11 Petitioner Kenneth James Cox, pled guilty in the District Court of Garfield County to Child Sexual Abuse in violation of 10 0.8. § 7115(BE) in Case No. CF-2004-48. The Honorable Ronald G. Franklin, District Judge, accepted Cox's plea and sentenced him to twenty years imprisonment with all but the first fifteen years suspended. Cox filed a timely motion to withdraw his plea and, after a hearing, the district court denied it. Cox now seeks certiorari review of the district court's order denying his motion to withdraw his plea.
2 Cox raises the following propositions of error:
I. The prosecution for child sexual abuse was time-barred by expiration of the statute of limitations.
II. The district court erroneously denied his motion to withdraw his plea because there was an insufficient factual basis on an essential element of the offense.
III. The guilty plea was not knowingly and voluntarily entered.
IV. The sentence imposed by the district court was excessive.
138 After considering these propositions and the record of the proceeding below, we grant the petition for certiorari, vacate the judgment and sentence, and remand with direction that Cox be permitted to withdraw his plea. Because we remand on the basis that the offense was time-barred under the statute of limitations as charged and on the additional grounds that the record contains an insufficient factual basis to establish that Cox's plea was entered knowingly and intelligently, we do not address Cox's excessive sentence claim, nor do we address the propriety of raising such a claim on certiorari review.
1. Jurisdictional Requirement or Affirmative Defense?
Cox contends initially that prosecution for this crime was barred by the statute of limitations. The State argues that Cox raises the issue for the first time in this appeal and therefore has waived the matter. Generally, when an issue is not raised in the trial court, it is reviewed only for plain error on direct appeal. Medlock v. State,
time on either direct or certiorari appeal. Resolution of this question hinges on whether a statute of limitations is construed as an affirmative defense or as a constraint on the trial court's jurisdiction. If, as the State asserts, a statute of limitations is an affirmative defense, not raising the defense in the trial court clearly waives the issue on cerfio-rari review as a non-jurisdictional defect and thereby limits review solely to a review of the knowing and voluntary nature of the guilty plea. See e.g., Frederick,
15 This Court's only statement on the issue is found in State v. Day,
16 Recognizing the lack of clear direction from this Court, Cox and the State each seek authority for their respective positions from other jurisdictions. Cox relies on the Tenth Cireuit case of United States v. Cooper,
T7 This Court's early jurisprudence provides guidance here and points to the approach taken by the Tenth Cireuit in Cooper as being the correct path. In the syllabus to State v. Fulkerson,
18 By concluding that a statute of limitations is jurisdictional we do not, however, equate the jurisdictional nature of statutes of limitations with the concept of subject matter jurisdiction. We, like the Tenth Circuit in Cooper, do not believe such a parallel exists. See Cooper,
T9 In this sense then, by waiving the statute of limitations applicable to a particular crime, a defendant neither confers subject matter jurisdiction on the court to adjudicate the case nor power on the State to prosecute. Instead, the waiver becomes a binding agreement not to object to the filing of charges beyond the time bounds established by the statutory limitation. Nevertheless, because a statute of limitations may operate as an absolute bar to prosecution and implicates at least the temporal jurisdictional limits of the power of a court to adjudicate a case as well as the State's power to prosecute, we will not presume a defendant waived the issue through silence by failing to raise it in the trial court, Cf. Boykin v. Alabama,
2. Retroactive Application
110 Having concluded that Cox's statute of limitations claim raises a jurisdictional defect that was not expressly waived, the claim is ripe for review on the merits.
