual and as parent of Shaheem .Crews (collectively, “plaintiffs”), brings this action against the County of Nassau (the “County”), County Police Commissioner James H. Lawrence, County Sheriff Edward Reilly, District Attorney Dennis Dillon, and several named and unnamed employees of the County, the County Police Department, the County Sheriffs Department and the District Attorney’s Office (collectively, “defendants” or “County defendants”), alleging false arrest, unlawful imprisonment, malicious prosecution,, and abuse of process under 42 U.S.C. § 1983, as well as various state law tort claims, all arising from the allegedly unlawful arrest, confinement, and prosecution of Crews.
Presently pending before the Court is defendants’ motion to implead Arshad Majid(“Majid”) and his law firm, Majid & Associates, P.C., (collectively, “Majid and his firm”), pursuant to Rule 14(a) of The Federal Rules of Civil Procedure, and for leave to file a third-party complaint against them. Specifically, defendants seek to assert against Majid and his firm, Crews’ former counsel who represented Crews during the underlying criminal proceeding, (1) a claim for negligence, based on a breach by Majid and his firm of then-duty of care to the Nassau County District Attorney’s Office (“DA’s Office”), and (2) a claim for contribution, based on a breach by Majid and his firm of their duty of care to Crews. • With respect to this third-party complaint, “[i]t is the County Defendants’ position that Majid and his law firm were negligent in permitting multiple court ad
For the following reasons, the defendants’ motion is denied in its entirety. Specifically, although the Court recognizes that leave to implead should be freely granted to promote judicial efficiency, the motion is denied under the circumstances of the instant case. First, no negligence claim by the County defendants can exist against Majid or his law firm as a matter of law, because it is axiomatic that a criminal defense attorney owes no duty of care to prosecutors in a criminal case, given the adversarial relationship and the complete absence of privity or anything approaching privity between them. Second, although the Second Circuit has not decided whether a claim for contribution is available under Section 1983, this Court joins the majority of courts that have held that no such claim for contribution is available for Section 1983 claims. Finally, with respect to whether a contribution claim could exist under New York law against Majid and his firm in connection with the pendent state law torts being asserted against the County defendants, the Court concludes that, even assuming arguendo that such a contribution claim could exist on the pendent claims, impleading Majid and his firm to allow such a claim is unwarranted in this case because of the potential for substantial delay, confusion of issues, and potential prejudice to the plaintiffs that could result from the insertion of that contribution claim in this lawsuit.
I. Background
A. Facts
The subject matter of the underlying case has been the focus of two prior opinions by the Court, familiarity with which is assumed for purposes of this motion. Only the relevant facts will be described briefly below.
According to the complaint, County police arrested Crews on May 27, 2005, and Crews was arraigned on a felony complaint of robbery in the first degree the following day. The felony complaint listed April 26, 2005 as the date of the alleged robbery, although the robbery actually occurred on March 26, 2005 (hereinafter, the “March 26 robbery”). Plaintiffs argue that defendants purposefully listed an inaccurate date in order to “intentionally, maliciously and/or recklessly misle[a]d” Crews and his criminal defense counsel,. Majid. (Compl. ¶¶ 87 & passim.)
According to defendants, Assistant District Attorney (“ADA”) Kevin Higgins called Majid on July 15, 2005 and told him about the error in the dates. By contrast, plaintiffs assert that ADA Higgins first told Majid about the County’s error on August 15, 2005. (Compl. ¶ 124.) Subsequently, according to plaintiffs, Majid contacted Crews’ family later in the day on August 15, 2005 to determine Crews’ whereabouts on the actual date of the robbery and discovered that Crews had been detained at a County correctional facility from March 20, 2005 to March 31, 2005.
(Id.
¶¶ 128,134.) Plaintiffs allege that Majid called ADA Higgins on August 17, 2005 and told Higgins that Crews had been incarcerated at the time of the March 26 robbery, although Majid added that he had yet to confirm Crews’ incarceration through documentary evidence. (Compl.
Defendants dispute that Majid provided this alibi information in mid-August 2005 and, instead, contend that the County was first notified of Crews’ alibi on September 28, 2005. 1 On that date, Majid submitted a notice of alibi to the state court.
