OPINION AND ORDER
Petitioner, a prisoner sentenced to death by the State of Ohio, has pending before this Court a habeas corpus action pursuant to 28 U.S.C. § 2254. Petitioner filed his original habeas petition on July 31, 2000 (Doc. # 5) and an amended petition on May 3, 2001 (Doc. # 15). Petitioner amended his petition again on June 12, 2002, to add a claim that he had inadvertently omitted. (Doc. #45.) Finally, on September 9, 2005, this Court issued an Opinion and Order permitting petitioner to amend his petition to add recently-exhausted claims of ineffective assistance of appellate counsel. (Doc. # 72.)
On September 30, 2002, this Court issued an Opinion and Order granting in part and denying in part respondent’s motion to dismiss proeedurally defaulted claims. (Doc. # 49.) Specifically, this Court dismissed as proeedurally defaulted grounds 2(c), 2(f), 2(g), 6, and 11. Subsequently, in a March 26, 2003 opinion and order denying petitioner’s motion to conduct additional discovery, this Court granted respondent’s motion to dismiss ground 10 as proeedurally defaulted. (Doc. # 56.) On September 12, 2006, the Court issued an Opinion and Order granting petitioner’s motion for reconsideration of its procedural default order as to grounds 2(c), 2(f), 2(g), and 6, specifically to consider whether recently-exhausted claims of appellate counsel ineffectiveness constitute cause and prejudice to excuse the default of those claims. (Doc. # 84.) Thus, the Court will revisit those procedural default determinations in the instant order.
The Court permitted limited factual development, first issuing an order on April 18, 2001 granting petitioner’s motion for funds under the criminal justice act to conduct DNA testing, (Doc. # 14), and then issuing an order on December 6, 2001 granting petitioner’s motion for additional funds to complete the DNA testing (Doc. # 29). Petitioner filed a report summarizing the results of the testing on April 2, 2002. (Doc. # 37.) On September 30, 2002, this Court issued an Opinion and Order granting petitioner’s motion to conduct certain discovery. (Doc. #48.) On March 26, 2003, however, the Court issued an Opinion and Order denying petitioner’s request to conduct additional discovery. (Doc. # 56.) And on September 26, 2003, the Court issued an Opinion and Order denying petitioner’s motion for an evidentiary hearing. (Doc. # 60.)
*725 This case is now ripe for a final decision on the merits of those claims that are properly before the Court: grounds 1, 2(a), 2(b), 2(d), 2(e), 2(h), 2(1), 2®, 2(k), 3, 4, 5, 7, 8, 9, 12, 13, and 14. Additionally, as noted above, the Court will revisit its procedural default determinations as to grounds 2(c), 2(f), 2(g), and 6.
I. Factual and Procedural History
The details of this capital murder and aggravated robbery are set forth in numerous state court opinions, including the Ohio Supreme Court’s published opinion in
State v. Cowans,
Jessie J. Cowans, appellant, was convicted of the aggravated murder of Clara Swart and sentenced to death.
Mrs. Swart, a sixty-nine-year-old widow, lived alone in a rural section of Clermont County. One day in July 1996, when her son, Timothy, was taking some items to the side of the road to be picked up as trash, Cowans drove up and asked if he could take a glider-type swing that Timothy had placed by the road. Timothy agreed and helped him load the swing onto his truck.
On Wednesday, August 28, 1996, Mrs. Swart’s neighbor Mildred Kilgore went to Mrs. Swart’s house. Kilgore found Mrs. Swart standing outside talking to a man who looked like Cowans. When Kilgore approached, Mrs. Swart told the man that she was leaving with her friend, and he left. After he had gone, Mrs. Swart and Kilgore went inside, and Mrs. Swart said, “Oh, I’m scared. * * * He made me so nervous. * * * He scared me so bad.” Kilgore asked, “Who was it, Clara?” Mrs. Swart replied, “It was the man who came and got the chair [sic] off the garbage a few weeks ago.”
At 8:00 a.m. on Thursday, August 29, a Clermont County Senior Services bus arrived at Mrs. Swart’s house to pick her up. When Mrs. Swart did not respond to the sound of the driver’s horn, the driver went to the door and knocked. She heard some noise inside the house, but Mrs. Swart did not answer the door; nor did Mrs. Swart answer her telephone when the Senior Services office called. Mrs. Swart’s son came to visit her later in the day and found her body.
Mrs. Swart had been strangled with a purse strap, which was still around her neck. An electrical cord had been tied around her neck and to the handle of the refrigerator, and her hands had been tied with a telephone cord. She was still wearing her wedding ring and earrings. Officers found a palm print on a plastic bag covering a blender in Mrs. Swart’s kitchen.
After talking to Kilgore, sheriffs investigators began to consider Cowans a suspect. Investigators discovered that Cowans was on parole, so they called his parole officer, Sandra Higgins, to help them obtain Cowans’s fingerprints.
The investigators believed that they lacked enough evidence to obtain a search warrant for Cowans’s house. However, Higgins decided to search it herself in order to determine whether Cowans had violated his parole. Two deputies helped her. Once of the deputies testified that he found an Emmett Kelly clown figurine in the closet of Cowans’s bedroom. The figurine was later identified as belonging to Mrs. Swart. Subsequently, the deputies obtained Mrs. Cowans’s permission to continue searching. In the closet, they found a small wooden car.
While searching a wooded area behind Cowans’s house, a deputy found other items taken from Mrs. Swart’s house, including a wooden jewelry box. The little wooden car found in Cowans’s *726 house appeared to have been broken off the lid of that box.
On the afternoon of September 2, Deputy Sheriff Jim DeCamp used a T-shirt belonging to Cowans to scent a bloodhound at Mrs. Swart’s residence. Once scented, the dog appeared to track the scent from Mrs. Swart’s backyard, over a fence, and for a short distance into a wooded area. The dog then lost the scent. After being rescented with the shirt, the dog appeared to follow it to the vicinity of a fallen tree where the handler was told that other deputies had found Mrs. Swart’s personal property. At this location, which was near the back end of Cowans’s property line, the dog was pulled off the scent. Again the dog was rescented and it continued to Cowans’s Chevrolet Blazer, which was parked at his house.
Mamie Trammel, one of Cowans’s neighbors, testified that she had a conversation with Cowans two days after the murder. Trammel testified that when she asked Cowans if he had heard about the murder, he said, ‘Yeah, isn’t that terrible * * * to hang a lady by the refrigerator with her hands behind her back.” This detail had not been made public by the sheriffs department.
Cowans was arrested on September 2. Deputy Sheriff Robert Evans drove him to the Clermont County Jail on a route that led past Mrs. Swart’s house. Evans slowed down as he passed the house, as he later testified, “just to see what Mr. Cowans would do.” Staring at the house, Cowans began to talk about the case. He complained that, as an “ex-con,” he was being “singled out.” Evans testified that Cowans said he had heard on the news that Mrs. Swart “was hung” and had later heard that she was strangled — information that had not been made public. Cowans also said “that he had been there [at Mrs. Swart’s house] on one occasion * * * for the purpose of picking up a swing.”
While confined in jail, Cowans discussed the charges against him with a fellow inmate, Marvin A. Napier. He told Napier at first that “he had chased some kids out of his backyard” and they “threw [some items] down on the ground. And he * * * went through some stuff and left what he didn’t want and took what he did want.”
Napier testified that Cowans later admitted to killing and robbing Mrs. Swart and gave details consistent with the facts of the case. For example, Napier testified that Cowans said he had found Mrs. Swart in the bathroom and “jerked [her] up off the toilet.” This was consistent with the fact that investigators found urine in the toilet bowl. Napier also testifiеd that Cowans said he had tied Mrs. Swart with the phone cord, strangled her with a purse strap, and “ransacked” the house; also, that an “old people’s bus” arrived while he was there, and “[t]hey knocked on the door.”
Napier further testified that Cowans said he left Mrs. Swart’s house and walked home through the woods, that he went through the stolen property as he went, and that he left most of it in the woods as “junk” but brought home “[s]ome clown figurines” and some jewelry. Cowans allegedly told Napier “that he wished he’d have took the earrings and the wedding band off the lady’s finger.”
Cowans was indicted on four counts of aggravated murder. Count One alleged murder with prior calculation and design under R.C. 2903.01(A). Counts Two through Four alleged felony-murder under R.C. 2903.01(B). Each count carried four death specifications: one under R.C. 2929.04(A)(5), alleging that
*727 Cowans had a prior murder conviction, and three felony-murder specifications under R.C. 2929.04(A)(7). Other counts charged kidnapping under R.C. 2905.01(A)(2) (to facilitate commission of felony), kidnapping under R.C. 2905.01(A)(3) (with purpose to terrorize or inflict serious physical harm), aggravated robbery, and aggravated burglary.
Cowans was convicted of all counts and specifications. (The prior-conviction specification was tried to the court pursuant to R.C. 2929.022.) After the verdict of guilty was announced, Cowans continued to profess his innocence and refused to attend or participate in the sentencing phase. He refused to present mitigating evidence and asked that the witnesses who were prepared to testify in mitigation also refuse to cooperate. The jury recommended the death sentence, and the trial judge imposed it.
State v. Cowans, supra,
Petitioner Cowans was indicted by the Clermont County Grand Jury on September 11, 1996. At that time, attorneys R. Daniel Hannon and Timothy Smith were appointed to represent him. On November 21, 1996, petitioner notified the trial court that he wanted his attorneys to withdraw from the case and new counsel to be appointed. The trial court acquiesced and appointed Attorneys Bruce Wallace and Michael Kelly.
In February, 1997, one month before his trial was scheduled to begin, petitioner notified the trial court that he wanted his attorneys to withdraw and new counsel to be appointed. Petitioner was of the view that his attorneys believed that he was guilty and wanted petitioner to lie. The trial court denied petitioner’s motion and petitioner was removed from the courtroom after becoming disruptive. Subsequently, counsel for petitioner, at his express request, asked to withdraw and for new counsel to be appointed. That motion came for a hearing on February 28, 1997, during which counsel explained that they had had disputes with petitioner concerning certain evidence and theories for how to deal with that evidence and petitioner insisted that he could not work with his attorneys. The trial court denied counsel’s request to withdraw.
On March 6, 1997, counsel filed another motion to withdraw and for appointment of new counsel, explaining that they had had disputes with petitioner concerning certain evidence, that petitioner had refused to speak to them, and that the lack of communication was especially complicating their efforts to deal with the recently-revealed evidence that petitioner had allegedly made incriminating statements to a jailhouse informant. The trial court never held a hearing and it does not appear that the trial court ever ruled on that motion.
The culpability phase of the trial commenced on March 25, 1997. The jury began its deliberations on March 31, 1997 and was sequestered during the entirety of those deliberations. On April 1,1997, petitioner was convicted as charged. As the verdicts were being read, petitioner interrupted and asked to leave the proceedings. He was taken to a room where he could view the proceedings via closed circuit television, but he subsequently overturned the television monitor.
Following the verdicts, jurors were sent home for several days prior to the commencement of the sentencing phase. Petitioner had elected to try before the trial court, not the jury, the specification that he had previously been convicted of murder. The trial court heard evidence, during which petitioner was intermittently absent due to his disruptive behavior, and ultimately found petitioner guilty of the specification.
*728 The sentencing phase of the trial began on April 11, 1997. At that time, counsel for petitioner expressly stated that they wanted neither a presentence investigation report nor a psychological evaluation. Further, petitioner instructed his attorneys to present no mitigation evidence and his friends and family members not to cooperate with his attorneys. After the State proffered evidence and defense counsel explained why they would not be presenting evidence, the jury listened to opening statements, closing arguments, and the trial court’s jury instructions. The jury recommended that petitioner be sentenced to death and, on April 16, 1997, the trial court accepted the jury’s recommendation and sentenced petitioner to death.
Represented by new counsel, petitioner appealed as of right to the Supreme Court of Ohio. On October 20, 1999, the Ohio Supreme Court issued a decision affirming the judgment against petitioner.
State v. Cowans, supra,
During the time that he was litigating his direct appeal, petitioner also pursued postconviction relief in the state courts. Represented by the Ohio Public Defender’s Office, petitioner filed a postconviction action in the trial court, which action the trial court denied on September 21, 1998. The Ohio Court of Appeals for the Twelfth Appellate District issued a decision affirming the trial court’s judgment denying the postconviction action on September 7, 1999. The Ohio Supreme Court issued an entry on January 16, 2000 declining to accept jurisdiction over petitioner’s appeal, thereby letting stand the decisions of the court of appeals and trial court below.
During the pendency of these habeas corpus proceedings, petitioner, again represented by the Ohio Public Defender’s Office, filed in the Ohio Supreme Court on January 23, 2004, an Application for Delayed Reopening of his direct appeal — the procedure in Ohio for raising claims of ineffective assistance of appellate counsel. The Ohio Supreme Court issued an entry on August 4, 2004 denying the application without opinion.
II. Standards for Habeas Review
The provisions of the Antiterrorism and Effective Death Penalty Act (“AEDPA”), which became effective prior to the filing of the instant petition, apply to this case.
See Lindh v. Murphy,
*729
Under § 2254(d)(1), a state court decision is “contrary to” Supreme Court precedent “when the state court confronts facts that are materially indistinguishable from a decision of the Supreme Court and nevertheless arrives at a result different from its precedent[ ]” or “when the state court ‘applies a rule that contradicts the governing law set forth in’ Supreme Court cases.”
Williams v. Coyle,
Further, § 2254(d)(2) prohibits a federal court from granting an application for habeas relief on a claim that the state courts adjudicated on the merits unless the state court adjudication of the claim “resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d)(2). In this regard, § 2254(e)(1) provides that the findings of fact of a state court are presumed to be correct and that a Petitioner bears the burden of rebutting the presumption of correctness by clear and convincing evidence.
III. Petitioner’s Claims
This case is now ripe for a final decision on the merits of those claims that are properly before the Court: grounds: grounds 1, 2(a), 2(b), 2(d), 2(e), 2(h), 2(i), 2(j), 2(k), 3, 4, 5, 7, 8, 9, 12, 13, and 14. Additionally, as noted above, the Court will revisit its procedural default determinations as to grounds 2(c), 2(f), 2(g), and 6.
First Ground for Relief:
Petitioner was denied the equal protection and due process of the laws when the Ohio Supreme Court failed to afford petitioner the benefit of the rule in
State v. Ashworth,
In his first ground for relief, petitioner argues that his Fourteenth Amendment rights to equal protection and due process were violated when the Ohio Supreme Court failed to apply its decision in
State v. Ashworth,
We now hold that in a capital case, when a defendant wishes to waive the presentation of all mitigating evidence, a trial court must conduct an inquiry of the defendant on the record to determine whether the waiver is knowing and voluntary. The trial court must decide whether the defendant is competent and whether the defendant understands his or her rights both in the plea process and in the sentencing proceedings. (Citations omitted). The trial court must inform the defendant of the right to *730 present mitigating evidence and explain what mitigating evidence is. The court must then inquire of the defendant, and make a determination on the record, whether the defendant understands the importance of mitigating evidence, the use of such evidence to offset the aggravating circumstances, and the effect of failing to present that evidence. After being assured that the defendant understands these concepts, the court must inquire whether the defendant desires to waive the right to present mitigating evidence, and, finally, the court must make findings of fact as to the defendant’s understanding and waiver of rights. (Citation omitted).
Id.
at 62,
The Ohio Supreme Court also made clear that absent a request by counsel or other indicia of incompetence, “[w]e are not holding that a competency evaluation must be done in every case in which a defendant chooses to waive the presentation of mitigating evidence.”
Id.
(citing
State v. Tyler,
A defendant is mentally competent to forgo the presentation of mitigating evidence in the penalty phase of a capital case if he has the mental capacity to understand the choice between life and death and to make a knowing and intelligent decision not to pursue the presentation of evidence. The defendant must fully comprehend the ramifications of his decision, and must possess the ability to reason logically, ie., to choose the means that relate logically to his ends.
Ashworth,
The Ohio Supreme Court decided Ash-worth on March 24, 1999, nearly a year after Petitioner Cowans had filed his merit brief to the Ohio Supreme Court and approximately four months after petitioner’s oral argument before the Ohio Supreme Court. The Ohio Supreme Court decided petitioner’s appeal on October 20, 1999, seven months after it had decided Ash-worth.
