Elizabeth CRAIG, Brady Harper, Nu Lite Sales, LLC, a Utah limited liability company, Appellees, v. PROVO CITY, a municipal corporation, Appellant.
No. 20150531
Supreme Court of Utah.
Filed August 26, 2016
2016 UT 40 | 389 P.3d 423
Robert D. West, J. Brian Jones, Gary D. Millward, Provo, for appellant
Associate Chief Justice Lee authored the opinion of the Court, in which Chief Justice Durrant, Justice Himonas, and Justice Pearce joined.
On Certiorari to the Utah Court of Appeals
Associate Chief Justice Lee, opinion of the Court:
¶1 This is a tort suit under the Governmental Immunity Act,
¶2 The question presented concerns the interaction between the time-bar provision of the Governmental Immunity Act and the general Savings Statute. We consider, specifically, whether the Immunity Act forecloses the Savings Statute. We hold that it does. We interpret the Immunity Act as speaking comprehensively to the timing of a suit against a governmental entity, in a manner precluding operation of the Savings Statute.
I
¶3 The claims at issue in this case arise out of an alleged false arrest by Provo City police officers in January 2010. Provo police arrested Elizabeth Craig, Brady Harper, and Scott Lazerson for theft. The alleged theft was of personal care products of Provo‘s Nu Skin Enterprises, Inc. Craig, Harper, and Lazerson were suspected of acquiring products set aside for Nu Skin employees and selling them outside the Nu Skin distribution network for profit.
¶4 The three charged defendants claimed to have acquired the Nu Skin products in question lawfully. They insisted that Nu Skin employees had donated excess product to them for the benefit of a charity. Eventually, the criminal charges against Craig and Harper were dismissed, and this civil suit ensued.
¶5 In the civil suit, Craig and Harper, together with Nu Lite Sales, an entity they formed to facilitate their venture, claimed that Provo City had caused them to lose income and damaged their reputations. Craig, a former Miss Utah, alleged that media reports surrounding the arrest had harmed her business associations with Brigham Young University and Deseret Book, Inc. Craig, Harper, and Nu Lite asserted claims for malicious prosecution, conversion, and tortious interference with prospective business relations.
¶6 As required by the Governmental Immunity Act,
¶7 The plaintiffs nonetheless filed a second complaint, this time with the bond required by statute. Because this suit was filed outside the original one-year limitations period under the Governmental Immunity Act, Provo City moved to dismiss.
¶8 In response, the plaintiffs pointed to the Savings Statute in
¶9 The district court granted Provo City‘s motion to dismiss. It concluded that “[c]laims against governmental parties are comprehensively governed by” the Governmental Immunity Act. Order of Oct. 28, 2013 at 2-3. And because that Act “does not contain a savings provision,” the district court held that the plaintiffs’ claims were time-barred. Id. at 5. It accordingly entered an order dismissing the plaintiffs’ claims.
¶10 Plaintiffs appealed, and the court of appeals reversed. The court of appeals concluded that the Savings Statute was applicable and thus reversed the dismissal of the plaintiffs’ claims. Craig v. Provo City, 2015 UT App 145, ¶ 14, 352 P.3d 139. In so doing, the court of appeals acknowledged a provision in the Governmental Immunity Act describing that statute as the “single, comprehensive chapter govern[ing] all claims against governmental entities.” Id. ¶ 9 n.3 (quoting
¶11 With these examples in mind, the court of appeals reasoned that the Governmental Immunity Act cannot literally be an all-inclusive statement of all laws governing claims against the government. Instead, it characterized the Act as merely “complementary” to other laws like the Savings Statute. Id. ¶ 14.
¶12 In so concluding, the court of appeals asserted that the Savings Statute did not interfere with the “purpose” of the Governmental Immunity Act—to provide the government with notice sufficient to afford “the responsible public authorities an opportunity to pursue a proper and timely investigation of the merits of [the] claim.” Id. ¶ 12 (alteration in original) (quoting Shafer v. State, 2003 UT 44, ¶ 7, 79 P.3d 936). And it held the legislature to a requirement of a plain statement. Id. ¶ 13. Relying on Standard Federal Savings & Loan Association v. Kirkbride, 821 P.2d 1136, 1138 (Utah 1991), the court of appeals indicated that “[t]he relevant inquiry is whether the legislature made plain an intention” to foreclose the applicability of the Savings Statute to claims against the government. Craig, 2015 UT App 145, ¶ 13, 352 P.3d 139 (alteration in original). And because the legislature “certainly knows how to” make plain such an intention, yet failed to do so, the court of appeals declined to infer any such intent here. Id. (citation omitted). It accordingly held that “[t]he Savings Statute applies to claims filed against the government pursuant to” the Governmental Immunity Act “because, to the extent that they relate to one another, they are complementary.” Id. ¶ 14. Thus, because the plaintiffs’ claims were timely under the Savings Statute, the court of appeals reversed the decision granting Provo City‘s motion to dismiss.