Certain other facts relating to when and if Crews’ alibi was relayed to defendants are not in dispute. First, it is undisputed that, by fax dated August 23, 2005, the County notified Majid that Crews’ case would be submitted to the grand jury and offered Crews the opportunity to testify before the grand jury. Although Majid received the grand jury notice after the date upon which plaintiffs allege that Majid knew of Crews’ alibi, Crews did not testify before the grand jury. (Compl. ¶¶ 141-42.) Subsequently, on September 8, 2005, the grand jury indicted Crews on charges of robbery in the second degree and robbery in the third degree. Second, it is undisputed that, on September 22, 2005, Crews was arraigned on the robbery charges in state court. Although the proceeding took place after the date upon which plaintiffs allege that, Majid knew of Crews’ alibi, Majid failed to inform the court that Crews had been incarcerated at the time of the March 26 robbery.
Crews was released from custody on September 29, 2005, the day after Majid submitted the notice of alibi to the Nassau County Court. The County dismissed the charges against Crews on October 17, 2005.
B. Procedural History
On May 25, 2006, plaintiffs filed the instant action. On September 5, 2006, the case was reassigned to the undersigned. On January 30, 2007,
On May 2, 2008, defendants filed the instant motion. Plaintiffs submitted their opposition on June 6, 2008. Majid and his firm also submitted a response in opposition to defendants’ motion on June 23, 2008, in which they also joined in the arguments set forth in plaintiffs’ opposition papers. Defendants then submitted a reply on June 24, 2008. On June 27, 2008, plaintiffs further joined in the arguments set forth in Majid and his firm’s opposition. The Court held oral argument on July 11, 2008. The parties submitted, at the request of the Court, further briefing on the issue of contribution with respect to the pendent state law claims, which was filed by the defendants and plaintiffs on July 25, 2008, and responded to by Majid and his firm on August 7, 2008. The Court has fully considered the submissions of the parties.
II. Standard Of Review
The procedural mechanism for impleader is Rule 14 of the Federal Rules of Civil Procedure.' Rule 14(a) allows a defending party’to implead a party “who is or may be liable to the third-party plaintiff for all or part of the plaintiffs claim against the third-party plaintiff.” Fed.R.Civ.P. 14(a). “Rule 14 provides a
procedural
mechanism
A defendant may file a third-party complaint, without leave of court, within 10 days after serving the answer; thereafter, however, the third-party plaintiff must obtain leave of court to implead another party. Fed.R.Civ.P. 14(a). The decision to permit interpleader is within the discretion of the court.
Olympic Corp. v. Societe Generate,
Specifically, in determining whether to allow the filing of a third-party complaint, the Court may consider the following factors: “(1) whether the movant deliberately delayed or was derelict in filing the motion; (2) whether impleading would delay or unduly complicate the trial; (3) whether impleading would prejudice the third-party defendant; and (4) whether the proposed third-party complaint states a claim upon which relief can be granted.”
National Westminster Bank PLC v. Empire Energy Management Sys., Inc.,
No. 93 Civ. 5331(LMM),
III. Discussion
Again, Rule 14 provides only the procedural mechanism for impleader; the substantive merit of the action depends on the federal or state theory of contribution, indemnity or subrogation, or any other theory asserted in the third-party complaint.
LNC Invs., Inc.,
A. Negligence
Under New York law, a plaintiff must establish the following elements to prove negligence: (1) that a duty of care was owed by the defendant to the plaintiff; (2) that the defendant breached that duty; (3) that the defendant’s breach was a proximate cause of the plaintiffs injuries; and (4) that plaintiff was damaged.
See Van Nostrand v. Froehlich,
Indeed, “[wjithout a duty running directly to the injured person there can be no liability in damages, however careless the conduct or foreseeable the harm. While the Legislature can create a duty by statute, in most cases duty is defined by the courts, as a matter of policy.”
Lauer v. City of New York,
In seeking to assert a third-party complaint against Majid and his firm based on negligence, defendants argue that Majid and his firm owed the ADAs who were prosecuting Crews’ criminal case a duty of care because they had, or should have had, a reason to believe that the ADAs would rely upon Majid and his firm’s oral and written representations when determining whether or not to proceed with Crews’ prosecution. (Defendants’ Memorandum of Law, at 3.) However, defendants do not point to any statute or case creating such a duty upon a criminal defense attorney under these circumstances. 2
Rather, relevant decisions by New York courts make abundantly clear that an attorney does not owe a duty of care to an adversary. Indeed, courts have consistently acknowledged “the well-settled principle that an attorney for one party to litigation is not liable, as a matter of law, for the negligence of the opposing party’s attorney.”