{11 Cox was charged in 2004 with Child Sexual Abuse occurring between January and April of 1998 in violation of 10 0.8. § 7115(E). Title 22 0.8. § 152 establishes the limitations periods for criminal prosecutions. Title 22 0.8. §§ 152(A) and (C) require that prosecution of certain specifically enumerated crimes be initiated within seven years of the discovery of the crime. Prosecution of crimes not specifically listed in §§ 152(A) or (C) must begin within three years after the commission of the offense under the catch-all provisions of 22 O.S. § 152(G). In 1998, child sexual abuse crimes committed in violation of 10 0.8. § 7115 were not specifically listed in § 152(C) as seven-year crimes. Section 7115 was added to the seven-year list in 2000. 5 Prior to 2000, then, the statute of limitations for § 7115 offenses fell under the catch-all provisions of § 152(G) and therefore carried a three-year limitations period.
1 12 The charging information alleges that Cox sexually abused his victim in 1998, and Cox's various admissions all specifically refer to the abuse occurring in 1998. The victim, however, claimed the abuse occurred in 2001 in her statement contained in the probable cause affidavit attached to the charging information. If the abuse occurred in 1998 as charged, and admitted to by Cox, then the pre-2000 three-year statute of limitations would have run in 2001 and Cox's 2004 prose-ecution was time-barred.
{13 The State argues, however, that the seven-year limitations period applies in this instance because it was enacted during the time that Cox was still subject to prosecution under the previous limitations period. Cox contends, on the other hand, that enlarging the limitations period in 2000 to cover crimes already committed, and for which a three-year limitations period was already running, constitutes impermissible retroactive application of the eriminal code in violation of 22 0.8.2001, $ 3 which states that "[nlo part of this code is retroactive unless expressly so declared." 6
T 14 The Court addressed this same issue in State v. Watkins,
The general common law rule of statutory construction is that statutes and amendments are to be construed to operate only prospectively unless the legislature clearly expresses an intent to the contrary. Welch v. Armer, T6 P.2d 847 (Okl.1989). However, as was indicated in Welch, "remedial or procedural statutes which do not create, enlarge, diminish, or destroy vested rights are generally held to operate retrospectively." Id. at 850.
In the present case, the appellant would have this Court find, as others have, that an amended statute of limitations can be applied retrospectively so long as the accused has not acquired a vested right of acquittal by the running of a prior applicable statute of limitations. See People v. Massarella,80 Ill.App.3d 552 ,36 Ill.Dec. 16 ,400 N.E.2d 486 (1979); People v. Anderson,58 Ill.2d 437 ,292 N.E.2d 364 (1973). While such an argument may be well taken in other jurisdictions, the statutes governing Criminal Procedure in Oklahoma specifically preclude this ruling. This is because the issue of retrospective application of all statutes contained within the criminal procedure code has been specifically addressed by a section of that very code. Title 22 0.8.1981, § 8 sets forth that "[nlo part of this code is retroactive unless expressly so declared." Because the statutes of limitation at issue in this case, 22 ©.S.1981, § 152 and its amended version, are within the criminal procedure code, we find 22 0.9.1981, § 3 to be dispositive; the amended statute of limitations cannot be applied to the case at bar because that would constitute prohibited retroactive application of a criminal procedure statute.
T 15 Acknowledging that Watkins controls this issue, the State nonetheless asks the Court to revisit Watkins and overrule it. In support of its position, the State advances decisions of courts of a number of other jurisdictions holding that an extension of a statute of limitations is prospective, not retroactive, so long as the original statutory period has not yet expired. We acknowledge that other jurisdictions have adopted a view contrary to our holding in Watkins. We note, however, as we did in Watkins, that most of those jurisdictions are not constrained by statute as we are by 22 0.8.2001, § 3 which states that no part of the eriminal code "is retroactive unless expressly so declared."
T 16 The State points to the case of State v. O'Neill,
the violation of a statute by an individual conferred upon that individual at the time of the violation of the statute, a "bundle of rights" which included the then statute oflimitations, which rights were vested at the time of the violation of the statute and could not be altered or amended by the legislature.
Id.