¶13 Provo City filed a petition for certiorari, which we granted. Our review is de novo. See State v. Dean, 2004 UT 63, ¶ 7, 95 P.3d 276 (noting that “we review the court of appeals’ decision for correctness,” but that “[t]he correctness of the court of appeals’ decision turns on whether the court correctly reviewed the trial court‘s decision under the appropriate standard of review“); State v. Ririe, 2015 UT 37, ¶ 5, 345 P.3d 1261 (“We review the district court‘s decision on a motion to dismiss de novo, yielding no deference to its analysis.“).
II
¶14 Our law has long embraced a general principle of governmental immunity. The concept has deep roots in the common law. But the common law doctrine was overtaken
¶15 This “comprehensive” statute “governs all claims against governmental entities or against their employees or agents arising out of the performance of the employee‘s duties, within the scope of employment, or under color of authority.”
¶16 These latter provisions are the ones at issue here. They provide that any claim against a governmental entity or employee is “barred” unless a notice of claim is filed with the governmental entity in the manner prescribed by statute “within one year after the claim arises.”
¶17 In this case, we are asked to decide whether these provisions are exclusive. The specific question presented is whether the time-bar provisions of the Governmental Immunity Act foreclose the applicability of the so-called Savings Statute,
¶18 We interpret the Governmental Immunity Act to foreclose the applicability of the Savings Statute, and accordingly reverse the decision of the court of appeals. First, we set forth our understanding of the text and structure of the Governmental Immunity Act, explaining the basis for our conclusion that the Act speaks comprehensively on the procedure and requisite timing of a claim filed against the government, in a manner foreclosing the applicability of the Savings Statute. Second, we respond to two specific points in the court of appeals’ analysis—the notion that the Savings Statute can be applied without undermining the “purpose” of the Governmental Immunity Act, and the purported requirement of a “plain statement” of the legislature‘s intent to foreclose the Savings Statute.
A
¶19 The question presented is a matter of statutory interpretation. This one falls at the intersection of two different statutes—the Governmental Immunity Act and the Savings Statute. We are asked here to decide whether the former forecloses the latter. To answer that question, we must begin by examining the statutory text. See Graves v. N.E. Servs., Inc., 2015 UT 28, ¶ 67, 345 P.3d 619.
¶20 In the court of appeals and again in this court, the parties’ briefs have focused on some specific text that appears in an introductory provision of the Governmental Immunity Act—in a clause that says that “[t]his single, comprehensive chapter governs all claims against governmental entities.”
¶21 The court of appeals agreed with the plaintiffs. It insisted that “the ordinary meaning of the word ‘comprehensive’ allows for something less than complete coverage.” Craig v. Provo City, 2015 UT App 145, ¶ 10, 352 P.3d 139. And it also rejected the all-encompassing notion of comprehensive on the ground that this view would lead to an absurdity—the conclusion that an all-encompassing Governmental Immunity Act would foreclose the Utah Rules of Evidence and substantive law on the elements of a plaintiff‘s claims against the government, since such laws are not expressly endorsed in the statute. Id. ¶ 11.
¶22 Yet the parties’ all-or-nothing positions overlook the possibility of a middle position—a statute that is all-encompassing on the matters that it regulates, but that may be supplemented by other provisions of law in areas that it does not address. And we view the statute as embracing this middle view. Thus, we agree with the plaintiffs and the court of appeals that the Governmental Immunity Act is not literally all-encompassing; it cannot be understood to prescribe each and every law of relevance to any claim against the government. But that does not mean that the Act is not all-encompassing on the matters that it regulates in comprehensive detail—as to the actions for which the government has waived its immunity, and the manner and means by which a plaintiff may pierce through such immunity. And on those matters, we construe the Governmental Immunity Act as speaking comprehensively in the sense of foreclosing the application of other laws regulating claims against nongovernmental parties.