Aglira v. Julien & Schlesinger, P.C.,
In this case, the allegations contained in the complaint and proposed third-party complaint state that Majid and his firm acted as counsel for Crews in the underlying criminal action. As such, Majid and his firm owed a duty of reasonable care only to Crews and owed no duty of care to the ADAs prosecuting Crews’ case.
Accord Aglira,
Therefore, as stated
supra
and contrary to defendants’ assertions, “[a]n attorney does not owe a duty of care to his adversary or one with whom he is not in privity.”
Aglira,
This exception is construed narrowly, however, because “our courts have not extended liability in situations where the negligence caused injury to a third party with whom there was no privity.”
Federal Ins. Co. v. North Am. Specialty Ins. Co.,
Defendants argue that the application of this exception is warranted here. However, the Court finds that no relationship between the ADAs and Majid and his firm as one “approaching privity” is even arguably alleged here. Tellingly, defendants can point to no case imposing a duty of care in a similar context, and the cases cited as support for their motion are simply inapposite. This is not a case of misrepresentations relied upon in an opinion letter, as in
Prudential'
or in
Vereins-Und Westbank AG v. Carter,
In sum, the Court denies defendants’ motion for leave to file a third party complaint to assert a claim of negligence against Majid and his law firm. Because the Court finds Majid and his firm did not owe defendants a duty of care, defendants, as third-party plaintiffs, cannot assert a negligence claim against Majid or his firm as a matter of law.
See Gaddy v. Eisenpress,
B. Contribution
1. Section. 1983
With respect to defendants’ claim for contribution against Majid and his firm
The three-step analysis under Section 1988 is summarized as follows:
Section 1988 therefore requires courts first to determine whether ‘suitable’ federal law exists. If it does not, the relevant state law must be compared with principles underlying Sections 1983 and 1988. “If there is no inconsistency between these two bodies of law, the state law solution to the problem will be applied. If there is an inconsistency, the state law must be rejected, and this court must fashion an appropriate remedy to carry out the congressional purposes behind the civil rights legislation.”
Mason,
First, it is clear that, as an initial matter, federal law does not provide a basis for contribution for liability under Section 1983. As stated
supra,
the language of the statute itself provides no basis for a right of contribution.
Accord Carrion v. The City of New York,
No. 01 Civ. 2255 (LAKDF),
Indeed, this interpretation of Section 1983 is consistent with the idea that contribution rights should not be read into federal statutes to protect the persons regulated by the statute, at the expense of the persons protected by the statute.
See Northwest Airlines, Inc.,
Looking beyond the availability of an express or implied right of contribution provided within the statute, the Court further notes that although “a cause of action for contribution may have become a part of the federal common law through the exercise of judicial power to fashion appropriate remedies for unlawful conduct,”
Northwest Airlines,
Thus, the Court turns to the possible application of contribution rights provided by state law. Indeed, “[a]t common law there was no right to contribution among joint tortfeasors. In most American jurisdictions, however, that rule has been changed either by statute or by judicial decision.”
Northwest Airlines,
Continuing with the analysis, the Court next asks whether this right of contribution among tortfeasors under New York law is consistent with the policies behind
In light of this authority, there is no need for the Court to fashion a remedy for contribution at federal common law. The Supreme Court has stated that “absent some congressional authorization to formulate substantive rules of decision, federal common law exists only in such narrow areas as those concerned with the rights and obligations of the United States, interstate and international disputes implicating the conflicting rights of States or our relations with foreign nations, and admiralty cases.”
Texas Industries, Inc.,
This is especially true where, as here, the third party from whom contribution is sought is not directly sued by the plaintiff and presumably had no personal involvement in the alleged constitutional violation.