Petitioner’s eighth proposition of law on direct appeal challenged, in part, the failure of the trial court to determine whether petitioner’s waiver of the right to present mitigating evidence was knowing and voluntary. Although petitioner had not expressly raised the issue of the applicability of
Ashworth,
the Ohio Supreme Court of its own volition took note of its holding in
Ashworth
that any waiver of the right to present mitigating evidence had to be knowing and voluntary and that the trial court was required to conduct an inquiry of the defendant on the record. The court then proceeded to set forth what, pursuant to
Ashworth,
the record must affirmatively demonstrate when a defendant seeks to forgo the presentation of mitigating evidence.
Cowans,
*731 The Ohio Supreme Court concluded, however, that “[w]hile this procedure fell short of that established in Ashworth, we hold that our ruling in Ashworth is prospective only. We cannot hold the trial court accountable for not following a procedure that was not established or even foreshadowed, when the case was tried.” Id. The court went on to explain:
We are not holding today that substantial compliance is enough to satisfy the requirements of Ashworth; however, the trial court here, like the trial court in Ashworth, did engage the defendant in a colloquy concеrning the waiver of mitigation, even though no guidelines were in place when Cowans was tried. Given the content of the trial court’s colloquy, there is nothing to indicate that Cowans did not knowingly and voluntarily relinquish his right to present mitigating evidence. Since the decision in Ashworth is prospective only, the failure to comply with all of the procedural requirements set forth in Ashworth is not error in this case.
To sum up: Cowans’s desire to waive mitigation did not automatically require a competency hearing, nor did the record create a doubt as to his competence such as to require a competency hearing; the record indicates that Cowans’s waiver was knowing and voluntary; and, although the specific procedural requirements of State v. Ashworth were not complied with in full, they are prospective only and hence do not apply here. Accordingly, Cowans’s eighth proposition of law is overruled.
Cowans,
Petitioner argues herein that Ashworth created a bright line rule to be applied in capital cases where the defendant seeks to waive presentation of all mitigating evidence and that the Ohio Supreme Court erred in not applying Ashworth to his own case, which was still pending on direct appeal. The Ohio Supreme Court’s holding in his own case that Ashworth was to be given only prospective application and failing to apply it to criminal cases pending on direct review, petitioner argues, “violates basic norms of constitutional adjudication.” (First Amended Petition, Doc. # 15, at ¶ 5.) Characterizing the Ohio Supreme Court’s failure to apply Ashworth to his own case as “[selective application of new rules[,]” petitioner argues that he was denied his rights to due process and equal protection embodied in the Fourteenth Amendment. (Id. at ¶ 8.)
Respondent offers several arguments against granting relief on petitioner’s first ground. “Initially,” respondent argues, “it should be noted that this argument only involves state law, and as such, fails to state a cognizable claim in habeas corpus.” (Return of Writ, Doc. # 36, at 28.)
The crux of respondent’s opposition, however, is that the United States Supreme Court decision of
Griffith v. Kentucky,
A related argument advanced by respondent against granting relief on petitioner’s claim is that notwithstanding what the Ohio Supreme Court mandated in Ash-worth, trial courts are not constitutionally required under applicable federal law to conduct a record colloquy with a defendant who seeks to waive his right to a jury trial. Respondent reasons from that jurisprudence that Ashworth simply established a state procedural rule to ensure a knowing and voluntary waiver of the right to present mitigation, which does not rise to a constitutional magnitude sufficient to require retroactive application to cases pending on direct review pursuant to Griffith v. Kentucky.
Respondent goes on to argue at length that, contrary to petitioner’s assertions, the record demonstrates both that petitioner was competent to waive his right to present mitigating evidence and that petitioner made a knowing, intelligent, and voluntary waiver of that right. (Doc. # 36, at 31-36.) In so arguing, respondent appears to concede without equivocation that, “[t]he Eighth Amendment guarantees the right to present mitigating evidence of a sentence.” (Doc. # 36, at 31 (citations omitted).) Respondent argues that petitioner failed to point to any actual indica of incompetence in the trial record that would have alerted either the trial court or his own defense attorneys to question his competency, asserting that petitioner’s decision not to participate in the presentation of mitigating evidence and to instruct any potential witnesses not to cooperate do not, without more, demonstrate incompetence. (Doc. # 36, at 34.) Respondent further argues that petitioner fails to provide evidence that he did not knowingly and intelligently waive his right to present mitigating evidence. Specifically, respondent asserts that it is reasonable to infer from the fact that defense counsel were prepared to go forth with a mitigation case that petitioner was informed, during that process, of what constituted mitigation evidence, and that the totality of the circumstances demonstrates that petitioner understood the ramifications for waiving his right to present mitigation evidence — • namely, that the jury was likely to recommend the death penalty. (Doc. # 36, at 35.)
Respondent’s final argument is that “because there is no clearly established case directly on point, this court may not grant habeas relief on this claim under the ‘new rule’ doctrine of
Teague v. Lane,
In his traverse, petitioner takes issue with respondent’s argument that the determination of whether the rule created in Ashworth should apply retroactively to cases pending on direct review turns on whether it was a “rule of constitutional procedure” or a “state-declared common law rule.” (Traverse, Doc. #42, at 6 (quoting Return of Writ, Doc. # 36, at 30-33).) Petitioner dismisses respondent’s position, arguing that “the distinction between a constitutional right and the procedure used to prevent the violation of the right is surely a distinction without a difference.” (Doc. # 42, at 6.) In so arguing, petitioner emphasizes that the right to *733 present mitigating evidence is a constitutional right and that even respondent admits the same. (Id.) Petitioner reasons that any waiver of the right to present mitigating evidence must be knowing, intelligent, and voluntary, and that even assuming the Constitution does not require a particular procedure, it nevertheless requires some procedure to ensure that any waiver thereof comports with due process. (Id. at 6-7.) Petitioner goes on to argue:
Prior to Ashworth, Ohio courts had no procedure to ensure a voluntary waiver of the right to present evidence in mitigation of a sentence. Ashworth established the minimum inquiry that must be present in the record in order for the courts to determine whether the waiver was knowing, intelligent and voluntary. To this extent then, the Ashworth rule is of “constitutional magnitude.” (Emphasis in original.)
(Doc. #42, at 7.) Petitioner argues that even if. this Court were to conclude that the Ashworth rule is not of constitutional magnitude, this Court would still be required to determine whether petitioner’s waiver of his right to present mitigating evidence comported with due process. The record, according to petitioner, does not support such a finding.
Part and parcel to any determination whether his waiver comported with due process, according to petitioner, is a determination whether he was competent to voluntarily relinquish his rights. (Doc. #42, at 9.) In this regard, petitioner argues that he can prevail on both a claim of procedural competency, because the record established a bona fide doubt regarding his competence to stand trial into which the trial court failed to inquire, and a claim of substantive competenсy, because he “probably was not competent” to voluntarily waive his right to present mitigating evidence. (Doc. # 42, at 11.) Germane to both inquiries, according to petitioner, is the wealth of indicia in the record sufficient to alert a reasonable judge that petitioner’s competency was in doubt. Citing at length facts set forth in Chief Justice Moyer’s dissenting opinion, (Doc. # 42, at 12-13, 14-18), petitioner argues flatly that “[d]ue process is violated where a hearing is not held despite the presence of evidence creating doubt regarding a Defendant’s competence.” (Doc. #42, at 14.) Chief Justice Moyer’s dissenting opinion included observations that petitioner’s disruptive behavior could have been a rationally-based, but misguided, protest against the criminal proceedings against him or the result of instability, and that petitioner’s outbursts demonstrated an inability to control his behavior that also might have stemmed from a mental disorder. (Doc. # 42, at 14.) Chief Justice Moyer also emphasized incidents in the record demonstrating petitioner’s “unreasonable belief, approaching paranoia,” that everyone involved in the proceedings against him— from his defense attorneys and the prosecutors, to the trial court and the jury, to the female law enforcement officer who controlled the stun belt that he was compelled to wear — was working against him. (Doc. # 42, at 14-18.) Petitioner argues that, because the trial court failed to conduct a hearing in the face of the wealth of indicia calling petitioner’s mental state into question, its competency determination is not entitled to a presumption of correctness. (Doc. # 42, at 19.)
Petitioner concludes by arguing that the record is either silent or equivocal on all of the factors identified in Ashworth as being critical to the determination of competency and voluntariness and that this Court may not presume a knowing, intelligent, and voluntary waiver based on such a record. (Doc. # 42, at 20-22.) Specifically, petitioner insists (1) that the trial court engaged not in a colloquy with petitioner, but *734 in an argument in seeking to control petitioner’s behavior; (2) that petitioner was never advised on the record about this right to present mitigating evidence; (3) that the trial court never explained to petitioner what mitigating evidence was; (4) that the trial court never inquired into petitioner’s understanding of mitigating evidence, of its role in offsetting aggravating circumstances, or of the effect of failing to present it; and (5) that the trial court never made findings of fact that petitioner understood and waived his rights. (Doc. # 42, at 21-22.)
In a reply to petitioner’s traverse, respondent not only reiterates her initial arguments against granting relief on petitioner’s first ground, but also assails as “somewhat misguided” petitioner’s “continued reliance” on Chief Justice Moyer’s dissent in support of his claim that his waiver was invalid. (Doc. # 43, at 4.) Respondent asserts that the record reviewed in its entirety, as opposed to the several, isolated outbursts by petitioner that Chief Justice Moyer discussed at length in his dissent, fails to support petitioner’s assertion that his waiver was not knowing, intelligent, and voluntary. Specifically, respondent asserts that it is fair to presume that, through defense counsel’s process of preparing witnesses for mitigation, petitioner was informed about the nature and content of mitigating evidence. Respondent further asserts that the trial court clearly informed petitioner that his refusal to present any mitigating evidence would almost surely result in the jury imposing a death sentence. Thus, according to respondent, petitioner has not established that he was unaware of the consequences of waiving the presentation of mitigating evidence.
In determining whether the Ohio Supreme Court’s decision denying petitioner’s claim on direct appeal that he did not competently execute a knowing, intelligent, and voluntary waiver of his right to present mitigating evidence, this Court must address the following issues: (1) whether the Ohio Supreme Court erred in failing to apply its Ashworth decision to petitioner’s case and, if so, whether the error warrants habeas corpus relief; (2) whether petitioner’s waiver of his right to present mitigating evidence comported with Due Process; and (3) whether petitioner was competent to execute a valid waiver of his right to present mitigating evidence.
A. The Ohio Supreme Court’s Failure to Apply Ashworth
The initial query before the Court is whether the Ohio Supreme Court was obligated to apply
Ashworth
retroactively to petitioner’s case, which was pending on direct appeal at the time the Ohio Supreme Court decided
Ashworth.
In
Griffith v. Kentucky,
*735
Griffith
itself did not define what constitutes a “new rule for the conduct of criminal prosecutions” sufficient to require retroactive application. But it left some clues. For one thing, the Supreme Court began its discussion by setting forth the history of its retroactivity jurisprudence as to
“constitutional
rules of criminal procedure.”
Griffith,
When the Ohio Supreme Court declined to apply its
Ashworth
decision to petitioner’s case on direct appeal, it did not cite any retroactivity cases or discuss any retroactivity principles. Rather, it stated that, “[w]e cannot hold the trial court accountable for not following a procedure that was not established, or even foreshadowed, when the case was tried.”
Cowans,
At issue in
Taylor v. State,
The Supreme Court’s retroactivity analysis for fedеral constitutional errors is binding upon the states when federal constitutional errors are involved. (Citation omitted). Conversely, Griffith and Teague do not bind the states on the retroactivity of new rules under state laws.
Taylor,
People v. Sexton,
In
Cooper v. State,
“Griffith and the retroactivity principle is indeed applicable in all questions concerning federal questions. However, the Supreme Court has never held we must apply the same standard to holdings by this Court dealing with issues of state law.”
Cooper,
In
Farbotnik v. State,
The effective debate is whether Bear-paw articulates a constitutional right with respect to a complete record in a criminal case or whether, on the other hand, Bea'rpaw represents the exercise of this court’s supervisory power. Retrospective application normally would be associated with a constitutional proposition, but a prospective application is generally indicated for rules arising out of the court’s supervisory power except for those rules that are intended to substantially improve the fact finding at trial.
Farbotnik,
The application of Griffith is limited, however, to new rules of criminal procedure that “(1) are binding on the federal courts pursuant to the Supreme Court’s supervisory powers in the federal system, or (2) are binding on state and federal courts as a matter of federal constitutional law.” People v. Carrera,49 Cal.3d 291 ,261 Cal.Rptr. 348 , 369-70,777 P.2d 121 , 142 (1989); People v. Murtishaw,48 Cal.3d 1001 ,258 Cal.Rptr. 821 ,773 P.2d 172 (Cal.1989). If neither of those conditions pertains, a state court is free to define the limits of prospective or retroactive application of any precedent because the constitution of the United States is silent on that issue. (Citations omitted).
Farbotnik,
The issue before New York’s highest court in
People v. Mitchell,
In
State v. Royer,
The question before the California Supreme Court in
People v. Carrera,
We are not compelled to follow Griffith, as it specifies only the rule of retroactivity that the Supreme Court has decreed for those new rules of criminal procedure it announces that (1) are binding on the federal courts pursuant to the Supreme Court’s supervisory powers in the federal system, or (2) are binding on state and federal courts as a matter of federal constitutional law. That is, nothing in Griffith purports to establish a new rule of retroactivity for rules of criminal procedure founded on state constitutional or statutory law. (Citation omitted).
Carrera,
In
Commonwealth v. Waters,
From our reading of Griffith, we conclude that this holding is ancillary to the constitutional rule of Batson v. Kentucky,476 U.S. 79 ,106 S.Ct. 1712 ,90 L.Ed.2d 69 (1986), and is not based on equal protection or due process grounds. Accordingly, Griffith does not require this court to give retroactive application to rules that are not based on the Federal Constitution.
*738
Waters,
In
Farthing v. Commonwealth,
NO.2002-CA-002283-MR,
By way of contrast, in
Smith v. State,
Thus, we hold that any decision of this Court announcing a new rule of law, or merely applying an established rule of law to a new or different factual situation, must be given retrospective application by the courts of this state in every case pending on direct review of not yet final.
Smith,
In
Murtishaw v. Woodford,
Griffith requires retroactive application only of “new constitutional rules of criminal procedure,” Griffith,479 U.S. at 322 ,107 S.Ct. 708 ,93 L.Ed.2d 649 . It does not require retroactive application of every new state-declared common law. Murtishaw argues that Flannel was implicitly based on constitutional *739 principles because it contained overtones of due process. The Flannel court, however did not cite to the federal or state Constitution in reaching its decision that trial courts must give sua sponte instructions of the unreasonable self-defense theory. (Citation omitted). Furthermore, in Murtishaw II, the California Supreme Court expressly held that the Flannel rule was based on state common law, not on the Federal Constitution. (Citation omitted). Murtishaw cannot cite to any authority indicating that the federal constitution requires a sua sponte instruction on the imperfect self-defense theory.
Murtishaw v. Woodford,
United States ex rel. Franklin v. Gilmore,
Mason v. Duckworth,
In
Lackey v. Scott,
In
Diggs v. Owens,
Griffith, however, was concerned with the retroactive application of the constraints on a prosecutor in jury selection established in Batson v. Kentucky,476 U.S. 79 ,106 S.Ct. 1712 ,90 L.Ed.2d 69 (1986), and thus dealt with constitutionally mandated procedures. * * * Accordingly, we hold that Griffith should be confined to constitutional rules of criminal procedure and thus does not require retroactive application of new procedural decisions not constitutionally grounded.
There is no reason to apply the Griffith constitutional retroactivity holding here as the IADA is “nothing more that a set of procedural rules” and remains distinct from the rights it was fashioned to serve.
Diggs,
The weight of authority persuades this Court that the Ohio Supreme Court was required to apply its Ashworth decision to Petitioner Cowans’s case on direct appeal only if it can be said that the Ashworth decision was constitutionally mandated. The parties appear to agree. Respondent argues that the Ashworth rule announced by the Ohio Supreme Court is merely a state-declared common law rule that does not deserve or require retroactive application under Griffith. Petitioner, on the other hand, argues that the Ash-worth rule is of constitutional magnitude because it establishes procedures to ensure that any waiver by a capital defendant of the fundamental right to present mitigation evidence is entered knowingly, intelligently, and voluntarily.
*741
The Court begins its analysis by examining what the
Ashworth
court itself stated about the rule it was creating, and, more specifically, whether the
Ashworth
court regarded the rule as a constitutionally mandated rule or something less. Noting that it had never addressed a situation in which a defendant convicted of death-eligible aggravated murder sought to waive the presentation of all mitigation evidence, the
Ashworth
court began its analysis referencing only state criminal law: “While Crim. R. 11 addresses what must be done when a person charged with aggravated murder pleads guilty, there is no corollary procedure for the waiver of mitigation.”