¶23 The Act speaks in careful detail on the manner of filing a notice of claim with a governmental entity, see
¶24 This conclusion is consistent with our recent holding in Peak Alarm Co. v. Werner, 2013 UT 8, 297 P.3d 592. In Peak Alarm the plaintiffs asserted false arrest and defamation claims against a government entity. Such claims were timely under the Governmental Immunity Act, but untimely under the statutes of limitations that apply generally to false arrest and defamation claims. And we held that the limitation provisions of the Governmental Immunity Act controlled. Describing that limitations “scheme” as “comprehensive,” we concluded that it “replaces the limitations period for claims against private actors contained within Title 78B.” Id. ¶ 26.
¶25 As the court of appeals noted in this case, Peak Alarm “did not consider whether a plaintiff may commence a new action where the initial action, filed within the . . . limitations period” set forth in the Governmental Immunity Act, “is dismissed for reasons other than on the merits after the limitations period has lapsed.” Craig, 2015 UT App 145, ¶ 8, 352 P.3d 139. And in that sense it is true that “the issue in this case falls outside the scope of Peak Alarm‘s holding.” Id. But our
¶26 We reach the same conclusion here as to the savings provision in
B
¶27 The court of appeals rejected the above approach on two additional grounds. We respond to each of them here.
1
¶28 The court of appeals concluded that the “primary purpose” of the Governmental Immunity Act could be “satisfied” despite application of the Savings Statute. Craig, 2015 UT App 145, ¶ 12, 352 P.3d 139. The statutory “purpose” identified by the court of appeals was that of affording the government notice and an opportunity to “pursue a proper and timely investigation of the merits of [the] claim.” Id. (alteration in original) (citation omitted). And because that purpose was not undermined by the revival of a claim that was filed initially in accordance with the Immunity Act‘s timing requirements, the court of appeals reasoned that such revival was compatible with “the statute as a whole.” Id.
¶29 We reject this approach on grounds explained in a number of our recent decisions. As we noted in Graves v. North Eastern Services, Inc., 2015 UT 28, ¶ 67, 345 P.3d 619, “the governing law is defined not by our abstract sense of legislative purpose, but by the statutory text that survived the constitutional process of bicameralism and presentment.” Thus, “[w]e may resolve ambiguities in the text of the law by reference to reliable indications of legislative understanding or intent (as in legislative history).” Id. “But the invocation of extra-statutory intent as a matter overriding the statutory text gets things backwards.” Id. “The statutory language is primary.” Id. A judge‘s extra-textual sense of legislative purpose “is of secondary significance.”6 Id.
¶30 We have identified some grounds for wariness of our ability to discern statutory purpose outside of the text. We have said that it is a fallacy to suppose “that statutory provisions are addressed only to the specific
¶31 We have also explained that “[l]egislation is rarely aimed at advancing a single objective at the expense of all others.” Myers v. Myers, 2011 UT 65, ¶ 27, 266 P.3d 806. “[M]ost statutes represent a compromise of purposes advanced by competing interest groups, not an unmitigated attempt to stamp out a particular evil.” Olsen v. Eagle Mountain City, 2011 UT 10, ¶ 23 n.6, 248 P.3d 465. So a court cannot reliably discern legislative intent on a particular matter by reasoning generally from a statement (even an accurate one) of a broad statutory purpose. Such an approach will often distort the intent of the legislature as reflected in the law—the text—because a statement of legislative purpose often paints only a part of the picture.
¶32 And that is the heart of our disagreement with the court of appeals and with the dissent. The court of appeals and the dissent identify a purpose of the Governmental Immunity Act. The goal of assuring notice and an opportunity to consider the merits of a claim may even have been a key concern sparking the legislature‘s attention to these issues. But we cannot reliably deem that purpose the primary one—much less the only one—the legislature sought to advance. We must acknowledge the possibility that the legislature was balancing other aims (such as the government‘s interest in finality and repose).7 And the way to be sure we are considering all of the legislature‘s concerns is to stay focused on the text it enacted into law.