See Koch,
In sum, although there is no binding precedent on the issue, this Court agrees with the clear majority of courts that, in general, permitting a right of contribution under Section 1983 would conflict with the policies underlying the statute and is, therefore, inapplicable , to defendants in Section 1983 actions. More importantly, it is inconsistent with federal law where the potential third-party defendants have no personal involvement in the alleged constitutional violation. Accordingly, because as a matter of law there is no contribution claim for Section 1983 liability, the Court denies defendants’ motion to implead Majid and his firm to add such a third-party claim. 6
Although the Court has concluded that the defendants’ motion to implead Majid and his firm to file negligence and Section 1983 contribution claims should be denied because such claims fail as a matter of law in this case, the Court also must examine (1) whether a contribution claim could exist against Majid and his firm with respect to the separate, pendent state law claims that Crews has asserted, and (2) if so, whether the Court should permit that claim to be impleaded into this lawsuit under the other Rule 14(a) factors. Specifically, in his complaint, Crews asserts the following state law claims against the defendants: (1) assault; (2) battery; (3) unlawful imprisonment; (4) outrageous conduct / intentional infliction of emotional distress; (5) negligent infliction of emotional distress; (6) malicious prosecution; (7) abuse of process; and (8) intentional/reckless supervisory misconduct. Defendants argue that, if plaintiffs are able to recover on any of these state law claims against the defendants, based on Crews’ alleged unjustified incarceration and other damages, the defendants should be able to seek contribution from Majid and his firm because, according to defendants, their alleged negligent acts in failing to advise the prosecutors or the court of an irrefutable alibi contributed to any such injuries. In other words, defendants are, in essence, asserting that the tort of legal malpractice by Majid and his firm (even though not asserted by Crews) allows for a contribution claim by defendants for any injuries simultaneously caused by their torts relating to, among other things, false imprisonment and malicious prosecution under state law.
As set forth below, it is questionable under New York law whether, where County defendants are alleged to have committed torts against an individual arising from an arrest and prosecution, such County defendants could assert a contribution claim against the individual’s criminal defense attorney arising from the attorney’s alleged malpractice. Moreover, even assuming arguendo such a cause of action could exist, the Court concludes that, after a careful analysis of all of the factors under Rule 14(a), impleading any such claim into this case is not warranted because it will lead to potential delay, confusion, complication of legal and factual issues, and potential prejudice to plaintiffs.
(1) New York Law of Contribution
“The source of a right of contribution under state law must be an obligation imposed by state law.”
LNC Invs., Inc.,
two or more persons who are subject to liability for damages for the same personal injury, injury to property or wrongful death, may claim contribution among them whether or not an action has been brought or a judgment has been rendered against the person from whom contribution is sought.
N.Y. Civ. Prac. L. & R. § 1401. “An action for contribution may be maintained between ‘concurrent, successive, independent, alternative, and even intentional tortfeasors,’ Boa
rd of Ed. v. Sargent, Webster, Crenshaw & Folley,
Defendants seek to implead Majid for contribution on the state law claims, based on the theory that Majid is liable to Crews for attorney malpractice. As an initial matter, legal malpractice, a species of negligence, is the appropriate
(2) Application
As a threshold matter, it is entirely unclear whether any contribution claim could exist in the instant case under New York
The Court recognizes that it is well-settled under New York law that “contribution is available whether or not the culpable parties are allegedly liable for the injury under the same or different theories.”
Raquet,
However, there is substantial doubt under New York law over whether, under the circumstances of this case, the purported tort of malpractice of a criminal defense attorney could be found to cause the “same injury” to his client as that of the County defendants, who are alleged to have wrongfully arrested and maliciously prosecuted the client.
See Nassau Roofing & Sheet Metal Co.,
In the instant case, Crews alleges that the County defendants committed various state law torts against him by arresting him without probable cause and indicting him, even though they allegedly knew for weeks before the indictment that he was innocent of the robbery. The County defendants assert that Majid committed legal malpractice by, among other things, failing to properly protect his client’s rights during the pendency of the judicial proceedings relating to the arrest and indictment. Thus, the analysis in the above-referenced New York cases would suggest that no contribution claim could exist under Section 1401 given those allegations, because the injury allegedly caused by Majid’s malpractice — namely, the loss of certain legal rights in connection with the judicial proceedings — is not the same injury as the one allegedly caused by the County defendants in connection with the arrest and indictment, even if some of the damages might be the same.
That conclusion under New York law would be consistent with cases outside New York which have found no such cause of action under analogous state contribution provisions or the common-law right to contribution.
See, e.g., Biberdorf v. Oregon,
Although this Court’s analysis of above-referenced applicable New York law suggests that the County Defendants have no contribution claim under Section 1401, there is no New York case squarely addressing this issue, and some analogous cases (although not exactly on point) would appear to provide support for the County defendants’ position.