T17 We do not find the O'Neill analysis persuasive. In our view, the pre-2000 version of 22 0.8. § 152, establishing a three-year limitations period for child sexual abuse under the eatch-all provisions at 22 O.S. § 152(G), does not confer a right that cannot be altered or amended by the legislature. To the contrary, 22 0.8.2001, § 3 explicitly permits retroactive application of criminal statutes. -It simply requires that the legislature declare its intent when doing so. With regard to child sexual abuse erimes in violstion of 10 0.8. § 7115, the legislature could have caused the newly enacted seven-year limitations period at 22 0.8.2001, 152(C) to be retroactive by merely adding language to the statute declaring that the enlarged limitations period applied to erimes whose limitations periods were already running. In the absence of such an express declaration, and in compliance with the command of 22 0.8. 2001, § 3, we must construe the 2000 amendment to the limitations periods set out in 22 ©.8.2001, § 152(G) as operating prospectively only. For these reasons, we find Watkins continues to serve as sound precedent.
B. Factual Basis
118 Cox asserts next that the district court erred by not permitting him to withdraw his guilty plea. Specifically, Cox challenges the plea for having an inadequate factual basis and thus not being knowingly and voluntarily entered. This Court reviews a denial of a defendant's motion to withdraw a guilty plea for an abuse of discretion. Coyle v. State,
119 In the district court, Cox based his motion to withdraw his plea on an allegation that he was coerced into entering the plea by his wife. In this appeal, Cox contends, among other things, that the district court failed to establish a factual basis for the plea upon which it could determine whether the plea was entered intelligently. King v. State,
1 20 Since Cox waived preliminary hearing, the record of his case consists of the charging information, a summary of facts/plea form, the transcript of the plea hearing, the transcript of the sentencing hearing, and the transcript of the hearing held on Cox's motion to withdraw his plea. 7 The charging information alleged that "between January, 1998, and April, 1998," Cox
willfully and maliciously engage[ed] in child sexual abuse, by forcing [the victim], who was six (6) years old at the time, toengage in indecent acts, to wit: by forcing [her] to masturbate him, while said Kenneth James Cox was a person responsible for the child's health, safety or welfare, all of which is contrary to the Statutes ...
(O.R. at 1).
T21 Contrary to the face of the information, which alleged the offense occurred between January and April 1998, the supporting affidavit prepared by Detective Bryan Skaggs and attached to the information cited the victim as claiming the alleged abuse occurred between May 15 and July 24, 2001. According to the affidavit:
[the victim] said sometime between May 15, 2001 and July 24, 2001 there were two occasions when Mr. Cox placed her face in his lap and asked her to lick his "Wiener". [The child] said this happened at Kenneth's house, which was later determined to be 218 E. Cedar. I asked [her] to tell me exactly what happened. She said that Kenneth would pull his pants down past his "wiener" and push her head down and tell her to lick it. [The victim] said that she wouldn't lick it because of the "nasty "white stuff that comes out of it". She said that she would use her hands to go up and down on it until the white stuff came out. She said that one time they were on the couch when Kenneth made her do this. She said that she used her hands on Kenneth's wiener until the nasty white stuff came out and landed in her lap. I gave [her] my ballpoint pen and asked her to show me what she did to Kenneth's wiener. [She] took the pen and moved her hands up and down and said she kept doing that until the white stuff came out.
(Information Affidavit (O.R. at 3)). The affidavit also recited that on January 9, 2004, Cox "confessed" to police that the encounters with the child happened between January and April 1998.
22 At the plea hearing, the district court judge inquired as to whether Cox: (1) filled out the guilty plea summary of facts form with the assistance of his attorney; (2) was threatened or coerced into pleading guilty; (3) personally signed the summary of facts form; (4) acknowledged the plea as a free and voluntary act; and (5) understood that by signing the summary of facts form he was swearing that the answers he provided on the form were true and correct. The district court judge made no inquiry into any facts of the case, nor did he invite the State to make an offer of proof, or question Cox as to whether he understood the nature and consequences of his plea. In accepting the plea, the district court apparently relied solely on the summary of facts form in which Cox stated:
IN GARFIELD CO I Allowed AN [sic] Eigt YR OLD girl to Touch my PRIVATES
(O.R. at 15). Significantly, however, on that same form, in response to the question "Do you understand the nature and consequences of this proceeding?" Cox circled "No." (O.R. at 13){emphasis added).