¶33 Our examination of the “statute as a whole,” Craig, 2015 UT App 145, ¶ 12, 352 P.3d 139, must begin with the statute as a whole—its text, and not a general purpose it appears to advance. Thus, we must ask not whether the Savings Statute would appear to undermine a general purpose of the Governmental Immunity Act, but whether the terms of the Act leave room for supplementation. We conclude that they do not for reasons set forth above. And we reverse on the ground that the text must control over a general sense of legislative purpose.
2
¶34 The court of appeals also held the legislature to a plain statement rule. Id. ¶ 13. Relying on Standard Federal Savings & Loan Association v. Kirkbride, 821 P.2d 1136 (Utah 1991), the court held that the Savings Statute should be presumed to apply to claims under the Governmental Immunity Act. Craig, 2015 UT App 145, ¶ 13, 352 P.3d 139. And it said that this presumption would hold unless “the legislature made plain an intention” to override the terms of the Savings Statute. Id. (quoting Standard Federal, 821 P.2d at 1138). Further quoting Standard Federal, the court of appeals suggested that an implicit rejection of the Savings Statute would be insufficient. Specifically, the court said that the legislature “certainly knows how” to speak explicitly in overriding the terms of another statute. Id. And because the Governmental Immunity Act includes no explicit repudiation of the Savings Statute, the court of appeals viewed Standard Federal as preserving its application.
¶35 We see a plausible basis for the court of appeals’ approach in applying Standard Federal. But we nonetheless reject this approach on a couple of grounds. First is the fact that Standard Federal had nothing to do
¶36 Thus, Standard Federal does not at all foreclose the conclusion that the Governmental Immunity Act speaks with sufficient clarity to override the Savings Statute. It speaks to a different issue. It says that “statutes that impose preconditions to filing suit” are generally understood “as establishing only procedural hurdles to suit, hurdles that can be cleared, rather than absolute bars to suit.” Id. And because the Governmental Immunity Act is distinguishable from the statute at issue in Standard Federal, we think the court of appeals erred in reading that opinion to support its decision here.
¶37 Second, the “plain statement” principles in Standard Federal are problematic if taken to their logical extreme. The legislature has no duty to speak plainly or explicitly. Undoubtedly it tries its best to do so. But it sometimes falls short of the ideal, as we all do. And our role generally is not to hold another branch of government to an ideal of plain or explicit statements.8 It is to do our best to discern the intent or meaning of the inevitably imperfect words that it enacts into law.
¶38 The words of the Governmental Immunity Act may not be perfectly clear. But if they appear to us to foreclose the applicability of the Savings Statute (as they do), then we must give effect to those words even if they are at best implicit. It is usually quite beside the point that the legislature “knows how” to speak more explicitly.9 That is another way of saying that the legislature could have spoken more clearly. And typically that gets us nowhere. See Hill v. Nakai (In re Estate of Hannifin), 2013 UT 46, ¶ 25, 311 P.3d 1016.
¶39 As plaintiffs note, the Governmental Immunity Act could be more explicit. It could say that its time-bar provisions are “exclusive,” or even that they override the terms of the Savings Statute. But that is unhelpful. “In any matter of statutory construction of any consequence, it will almost always be true that the legislature could have more clearly repudiated one party‘s preferred construction. But the converse is almost always true as well, as it is here[.]” Id. Thus, the legislature could also have said that the Governmental Immunity Act‘s time-bar provisions are subject to supplementation by generally applicable rules in
¶40 The legislature‘s failure to speak clearly merely frames the context of a problem of statutory interpretation for our courts. It does not yield an answer to that problem. We must do our best to find the best answer we can in the words enacted into law by the legislature, even if that answer is less than plain, and even if it appears by implication rather than an explicit statement.
¶41 Our holding here is rooted in that approach. We reverse the court of appeals, and affirm the dismissal of plaintiffs’ claims as time-barred under the Governmental Immunity Act because we interpret the Act to foreclose the applicability of the Savings Statute.
Justice Durham filed a dissenting opinion.
Justice Durham, dissenting:
¶42 I respectfully dissent. While the majority‘s reading of the statute is plausible, I am unpersuaded that the mere adjective “comprehensive” can legitimately be made to accomplish all the labor the majority attributes to it. I agree with the analysis of the court of appeals, which pointed out that “comprehensive” does not mean “exclusive,” and that the Utah Governmental Immunity Act (UGIA) is in fact not exclusive on its face. Craig v. Provo City, 2015 UT App 145, ¶¶ 9-12, 352 P.3d 139. The court of appeals correctly noted in that regard that the statute contemplates governmental waiver of immunity, but does not even provide for or create a cause of action, requiring litigants to “turn to other statutory provisions and common law to supply the causes of action for their claims against governmental entities.” Id. ¶ 11.