See, e.g., Comi v. Breslin & Breslin,
However, the Court need not settle this unresolved state law issue in connection with this lawsuit because, even assuming
arguendo
that a contribution right existed under state law, the Court concludes, after a careful analysis of all of the Rule 14(a) factors for an impleader motion, that the motion should be denied because of the clear potential for, among other things, delay, confusion, and potential prejudice if the third-party contribu
Other courts have reached the same conclusion under similar circumstances. For example, in
Valdez v. Farmington,
[The third-party defendant’s] presence as a party is not necessary to enabledefendants to assert that it was her actions, and not those of the defendants, which proximately caused plaintiffs injuries. Defendants will not be prejudiced substantially if the Court refuses to allow this third-party action. Defendants will remain free to institute a separate action for contribution or for indemnity against [the third-party defendant] should a judgment be entered against them in the present action. Defendants may then address directly, which they have not done in either of their impleader motions in this cause, the difficult question of whether they may seek contribution or indemnity in the context of a civil rights action.
In the present case, the possibility exists of unnecessary confusion, complication of the issues, prejudice to the plaintiff, expense, and delay if the motion to implead [the third-party defendant] were granted. The claims upon which the third-party complaint is based are questionable. Considerations of judicial economy and of avoiding circuity and duplication of action do not outweigh the countervailing considerations inherent in permitting this third-party complaint to proceed.
Valdez,
IV. Conclusion
For the foregoing reasons, defendants’ motion to implead and bring a third-party complaint against Majid and Majid’s firm, Majid & Associates, is denied.
SO ORDERED.
Notes
. Although the parties dispute when Majid told defendants about Crews’ alibi, it is undisputed that Crews was detained in a County correctional facility during late March 2005, and thus could not have participated in the robbery that he was originally charged with taking part in.
. For example, by attempting to bring a common law negligence claim, defendants do not contend that Majid and his law firm acted in violation of N.Y. Jud. Law § 487, which allows for civil actions arising from deceit or collusion in judicial proceedings. “Section 487 claims have been routinely upheld when brought against an adversary’s counsel.”
Trepel v. Dippold,
No. 04 Civ. 8310(DLC),
. As the Fifth Circuit has observed,
"Miller
is of questionable precedential value because in 1981 the Supreme Court decided two important contribution cases.”
Harris v. Angelina County, Texas,
. Section 1988 provides in relevant part:
The jurisdiction in civil and criminal matters conferred on the district courts by the provisions of titles 13, 24, and 70 of the Revised Statutes for the protection of all persons in the United States in their civil rights, and for their vindication, shall be exercised and enforced in conformity with the laws of the United States, so far as such laws are suitable' to carry the same into effect; but in all cases where they are not adapted to the object, or are deficient in the provisions necessary to furnish suitable remedies and punish offenses against law, the common law, as modified and changed by the constitution and statutes of the State wherein the court having jurisdiction of such civil or criminal cause is held, so far as the same is not inconsistent with the Constitution and laws of the United States, shall be extended to and govern the said courts in the trial and disposition of the cause, and, if it is of a criminal nature, in the infliction of punishment on the party found guilty.
42 U.S.C. § 1988(a).
. Section 1988 was not relevant to the Supreme Court’s analyses in either
Northwest Airlines
or
Texas Industries,
but this Court nevertheless finds those cases instructive here.
See Gray,
. The Court notes that, even assuming arguendo that a third-party negligence claim or contribution claim could plausibly exist in this case under Section 1983 (which it does not), the Court would still deny the motion to implead because of the other factors identified in connection with the pendent state law claims infra.
. In supplemental briefing that the Court requested after oral argument, plaintiffs (and Majid in a separate letter) both argue that no legal malpractice claim by Crews can exist against Mr. Majid as a matter of New York law because Crews was never convicted.
See
Letter of Plaintiffs’ Counsel, dated July 25, 2008, at 2 ("Because Majid successfully represented and defended Raheem Crews against the purposefully falsified criminal charges he faced, there is no conviction which may now be challenged. Thus, Majid is not, and cannot be a tortfeasor”); Letter of Mr. Majid, dated August 6, 2008, at 1 ("pursuant to New York State law, the plaintiff cannot allege any legal malpractice against me as the prerequisite to any such claim would be his conviction on the charges which were filed against him by the defendants.”). That contention is simply incorrect. The Court recognizes well-settled New York case authority that a conviction precludes a cause of action by a plaintiff for legal malpractice arising from negligent representation in a criminal proceeding, because the conviction deprives plaintiff of a colorable claim of innocence that would be necessary to establish proximate causation in a malpractice action.
See Britt v. Legal Aid Society, Inc.,