Ashworth,
Requirements of an on-the-record determination that a waiver is knowing and voluntary historically are reserved for waivers of fundamental constitutional rights. The
Ashworth
court did not shy away from that terminology: “We now hold that in a capital case, when a defendant wishes to waive the presentation of
all
mitigating evidence, a trial court must conduct an inquiry of the defendant on the record to determine whether the waiver is knowing and voluntary.”
Ashworth,
That said, the United States Supreme Court recently used language suggesting that the right to present mitigating evidence is not so fundamental as to require any waiver thereof to be knowing, intelligent, and voluntary. In
Schriro v. Landrigan,
This Court is aware of at least two district courts that have relied upon that remark to deny relief on a claim that the petitioner’s waiver of mitigation evidence was not knowing and voluntary. Before the district court in Van Adams v. Schriro, No. CV-04-1359-PHX-MHM, 2007 WL *742 1539326 (D.Ariz. May 22, 2007) was a motion for reconsideration of, among other things, that court’s decision denying as procedurally barred the petitioner’s second claim for relief, in which the petitioner had argued that his waiver of the presentation of mitigation evidence was not knowing or voluntary because his counsel had not performed an adequate investigation and because the trial court had not engaged the petitioner in an adequate waiver colloquy. The district court not only adhered to its determination that the claim was procedurally barred, but also remarked that the claim was without merit, explaining:
In addition, based upon the Supreme Court’s statement in Landrigan that “[w]e have never imposed an ‘informed and knowing’ requirement upon a defendant’s decision not to introduce evidence,”127 S.Ct. at 1942 — 43, it is clear that Claim 2 is without merit. Because there is no Supreme Court precedent requiring a knowing and informed waiver of mitigation evidence, Petitioner’s assertion in Claim 2 that his waiver was uninformed and involuntary cannot provide a basis for relief.
Van Adams,
In
Lambert v. Beard,
Civil Action No. 02-9034,
Recently, in Schriro v. Landrigan,550 U.S. 465 ,127 S.Ct. 1933 ,167 L.Ed.2d 836 (2007), the Supreme Court observed that it has never “imposed an ‘informed and knowing’ requirement upon a defendant’s decision not to introduce [mitigating] evidence” or “required a specific colloquy to ensure that a defendant knowingly and intelligently refused to present mitigating evidence.” Id. at 1942-43. In light of Landrigan, Petitioner’s claim fails under AEDPA, which permits a federal court to grant habeas relief only if the state courts unreasonably applied “clearly established Federal law, as determined by the Supreme Comi of the United States.” 28 U.S.C. § 2254(d)(1) (emphasis added).
Lambert v. Beard,
This Court takes from the Supreme Court’s remark in
Landrigan
and the results in
Van Adams
and
Lambert,
as well as from the numerous state and federal decisions declining to apply retroactively new state court decisions to cases pending on direct appeal, that the Ohio Supreme Court’s
Ashworth
decision establishing the procedure for trial courts to follow when faced with a death-eligible defendant who seeks to waive the presentation of all mitigation evidence did not emanate from the federal Constitution sufficient to have required its retroactive application to Petitioner Cowans’s case on direct appeal pursuant to
Griffith v. Kentucky.
The Ohio Supreme Court in
Ashworth
announced the procedure as a corollary to Ohio R.Crim. P. 11(c)(3) governing the acceptance of a guilty plea to a capital offense and did not cite the state or federal constitution or discuss constitutional principles in announcing the procedure. The Court agrees with petitioner that there are due process and equal protection undertones to the
Ashworth
rule, but that is true of virtually any rule of criminal procedure and, without more, seems insufficient to require retroactive application under
Griffith v. Kentucky. See, e.g., People v.
*743
Mitchell, supra,
For the foregoing reasons, the Court cannot find that the Ohio Supreme Court’s failure to apply its
Ashworth
decision to Petitioner Cowans’s case unreasonably applied or contravened clearly established Supreme Court precedent.
See, e.g. Guzman v. Greene,
B. The Validity of Petitioner’s Waiver of Mitigation
As noted above, the Ohio Supreme Court also concluded on direct appeal that petitioner’s waiver of the right to present mitigation evidence was knowing, intelligent, and voluntary.
Cowans,
*744
The Court notes initially, however, that case law is less than certain whether a waiver of the right to present mitigation evidence is subject to the heightened waiver standard set forth in
Johnson v. Zerbst,
The Tenth Circuit took a different view in
Brecheen v. Reynolds,
In short, the question as to the propriety of introducing additional mitigating evidence in this case is not a fundamental right subject to the Zerbst waiver standard, but rather, fits squarely into the category of rights that are nonfundamental and that are not reviewed for compliance with the heightened waiver standard.
Id.
at 1368.
See also Wallace v. Ward,
The Ohio Supreme Court took a similar view in
State v. Keith,
This Court need not resolve the issue of whether the right to present mitigating evidence is a fundamental constitutional right because this Court is of the view that the record demonstrates a knowing, intelligent, and voluntary waiver on petitioner’s part of his right to present mitigating evidence. It is well established that “[w]aivers of constitutional rights not only must be voluntary but must be knowing, intelligent acts done with sufficient awareness of the relevant circumstances and likely consequences.”
Brady v. United States,
The inquiry has two distinct dimensions. First, the relinquishment of the right must have been voluntary in the sense that it was the product of a free and deliberate choice rather than intimidation, coercion, or deception. Second, the waiver must have been made with a full awareness of both the nature of the right being abandoned and the consequences of the decision to abandon it.
Moran,
To be voluntary, a waiver must be the product of the defendant’s free will, without indicia of untoward government coercion, overreaching, or deception. To be clear, therefore, free will overborne by an impairment of the defendant’s mental state, without the presence of government coercion or overreaching, is insufficient to establish that his waiver was not “voluntary.”
See, e.g., Colorado v. Connelly,
In the context of waivers of the right to present mitigating evidence, those courts that have applied the
Zerbst
standard in determining the validity of the waiver typically require a showing that the defendant was advised of the nature, role, and importance of mitigation evidence, of his right to present such evidence, and of the consequences of his failure to present such evidence.
See, e.g., Hawkins v. Mullin,
The following facts are relevant to this Court’s determination that petitioner made a knowing, intelligent, and voluntary waiver of his right to present mitigating evidence. The record demonstrates that petitioner first evinced an inclination to waive the presentation of mitigation evidence on April 1, 1997, just as the jury’s verdicts finding him guilty as charged were being read. At that point, petitioner became disruptive, by any definition of that word, interrupting the reading of the verdicts and directing obscenity-laced challenges toward the jurors to “look [him] in the eye.” (Tr. Vol. V, Exh. 49, at 2491-94.) After defense counsel quickly intervened, petitioner was removed from the courtroom at his insistence. (Id at 2494.) The trial court cautioned the jury not to be prejudiced or otherwise influenced by petitioner’s conduct. Shortly after petitioner was removed from the courtroom and placed in a basement holding cell equipped with a closed-circuit TV to enable him to witness the courtroom proceedings, deputies informed the trial court that petitioner had endeavored to disable the closed-circuit TV and defense counsel informed the trial court that petitioner refused to return to the courtroom to waive, on the record, his right to be present at the subsequent hearing to try before just the trial court the specification involving petitioner’s pri- or murder conviction. (Id at 2518-20.)
Petitioner did in fact return to the courtroom later that day, after the trial court dismissed the jury so that it could conduct a bench hearing to determine the prior-murder-conviction specification. (Tr. Vol. V, Exh. 49, at 2522-23.) Before the hearing could begin, petitioner’s defense attorneys announced that, despite their discussing the matter at considerable length with him, petitioner had expressed to them that he no longer wished to be present in the courtroom for any further proceedings— not the evidentiary hearing to determine *747 the prior-murder-convietion specification, not the mitigation hearing, and not sentencing. (Id. at 2523.) One of petitioner’s defense attorneys, Mr. Kelly, continued:
His reasoning as expressed to me, on the mitigation phase, is that it is inherently biased because the jury that’s already found him guilty of 20 counts, that would be biased against him when it came to any mitigation.
And therefore, he doesn’t choose to participate in that phase of it. And also, since he has stated he believes that the process by which the recommendation of the jury is obtained and given to the Court is biased, that he does not wish to participate in the sentencing.
(Id. at 2523-24.)
The following exchange between the trial court and petitioner then ensued:
THE COURT: Have your attorneys adequately and correctly expressed your desires, Mr. Cowans?
THE DEFENDANT: Yes.
THE COURT: You do not wish to be present for this hearing [on the prior-murder-conviction specification]?
THE DEFENDANT: I don’t want to be a part of none of this kangaroo shit.
THE COURT: All right. Sir, then at this point in time, we’ll have him removed from the courtroom.
THE DEFENDANT: Removed from the courthouse, don’t put me down in no damn basement.
During the brief discussion that followed, the trial court reminded petitioner more than once that he had a right to hear what was going on, only to be interrupted by petitioner announcing that he did not want to be a part of, or present for, any further proceedings, and announcing even more emphatically that he did not wish to be placed in the basement holding cell. (Id. at 2525-27.) At one point, petitioner directed his tirade toward the prosecution, after the prosecution expressed its concern about the ramifications “eight years down the road” if petitioner were not somehow present for the specification hearing and in a position to communicate with his counsel. The trial court decided to send petitioner to the courthouse holding cell over petitioner’s objections and kept him there for the short duration of the evidentiary hearing on the prior-murder-conviction specification, in spite of once being advised by defense counsel that petitioner had demanded that the sound be turned down on the closed-circuit TV, had turned his back to the TV, and was laying on the floor with three deputies restraining him. Following the conclusion of the short hearing, petitioner was returned to the county jail.
Nearly two weeks later, court reconvened as scheduled on April 10, 1997 for petitioner’s mitigation hearing. The trial court explained, out of the presence of the jury, that the court had been advised the previous night that although the defense would not be prepared to present its two expert witnesses — mitigation specialist James Crates and mitigation psychologist Dr. Jeffrey Smalldon — as planned, they would need to put something on the record. (Id. at 2.) 1 Defense counsel Mr. Wallace then explained as follows:
Mr. Cowans after discussions with Mr. Kelly and myself on several occasions including again this morning immediately before coming into court has now *748 decided to specifically direct us that he wishes no evidence or no testimony presented by way of mitigation on his behalf at the hearing. He has further directed us and I advised the Court would be inquiring as to this, that he would also be waiving his right to make an unsworn statement on his behalf at the mitigation hearing.
For the record, and I think Mr. Cowans would concur in this, Mr. Cowans has not arrived at this decision lightly. He has also by his efforts and that’s what led to the cancellation of the jury to be called in today, has prevented the mitigation specialist and defense counsel from gathering much of the information as normally we receive by his specific direction to family and friends to immediately cease cooperation with Mr. Crates, Dr. Smalldon, Mr. Kelly, and myself so as not to enable us to present mitigation testimony in evidence against his wishes.
(Id. at 3-4.)
The trial court then addressed petitioner, and the following exchange took place:
THE COURT: Mr. Cowans, you heard what your attorney has stated to me. First of all, it is my understanding you do not with to present any evidence in mitigation, sir?
THE DEFENDANT: Yes, sir.
THE COURT: It is also my understanding that you instructed the witnesses not to—
THE DEFENDANT: Yes, sir.
THE COURT: —assist and participate with the experts that are going to testify?
THE DEFENDANT: Yes.
THE COURT: Do you mind telling me why, Mr. Cowans, you do not wish to proceed in a mitigation hearing?
THE DEFENDANT: I feel that it would be biased. I feel that I can’t get a fair shake out of a jury that found me guilty on something I didn’t do.
THE COURT: You understand, Mr. Cowans, that if you do not offer any evidence in mitigation the jury will probably come but to one decision and that is the death penalty?
THE DEFENDANT: That’s the decision they’re gonna come to anyway.
THE COURT: You understand further, sir, that your attorney—
THE DEFENDANT: Yes, I understand it all, sir.
THE COURT: You know your attorneys have prepared for the mitigation hearing by—
THE DEFENDANT: And under my direction I don’t want no mitigation hearing.
THE COURT: You understand they do have witnesses that they are ready to put on though?
THE DEFENDANT: No, no, witnesses, nothing.
THE COURT: All right. But you do understand they are available?
THE DEFENDANT: Yes, I do, I understand that.
THE COURT: It’s my understanding that tomorrow we will bring the jury in. Mr. Cowans, it’s my understanding you want to be present or do you want to be present during that?
(Id. at 4-6.) Petitioner thereafter agreed that he would be present at the hearing, rather than be placed again in the basement holding cell. (Id. at 6.) Petitioner also affirmatively elected to appear in prison garb and shackles, after the trial court clearly explained to him that he had a right to appear in civilian clothes and without shackles. (Id.) Thereafter, petitioner elected to leave for the remainder of the *749 proceedings that day, during which defense counsel confirmed that Mr. Crates and Dr. Smalldon would be present and available the following day to testify if necessary and that they (defense counsel) had been advised yet again by petitioner that he did not wish to make a sworn or unsworn statement. (Id. at 8-14.) Finally, defense counsel indicated that they had not yet decided whether they would proffer what mitigation evidence they had prepared and planned to offer. (Id. at 18-19.)
Court reconvened the following day, April 11, 1997, as planned. With jurors present but not in the courtroom, the trial court confirmed with petitioner again that petitioner understood his right to be present in civilian clothes, rather than the prison garb and shackles that he was wearing. (Tr. Vol. V, Exh. 50, at 25.) Defense counsel Mr. Wallace then stated:
Your Honor, we have discussed again with Jessie this morning, Mr. Kelly and myself along with Mr. Crates and Dr. Smalldon have met with Jessie again this morning to again discuss the decision put on the record yesterday. It is again our understanding that even after further consideration and discussion Mr. Cowans does not wish us to present any evidence or testimony in mitigation in this matter. It is further our understanding that after discussion and being advised about the possible consequences Mr. Cowans does not wish to make any statement to the Court, to the jury either sworn or unsworn on his behalf at any time diuing the remainder of these proceedings.
For the record Mr. Cowans is aware that Dr. Jeff Smalldon, is in fact, present, is here in the courtroom, has testimony prepared and is prepared to go forward immediately should Mr. Cowans have changed his mind overnight—
THE DEFENDANT: (Shaking head.)
MR. WALLACE: -or this morning and is prepared to offer testimony which would be in mitigation in this matter. This has been, again, discussed with Mr. Cowans, it has been discussed with him the nature of the proposed testimony, he is aware of that and despite all of these facts he is still specifically directing Mr. Kelly and myself not to offer any testimony or evidence on his behalf today.
THE DEFENDANT: (Nodding head.)
THE COURT: You understand — that is a correct statement, Mr.—
THE DEFENDANT: Yes, sir.
THE COURT: —Cowans?
THE DEFENDANT: Yes, sir.
THE COURT: You understand you have the right to present testimony?
THE DEFENDANT: Yes.
THE COURT: And you decided not to; is that correct, sir?
THE DEFENDANT: Yes, sir.
THE COURT: In addition to that you have the right to make a statement on your behalf to the jury either under oath or not under oath.
THE DEFENDANT: (Shaking head.) No.
THE COURT: If it’s not under oath it’s not subject to cross-examination, you understand that?
THE DEFENDANT: Yes, I do understand that.
THE COURT: You do not wish to make a statement to the jury, sir?
THE DEFENDANT: No, sir.
(Id. at 26-27.)
Defense counsel then answered, in response to a question by the trial court, that they had intended to offer (in addition to testimony by Dr. Smalldon and Mr. Crates) testimony from some of petitioner’s family members, previous foster parents, and other individuals from petition *750 er’s teen-age and formative years. (Id. at 28.) Following a proffer by the prosecution of evidence it had planned to offer during the mitigation hearing, defense counsel announced that they would not be making a proffer of the evidence that they had planned to introduce, though they reserved the right to do so later. (Id. at 31-32.)
Once the jurors were seated for the commencement of the mitigation hearing and the prosecution delivered its opening statements, defense attorney Mr. Wallace made the following opening statement:
This is something that’s going to be very difficult for you, it is going to be very difficult for us. It’s going to be even more difficult than you expect because of what I’m about to tell you.
We have a client, Jessie Cowans, who is a human being who has a right to make his own decisions. Jessie has elected at this point in time to direct us as his attorneys to present no evidence and no testimony here today on his behalf. That was not our plan as you know from voir dire and as we’ve discussed this throughout we sincerely hoped we didn’t get to this part of the proceeding. We may or may not agree with the decision that Jessie has made but Jessie has made his decision, he has asked us to relay that to you.
