Lead Opinion
Opinion by Judge FERNANDEZ; Concurrence by Judge TASHIMA.
Publishers, vendors, and one consumer of adult-oriented publications appeal the district court’s order holding constitutional a California statute that bans the sale of “harmful matter” in unsupervised sidewalk vending machines. They contend that the statute is facially invalid because it discriminates against the sale of certain publications on the basis of content without being narrowly tailored to achieve a compelling state interest. We affirm.
BACKGROUND
On January 1, 1995, California banned the sale of certain “harmful matter” in public
Any person who knowingly displays, sells, or offers to sell in any coin-operated vending machine that is not supervised by an adult and that is located in a public place, other than a public place from which minors are excluded, any harmful matter, as defined in subdivision (a) of Section 313, shall be punished as specified in Section 313.4.
Section 313(a) defines “harmful matter” as:
matter, taken as a whole, which to the average person, applying contemporary statewide standards, appeals to the prurient interest, and is matter which, taken as a whole, depicts or describes in a patently offensive way sexual conduct and which, taken as a whole, lacks serious literary, artistic, political, or scientific value for minors.
The statute also provides certain defenses to the crime described in 313.1(e)(2).
The constitutionality of the statute was challenged by Bryan Crawford and Jim At-well, who operate a partnership known as Advanced Publications which produces The Sun; ISG Communications, Inc., which produces New Reality and Hollywood Play-dates; Bold Type, Inc., which produces Spectator; Wayne Berry, who operates ZAP Distributors, a newsraek company; and Lisa Lascody, who is a consumer.
On December 19, 1994, the district court granted a temporary restraining order against the enforcement of the statute and an order to show cause why a preliminary injunction should not issue. Then, on January 6, 1995, the district court issued a preliminary injunction restraining enforcement of the statute pending trial.
After trial, however, the district court concluded that the statute was not content-based and upheld it as constitutional. In finding the statute to be content-neutral, the court did not provide any explicit explanation, but did cite Young v. American Mini Theatres, Inc.,
JURISDICTION and STANDARDS OF REVIEW
The district court had jurisdiction pursuant to 28 U.S.C. §§ 1331, 1343(a)(3). We have jurisdiction pursuant to 28 U.S.C. § 1291.
We review the district court’s ruling on a challenge to the constitutionality of a state statute de novo. NCAA v. Miller,
DISCUSSION
I. First Amendment
Crawford contends that the statute violates the First Amendment right to free expression because it limits access to a forum based on the content of the message. In assessing the constitutionality of a regulation that limits the time, place, or manner of speech, we must determine whether the statute is content-neutral or content-based. See Tollis, Inc. v. San Bernardino County,
1. Content-Based Regulation
The “principal inquiry” in determining whether a regulation is content-neutral or content-based “is whether the government has adopted [the] regulation ... because of [agreement or] disagreement with the message it conveys.” Turner Broadcasting System, Inc. v. FCC, - U.S. -, -,
That the statute affects publications solely on the basis of content, however, is not quite
The Supreme Court has defined secondary effects as being correlated with, but not directly a consequence of, the impact of the speech. See Ward v. Rock Against Racism, 491 U.S. 781, 791,
Section 313.1(c)(2), however, is not designed to remedy potential secondary effects of the “harmful matter.” The statute is based only on the State’s determination that reading the materials at issue will be “harmful” to minors. The statute, therefore, does not focus on the secondary impact of the speech, but rather on the direct impact of the speech on part of its potential audience. The statute is designed to prevent the materials from provoking harmful reactions in minor readers. That justification does not fall within the parameters of the secondary effects doctrine. As the Court has explained:
Regulations that focus on the direct impact of speech on its audience present a different situation. Listeners’ reactions to speech are not the type of “secondary effects” we referred to in Renton. To take an example factually close to Renton, if the ordinance there was justified by the city’s desire to prevent the psychological damage it felt was associated with viewing adult movies, then analysis of the measure as a content-based statute would have been appropriate.