¶43 It is true that the UGIA contains a number of procedural requirements as to timing of claims. However, once again I conclude that the court of appeals correctly characterized those requirements as focusing on the hurdles a claimant must clear before proceeding on a claim and limiting the time in which civil actions must be filed. These are all requirements aimed at providing “the government with notice which ‘afford[s] the responsible public authorities an opportunity to pursue a proper and timely investigation of the merits of [the] claim.‘” Id. ¶ 12 (alterations in original) (quoting Shafer v. State, 2003 UT 44, ¶ 7, 79 P.3d 936). “Assuming the plaintiff complies with these requirements, the UGIA‘s purpose is satisfied.” Id. Once the notice function is accomplished, no further purpose of the UGIA is implicated by the Savings Statute.
¶44 In conclusion, it seems to me that the use of the single adjective “comprehensive” (especially when the statute is clearly not comprehensive in the sense of being free-standing or exclusive) is a strange way for the legislature to negate all other statutes of general application, and a slender reed to sustain the majority‘s holding. I also note that the majority‘s inclusion of footnote 3 goes a little far in suggesting that this court has endorsed corpus linguistics as a favored interpretive tool, a question that is still under consideration. See State v. Rasabout, 2015 UT 72, ¶ 16, 356 P.3d 1258; id. ¶ 36 (Durrant, C.J., concurring); id. ¶ 41 (Lee, A.C.J., concurring).
Notes
Yet ambiguities are often resolved by the text and structure of the statute. See Olsen v. Eagle Mountain City, 2011 UT 10, ¶ 13, 248 P.3d 465. And that is the case here. The Governmental Immunity Act charts a middle course between the parties’ positions: The Act is neither perfectly all-encompassing nor entirely open to supplementation; it is all-encompassing as to the terms of the waiver of governmental immunity and the means and timing of the filing of claims seeking to embrace such waiver, but open to supplementation on other matters.
For this reason, we find it unnecessary to resolve the question presented in the briefs as to the “ordinary” sense of the term “comprehensive.” Yet we appreciate the parties’ briefing on that question. We note, in particular, Provo City‘s presentation of empirical support for its view—in search results from analysis of the use of the term “comprehensive” in naturally occurring language in the Corpus of Contemporary American English. Our court has been divided on the viability and utility of this sort of empirical analysis. See State v. Rasabout, 2015 UT 72, ¶ 20, 356 P.3d 1258 (Parrish, J., opinion of the court) (opposing the use of such analysis, in part due to a lack of expert analysis or adversarial briefing); id. ¶¶ 36-39 (Durrant, C.J., concurring) (concluding that such analysis may be appropriate with adversarial briefing but was unnecessary in that case); id. ¶ 84 (Lee, A.C.J., concurring) (employing corpus linguistics as “a more transparent, reliable . . . tool” for assessing ordinary meaning where such assessment cannot be based on a dictionary or on the context of a statute). But a key point of disagreement has concerned the wisdom and propriety of our engaging in this sort of empirical analysis sua sponte. See id. ¶ 17 (Parrish, J., opinion of the court) (criticizing Justice Lee‘s concurrence for “deciding this case on the basis of an argument not subjected to adversarial briefing“); id. ¶ 39 (Durrant, C.J., concurring) (arguing that “caution dictates that this potential method of statutory interpretation be fully tested in the crucible of the adversarial process“); id. ¶ 97 (Lee, A.C.J., concurring) (agreeing that “[o]ur opinions are better when adversary briefing is complete and in-depth“). All agree that our analysis of this (or any other issue) will be enhanced by adversary briefing. So we commend Provo City for its briefing on this issue
The dissent concludes otherwise. It insists that the Immunity Act‘s “purpose is satisfied” once the timing and other requirements of the statute are met. Id. And it concludes that “no further purpose” is furthered by enforcement of the bond requirement. Id. We see the matter differently. We conclude that the legislature‘s “purpose” encompasses all of the terms of the statute. We see no basis for favoring one set of procedural “hurdles” over another.
