OPINION and ORDER
INTRODUCTION
Plaintiff and Counterdefendant, Roger R. Crane, Jr.
(“Crane” or “Plaintiff’), filed this action against Defendant and Counterclaimant, Poetic Products Limited (“PPL” or “Defendant”), seeking a declaratory judgment that his play,
The Last Confession,
does not infringe the copyright of Defendant’s
BACKGROUND
Plaintiff Roger R. Crane, Jr., is an attorney who resides and practices law in New York. Crane is the author and U.S. copyright owner of The Last Confession (“The Last Confession” or “TLC’). (Compl. ¶ 5.) The Last Confession is a fictional two-act play based on the historic events surrounding the succession and death of Pope John Paul I. The play’s protagonist, Cardinal Giovanni Benelli, tells the story of John Paul I’s election as Pope, his time in the Vatican, his death, and the aftermath of that death in a series of flashbacks. TLC’s content is comprised of dialogue and stage directions. The synopsis on the back cover describes TLC as a “gripping thriller [that] goes behind the scenes at the Vatican, uncovering the bitter rivalries, the political maneuverings and the unspoken crises of faith that surrounded the death of ‘the Smiling Pope.’ ”
Defendant Poetic Products Limited is a private company incorporated under the laws of England and Wales. Defendant owns the U.S. and U.K. copyrights of In God’s Name: An Investigation into the Murder of Pope John Paul I (“In God’s Name” or “IGN’), authored by David A. Yallop. (Defendant’s Answer, Counterclaims, and Demand for a Jury Trial (“Def. Answer”) ¶¶ 2, 6-7.) In God’s Name is a factual investigation of the circumstances surrounding the death of Pope John Paul I in 1978. The book contains biographical details of the Pope’s life, as well as extensive documentation of the financial and political corruption that plagued the Vatican in the 1970s. The synopsis on the back cover describes IGN as a “classic work of investigative writing .... ” Yallop describes the book as “the product of nearly three years’ intensive research,” and states that “all the information, all the details, all the facts, have been checked and double checked to the extent multiple sources were available.” IGN, at xv, xvii. After an examination of the historic al facts and circumstances surrounding Pope John I’s birth, rise to power, brief tenure as Pope, death, and the aftermath of his death, Yallop concludes that that a faction of powerful men both inside and outside of the Vatican conspired to murder Pope John Paul I. Id. at 248-304.
DISCUSSION
I. Summary Judgment Standard
A court may grant summary judgment only if “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c). The moving party must “demonstrate the absence of a genuine issue of material fact.”
Celotex Corp. v. Catrett,
II. U.S. Copyright Infringement
A. Facts vs. theories
Ordinary historical facts and events are not protectable elements under the Copyright Act.
See Rosemont Enters., Inc. v. Random House, Inc.,
Hoehling,
however, must be read alongside
Feist Publications, Inc. v. Rural Telephone Service Co.,
As applied here, Hoehling and Feist result in the following conclusion: the theory that Pope John Paul I was murdered and the facts surrounding his death are not protectable elements of In God’s Name under the Copyright Act, but IGN’s expression of that theory and surrounding facts — its selection, coordination, and arrangement of its theories and facts — is protectable. 1 To determine whether PPL’s copyright to IGN’s expression has been infringed by The Last Confession, the Court must decide whether The Last Confession is substantially similar to the protectable elements of IGN.
B. Substantial similarity test
To establish copyright infringement, a party must show (1) ownership of a valid copyright and (2) copying of constituent elements of the work that are original.
See Feist,
In general, the question of substantial similarity is a close question of fact; therefore, “summary judgment has traditionally been frowned upon in copyright litigation.”
Hoehling,
The law in this Circuit is clear that the substantial similarity must be between protectable elements.
Williams,
1. No substantial similarity exists between The Last Confession and the protectable elements of In God’s Name
a. Specific claims of similarity of selection, coordination, and arrangement of expression
PPL has extensively documented its claims of alleged infringement with line-by-line comparisons of quoted passages of IGN with dialogue from TLC. (Yallop Deck, Exs. 4-5.) Upon careful review of the entirety of PPL’s line-by-line comparisons, the following seven examples are representative of, and are the strongest of, PPL’s claims.