Boos,
2. Strict Scrutiny
Content-based regulations are presumptively -unconstitutional. R.A.V. v. City of St. Paul,
There is no dispute that the aim of the statute is to shield minors from the influence of adult-oriented literature by limiting minors’ access to the publications. The Court has recognized that there is “a compelling interest in protecting the physical and psychological well-being of children” and that “[t]his interest extends to shielding minors from the influence of literature that is not obscene by adult standards.” Sable Communications,
Crawford asserts that the State has failed to show that the means used were the least restrictive. The resolution of that issue is made somewhat more difficult because, as Crawford points out, the California legislature did not make any specific findings. Crawford suggests that it must. We disagree. Although the courts have been less than pellucid when handling the narrowness issue, they have never said that the legislature must make findings. Findings, or evidence presented at trial, will be helpful and may even be a desideratum. Their absence can make it much more difficult to determine whether a proposed means is, or is not, the least restrictive. But even in the absence of findings or specific evidence, courts can and will rely on common sense, other statutes, and other cases when it becomes time to consider claims in this area.
We agree that if a plaintiff or the court can imagine and allude to other means, the state has the ultimate burden of showing that the means in question are not effective. See, e.g., Clark v. Community for Creative Non-Violence,
In City of Renton, for example, the City had not relied upon studies that considered conditions within its borders. However, it had relied upon studies in another city which were summarized in another case. The Supreme Court found that to be sufficient. See
Of course, when past history and our common sense indicate that some particular exercise of First Amendment rights does not pose any particular danger, or that a restriction is inappropriate, we have required evidence to demonstrate the contrary. See, e.g., Wileman Bros. & Elliott, Inc. v. Espy,
In the ease at hand, the legislation on its face appears to be minimally restrictive if its ends are to be accomplished at all. In fact, it goes to great lengths to spell out ways that will keep children out of the materials in question, while still allowing access to adults. In fashioning the newsrack statute, California balanced the competing interests of protecting children from the harmful effects of consuming adult-oriented newspapers with the interest of adults in having access to those materials. Cf. Alliance for Community Media v. FCC,
Given the unusually easy availability of materials in these unsupervised newsracks, we find it difficult to see how the State could have fashioned a statute that accomplished its goals while leaving the newsracks themselves untouched. No less burdensome means has been suggested which would still effectuate the goals for which the statute was designed. Crawford suggests the alternatives of placing warning labels on the news-racks, and banning the sale of adult-oriented newspapers within a reasonable distance from schools. Those solutions, however, would not succeed in eliminating or even
Placing warning labels might deter some children, but would certainly not deter (and could even attract) the bulk of them. Although the State presented no evidence to that effect, we hardly think that evidence is required. A person who purchases from a newsraek is perfectly anonymous. It borders on the absurd to say that a youngster would be deterred by an announcement which said something like “[This publication] is highly explicit and is intended for adults over the age of 21 only.” As a California Court of Appeal has said in a similar context, “This, of course, assumes ... that the minor will heed the warning. We cannot indulge this assumption.” Berry,
Geographic restrictions are no more efficacious. Placing newspaper racks away from schools would at best force children to go somewhat out of their way to obtain illicit materials. Indeed, the assumption that children are only to be found around schools or at home is ludicrous in today’s society, and it is questionable that it even had much validity in less “sophisticated” times than these. Nor would it help to place the racks in a less frequented area or in an area frequented by those who like adult-oriented materials. Today’s children, at least in California, are very mobile. The less frequented the area is, the more anonymous these already very anonymous purchases can become. For a child, who might not want to be seen by another’s prying eyes, the publications would become even more attractive if they were away from ordinary neighborhoods and school zones. In that regard, it is interesting to note that the California legislature was aware of an instance where a geographic restriction was attempted by a California city. The city’s attempt failed in part because, as a California Court of Appeal said:
Additionally, the relationship between the ordinance and the asserted governmental interest is so tenuous as to fall short of constitutional sufficiency.... The ordinance merely moves the newsracks away from residential areas. Any determined teenager can seek out the relocated newsracks. As Sebago points out, it is just as likely, if not more likely, that a minor will purchase an adult newspaper from a newsraek far away from the watchful eyes of parents and neighbors.
Sebago,
No doubt the legislature relied upon that wise analysis.