Jessie disagrees with your verdict in the first phase and that’s no surprise. We believe in our hearts that we gave you our sincere evaluation of what we believe the evidence to be in the trial phase and you made your decision, we don’t have to agree with that, but we accept that, we understand that, that’s your role in these proceedings, you performed your role.
Once the prosecution rests their case today which will be very brief we will present nothing on Jessie’s behalf and at his request and then you perform your role in accordance with the Judge’s instructions.
(Id. at 37-38.) The prosecution, by way of presenting its case, introduced all of the evidence from the first phase and gave closing and rebuttal arguments. Defense counsel, as promised, presented no evidence and made no final arguments, (though defense counsel did raise some objections, out of the hearing of the jury, to parts of the prosecution’s closing arguments). After the trial court gave its instructions, the jury retired to deliberate at 10:26 a.m. and returned with a verdict recommending death at 1:50 p.m. (Id. at 73-75.)
After careful consideration of the relevant case law and the facts set forth above, (and assuming for purposes of this discussion that waiver of the right to present mitigating evidence should be subjected to the heightened Zerbst standard), this Court is satisfied that Petitioner Cowans made a knowing, intelligent, and voluntary waiver of his right to present mitigating evidence. The totality of the circumstances, as reflected in the record, demonstrates that petitioner elected to waive his right to present mitigating evidence with sufficient awareness of his right to present mitigating evidence; of the nature, role, and importance of mitigation evidence; and of the probable consequences of his failure to present mitigating evidence. Counsel stated, prior to the bench hearing on the prior-murder-conviction specification, that they had discussed at length with petitioner the matter of his refusal to participate in, among other things, the mitigation hearing. (Tr. Vol. V, Exh. 49, at 2523.) Counsel stated again, the day that the mitigation hearing was scheduled to begin, that they had had discussions on numerous occasions with petitioner concerning his decision not to allow the pres *751 entation of any mitigating evidence. (Tr. Vol. V, Exh. 49, at 3-4.) Prior to the commencement of the mitigation hearing, counsel stated again that they, along with Mr. Crates and Dr. Smalldon, had had more discussions with petitioner concerning his decision to waive the presentation of mitigating evidence, during which they advised him of the likely consequences of his decision and of the nature of the evidence and testimony they were poised to present at the mitigation hearing. (Tr. Vol. V, Exh. 50, at 26-27.) Finally, counsel confirmed the evidence that they had intended to present. (Id. at 28.) It is reasonable to presume from counsel’s representations that they had discussed with petitioner at length and on numerous occasions the nature and role of mitigating evidence.
Another factor militating in favor of a finding that petitioner’s waiver was knowing, intelligent, and voluntary was petitioner’s resolve. A clear statement of petitioner’s reason for waiving his right to present mitigation evidence — (namely, that petitioner felt that a jury that had convicted him in the first phase of the trial would be biased against him in the mitigation phase of the trial) — was expressed, on the record, not only by counsel, prior to the commencement of the prior-murder-conviction specification hearing (Tr. Vol. V, Exh. 49, at 2523-24), but subsequently by petitioner in his own words on the day that his mitigation hearing was to begin (Tr. Vol. V, Exh. 49, at 4). And although petitioner had engaged in angry and disruptive behavior during other portions of his trial, he was clear when he explained, in response to a question by the trial court, that he felt that a mitigation hearing would be biased and that he could not “get a fair shake” from a jury that convicted him of crimes he had not committed. (Id.) The record permits a reasonable inference that petitioner was firm in his decision, given that he had for weeks, in spite of numerous conversations with counsel, not only refused to budge from his decision to waive mitigation but also actively thwarted the efforts of his defense team to gather information from his (petitioner’s) relatives, friends, and other acquaintances. (Tr. Vol. V, Exh. 49, at 3-1)
The trial court explained, on the record, and petitioner confirmed that he understood, on the record, the likely consequences of his refusal to present mitigating evidence — namely, that the jury was likely to recommend death. (Tr. Vol. V, Exh. 49, at 4-5.) Petitioner confirmed, on the record, that he understood that his attorneys were prepared to offer mitigation evidence in the event that he changed his mind. (Tr. Vol. V, Exh. 49, at 4-5.) Petitioner confirmed, on the record, that he understood that he had the right to present mitigating evidence. (Tr. Vol. V, Exh. 50, at 26-27.) Petitioner affirmed and reaffirmed, on the record, his desire not to present any mitigating evidence. (Tr. Vol. V, Exh. 49, at 4-5; Tr. Vol. V, Exh. 50, at 27.) Further, in assessing from the totality of the circumstances whether petitioner’s waiver of his right to present mitigating evidence was made with sufficient awareness of the nature of the right and the consequences for abandoning it, the Court takes into consideration that petitioner had experience with the criminal justice system; petitioner had served time in prison for murder and was on parole from that judgment at the time he was arrested and tried for the murder of Mrs. Swart.
The record further reflects that his waiver was voluntary, in the sense that it was the product of a free, deliberate choice rather than intimidation, coercion, or deception. In this regard, the Court rejects as unsupported by case law any
*752
argument that petitioner was “coerced” or “intimidated” into waiving his right to present mitigation evidence by a sense of hopelessness borne of a system that, in his mind, was inherently biased by employing the same jury to first determine whether they defendant is guilty of death-eligible murder and to then determine whether the defendant should receive the death penalty. Government overreaching is a necessary component of any finding that a waiver was not voluntary.
Cf. Colorado v. Connelly,
The totality of the circumstances demonstrates to this Court that petitioner’s decision to waive mitigation was knowing, intelligent, and voluntary. That being so, this Court can find nothing erroneous, much less unreasonable, about the Ohio Supreme Court’s decision on direct appeal rejecting petitioner’s claim that his decision to waive mitigation was not knowing, intelligent, and voluntary.
C. Petitioner’s Competency to Waive Mitigation
As noted above, the Ohio Supreme Court also concluded on direct appeal that petitioner was competent to waive his right to present mitigating evidence.
Cowans,
In some situations, the determination of whether a defendant knowingly, intelligently, and voluntarily waives his constitutional rights also requires a determination of whether he is competent to do so. Generally speaking, a “competency” inquiry focuses on a defendant’s
capacity
for understanding the nature of his rights and consequences of his actions, while a “waiver” inquiry addresses whether or to what extent a defendant
actually
understood the nature of his rights and the consequences of his decision.
See Godinez v. Moran,
Determining whether a defendant is competent to waive the presentation of mitigation evidence is similar to determining whether a death-sentenced
*753
prisoner is competent to abandon efforts to appeal his death sentence, which guidelines were set forth by the United States Supreme Court in
Rees v. Peyton,
A defendant is mentally competent to forgo the presentation of mitigating evidence in the penalty phase of a capital case if he has the mental capacity to understand the choice between life and death and to make a knowing and intelligent decision not to pursue the presentation of evidence. The defendant must fully comprehend the ramifications of his decision, and must possess the ability to reason logically, ie., to choose the means that relate logically to his ends.
Ashworth,
The United States Supreme Court also reminded in
Godinez v. Moran,
that a competency determination is necessary only when a court has reason to doubt the defendant’s competence.
The import of our decision in Pate v. Robinson is that evidence of a defendant’s irrational behavior, his demeanor at trial, and any prior medical opinion on competence to stand trial all are relevant in determining whether further inquiry is required, but that even one of these factors standing alone may, in some circumstances, be sufficient. There are, of course, no fixed or immut *754 able signs which invariably indicate the need for further inquiry to determine fitness to proceed; the question is often a difficult one in which a wide range of manifestations and subtle nuances are implicated.
Drope,
Applying these principles to the facts at hand, the Court concludes that petitioner was competent to make a knowing, intelligent, and voluntary waiver of his right to present mitigating evidence and that the trial court did not err in failing to conduct a hearing to determine petitioner’s competency. The Court is satisfied that the record demonstrates that petitioner possessed the mental capacity to understand the choice between life and death, to make a knowing and voluntary decision not to present mitigating evidence, to fully comprehend the ramifications of his decision, and to reason logically. The only evidence of incompetency to which petitioner points are the angry and disruptive outbursts in which he engaged at several points during his trial proceedings and indications of his paranoia that everyone— from the trial court and prosecutors to the deputies and his own defense attorneys— was out to get him. But close scrutiny of those matters in the full context of petitioner’s trial proceedings reveals that they fall short of either establishing that petitioner was incompetent or constituting indicia sufficient to provide a bona fide reason to question petitioner’s competency.
Further, the record contains no evidence of a significant history of mental health problems on petitioner’s part. In an affidavit prepared by Dr. Jeffrey Smalldon in May 1998 recounting his evaluation of petitioner in preparation for petitioner’s mitigation hearing, Dr. Smalldon opined that petitioner suffered from, at most, a history of alcohol dependence and polysubstance abuse, as well as an Antisocial Personality Disorder stemming from his abusive and chaotic upbringing. (Doc. # 85-5.) Even the March 1998 mental health evaluation completed by Dr. Kristin E. Haskins and submitted during petitioner’s postconviction proceedings falls short of establishing that he was incompetent either at the time that he waived the presentation of mitigating evidence or at the time that Dr. Has-kins evaluated him. Neither defense counsel, nor the prosecution, nor the trial court — those people in the best position to observe petitioner’s disruptive behavior in context and demeanor throughout the trial proceedings — ever expressed any doubts about petitioner’s competency.
It is true that at several points throughout the trial proceedings, petitioner engaged in angry and disruptive behavior. But disruptive behavior alone, especially when prompted by anger at certain aspects of the proceedings against him as opposed to mental disease or defect, is insufficient to establish a defendant’s incompetency or even necessarily raise questions as to his competency.
See, e.g., Sweezy v. Garrison,
Petitioner responded disruptively in court at several different points during his trial proceedings, over a span of nearly five months. The first time that petitioner acted out his pique was during a motions hearing in November 1996, only a few *755 months after he was indicted. Just as the trial court was asking petitioner whether he had been served with the new indictment, petitioner answered that he had and then said, “May I please say some words?” (Tr. Vol. I, Exh. 30, at 3.) After the trial court cautioned him that he did not have to speak during any of the trial proceedings and that anything he said could be used against him, petitioner stated that he understood and that he wanted new counsel. The trial court agreed with petitioner’s request to appoint new counsel, but when petitioner gleaned from the remarks that the trial court planned to appoint counsel from the same office as petitioner’s previous counsel (the public defender’s office), petitioner interrupted: “That is just like hanging me, Your Honor, you might as well hang me.” (Id. at 6.) Petitioner explained that he felt that his previous attorneys had been pressuring him to plead guilty and that if the trial court appointed attorneys from the same office, then his previous counsel would “still be running the show behind the scenes.” (Id.) The trial court said it would take the matter under advisement and the proceedings concluded without further incident.
The trial court thereafter appointed Michael Kelly and Bruce Wallace to represent petitioner and it does not appear that petitioner had a problem with that. However, several months later, during hardship interviews with prospective jurors on February 19, 1997, petitioner acted out his pique a second time. As the trial court was explaining the purpose of the hearing, petitioner interrupted and asked if he could speak. (Tr. Vol. I, Exh. 36, at 5.) The trial court assured him that he would be given a chance to speak as soon as the trial court was finished with its introductory remarks. The trial court also reminded petitioner that he had a right to be present at that and all proceedings, so long as he was not disruptive. Then, the trial court invited petitioner to speak:
THE DEFENDANT: First of all, I would like new counsel. My attorneys and I had a disagreement. I want new counsel. Secondly, Your Honor, I would like to be at all hearings, but there seems to be a problem with me and Ms. Zenni. They made me sign a thing about wearing that belt that says if I do any overt action, if I raise my voice or what have you, that she can push that button. I feel I can’t wear no belt like that. I sent a letter to the county jail. I asked them if they can find somebody other than Ms. Zenni because she seems to have a personal problem with me. Also, I would like to have new counsel.
THE COURT: As far as new counsel, let’s address that first. Can you tell me the reason you want a new attorney?
THE DEFENDANT: I am not sure that is right, Your Honor.
THE COURT: At this point in time you don’t get, as just a matter of course, new counsel just because you wish to have new attorneys, since this is the second time around. The first attorneys were excellent attorneys. These attorneys are excellent attorneys as far as handling death cases, their experience. Unless you give me some adequate reason, I have no other choice then [sic] certainly to deny your request.
THE DEFENDANT: They want — they feel I am guilty, you know. I feel they can’t represent me to best of their ability because they feel I am guilty.
THE COURT: Well, you understand, of course, that an attorney’s duty is to represent his client regardless of personal feelings. In fact, that is one of the main training modes in law school as well as his profession. Regardless of how they or he or anyone of them feel, it *756 is what kind of representation thy are going to be giving you.
THE DEFENDANT: Your Honor, I seem to be fighting for my life here. You are expecting me to keep these men as my attorneys? I’m sorry. I don’t know nothing about the law but I know that is against my constitution.
THE COURT: Ml right. Let me say this, Mr. Cowans, unless you give me adequate reason and cause other than the fact you don’t agree with them and don’t like them at this point in time-
THE DEFENDANT: It is not about liking them. They are wanting me to plead guilty and lie when I — you know, if I lie now and it comes out later then I am guilty.
THE COURT: Do either of you wish to be heard at this point?
MR. KELLY: I have to get permission from Mr. Cowans. I don’t want to violate any attorney client privilege. May I discuss briefly some of our conversations without saying anything specifically you said, Jessie?
THE COURT: Mr. Cowans?
THE DEFENDANT: I have nothing to say to this man, Your Honor.
THE COURT: Well, if you are not going to cooperate with your attorney at this point in time you give me no choice, Mr. Cowans, I am going to have to go forward and keep these counsel on board.
(Tr. Vol. I, Exh. 35, at 5-8.)
Defense counsel proceeded to explain that they had had disagreements with petitioner concerning certain evidence and theories, but insisted that they had never encouraged him to lie or plead guilty. The trial court then stated that it was of the view that defense counsel had been diligently representing petitioner and that, without more, it could not replace them with a new set of attorneys. At that point, petitioner stood as if to leave, prompting the following exchange:
THE COURT: Have a seat for a minute, sir, until I finish. If you don’t wish to be in the courtroom when all these proceedings take place, Mr. Cowans, you have the right to leave this courtroom and be somewhere else. There are two ways I can have you situated. You can either remain back in jail or you can be in another room and we will have two-way communication so that you can see what is going on, as well as hear what is going on. And that choice is yours, sir. The three alternatives are to be here, do not disrupt, two, to be in another room, or three to be back in the jail.
THE DEFENDANT: I would like new counsel, Your Honor.
THE COURT: That is going to be denied, sir. With that in mind, what alternatives do you want to work with?
THE DEFENDANT: I would like new counsel.
THE COURT: Ml right. Do you wish to remain here at this time, sir?
THE DEFENDANT: I would like new counsel, sir.
THE COURT: I take it then that means no, sir. Do you wish to remain in the jail while — •
THE DEFENDANT: I would like new counsel, sir.
THE COURT: I take it that means no also. You give me no choice, Mr. Cowans, if you cannot indicate to me—
THE DEFENDANT: I gave you a choice, sir. I would like new counsel.
THE COURT: Are you going to assure me you are not going to be disruptive?
THE DEFENDANT: I would like new counsel, sir.
*757 THE COURT: If you are not going to answer my question, I take it you are going to be disruptive.
THE DEFENDANT: I would like new counsel.
THE COURT: All right. I would ask that you please leave. I have given you a chance to listen to what is going [on]. If you want to listen to what is going on, we will have you placed in a special room. Until you voice that to either me or to your attorneys or to the jail personnel, I will take it you do not wish to be present. Anything further you want to place on the record?
THE DEFENDANT: I would like new counsel.
(Tr. Vol. I, Exh. 35, at 9-11.) At that point, petitioner left the courtroom, the potential jurors were escorted in for a continuation of the hearing on juror hardship excuses, and the trial court explained, among other things, that petitioner had chosen not to be present and that jurors were not to consider his absence for any purpose.
Later that day, as the hardship-excuses hearing continued with a new panel of potential jurors, Mr. Wallace approached the bench to inform the trial court and prosecutors that co-counsel Mr. Kelly was on the telephone with petitioner. (Tr. Vol. I, Exh. 35, at 62.) After the trial court dismissed the prospective jurors, Mr. Kelly entered and explained that petitioner had relayed to him a demand that he and Mr. Wallace file a motion to withdraw as his attorneys. Explaining that they felt obligated to follow petitioner’s wishes, Mr. Kelly advised the trial court that they would be filing a memorandum. When the trial court responded that it would hold a hearing as soon as possible on the matter, Mr. Kelly confirmed that petitioner wanted to be present at that and all future proceedings. The trial court then continued with the hearing on juror hardship excuses, without petitioner present.