123 At his sentencing hearing, Cox denied that he forced the child to masturbate him. According to Cox, in the first incident, he was asleep in bed under the influence of cold, cough, and anti-seizure medication when the victim got into bed with him, unbuttoned his pants, and began masturbating him. Cox also claimed that the child tried to fondle him the next day and he "pushed her away."
124 Despite the substantial three-year discrepancy between the dates of the alleged offense and the dates actually pled to, and despite Cox's refusal to acknowledge that he willfully committed the acts alleged, the investigating officer's affidavit, the summary of facts form, and Cox's testimony at sentencing in the aggregate provide a sufficient record to establish a factual basis for some act of sexual misconduct with a child. However, Cox was not charged with lewd or indecent acts under 21 0.8. § 1128 for which this factual basis arguably is sufficient.
8
Any parent or other person who shall willfully or maliciously engage in child sexual abuse shall, upon conviction, be punished by imprisonment in the State Penitentiary not exceeding life imprisonment, or by imprisonment in a county jail not exceeding one (1) year, or by a fine of not less than Five Hundred Dollars ($500.00) nor more than Five Thousand Dollars ($5000.00), or both such fine and imprisonment, except as provided in Section 8 of this act.[ 9 ] As used in this section, "child sexual abuse" means the willful or malicious sexual abuse, as defined by paragraph 6 of subsection B of Section 7102 of this title, of a child under eighteen (18) years of age by another.
10 O0.8.8upp.2002, $ 7115(E)(emphasis added). The version of § 7102(B)(6) in effect at the time Cox was charged defined child sexual abuse as follows:
"Sexual abuse" includes, but is not limited to, rape, incest and lewd or indecent acts or proposals made to a child, as defined by law, by a person responsible for the child's health, safety or welfare.
10 - 0.8.8upp.2002, - §. 7102(B)(6)(emphasis added). In Huskey v. State,
No person may be convicted of sexual abuse of a child unless the State has proved beyond a reasonable doubt each element of the crime. These elements are:
First, willful/malicious;
Second, causing/procuring/permitting;
Third, [injury, torture, maiming or use of unreasonable force]; OR [sexual abusel; OR [sexual exploitation]; OR [other abuse or neglect];
Fourth, upon/to a child under the age of eighteen;
Fifth, by a person responsible for the child's health or welfare.
(Emphasis added.) 10 Thus, an essential element of the offense of child sexual abuse when charged under 10 O.8.8upp.2002, § 7115(E) is that the defendant must have been a person responsible for the child's health, safety, or welfare. Title 10 0.8.Supp. 2002, § 7102(B)(5) expressly defines the term "person responsible for a child's health, safety, or welfare" as including:
a parent; a legal guardian; a custodian; a foster parent; a person eighteen (18) years of age or older with whom the child's parent cohabitates or any other adult residing in the home of the child; an agent or employee of a public or private residential home, institution, facility or day treatment program as defined in Section 175.20 of this title or an owner, operator, or employee of a child care facility as defined by Section 402 of this title.
1 25 Here, Cox complains that the record is devoid of any indication that he was the child's parent, legal guardian, custodian, foster parent, or that he was cohabitating with the child's mother. Moreover, Cox argues, he never referred to the incident as having occurred where he lived or resided, nor does the record provide any evidence that the alleged events occurred there.