Moreover, the statute is not prohibitively invasive of any adult’s interest in obtaining the materials. The statute provides two defenses which allow for the retention of news-racks; and, although those defenses may impose some economic burden, they do enable the publishers to continue distributing their publications on streets. Also, the publications can be made available through other distributors if the price and salability of the publications make them profitable. See Denver Area, - U.S. at -,
The harm in question here is obvious, and Crawford points to no other viable method to avoid it. Given Crawford’s interest in suggesting other possibilities and the fact that we cannot imagine others ourselves, we are satisfied that the statute is narrowly tailored to protect children without depriving adults.
II. The Preliminary Injunction
Lungren argues that the district court erred when it ordered the California Attorney General to immediately notify all district attorneys and sheriffs to obey the preliminary injunction which it had issued. The injunction did not name them, but the court decided that they were required to obey it anyway and that Lungren had authority over them. Lungren asserts that the district court erred because the Attorney General lacked the power to direct local officials to obey the order. We, however, lack the authority to make that determination because the preliminary injunction is no longer in force. We can offer no remedy; the issue is moot. See American Casualty Co. v. Baker,
CONCLUSION
We came upon this case at the confluence of two streams of concern which flow through our polity — our concern for the protection of our First Amendment freedoms and our concern for the protection of our children. At such a confluence, we expect to hear a roar rather than a purr. So it is here. But although the confluence may be roily, the answers to the issues presented by this case are not wholly obscure.
The State’s compelling need to protect children from these publications has been satisfied by the use of a statute which accomplishes the purpose with a precision that protects our First Amendment interests. Neither concern has been sacrificed to the needs of the other. In fine, the statute withstands the attacks made upon it today.
AFFIRMED.
Notes
. Those defenses are described in Cal.Penal Code § 313.1(h) as follows:
It shall be a defense in any prosecution for a violation of paragraph (2) of subdivision (c) that the defendant has taken either of the following measures to restrict access to the harmful matter by persons under 18 years of age: (1) Required the person receiving the harmful matter to use an authorized access or identification card to the vending machine after taking reasonable measures to ascertain that the applicant was 18 years of age or older and has established a procedure to immediately cancel the card of any person after receiving notice, in writing or by telephone, that the code has been lost, stolen, or used by persons under the age of 18 years or that the card is no longer desired.
(2) Required the person receiving the harmful matter to use a token in order to utilize the vending machine after taking reasonable measures to ascertain that the person was 18 years of age or older.
. They will be collectively referred to as Crawford.
. They did not challenge the definition of "harmful matter” in § 313(a) nor did they assert that their publications are not harmful matter. The publications in question do contain a large quantity of highly sexually oriented pictorial and written matter which is not, however, obscene. We will sometimes refer to them as adult-oriented.
. Those sued and restrained were Daniel E. Lun-gren, the Attorney General of the State of California, and a number of officials of local California entities. They are collectively referred to as Lun-gren.
. No doubt the legislature also recognized that the analysis was suggested by a plaintiff, who wished to have the ordinance stricken. Interestingly enough, plaintiffs in this case raise the geographical issue as a method of striking this legislation, but for the opposite reason.
. Crawford additionally argues that the statute violates the First Amendment because it lacks a requirement that the seller have knowledge that the materials sold are "harmful." However, this ground was not argued to the district court. We decline Crawford’s invitation to consider the argument for the first time on appeal. See International Union of Bricklayers & Allied Craftsman Local Union No. 20 v. Martin Jaska, Inc.,
Concurrence Opinion
concurring:
I concur in the result and concur generally in the reasoning employed to reach it. I write separately only to add one observation. In the sensitive area of First Amendment strict scrutiny, contrary to the teaching of all conventional wisdom on the scope of judicial review, judges sometimes are required to rely “on their own instinct or experience,” Geary v. Renne,
As our opinion points out, the law does not require, and this record does not provide, any evidence that less restrictive means are unavailable to meet the perceived problem of newsrack purchases of adult literature by minors. Thus, our judgment that no less restrictive means is available to achieve that compelling interest, despite the absence of any evidence in the record to support that “finding,” is truly instinctive and experiential. We acknowledge as much by our references to our own judgment on this score as “common sense” or “a value judgment” or as compelled because “we cannot imagine” otherwise.
I hesitate to add, however, that legislatures should be mindful that they ought not be content always to rely on the instinct and experience of judges to come to the same