Petitioner’s third episode of disruptive behavior took place one week later, on February 28, 1997, when the trial court conducted a hearing on defense counsel’s motion to withdraw. The trial court began by advising petitioner that he had the right to be present at all proceedings and to consult with his attorneys, so long as he did not become disruptive, to which petitioner responded, “Stating the fact I want new counsel is not disrupting.” (Tr. Vol. I, Exh. 36, at 3.) After a brief back-and-forth between petitioner and the trial court about why petitioner had been removed from the courtroom the previous week, the trial court clarified that defense counsel had filed a motion to withdraw, pursuant to petitioner’s request, and that petitioner had also filed his own motion for new counsel, though neither the prosecution nor the trial court had received a copy of that pro se motion. Defense counsel proceeded to explain, consistent with their motion, that they had had a disagreement with petitioner at the jail while discussing certain evidence and theories for how to handle that evidence, and that petitioner thereafter, on several occasions, refused to speak to them when they went to the jail to discuss the case with him. The trial court then invited petitioner to speak:
THE DEFENDANT: I need new counsel. We are not getting along. Do not want me to say something. I keep hearing all of this, if I say something, it won’t be used against me. Prosecution is sitting right there.
Your Honor, it comes up about a palm print. I’m not talking about the time I got disruptive and loud and told them I wanted new counsel. I’m talking about times before that when Mr. Kelly would come over to the jail by himself and sit *758 out there and talk to me about that palm print.
Your Honor, I feel that I cannot get along with this counsel. And I’m asking the Court, may I please have new counsel? That’s all I can say.
(Tr. Vol. I, Exh. 36, at 7-8.)
The trial court then asked the prosecution if they had anything to offer, to which Mr. Breyer replied, “Judge, I can’t help but think about the boy who cried, ‘Wolf.’ ” (Id. at 8.) Mr. Breyer went on to express reservations about appointing new counsel for such nebulous reasons and concerns that petitioner was going to continue to insist on new attorneys “like a roundrobbin tournament.” (Id.) Petitioner then interrupted:
THE DEFENDANT: It’s obvious I’m guilty to you, man.
MR. BREYER: —I haven’t heard anything to indicate they’re not doing what they’re obligated to do.
THE DEFENDANT: Well, you’d like for them-
THE COURT: Excuse me one moment, Mr. Cowans. Give him a chance to speak and I’ll give you a chance to speak. Okay? This is the way we do things, Mr. Cowans. Please.
THE DEFENDANT: Yes, sir.
MR. BREYER: I think an inability to communicate between counsel and Defendant is a serious problem. But when it’s a one-sided refusal to communicate, I don’t see that as something the Court should step into and rectify.
THE COURT: Mr. Cowans?
THE DEFENDANT: Your Honor, prosecution is going to say stuff like that. They would rather me keep counsel that ain’t going to be able to represent me to their fullest, because that would be in their benefit.
(Id. at 8-9.)
Explaining that it continued to be of the view that defense counsel were competent, conscientious, and were obviously working diligently to represent petitioner, the trial court announced that it would be keeping defense counsel on. The trial court encouraged petitioner to try to overcome his differences with them and to try to communicate, cooperate, and work with them “because they are your best chance.” (Id.) Petitioner responded:
THE DEFENDANT: What do I do now, Your Honor? I don’t want that.
THE COURT: I’m sorry you don’t, sir.
THE DEFENDANT: I don’t want that. You people have gotten me charged with four counts of murder. I’m trying to fight for my life. You are going to tell me you are not going to give me counsel- — •
THE COURT: Yes, sir.
THE DEFENDANT: —that I do not agree with, that would get along with me? I don’t want somebody that’s going to tell me I’m guilty. You understand? I don’t want that. Now, I’m asking you for new counsel. You keep telling me no. You have to give me new counsel. I’m fighting for my life, sir. Now, if you don’t want to give me new counsel, what’s my next step? I don’t want this man as my counsel. What’s my next step, Your Honor?
THE COURT: That’s up to you, Mr. Cowans. At this point in time, that’s your attorney at this stage.
THE DEFENDANT: What do I do now, sir?
THE COURT: That’s up to you at this point, sir.
THE DEFENDANT: That’s why I’m asking you, because I don’t have an at *759 torney I can ask that. What do I do now, sir?
THE COURT: You are entitled to either cooperate with these people and work with them to the best of your ability and their ability, so they can defend you in an adequate manner—
THE DEFENDANT: You’re wrong, Your Honor.
THE COURT: That’s entirely up to you, sir.
THE DEFENDANT: You’re wrong. You are going against my constitutional rights. My rights say I’m allowed efficient counsel. You’re not giving me efficient counsel, sir. You might think he’s doing good, they might think he’s doing good, because you are the Judge, that’s the prosecution. Me, as the Defendant, I’m telling you the man ain’t representing me to the fullest.
THE COURT: This is what it’s going to be at this point, Mr. Cowans.
THE DEFENDANT: What am I supposed to do now? You are talking about having a trial without me? You know, come on, man. That’s bull. That’s bull.
THE COURT: You better sit here and you better cooperate with your attorneys.
THE DEFENDANT: I’m not going to cooperate with this man.
THE COURT: You’ve got two choices.
THE DEFENDANT: I’ve done stated that to you, sir. I want new counsel. I know my rights. I want new counsel.
THE COURT: Denied.
THE DEFENDANT: Well, I want a new Judge, then.
THE COURT: You certainly have the right to file—
THE DEFENDANT: You are going to sit there and deny me something. And I’m sitting here telling you I don’t want this man as my counsel. That’s bullshit, man.
THE COURT: You are entitled, sir, to—
THE DEFENDANT: Don’t tell me no. Shut up, man. You are the problem, any damn way.
THE COURT: Mr. Cowans, let me advise you, again, sir, that you have the right to sit here and participate in this trial.
THE DEFENDANT: Participate how? Participate in hanging me?
THE COURT: I just told you, Mr. Cowans.
THE DEFENDANT: You find that funny, mother fucker. Fuck you, punk.
THE COURT: Mr. Cowans, keep it up and you are leaving this Courtroom. Do you understand that, sir?
THE DEFENDANT: The man is going to laugh at me.
THE COURT: Did I just tell you before, not too long ago—
THE DEFENDANT: The man is going to laugh at me.
THE COURT: —you are leaving this courtroom if you continue this?
THE DEFENDANT: The man is going to laugh at me.
THE COURT: If he laughs, sir, so what? So what if he laughs at you?
THE DEFENDANT: So, now, I see what it’s really about.
THE COURT: At this point in time, sir, he shouldn’t be laughing at you. But the point of the matter is, you are not to react this way.
THE DEFENDANT: Why not? I’m fighting for my life, man.
THE COURT: You are going to leave this Courtroom if you keep it up, Mr. Cowans.
*760 THE DEFENDANT: I want the Judge to tell me what I’m supposed to do now to get new counsel. I want new counsel. I don’t want this man as my counsel.
THE COURT: Mr. Cowans, at this point in time, I’m indicating that this is the counsel that you are going to have to work with, sir.
THE DEFENDANT: So, what do we do now during trial? I don’t want this man as my counsel. I don’t want this man representing me in anything. Now, what?
THE COURT: Do you wish to represent yourself, Mr. Cowans?
THE DEFENDANT: How? I don’t know shit about law. How?
THE COURT: Then, I suggest you cooperate.
THE DEFENDANT: Cooperate with a man that’s trying to down me? Come on, Your Honor.
THE COURT: You have Mr. Wallace, also, Mr. Cowans.
THE DEFENDANT: Yeah, okay. I see what this is about.
THE COURT: Anything else?
THE DEFENDANT: Yeah. I feel that you might as well be in their pocket. Are they paying you to down me or something? Is the prosecution paying you, Your Honor?
THE COURT: Anything else?
THE DEFENDANT: Must be.
THE COURT: Do you have anything else you want to add about this motion, sir, before we leave?
THE DEFENDANT: I would like new counsel.
THE COURT: Once again, denied. Submit an entry accordingly. Mr. Cowans, again, I can advise you, you should consult with your counsel.
THE DEFENDANT: I would like new counsel.
THE COURT: This case is going on trial March 17th, sir. Anything further?
THE DEFENDANT: I would like new counsel.
THE COURT: Folks? Mr. Kelly?
MR. KELLY: Yes, sir.
THE COURT: Anything further, sir?
MR. KELLY: Not unless Mr. Cowans—
THE DEFENDANT: Tell that man you don’t want to be my counsel, man. You know what the hell you said to me over at the jail. Tell that man.
MR. KELLY: I advised Mr. Cowans, if he didn’t want us to be his counsel — it wasn’t at the jail, it was on the phone— that it would be difficult to represent him. However, I did not tell him I would file a motion for us to withdraw. I told him I would file the motion he requested—
THE DEFENDANT: You know what you said.
MR. KELLY: —which says that the Court appoint new counsel.
THE COURT: Again, Mr. Cowans, I would advise you—
THE DEFENDANT: You know what you said, man.
THE COURT: —to work with Mr. Kelly. Mr. Kelly, work with Mr. Cowans. If you can cooperate, it’s in your best interest, sir. Mr. Breyer?
(Tr. Vol. I, Exh. 36, at 10-15.) Mr. Breyer stated that he would prepare an entry and the hearing concluded.
Trial then commenced on March 17, 1997, as scheduled. The record contains no indication that petitioner engaged in any further disruptive behavior, in or out of court, or had any difficulty working with his attorneys, for the duration of his trial. *761 That changed on April 1, 1997, the day that the culpability phase of his trial concluded, as the verdicts were being read. Before the trial court could finish reading the verdict forms for the specifications to the aggravated murder charge set forth in count two, petitioner interrupted:
THE DEFENDANT: Look me in the mother fucking eye.
THE COURT: —moving then on to specification three to count two—
THE DEFENDANT: Don’t peek at me.
(Tr. Vol. V, Exh. 49, at 2491.) The trial court continued reading the verdict forms until, while the trial court was reading the verdict form for specification three to count three, defense counsel interrupted:
MR. KELLY: Your Honor, can we interrupt the reading, please? May I approach the bench?
THE COURT: Yes.
THE DEFENDANT: Get me the fuck out of here, man. Get me out of here. Not one of you mother fuckers can look me in the eye. You all pieces of shit. (UNREPORTED SIDE BAR)
THE COURT: Ladies and gentlemen, would you please retire to the juryroom for a few minutes, and then we’ll continue on.
(The jury returned to the juryroom.)
THE DEFENDANT: Get me the fuck out of here. Get me out of here, man. I’m trying to be cool. I’ve been asking to get out of here. Get me out of here. Get me out this fucking courtroom.
THE COURT: Mr. Cowans, it’s my understanding, you do not wish to remain in the courtroom; is that correct, sir?
THE DEFENDANT: Get me the fuck out of here.
THE COURT: Do you not wish to remain in the courtroom during the sentence, sir — or the announcement of the verdict, sir?
THE DEFENDANT: Are you going to get me out of here, man? I’m asking to get the fuck out this courtroom.
(Tr. Vol. V, Exh. 49, at 2494-95.)
The trial court had petitioner removed from the courtroom and placed in a basement holding cell equipped with a closed-circuit TV broadcasting the proceedings, whereafter the jury returned to the courtroom and the trial court finished reading the verdicts. At the conclusion of the reading of the verdicts, the trial court advised the jurors not to allow themselves to be prejudiced against petitioner because of his actions. (Id. at 2502-03.) "While the trial court was polling the alternate jurors, out of the presence of the jury, a deputy advised the court that petitioner had disabled the closed-circuit TV and was requesting to return to the jail. (Id. at 2503.) The trial court construed petitioner’s actions as a constructive waiver of his right to be present for or view the proceedings and directed the deputies to return petitioner to the jail. (Id. at 2509.)
After the trial court finished polling the alternate jurors concerning whether they agreed with the jury’s verdicts, the trial court decided to have petitioner brought back to the courthouse for the bench hearing on the specification charging that petitioner had a prior murder convictiоn. Mr. Wallace then advised the trial court:
MR. WALLACE: Your Honor, I visited Mr. Cowans at the jail just moments ago. He was very cooperative with me and was willing to discuss the matter with me. However, he made it clear that he did not wish to be returned to the court house or the courtroom at this time for this hearing, or for any future hearings or proceedings in this case.
(Id. at 2519.) When the trial court announced its decision to have petitioner *762 brought back to the court house in any event, “so he doesn’t lose any confrontational rights,” (Id. at 2520), Mr. Wallace stated that he thought he might be able to convince petitioner to make an on-the-record waiver of his right to be present.
Petitioner was brought back to the court room. But before the trial court began the evidentiary hearing to determine petitioner’s prior-murder-conviction specification, Mr. Kelly stated that petitioner no longer wished to be present in the courtroom for any proceedings — not the evidentiary hearing, not the mitigation hearing, not sentencing. The trial court engaged petitioner in a brief colloquy — (which this Court set forth verbatim above in determining that petitioner’s waiver to present mitigation evidence was knowing, intelligent, and voluntary) — during which petitioner answered the trial court’s questions, confirming that counsel had accurately expressed his wishes and that he did not wish to be in the court room for any further proceedings. When it became evident that the trial court intended to place petitioner in the basement holding cell, he became agitated and somewhat disruptive, at times directing obscenity-laced comments at the trial court and the prosecution. Despite petitioner’s protestations, the trial court had him placed in the basement holding cell for the duration of the short evidentiary hearing, despite being advised by defense counsel at the outset of the evidentiary hearing that petitioner was demanding that the sound on the TV be turned down, turning his back to the TV, and laying on the floor being restrained by three deputies. (Tr. Vol. V, Exh. 49, at 2529.) The trial court commenced with the evidentiary hearing, after which petitioner was returned to the jail.
As explained more fully earlier in this decision, when court reconvened on April 10,1997 for petitioner’s mitigation hearing, defense counsel stated on the record that petitioner had directed them not to present any evidence on his behalf at the mitigation hearing and had further directed relatives, friends, and other acquaintances not to cooperate with the defense team in gathering any mitigation information. (Tr. Vol. V, Exh. 49, at 3-4.) The trial court engaged petitioner in a brief colloquy— (which this Court set forth verbatim above in determining that petitioner’s waiver to present mitigation evidence was knowing, intelligent, and voluntary) — during which petitioner calmly and responsively answered the trial court’s questions, confirming that his counsel had accurately expressed his wishes, that he did not wish any mitigating evidence to be presented on his behalf, and that he would agree to be present the following day when the jury was brought in rather than be placed in the basement holding cell. (Id. at 4-6.)
The following day, when court reconvened for the commencement of petitioner’s mitigation hearing, petitioner confirmed yet again, both through counsel and through his own answers to the trial court’s questions, that he did not wish to appear in civilian clothes or to have any mitigation evidence presented on his behalf. Petitioner remained in the courtroom for the entirety of the mitigation hearing- — which consisted of only opening statements and closing arguments by the prosecution, a brief statement by defense counsel explaining that petitioner wished no mitigation evidence to be presented, the readmission of evidence from the first phase, and the trial court’s instructions to the jury — and never engaged in any disruptive behavior, save trying to appear to be asleep during portions of the opening statements and closing arguments (Tr. Vol. V, Exh. 50, at 48.) When the jury returned after a few hours of deliberations with a verdict recommending death, petitioner engaged in no disruptive behavior.
*763 Finally, when petitioner appeared in court the following week for formal sentencing, he engaged in no disruptive behavior, (beyond inviting the victim’s son, during his victim impact statement, to look him (petitioner) in the eye). (Id. at 88.)
The Court is not persuaded that the episodes of disruptive behavior set forth above demonstrate or suggest that petitioner was incompetent to waive his right to present mitigation evidence or even that the disruptive behavior was sufficient to raise doubts as to petitioner’s competency such that the trial court should have been prompted to conduct a hearing to determine petitioner’s competency. Competency, in the context of a waiver of the right to present mitigating evidence, requires the Court to determine whether petitioner had the mental capacity to understand the choice between life and death and to make a knowing and intelligent decision not to pursue the presentation of evidence, to fully comprehend the ramifications of his decision, and to reason logically, ie., to choose the means that relate logically to his ends. It may be argued in this case that petitioner, in choosing to forgo the presentation of mitigating evidence, did not choose means that related logically to his ends, which obviously were to achieve acquittal and exoneration. But it bears reminding that the test is whether the petitioner possessed the capacity to reason logically by choosing means that related logically to his ends, not whether the petitioner actually employed means that related logically to his ends.