127 In support of its position, the State cites Hagar v. State,
128 While a trial court is not required to have a defendant make a detailed statement in his own words concerning the commission of the offense to which he is pleading, Hagar,
129 When evaluating the validity of a guilty plea, this Court is concerned only with whether or not the plea was entered voluntarily and intelligently. Hagar,
'I 30 In short, at the time the district court was confronted with Cox's motion to withdraw his plea, the court had before it a record that: (1) lacked a factual basis for a key element of the charged offense; (2) contained a written notice by Cox that he did not understand the nature and consequences of the plea proceeding; and (8) contained statements made by Cox in open court indicating an unwillingness or inability to admit all the acts necessary to support a conviction on the charged offense. Accordingly, the record of the proceeding did not support a conclusion that Cox's guilty plea was knowingly entered. Under these cireumstances, the trial court abused its discretion in denying Cox's motion to withdraw his guilty plea. Cf. Zaksgewski v. State,
DECISION
1 31 The Petition for the Writ of Certiorari is GRANTED. The Judgment and Sentence is VACATED. The case is REMANDED with directions that Cox be permitted to withdraw his guilty plea and that the district court conduct further proceedings not inconsistent with this opinion.
T32 Under Rule 3.15, Rules of the Oklahoma Court of Criminal Appeals, Title 22, Ch. 18 App. (2005), the MANDATE is ORDERED issued upon delivery and filing of this decision.
Notes
. See also Rule 4.2(B), Rules of the Oklahoma Court of Criminal Appeals, Title 22, Ch.18, App. (2001).
. See eg., People v. Ware,
. See eg., Christmas v. State,
. Black's defines the term "adjudicate" as follows:
To settle in the exercise of judicial authority. To determine finally. Synonymous with adjudge in the strictest sense.
Black's Law Dictionary 42 (6th ed.1990)(emphasis in original).
. See 2000 Okla. Sess. Laws, Ch. 245 (HB. 1881).
. Cox does not contend that enlargement of an unexpired limitations period violates the ex post facto Clause of the United States Constitution. Furthermore, the State correctly notes that many jurisdictions, including the United States Supreme Court, have held that extending a statute of limitations, where the prior limitations period has not run as of the date of the extension, does not violate the ex post facto Clause. See e.g., Stogner v. California,
. The parties also refer to the presentence investigation report that was prepared by order of the district court, a copy of which was included in the record on appeal. Under direction of 22 0.$.2001, § 982(D), we are prohibited from considering the contents of this report. Section 982(D) provides in relevant part that "[the pre-sentence investigation reports specified in this section shall not be referred to, or be considered, in any appeal proceedings."
. Title 21 0.$.2001, § 1123, the version in effect at the time Cox was charged, provides in relevant parts that:
A. Any person who shall knowingly and intentionally:
5. In a lewd and lascivious manner and for the purpose of sexual gratification, urinate or defecate upon a child under sixteen (16) years of age or ejaculate upon or in the presence of achild, or force or require a child to look upon the body or private parts of another person or upon sexual acts performed in the presence of the child or force or require a child to touch or feel the body or private parts of said child or another person, upon conviction, shall be deemed guilty of a felony ...
. Referring to 21 0.8. § 51.1a.
. The Oklahoma Uniform Jury Instructions state the elements slightly differently, but the Committee Comments are instructive in their explanation that the fifth element is included [blecause of the limitation of the definition of sexual abuse in 10 O.S. Supp.2000, § 7102(B)(6) and (7) to "a person responsible for the child's health or safety." See also 10 O.S. Supp.2000, § 7102(A)(1)("It is the policy of this state to provide for the protection of children who have been abused or neglected and who may be further threatened by the conduct of persons responsible for the care and protection of such children.")
OUJI-CR (2nd) 4-39.
. The offense of possession of a controlled dangerous substance is codified at 63 O.S. § 2-402. According to OUJI-CR (2nd) 6-6, the elements of the offense are as follows:
. No person may be convicted of possession of a controlled dangerous substance unless the State has proved beyond a reasonable doubt each element of the crime. These elements
are:
First, knowing and intentional;
Second, possession;
Third, of the controlled dangerous substance of [Name of Substance].
. In the recently decided case of Townsend v. State,