All but one of these examples fail to show that the selected dialogue from The Last Confession is substantially similar to the selection, coordination, and arrangement of facts in In God’s Name. The Court will discuss each example in turn.
In Example 1, the use of the same English translation of a book title (“illustrious”) to describe a book and the same order of names (“Mark Twain, Jules Verne”) does not result in substantially similar coordination of facts. The sharing of a similar viewpoint by IGN s author (“The book is a delight”) and by a character in TLC (“I enjoyed your book”) are not substantially similar in expression, as the latter statement is an opinion by one of the play’s characters and the former is an opinion by the author in a non-fiction book.
In Example 2, TLC dramatizes IGNs description of Luciani’s refusal to own a boat and corresponding need to rely on the fire brigade’s boat to get around Venice. While this detail is indeed a vivid illustration of Luciani’s humility, it is a historical fact, and TLC’s dramatization of this fact, while somewhat similar to IGNs description, is not substantially similar, not least because TLC describes that fact through dialogue between two characters, rather than through historical narrative.
Example 3 presents a similar dramatization of a historical fact: Luciani’s open door policy towards former prostitutes, the disabled, and other forgotten citizens of Venice. TLC’s dramatization of the historical facts discussed in IGN is even less similar here than in Example 2, since the text of each is markedly different. TLC does contain two quotations that are taken directly from quoted statements by individuals in IGN (“These creatures do not understand” and “Yes: Jesus”), but these statements from IGN are presented as actual quotations by real people, and are therefore historical facts that are not protectable by copyright.
In Example 4, both IGN and TLC use the phrase “open the windows,” but the former work describes Pope John Paul I opening the windows of the Papal Apartments to let fresh air into the Catholic Church, while the latter work has a character employ that phrase to describe what Pope John Paul II and the Second Vatican Council had hoped to achieve. TLC’s use of a common metaphor to depict the hopes and actions of a different character can hardly be described as substantially similar to IGNs use of that phrase.
In Example 5,
TLC
excerpts extensively from an advertisement quoted and described in
IGN.
Plaintiff himself admits that “[t]he text of the CREP advertise
In Example 6, both IGN and TLC paraphrase a frequently quoted passage from the New Testament’s Book of Matthew: “And Jesus went into the temple of God, and cast out all them that sold and bought in the temple, and overthrew the tables of the moneychangers ....” Matthew 21:12. The quoted passages from IGN and TLC are both substantially similar to the original biblical quotation; therefore, the TLC passage cannot have infringed the copyright of IGN by paraphrasing the same Bible verse.
Example 7 provides the only conceivable instance of
TLC
using substantially similar expression to
IGN. TLC
has two characters refer to the presence of the Holy Spirit in the first conclave and the absence of the Holy Spirit in the second, in language that is virtually identical to expression in
IGN.
However, in light of the absence of any other such examples, such an “infinitesimal portion” of each work cannot be said to constitute copyright infringement.
See Gardner,
In assessing Example 7 and the works in general,
Tabachnik v. Dorsey
is instructive.
Tabachnik
concerned the alleged copyright infringement of the plaintiffs doctoral dissertation by the defendant’s book on the same historical subject. The Court found that “[although [defendant] does state some of the same facts as [plaintiff], he does so in his own distinct style and wording. It cannot be said that [defendant’s presentation is substantially similar to that of [plaintiff].”
Tabachnik,
When examining two works of fiction, courts in the Second Circuit will generally compare such elements as plot, theme, and total concept and feel.
See, e.g., Williams,
IGN is an investigation into the death of Pope John Paul I that uses facts to support the author’s theory that the Pope was murdered. The book also documents the Pope’s early life and rise through the ranks of the Roman Catholic Church, as well as the political and financial intrigues that surrounded the Church in the 1960s and 1970s. By contrast, TLC is a fictional two-act play that focuses on the immediate period before, during, and after Pope John Paul I’s death, as told through a series of flashbacks by the main character, Cardinal Benelli, to the Confessor, who subsequently turns out to be Pope John Paul II. The play does not conclude that John Paul I was murdered — the audience is left to draw its own conclusions.