As the district court in
Sweezy v. Garrison
reasoned, the petitioner’s episodes of disruptive behavior “definitely evidence[d] a rational as well as factual understanding of the proceedings ... because virtually all were closely related to either the outcome of the case or the procedures involved,
ie.,
getting a jury, using witnesses, protesting testimony and verdict, getting a lawyer replaced, and protesting the judge’s action.”
Sweezy,
Therefore, while petitioner’s aсtions and remarks have been characterized by him as irrational, that word is appropriate only to the extent it describes actions by petitioner which were not in his best interest. However, rationality from a standpoint of competence is not determined by foolishness or wisdom, and, for this additional reason, the events on which petitioner relies to establish his incompetency at the time of trial and the *764 duties on counsel are not probative on the point.
Id.
Similarly, in the instant case, petitioner’s episodes may have been inappropriate and not in his best interests; but they actually evidenced a rational and factual understanding of the proceedings, as opposed to incompetence, in the sense that they “were closely related to either the outcome of the case or the procedures involved!!]”
Sweezy,
Chief Justice Moyer of the Ohio Supreme Court concluded in dissent that petitioner’s waiver of his right to introduce mitigation evidence, combined with petitioner’s conduct both before and during trial, should have required the trial judge to order a competency evaluation. Although this Court is of the same view, the fact is that a reviewing court in a habeas proceeding is not authorized to simply second-guess the state court. The majority opinion cannot be said to be either a decision that was contrary to clearly established federal law or a decision that involved an unreasonable determination of the facts presented.
The Court also takes into consideration that, although petitioner’s episodes of disruptive behavior were often inappropriate and not in his best interests — albeit, not irrational from the standpoint of competence — the record contains numerous instances demonstrating that petitioner was not only oriented to the proceedings, but also capable of conducting himself appropriately and reasoning logically.
Sweezy, supra,
Additional factors to take into consideration are, as noted above, the apparent absence of any prior history of mental health problems on petitioner’s part. Similarly, neither defense counsel, nor the trial court, nor the prosecution- — -those people in the best position to observe the incidents set forth above in their context and petitioner’s demeanor and behavior throughout the trial — suggested that they had any questions as to petitioner’s competency.
Moreover, even the most recent mental health evaluation, performed by Dr. Kristen Haskins in 1998 in connection with petitioner’s state posteonviction proceedings, stops short of positing with any de *765 gree of certainty that petitioner was incompetent when he waived his right to present mitigating evidence. Dr. Has-kins’s affidavit recounts a personal, family, and developmental history for petitioner that was horrific. She appeared to diagnose petitioner with “a severe personality pattern disturbance” (App. Vol. IV, at 303) and “a significant substance abuse problem” (Id. at 305). She suggested that what she had learned from petitioner and his family may have been only the “tip of the iceberg.” (Id. at 307.) Still, Dr. Has-kins concluded only that “[djescriptions of his loss of control and outbursts in the court room and his refusal of mitigation suggest his coping resources had been so severely depleted by the stress of the trial and that he was possibly psychologically decompensated to the point that he was unable to competently proceed.” (App. Vol. IV, at 307.) This falls short, in this Court’s view, of evidence that petitioner was suffering from a mental disease, disorder, or defect that may have substantially affected his capacity to appreciate his position and making an informed decision not to present mitigating evidence. 3 Petitioner has not demonstrated that he was incompetent when he waived his right to present mitigation evidence or that the trial court erred when it failed to sua sponte conduct a competency hearing.
The Court reaches the following conclusions regarding petitioner’s first ground for relief. Petitioner argued that the Ohio Supreme Court erred in not applying its Ashworth decision to his case on direct appeal. The Ohio Supreme Court rejected that argument and this Court concludes that the decision in that regard did not contravene or unreasonably apply controlling Supreme Court precedent. Petitioner argued that his waiver of the right to present mitigation evidence was not knowing, intelligent, and voluntary. The Ohio Supreme Court rejected that argument and this Court concludes that the decision in that regard did not contravene or unreasonably apply controlling Supreme Court precedent or involve an unreasonable determination of the facts based on the evidence presented. Finally, petitioner argued that he was not competent to make a knowing, intelligent, and voluntary waiver of the right to present mitigating evidence, and that the trial court erred when it failed to sua sponte conduct a hearing on petitioner’s competency. The Ohio Supreme Court rejected that argument on direct appeal and the state courts further rejected it in postconviction. This Court concludes that those decisions did not contravene or unreasonably apply controlling Supreme Court precedent or involve an unreasonable determination of the facts based on the evidence presented. Accordingly, the Court DENIES petitioner’s first ground for relief as meritless.
D. Certificate of Appealability
An appeal from the denial of a habeas corpus action may not proceed unless a circuit justice or judge issues a certificate of appealability. 28 U.S.C. § 2253(c)(1). To warrant a certificate of appealability, a petitioner must make a substantial showing that he was denied a constitutional right. 28 U.S.C. § 2253(c)(2);
see also Barefoot v. Estelle,
This analysis should also be applied when the Court has denied a claim on procedural grounds.
Id.
at 483,
This issue was central to petitioner’s trial and this Court’s resolution of the issue is central to this habeas proceeding. This claim not only is fact-intensive but also implicates numerous fundamental rights. That being so, the Court is more than satisfied that reasonable jurists could find its decision debatable or wrong and accordingly certifies ground one for appeal.
Second Ground for Relief: Petitioner was denied the effective assistance of counsel in violation of the U.S. Constitution Amendments VI and XIV.
In his second ground for relief, petitioner raises eleven allegations of ineffective assistance of trial counsel. (Doc. # 15, at ¶¶ 9-23.) The Court will consider each allegation in turn.
The right to counsel guaranteed by the Sixth Amendment is the right to the effective assistance of counsel.
McMann v. Richardson,
First, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.
Strickland v. Washington,
With respect to the first prong of the
Strickland
test, “[b]ecause of the difficulties inherent in making the evaluation, a court must indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance.”
Id.
To establish the second prong of the
Strickland
test, prejudice, a Petitioner must demonstrate that there is a reasonable probability that, but for counsel’s errors, the result of the proceedings would have been different.
Id.
at 694,
Ground 2(a): Failure to Present Mitigating Evidence.
Petitioner argues in ground two, sub-part (a) that counsel performed deficiently and to his prejudice by failing to present any mitigating evidence. (Doc. # 15, at ¶¶ 12-13.) Petitioner argues that, even assuming the decision whether to present mitigating evidence is a mere tactical choice left to the discretion of counsel — a point of law that petitioner disputes — no such tactical justification existed in the instant case for counsel’s failure to present the substantial mitigation evidence that could and should have been presented.
Relying on the Ohio Supreme Court’s rejection of petitioner’s claim, respondent argues that defense counsel’s acquiescence in the refusal to present mitigation evidence did not constitute ineffective assistance of counsel. (Doc. #36, at 39-44.) Respondent argues that petitioner’s decision to refuse to present mitigation evidence was knowing and informed. Respondent also argues that, although ARA guidelines suggest that counsel should have presented mitigation evidence over petitioner’s express wishes to the contrary, those guidelines are not dispositive for determining whether counsel’s performance was adequate. In that regard, respondent argues not only that it can be problematic to put on a mitigation case when a client professes his innocence, but also that there can be legitimate strategic reasons to forgo the presentation of character or background evidence. Given that petitioner continued to profess his innocence even after he was convicted as charged and then steadfastly refused to allow mitigation evidence to be presented, respondent argues, the failure to present mitigating evidence was attributable not to lack of preparation or effort on counsel’s part, but to petitioner’s knowing and informed decision.
Petitioner responds in his traverse by arguing that respondent ignores record evidence of petitioner’s insistence on new counsel and exhibitions of “what can only be described as fits of paranoia[,]” record evidence that petitioner’s decision to waive mitigation was not informed and voluntary, and record evidence that petitioner was not competent to waive his rights. (Doc. #42, at 23.) Petitioner goes on to argue that, given the consistent emphasis by the Supreme Court of the need for the sentencer to consider and weigh any evidence favoring a sentence less than death, federal courts have recognized that defense counsel has a duty to make reasonable investigations or to make a reasonable tactical decision that makes such investigations unnecessary. From that premise, petitioner reasons that, “[ijnherent in the concept of the duty to make a reasonable investigation is the underlying concept of actually presenting the mitigation evidence one discovers in a manner that allows the jury to give effect to such evidence.” (Doc. # 42, at 24.)
A central theme of the arguments set forth in petitioner’s traverse is that, where counsel knows of significant mitigating facts, counsel has duty to conduct a defense-oriented and privileged investigation of the facts, which duty exists despite any apparent desire on the part of the defendant-client to not introduce this evidence to the sentencer. In this regard, petitioner argues that American Bar Association Guidelines for the Appointment and Performance of Counsel in Death Penalty Cases § 11.4.1.C (1989) states that investigation for the preparation of the sentencing phase should be conducted regardless of an assertion by the client that mitigation is not to be offered. Petitioner further argues that any instruction by the defen *768 dant-client not to present mitigation evidence, to be valid, must be an informed instruction made after counsel conducts a reasonable mitigation investigation and presents various strategies to the defendant.
Another central theme of the arguments presented by petitioner is that although counsel may not necessarily render ineffective assistance by following his client’s wishes to forgo the presentation of mitigating evidence, that is so only if the client was competent. And significant doubts exist as to petitioner’s competency, especially in light of the fact that petitioner not once expressed a desire to die. Petitioner argues that, given Ohio’s statutory sentencing scheme and the jury instructions that were given in this case, petitioner’s failure to present any mitigating evidence guaranteed that the jury would return a death sentence. This, according to petitioner, was tantamount to suicide, though petitioner at no time expressed a desire to die. Petitioner argues that
Comer v. Stewart,
Another factor establishing deficient performance on the part of defense counsel, petitioner argues, is that there exists evidence suggesting that counsel failed even to attempt to dissuade petitioner from his decision to forgo the presentation of mitigating evidence. Petitioner further suggests that defense counsel’s poor relationship with petitioner caused or eontributed to that failure on counsel’s part. Petitioner argues that counsel has a duty to attempt to convince his client to abandon a course of action that will lead to the client’s destruction and to inform him that his chosen course of action will not result in his desired outcome.
Finally, petitioner argues that, even assuming that the right to present mitigation evidence is a non-fundamental right which is left to the sound discretion of defense counsel, counsel in this case had no tactical reason to forgo the presentation of mitigation, especially in view of the fact that they had questioned numerous potential jurors during voir dire about possible mitigating factors. 4 Petitioner argues that his express wishes to not present mitigation were a factor to be considered in assessing, but were not dispositive of, whether counsel performed deficiently in failing to present mitigating evidence, especially where, as here, petitioner never expressed a wish to die.
The Ohio Supreme Court rejected petitioner’s claim, holding that, “[l]ike other courts, we have rejected the notion that an attorney renders ineffective assistance by declining, in deference to a client’s desires, to present mitigation.”
Cowans,
*769 Petitioner takes issue with respondent’s argument that petitioner’s decision not to present mitigating evidence was informed and knowing. (Doc. # 42, at 23.) But this Court has determined after careful consideration of the record and relevant case law that it was. Petitioner insists in this regard that there is record evidence that his decision not to present mitigating evidence was not informed or voluntary. (Doc. # 42, at 23.) This Court has considered and rejected that argument. Petitioner also argues that there is record evidence that he was not competent to waive his rights. (Doc. #42, at 23.) This Court has considered and rejected that argument, too. Given this Court’s previous determinations, as well as controlling case law, petitioner’s claim that his attorneys were ineffective for failing to present mitigation evidence, even though that “failure” was in acquiescence to petitioner’s express wishes, is belied by the record and foreclosed by controlling precedent.
It is well settled that “[c]ounsel has a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary.” Strickland,
Under the Ohio statute, a capital defendant found guilty of a death specification has to present some mitigating evidence in order to avoid the death penalty. If a jury has nothing to weigh against the aggravating circumstance, it almost certainly must find that the aggravating circumstance outweighs the (nonexistent) mitigating circumstances, and recommend death.
Id.
at 426.
See also Rompilla v. Beard,
Notwithstanding what the foregoing authority establishes about an attorney’s duty to conduct a thorough investigation into all reasonably available mitigating evidence, the fact remains that counsel does not render ineffective assistance by complying with his client’s express wishes not to present mitigating evidence. The Supreme Court recently addressed, for the first time, a situation in which a death-sentenced individual not only elected not to present mitigating evidence, but also actively prevented his attorney from presenting any mitigating evidence.
Schriro v. Landrigan,
Even prior to
Schriro,
there was no shortage of federal cases rejecting claims of ineffective assistance for the failure to present mitigating evidence where that “failure” stemmed from the petitioners’ express instructions not to present mitigating evidence.
See, e.g., Jeffries v. Blodgett,
In short, petitioner will not be heard to complain that his attorneys performed unreasonably and to his prejudice by failing to present mitigating evidence when petitioner not directed them not to present any evidence but also instructed his family and friends not to cooperate with defense counsel or their mitigation experts. Petitioner has not established a constitutional violation, much less that the Ohio Supreme Court’s decision contravened or unreasonably applied federal law.
See, e.g., Henness v. Bagley,
No. 2:01-cv-043,
Beyond the foregoing, this Court is compelled to respond to certain aspects of petitioner’s argument. First, petitioner’s precise claim is that his defense counsel performed deficiently and to his prejudice by failing to present mitigation evidence. Any suggestion by petitioner, however, that defense counsel failed even to investigate possible mitigating evidence or prepare for the sentencing phase is belied by not only the record but also petitioner’s own arguments. The record reveals that in December 1996, counsel filed not only a motion for funds to employ a mitigation psychologist, but also multiple motions requesting certain jury instructions on specific mitigating factors. (J.A. Vol. I, Exh. 8, at 67-69.) The transcript of voir dire is littered with questions from defense counsel to prospective jurors concerning specific mitigating evidence that counsel might explore, such as testimony by mitigation specialists and psychologists and evidence concerning the abuse, neglect, and lack of moral guidance that petitioner received during childhood. (Tr. Vol. II, Exh. 39, at 303, 303-04; Tr. Vol. II, Exh. 40, at 427-28, 428-29.) Petitioner himself points out in his arguments that his attorneys had asked prospective jurors about certain mitigating evidence that counsel might present. (Doc. #42, at 28-29.) Finally, as discussed more fully above in connection with petitioner’s first ground for relief, counsel were prepared to present testimony by mitigation specialist James Crates, psychologist Dr. Jeffrey Smalldon, and several of petitioner’s relatives and ac *771 quaintances. (Tr. Yol V, Exh. 50, at 28.) Similarly, any suggestion by petitioner that his defense counsel failed even to attempt to dissuade him from forgoing mitigation is finds little support in the record. Counsel stated on the record more than once that they had had numerous, lengthy conversations with petitioner in an attempt to dissuade him waiving mitigation. (Tr. Vol. V, Exh. 49, at 2523, 3-4; Exh. 50, at 26-27.)
For the foregoing reasons, the Court DENIES sub-part (a) of petitioner’s second ground for relief as without merit.
Ground 2(b): Failure to Request Competency Evaluation.
Petitioner argues in ground two, sub-part (b) that his counsel performed deficiently and to his prejudice when they failed, upon petitioner’s wish to waive mitigation and in connection with his disruptive behavior, to request that he be evaluated for his competency. (Doc. # 15, at ¶ 14.)
Respondent argues that petitioner’s claim not only was procedurally defaulted but also is without merit.
5
(Doc. # 36, at 44-49.) With respect to the latter argument, respondent relies on the appellate court’s decision rejecting petitioner’s claim in postconviction. There, the appellate court concluded that the record did not suggest that petitioner may have been legally incompetent when he waived mitigation and that the affidavit of Dr. Kristen Haskins, “while replete with the particulars of appellant’s ‘severe personality pattern disturbance,’ does not provide any credible evidence that appellant was legally incompetent during the penalty phase of his trial.” (Doc. #36, at 44-45 (quoting Exhibit 26, at 259-260).) Citing the standard set forth in
Dusky v. United States,
Petitioner’s argues in his traverse that respondent, in asserting that the record fairly supports a finding that petitioner was competent, ignores significant parts of the record, as well as Chief Justice Moyer’s dissent, suggesting the opposite. (Doc. #42, at 32-25.) Citing the standards for competency set forth in Dusky, Pate, and Drope, petitioner points out that the same record supporting the Ohio Supreme Court’s decision finding, (and respondent’s argument), that petitioner was *772 competent also supports Chief Justice Moyer’s observations questioning petitioner’s competency. Petitioner points to such factors as his repeated requests for new counsel, his refusals to speak to his defense counsel, and his exhibitions of far-reaching paranoia. Petitioner argues that there is a dispute as to whether the evidence and inferences drawn therefrom concerning his competency, and the failure to determine his competency, support a determination that he was denied effective assistance of counsel, a fair trial, and a reliable sentencing hearing. He also argues that it was objectively unreasonable for the Ohio Supreme Court to find that he was competent.
On direct appeal, the Ohio Supreme Court did not squarely address the claim that petitioner’s trial attorneys were ineffective for failing to request a competency evaluation. But the Ohio Supreme Court did address petitioner’s competency and the failure of the trial court to order a competency hearing sua sponte, holding:
The defendant’s behavior here did not inherently raise questions concerning his capacity to understand the difference between life and death, to fully comprehend the ramifications of his decision, or to reason logically. Moreover, the trial judge, based on his observations of this defendant, and having the defendant’s displays of temper in mind, found that these displays resulted from pique, not mental instability. Thus, in order to find error, we would have to second-guess the express factual determination of the trial judge. This we decline to do. We therefore find that the trial court was not required to order a competency hearing sua sponte.
Cowans, 87
Ohio St.3d at 85,
Petitioner squarely raised during his state postconviction proceedings the claim that his attorneys were ineffective for failing to request a competency evaluation. The last state court to issue a reasoned decision on the claim, the appellate court in postconviction, rejected the claim as follows:
As we stated in the fourth claim for relief, we do not find the record suggests appellant may have been legally incompetent when he waived mitigation. Dr. Haskins’ affidavit, while replete with the particulars of appellant’s “severe personality pattern disturbance,” does not provide any credible evidence that appellant was legally incompetent during the penalty phase of his trial.
(J.A. Vol. V, Exh. 26, at 260.)
This Court is not persuaded that either the appellate court’s decision rejecting petitioner’s ineffective assistance claim, or the Ohio Supreme Court’s decision finding that he was competent, contravened or unreasonably applied clearly established Supreme Court precedent or involved an unreasonable determination of the facts in light of the evidence that was presented. Initially, the Court notes that a state court’s determinаtion of competency is a factual finding that is entitled to the presumption of correctness in habeas corpus and can be rebutted only by clear and convincing evidence.
See, e.g., Mackey v. Dutton,
The Ohio Supreme Court found on direct appeal that petitioner was competent, and the state appellate court further determined in postconviction that petitioner was competent and that neither the trial court nor trial counsel violated a duty owed to petitioner by failing to insist on a competency hearing. This Court, after careful review of the record and relevant case law, does not conclude that these findings and determinations are unreasonable. Neither petitioner’s episodes of disruptive behavior, nor petitioner’s decision to waive mitigation, nor even the findings and conclusions set forth by Dr. Kristen Haskins and Dr. Jeffrey Smalldon in their postconviction affidavits either establishes petitioner’s incompetence or creates a bona fide doubt as to petitioner’s competence sufficient that a reasonable attorney would have been alerted to request a competency hearing. Thus, for the reasons discussed more fully in connection with petitioner’s first ground for relief, this Court concludes that petitioner cannot demonstrate that his trial attorneys were ineffective for failing to request a competency evaluation. That being so, this Court cannot find that the state court decisions rejecting this claim contravened or unreasonably applied clearly established Supreme Court precedent or involved an unreasonable determination of the facts in light of the evidence that was presented.
Accordingly, the Court DENIES as without merit sub-part (b) of petitioner’s second ground for relief.
Ground 2(c): Failure to Insure that Waiver Was Voluntary.
Petitioner argues in ground two, sub-part (c) that his attorneys were ineffective for fading to insure that his waiver of the right to present mitigating evidence was voluntary. (Doc. # 15, at ¶ 15.) The Court concluded in its September 30, 2002 Opinion and Order that ground two, sub-part (c) was procedurally defaulted. In its September 12, 2006 Opinion and Order, however, the Court agreed to revisit that procedural default determination, specifically to determine whether petitioner could establish ineffective assistance of appellate counsel as cause and prejudice sufficient to excuse the default of ground two, sub-part (c). The Court begins by setting forth ground two, sub-part (c).
As noted above, petitioner argues in sub-part (c) of this second ground for relief that his trial attorneys performed deficiently and to his prejudice by failing to insure that his “purported waiver” of the right to present mitigating evidence was knowing, intelligent, and voluntary. (Doc. # 15, at ¶ 15.) Specifically, petitioner argues that his attorneys should have either requested the trial court to engage in a recorded colloquy with petitioner or engaged petitioner in such a colloquy themselves.
In her return of writ, respondent reiterates that petitioner’s claim is barred by procedural default but also argues that it is without merit. (Doc. # 36, at 49-50.) Respondent notes that the right to present mitigating evidence may be waived so long as the waiver is knowing, intelligent, and voluntary. Respondent recites well-settled law that a waiver is voluntary if made with a full awareness of consequences and if not induced by threats, misrepresentations, or other improper conduct, and that a waiver is knowing and intelligent if made with a full awareness of the nature and consequences of the decision. Under these standards, according to respondent, petitioner’s waiver of his right to present mitigating evidence was knowing, intelligent, and voluntary, meaning that his defense counsel were not ineffective for failing to insure that it was. Respondent *774 points out, as previously set forth, that the trial court engaged petitioner in a colloquy regarding his desire to waive all mitigation during which the trial court explained petitioner’s rights during mitigation, informed petitioner that his attorneys had prepared witnesses, inquired why petitioner did not want to be present for or participate in any presentation of mitigation, and warned him that waiving mitigation would probably result in a death sentence. Respondent further points out that defense counsel also had multiple discussions with petitioner about mitigation, but that petitioner steadfastly refused to allow them to present any mitigating evidence. Respondent argues that the trial court’s colloquy, counsel’s discussions with petitioner, and the fact that petitioner did not make his decision lightly all demonstrate that petitioner understood the implications of his actions and was fully aware of the consequences of his decision. Respondent also argues that petitioner cannot point to any threats, misrepresentations, or other improper conduct by the trial court, prosecution, or his defense attorneys that induced him to waive mitigation. Because petitioner’s decision to waive mitigation was voluntary, respondent argues, “[t]rial counsel clearly was not ineffective in this regard.” (Doc. # 36, at 50.)
Petitioner argues in his traverse that “[t]he parties disagree on what the actual record shows.” (Doc. #42, at 35.) Petitioner argues that respondent, in asserting that petitioner was fully informed of his right to present mitigating evidence and that the record demonstrates a knowing, intelligent, and voluntary waiver by petitioner of that right, “ignores the Ohio Supreme Court’s majority decision pointing out that ‘there was no explanation of what mitigating evidence is, and no finding on the record that Cowans fully understood the ramifications of failing to present mitigating evidence or desired to waive his rights.’ ” (Doc. # 42, at 36 (quoting
Cowans,
The essence of petitioner’s arguments is that, contrary to what respondent asserts, the record in this case does not support a finding under the Zerbst waiver that petitioner understood what mitigating evidence was, what mitigating evidence was available in this case, or the ramifications of failing to present mitigating evidence, or that petitioner desired to waive those rights. (Doc. # 42, at 35-39.) Thus, petitioner argues, there can be no finding that his waiver was voluntary. Petitioner argues that counsel’s failure to insure that petitioner understood the foregoing constituted deficient performance, especially where petitioner had a low IQ, where petitioner had serious mental health issues, and where trial counsel had been unsuccessful establishing a trusting relationship with petitioner. In the latter regard, petitioner asserts that the record shows his repeated expressions of distrust for counsel, his periodic refusals to meet with counsel, his repeated refusals to follow counsel’s advice, and a complete failure by counsel to аttempt to dissuade petitioner from waiving mitigation. Petitioner argues that the foregoing, combined with the fact that at no time did he express a desire to die, demonstrates that counsel were ineffective for failing to insure that he understood that his decision would result in just that — a death sentence.
The Ohio courts did not squarely address the claim that petitioner’s trial attorneys were ineffective for failing to insure that his waiver of mitigation was knowing,
*775
intelligent, and voluntary because petitioner did not squarely present that claim to the state courts. As noted throughout this decision, however, the Ohio Supreme Court did conclude that petitioner was competent to waive his rights and that petitioner’s waiver of the right to present mitigating evidence was knowing, intelligent, and voluntary.
Cowans,
Specifically, this Court has already determined, after an exhaustive examination of the record and relevant case law, that the conclusion of the state courts that petitioner’s waiver of the right to present mitigating evidence was knowing, intelligent, and voluntary was not unreasonable. Thus, petitioner cannot demonstrate that petitioner’s trial attorneys performed deficiently or to his prejudice in this regard. Because, for the reasons discussed more fully in connection with petitioner’s first ground for relief, this Court concludes that the arguments set forth in ground two, sub-part (c) are without merit, the Court further concludes that appellate counsel did not perform deficiently or to petitioner’s prejudice in failing to raise this claim on direct appeal. That being so, the Court abides by its September 30, 2002 Opinion and Order finding that this claim was procedurally defaulted.
Sub-part (c) of petitioner’s second ground for relief is DENIED as procedurally defaulted and without merit.
Ground 2(d): Failure to request independent counsel to present mitigation.
Petitioner argues in sub-part (d) of his second ground for relief that counsel in this case should have sought appointment of independent counsel or amicus curiae to present mitigating evidence even if their client was competent and voluntarily waived the right to present mitigating evidence. Petitioner reasons simply that “[djefense counsel are never required to assist their client in committing suicide.” (Doc. # 15, at ¶ 16.)
Respondent argues that this claim is wholly without merit and should be denied. (Doc. # 36, at 51-52.) Respondent points out that petitioner raised this claim in postconviction and that the state trial court and court of appeals denied it on the merits. Seizing upon the appellate court’s decision rejecting the claim, respondent argues herein that petitioner has failed to demonstrate that his waiver of mitigation was somehow related to an alleged breakdown in the attorney-client relationship. Respondent also contends that there is no reason to believe that petitioner would have allowed independent counsel to present mitigation evidence. As respondent points out, “Cowans’ refusal to allow the presentation of mitigation evidence was not based upon dissatisfaction with his trial counsel, but rather dissatisfaction with the guilty verdict returned by the jury.” (Doc. # 36, at 52.)
In his traverse, petitioner combines with his argument that counsel failed to request independent counsel to present the mitigation evidence- that they could not present his argument from sub-part (e) that counsel failed to proffer mitigation evidence. (Doc. # 42, at 39-47.) Petitioner asserts that respondent’s arguments ignore record *776 evidence of a breakdown in the attorney-client relationship that neither the trial court nor Ohio Supreme Court considered. Petitioner goes on to recount in detail the facts surrounding first, his request in November 1996 for the replacement of his original attorneys, which resulted in attorneys Michael Kelly and Bruce Wallace being appointed, and second, petitioner’s multiple attempts in February 1997, a month before his trial was scheduled to begin, to replace Mr. Kelly and Mr. Wallace with new counsel. Petitioner focuses in particular on the final motion that Mr. Kelly and Mr. Wallace filed on March 6, 1997, after the trial court had twice before refused petitioner’s requests to replace them, wherein counsel explained that they had had disputes with petitioner about certain evidence and methods for dealing with it, and that new evidence had emerged concerning a jailhouse informant with which it was impossible to deal because petitioner would not speak to counsel. Petitioner focuses on that motion because, as this Court also noted, it does not appear that the trial court ever ruled on that motion. Petitioner argues the trial court’s statement in its sentencing decision that after it denied the February 19, 1997 motion for new counsel, petitioner resumed communication with counsel, is belied by the record because of the March 6 motion that was never ruled upon. Petitioner argues that the Ohio Supreme Court also ignored the March 6, 1997 motion that was never ruled upon when it found no error in the trial court’s refusal to request new counsel.
Petitioner goes on to argue that trial counsel suffered from an irreconcilable conflict between their obligation on one hand as adversaries to ensure the integrity of the proceedings, including the penalty proceeding, and their obligation on the other hand to proceed in accordance with their client’s wishes. Petitioner argues that counsel should have notified the trial court about that conflict and requested independent counsel to present the mitigation evidence that they could not present. In so arguing, petitioner reasons that absent full disclosure of mitigating factors, the penalty determination is invalid because no weighing process took place. Quoting significant portions of Dr. Kristen Haskins’ postconviction affidavit, petitioner concludes by setting forth the myriad of mitigation evidence that the jury never heard, due to counsel’s failure to request independent counsel.
Petitioner presented this ineffective assistance claim in postconviction. The last state court to issue a reasoned decision on it, the Ohio Court of Appeals, rejected the claim on the merits as follows:
In the fourth claim for relief, appellant argues that his trial counsel was ineffective by failing to request that the trial court appoint an independent counsel to present mitigating evidence after appellate refused to allow his trial counsel to present mitigating evidence. Appellant claims that, by refusing to allow his trial counsel to present mitigating evidence in the penalty phase, the attorney-client relationship had broken down. The evidence dehors the record appellant provides is the affidavit of Kristen E. Haskins, Psy.D, whose private practice specializes in clinical and forensic psychology. In paragraph sixteen of her affidavit, Haskins states:
Once [appellant] was found guilty with death penalty specifications, [appellant] refused to have any mitigation presented in his case. This refusal was deeply rooted in his severe personality pattern disturbance and the fact that his defense team had not been able to establish a sufficient relationship to weather through his mistrust, poor coping skills, and underly *777 ing anger and hostility. Descriptions of his loss of control and outbursts in the court room and his refusal of mitigation suggest his coping resources had been so severely depleted by the stress of the trial and that he was possibly psychologically decompensated to the point that he was unable to competently proceed.
We find nothing in this statement, beyond speculation, to suggest that appellant was legally incompetent to waive the presentation of mitigation. Moreover, the fact, by itself, that appellant refused mitigation does not suggest the attorney-client relationship had broken down. Finally, the Supreme Court of Ohio has found that there is no constitutional requirement that a defendant present mitigating evidence in the penalty phase. Ashworth, 85 Ohio St.3d at 63-66,706 N.E.2d 1231 .
(J.A. Vol. V, Exh. 26, at 258-59.)
It also bears mentioning, in connection with this precise claim of ineffective assistance, that the trial court found in its sentencing opinion that “After denial [of petitioner’s February 1997 motions for appointment of new counsel] Defendant resumed communication with his counsel.” (J.A. Vol. Ill, Exh. 11, at 33.) Further, the Ohio Supreme Court on direct appeal denied petitioner’s claim that the trial court had erred in denying the motions to withdraw that defense counsel had filed at petitioner’s behest.
Cowans,
Petitioner has not demonstrated, and the Court is not otherwise persuaded, that the appellate court’s decision rejecting this claim contravened or unreasonably applied clearly established Supreme Court precedent. Nor is the Court persuaded that any of the state courts’ decisions implicating this claim involved an unreasonable determination of the facts in light of the evidence. Counsel did not perform deficiently because counsel violated no duty owed to either petitioner or the trial court in failing to request independent counsel for the purpose of presenting the mitigation evidence that they themselves were forbidden by petitioner to present. This Court has already determined that petitioner’s waiver of mitigation was valid and that, accordingly, counsel were not ineffective for abiding by wishes. Presenting mitigation evidence or securing independent counsel to present that evidence, would have violated their client’s express wishes. Counsel have no obligation to violate a client’s wishes.
See e.g., Wood v. Quarterman,
Petitioner attempts to circumvent this obvious conclusion by suggesting that counsel had a duty to request independent counsel because an irreconcilable conflict prevented them functioning as adversaries for petitioner and ensuring the integrity of the sentencing proceedings. Specifically, petitioner appears to suggest that counsel had a duty to request independent counsel because of two irreconcilable conflicts: (1) the conflict between their obligation as adversaries to ensure the integrity of the proceedings, including the penalty phase, and their obligation to proceed at petitioner’s direction; and (2) the breakdown in communication between petitioner and counsel. Neither argument is availing. First, notwithstanding the conflict that counsel may have experienced between their duty to follow petitioner’s wishes and their duty to ensure the integrity of the penalty phase by presenting all available mitigating evidence, this Court has already concluded that counsel does not perform deficiently by following a client’s express and valid decision not to present evidence.
Further, the record does not demonstrate that there was a complete or total breakdown in communication between petitioner and his defense counsel. As noted above, the trial court found its sentencing opinion that after its denial of the February 1997 motion by petitioner for new counsel and motion by defense counsel to withdraw, petitioner resumed communications with his defense attorneys. (J.A. Vol. Ill, Exh. 11, at 33.) The Ohio Supreme Court made a similar finding on direct appeal.