To the extent that both works are about Pope John Paul I’s succession and death, such “basic plot ideas” are not protectable, even if they were not historical facts.
See Jones v. CBS, Inc.,
The Last Confession
also has several themes, most notably the tension between religious devotion and human ambition, as well as Cardinal Benelli’s loss of faith and ultimate redemption. Because it is a factual work,
In God’s Name’s
themes are more difficult to discern, although the book focuses primarily on the saint-like character of Pope John Paul I in contrast to the corrupt nature of his colleagues in the
C. Defendant’s alternative arguments
Defendant provides several examples of articles or interviews by third parties who assumed that
TLC
was based on
In God’s Name
and argues that these sources further support his copyright infringement claim.
(See
Yallop Decl. ¶¶ 45-49, Exs. 2-3.) This argument is meritless. First, only one of the examples provided actually states that
TLC
is based directly on
IGN,
but the author of the article offers no sources or other evidence for her statement. (S
ee
Yallop Decl., Ex. 3, at 3.) Second, the opinions of third parties in secondary materials are irrelevant, as “comparison of secondary or descriptive materials cannot prove substantial similarity under the copyright laws ... because the works themselves, not descriptions or impressions of them, are the real test for claims of infringement.”
Walker,
PPL also attempts to draw parallels to
Burgess v. Chase-Riboud,
In sum, the Court finds that no reasonable observer could find the two works substantially similar, and whatever similarities exist are trivial or concern non-copyrightable material. Accordingly, the Court holds that
The Last Confession
does not infringe the U.S. copyright of
In God’s Name
and therefore dismisses Defendant’s counterclaim of infringement.
2
With respect to Plaintiffs request for declaratory relief, the Court has discretion to grant such relief when it deems it appropriate.
III. U.K. Copyright Infringement
Plaintiff also seeks a declaratory judgment that
The Last Confession
does not infringe
In God’s
Name’s U.K. copyright. As noted above, the Court has discretion to award a declaratory judgment when it deems that such relief is appropriate.
See
28 U.S.C. § 2201(a);
Dow Jones & Co. v. Harrods Ltd.,
In this case, no foreign action has been brought, nor does Defendant make any counterclaims of U.K. copyright infringement in this forum. Granting equitable relief in the form of a declaratory judgment would thus not only offend international comity, it would be premature, regardless of any alleged similarities between the U.S. Copyright Act and the U.K. Copyright, Designs and Patent Act. For these reasons, the Court declines to grant a declaratory judgment that Plaintiff has not infringed Defendant’s U.K. copyrights.
IV. Unfair Competition
PPL’s second counterclaim is that Crane’s allegedly infringing conduct constitutes common law unfair competition under state law. Pursuant to Second Circuit law, the federal Copyright Act preempts a state law claim where (1) the particular work the claim is being applied to falls within the type of works protected by the Act (known as the “subject matter” requirement) and (2) the claim seeks to vindicate legal or equitable rights that are equivalent to one of the exclusive rights already protected by copyright law (known as the “general scope” requirement).
See Briarpatch Ltd., L.P. v. Phoenix Pictures, Inc.,
In this case, PPL’s unfair competition counterclaim meets the subject matter requirement, as it concerns a copyrighted book. It also satisfies the general scope requirement, as it is based solely on
CONCLUSION
For the reasons set forth above, Plaintiffs motion for summary judgment is granted with respect to U.S. copyright law and denied with respect to U.K. copyright law. Defendant’s U.S. copyright infringement and unfair competition counterclaims are dismissed. The Clerk of the Court is directed to close the case.
SO ORDERED.
Notes
.
Hoehling,
which was decided before
Feist,
did not address the selection and arrangement issue, except to note that a "verbatim reproduction of another work ... even in the realm of nonfiction, is actionable as copyright infringement.”
Hoehling,
. Because it finds that there was no copyright infringement, the Court does not address Plaintiff's possible defenses, including fair use.