Cowans,
Moreover, petitioner cannot demonstrate that he was prejudiced by defense counsel’s failure to request independent counsel because petitioner simply has not shown that his decision to waive mitigation stemmed from, resulted in, or was related at all to a breakdown in the attorney-client relationship. The Court agrees with respondent that it is clear from the record that petitioner’s refusal to present mitigation stemmed not from dissatisfaction with counsel but from dissatisfaction with guilty verdict. It is not reasonable to presume from the record that petitioner would have agreed to let independent counsel present mitigation evidence or permitted his family and friends to cooperate with new counsel. That being so, petitioner cannot demonstrate that, but for counsel’s failure to request independent counsel to present mitigating evidence, there is a reasonable *779 probability that the outcome of the penalty phase would have been different.
Regarding petitioner’s argument that that there is no support for respondent’s assertion that petitioner actually prevented counsel from collecting mitigation evidence, it is actually petitioner who is in error on this point. On April 10, 1997, when the mitigation hearing was scheduled to begin, defense counsel Mr. Wallace explained quite unambiguously:
“He has also by his efforts and that’s what led to the cancellation of the jury to be called in today, has prevented the mitigation specialist and defense Counsel from gathering much of the information as normally we receive by his specific direction to family and friends to immediately cease cooperation with Mr. Crates, Dr. Smalldon, Mr. Kelly and myself so as not to enable us to present mitigation testimony in evidence against his wishes.
I believe Mr. Cowans will confirm that is what he has done. That is the reason we had to advise the Court we could not proceed today because the witnesses we had hoped to call today are now refusing to both cooperate and to come and testify at the request of Mr. Cowans.”
(Tr. Vol. V, Exh. 49, at 3^4.) Petitioner then confirmed the same on the record. (Id. at 4.) It stands to reason, of course, that counsel, Mr. Crates, or Dr. Smalldon had managed to collect some mitigation information and evidence prior to petitioner’s decision to direct his family and friends not to cooperate or testify. And nothing about petitioner’s directive to his family and friends would have prohibited the defense team from gathering records or conducting other investigation. But in light of the foregoing representation by defense counsel, petitioner will not be heard to assert that there is no support in the record for respondent’s assertion that he had prevented counsel from collecting mitigation evidence. The foregoing constitutes unambiguous support for a finding that, once he had decided to waive all mitigation, petitioner did in fact direct his family and friends not to cooperate with the defense team and not to testify.
In sum, the appellate court’s decision rejecting petitioner’s claim that his attorneys were ineffective for failing to request independent counsel to present mitigating evidence did not contravene or unreasonably apply clearly established Supreme Court precedent. Moreover, in connection with this claim, none of the state courts made factual findings that were unreasonable in light of the evidence.
The Court accordingly DENIES ground two, sub-part (d) as meritless.
Ground 2(e): Counsel’s failure to proffer mitigating evidence.
Petitioner argues in sub-part (e) of his second ground for relief that even if he was competent and voluntarily waived the right to present mitigation, and even if counsel had no duty to request independent counsel to present mitigation, counsel were obligated to proffer mitigation evidence. (Doc. # 15, at ¶ 17.) Petitioner argues that no justification exists for their failure to do so.
Quoting the appellate court’s decision rejecting this claim in postconviction, respondent urges this Court to reject the claim, too. (Doc. # 36, at 53-54.) Respondent points out that counsel engaged in repeated efforts to persuade petitioner to permit the presentation of mitigating evidence. Respondent further points out that counsel had planned to call psychologist Dr. Jeffrey Smalldon, mitigation specialist/investigator James Crates, and various family members and other individuals, but that petitioner hampered counsel’s efforts to fully develop their mitigation evidence *780 by instructing his family members and friends not to cooperate with the defense team or testify at the penalty hearing. Respondent reasons that any mitigation that counsel might have proffered would have been incomplete at best and unsupported speculation at worst. Respondent concludes by asserting there is no reason to believe that the result of petitioner’s trial or direct appeal would have been different had counsel proffered what mitigation evidence they had.
As noted above, in his traverse, petitioner combines with his argument that counsel failed to request independent counsel to present the mitigation evidence that they could not present his argument from sub-part (e) that counsel failed to proffer mitigation evidence. (Doc. # 42, at 39-47.) In addition to arguing that a break-down in the attorney-client relationship resulted in, or was at least related to, petitioner’s purported waiver of his right to present mitigating evidence — and argument that does not, in this Court’s view, impact directly petitioner’s argument that his counsel were ineffective for failing to proffer mitigation evidence — petitioner argues that had counsel proffered mitigation evidence, valuable information supporting a sentence less than death would have been presented or made part of the record. Petitioner goes on to quote certain findings about petitioner’s childhood, background, and possible personality disorders set forth in Dr. Haskins postconviction affidavit. Petitioner concludes by arguing that proffering even incomplete mitigation is more acceptable than not proffering any mitigation at all.
As respondent remarked, petitioner presented this claim to the state courts during his postconviction proceedings, where the state courts rejected it on the merits. The last state court to issue a reasoned decision on the claim, the state appellate court, held:
In his sixth claim for relief, appellant argues that his trial counsel was ineffective by failing to proffer the result of a-psychological examination of appellant given by Jeffrey L. Smalldon, Ph.D. We have reviewed Dr. Smalldon’s affidavit. The affidavit contains numerous examples of potentially mitigating evidence as well as Dr. Smalldon’s medical conclusion that appellant’s refusal to present mitigation may be related to his personality disorder. The affidavit does not state that appellant was legally incompetent to waive mitigation in the penalty phase. We do not believe the Smalldon affidavit reaches the threshold standard of cogency which would justify an evidentiary hearing on this claim.
(J.A. Vol. V, Exh. 26, at 260.)
This claim does not warrant habeas relief because the state appellate court’s decision rejecting this claim did not contravene or unreasonably apply clearly established Supreme Court precedent and did not involve an unreasonable determination of the facts in light of the evidence that was presented. In short, petitioner has not cited, and this Court is not aware of, any Supreme Court case holding that trial counsel have a duty to proffer evidence that their client specifically instructs them not to present. Further, in the instant case, even assuming the better practice would have been for defense counsel to have proffered whatever mitigation evidence they had found or developed — for it always desirable to have as complete a record as possible — the fact remains that petitioner cannot demonstrate that he was prejudiced by counsel’s failure to do so in this case.
This Court has already determined that petitioner was competent to waive mitigation and that petitioner’s waiver of mitiga *781 tion was knowing, intelligent, and voluntary. This Court has also determined that counsel were not ineffective for following petitioner’s wishes. In light of the determination that petitioner entered a valid waiver of mitigation and that counsel were not ineffective in connection with petitioner’s decision, to demonstrate prejudice from counsel’s failure to proffer the mitigation evidence that they were forbidden to present, petitioner would have to show a reasonable probability that the outcome of his trial or appeal would have been different had counsel proffered mitigation evidence. This petitioner cannot show. To be clear, this Court has reviewed the mitigation evidence that was available to petitioner, such as affidavits from family members about his horrific upbringing and affidavits from Dr. Smalldon and Dr. Haskins about possible personality disorder^) and other issues concerning petitioner’s emotional and mental development, and the evidence is compelling. There is no reason to conclude that, had counsel proffered mitigation evidence, either the trial court or the Ohio Supreme Court on direct appeal — after both had determined that petitioner’s waiver of mitigation was valid — would have declined to impose or uphold his death sentence.
In sum, petitioner has not demonstrated that counsel performed unreasonably or to his prejudice by failing to proffer the mitigation evidence that petitioner forbade them to present. The appellate court’s decision rejecting this claim did not contravene or unreasonably apply clearly established Supreme Court precedent or involve an unreasonable determination of the facts.
Thus, this Court DENIES sub-part (e) of petitioner’s second ground for relief as without merit.
Ground 2(f): Failure to investigate blood type and other biological evidence.
Petitioner argues that although blood and other biological evidence were collected from the crime scene, and although biological samples were also collected from him, no evidence was presented at trial either including or excluding him as the source of the blood or other biological evidence that was recovered from the crime scene. (Doc. # 15, at ¶ 18.) Petitioner appears to argue, therefore, that trial counsel performed unreasonably and to his prejudice by failing to investigate and present evidence excluding him as the source.
The Court concluded in its September 30, 2002 Opinion and Order that ground two, subpart (f) was proeedurally defaulted. In its September 12, 2006 Opinion and Order, however, the Court agreed to revisit that procedural default determination, specifically to determine whether petitioner could establish ineffective assistance of appellate counsel as cause and prejudice sufficient to excuse the default of ground two, sub-part (f).
Respondent argues that even assuming this claim were not proeedurally defaulted, due to petitioner’s failure to support it in postconviction with any evidence, the claim is completely without merit. (Doc. # 36, at 54-56.) The essence of respondent’s argument is that DNA testing that this Court permitted petitioner to conduct on untested genetic material collected during the investigation and on six purported cutouts from the victim’s robe does not appear to exclude petitioner as the source of blood stains on the shirt he was wearing at the time he was arrested or the victim as the source of blood stains on her own robe. Thus, according to respondent, it cannot be said that counsel were ineffective for failing to present test results that did not help petitioner’s defense in any way.
*782 Petitioner argues that, contrary to respondent’s characterization, the results of the testing in this case (Doc. # 37) corroborate petitioner’s claim that he was not at the crime scene, especially in light of his presentation of alibi evidence, and reasonably suggest that some other male or female was responsible for the murder of Clara Swart. (Doc. # 42, at 51-54.) Petitioner asserts that the laboratory concluded that petitioner could be eliminated as the source of blood from the kitchen floor, from the victim’s house coat, and from the victim’s nightgown. This, petitioner argues, corroborates his claim that he was not at the crime scene. Petitioner asserts that the laboratory also concluded that a sample of DNA from the victim’s house coat contained a mix of male and female blood, that petitioner was eliminated as a source of the male blood, and that the victim was unlikely to be the contributor of the female blood. This, according to petitioner, permits a reasonable inference that some other male or female was responsible for the murder of Clara Swart. Petitioner argues that in view of the fact that the case against him was almost entirely circumstantial, that he always maintained his innocence and presented alibi evidence, and that there was physical evidence that did not link petitioner to the scene and reasonably linked someone else to the scene, it was unreasonable and prejudicial for counsel not to have investigated and presented such evidence.
In a reply to petitioner’s traverse, respondent argues that “a review of the blood tests conducted at the time of the murder as well as recent genetic test results fails to support [petitionerj’s ineffective assistance of counsel claim in any meaningful way.” (Doc. # 43, at 10.) Specifically, respondent asserts that testing at the time of the murder revealed that blood on the victim’s clothing and blood from the kitchen floor was consistent with having originated from the victim and not from petitioner, and that recent genetic testing merely confirms that. This would not have assisted petitioner’s defense then or advance his cause now, according to respondent, because there was never any evidence presented at trial demonstrating that petitioner was cut or otherwise bled at the murder scene. The victim in this case was killed by strangulation. Similarly, respondent argues, the “low level sample of unbalanced, unidentified DNA, which appears to be a mixture of female and male DNA” on the victim’s house coat would not have assisted petitioner’s defense because although the laboratory concluded that the victim was unlikely to be a contributor the female DNA, the laboratory did not outright eliminate the victim as a contributor. Respondent argues that the probative value of such evidence is further diminished by the fact that nothing is known about when the sample was deposited on the house coat or how long the victim had been in possession of the house coat. Finally, respondent argues that in light of the fact that petitioner was convicted not upon the basis of any biological evidence, but upon the basis of a palm print matching his own found at the scene, of the discovery of the victim’s personal property in petitioner’s bedroom and at the edge of his property, and dog tracking evidence following petitioner’s scent from the victim’s home to petitioner’s trailer, none of the biological evidence to which petitioner points now establishes that counsel performed unreasonably or to petitioner’s prejudice in failing to investigate and present the evidence at trial. Respondent argues that the evidence simply would not have assisted petitioner’s defense in any meaningful way. (Doc. # 43, at 10-12.)
As noted, the state courts did not reach the merits of petitioner’s claim because *783 they dismissed it on procedural grounds. Specifically, the state courts held that because petitioner had submitted no evidence outside the trial record to support the claim, he violated Ohio’s res judicata doctrine by raising the claim in postconviction instead of on direct appeal. This Court agreed, rejecting petitioner’s argument that the only reason he failed to submit evidence outside the record was because the state courts had denied his requests for funds to employ experts and/or conduct tests. Also as noted above, the Court agreed in its September 12, 2006 Opinion and Order to revisit that procedural default determination in order to determine whether petitioner could establish ineffective assistance of appellate, counsel as cause and prejudice sufficient to excuse the default of ground two, sub-part (f). The Court now answers that inquiry in the negative.
To be clear, this Court concluded that petitioner defaulted this claim not necessarily because he raised it in postconviction instead of on direct appeal, but because he raised it in postconviction
without
submitting any evidence outside the trial record to support it. This claim, by its very nature and as evidenced by the parties’ arguments herein, relies heavily if not completely on evidence outside the trial record. That being so, appellate counsel cannot be said to have been ineffective for failing to raise on direct appeal, where review is confined to the trial record, a claim that relied on evidence outside the trial record.
See State v. Burke,
This Court further finds that for the same reasons petitioner was not entitled to discovery on this claim, petitioner would not be entitled to relief on this trial counsel ineffectiveness claim. As the Court explained in its order finding that petitioner could demonstrate good cause for additional discovery on the blood and DNA evidence (Doc. # 56, at 9-10), there has never been a definitive link between DNA or biological evidence at the murder scene and the perpetrator of the murder of Clara Swart. No evidence suggested and no argument was ever made that Mrs. Swart’s assailant was cut, that the assailant bled, or that the assailant otherwise left biological evidence at the scene of the murder, other than a palm print on an appliance cover in the kitchen. Thus, proof that the unidentified DNA on Mrs. Swart’s housecoat belonged to someone other than petitioner would not amount to a “truly persuasive demonstration” that petitioner was not the perpetrator of the murder. It would not exonerate petitioner at all.
Cf. Watkins v. Miller,
In any event, for the foregoing reasons, the Court abides by its September 30, 2002 Opinion and Order finding that this claim was procedurally defaulted. Sub-part (f) of petitioner’s second ground for relief is DENIED as procedurally defaulted and without merit.
Ground 2(g): Failure to challenge finger/palm print identification.
Petitioner argues that his attorneys were ineffective for failing to effectively challenge finger/palm print evidence that was introduced at trial. (Doc. # 15, at ¶ 19.) The Court concluded in its September 30, 2002 Opinion and Order that ground two, sub-part (g) was procedurally defaulted. In its September 12, 2006 Opinion and Order, however, the Court agreed to revisit that procedural default determination, specifically to determine whether petitioner could establish ineffective assistance of appellate counsel as cause and prejudice sufficient to excuse the default of ground two, sub-part (g). The Court begins by setting forth ground two, sub-part (g).
Specifically, according to petitioner, trial counsel failed to contest the admissibility of a palm print allegedly matching petitioner’s found at the crime scene on the basis of the validity or reliability of the underlying science. Petitioner points to the fact that the State’s expert, Deputy Ed Holt, testified that he did not understand how the “super glue” procedure for lifting and identifying the palm print worked. Petitioner argues that although counsel objected to the evidence on the basis of Deputy Holt’s lack of knowledge about the “super glue” method, counsel failed to raise the issue in limine and failed to present their own expert testimony regarding the validity or reliability of the process.
Respondent argues that this claim, in addition to being procedurally defaulted, is without merit. Respondent argues first that petitioner is challenging a state court evidentiary ruling and that state court evidentiary rulings are not reviewable in habeas corpus except for a denial of fundamental fairness. Respondent goes on to argue that trial counsel did in fact object at trial on the basis of the lack of understanding on the part of the state’s expert, Deputy Ed Holt, as to the scientific theory underlying the “super glue” method for lifting and identifying prints, and that the trial court correctly overruled the objection because Deputy Holt was a trained expert — not in the underlying scientific theory, about which he did not testify — but in the area about which he did testify, ie., the collection of fingerprints. Respondent further argues, with respect to petitioner’s argument that counsel were ineffective for failing to present their own expert on the “super glue” method, that petitioner cannot show a reasonablе probability that such an expert would have changed the outcome of his trial because the “super glue” method is widely accepted with law enforcement and courts across the country.
Petitioner takes issue with respondent’s argument that the “super glue” method of identifying latent prints is “widely accepted,” calling the argument vague and unsupported. (Doc. #42, at 54-56.) Petitioner also disputes respondent’s argument that ground two, sub-part (f) invites this Court to review state evidentiary law, reminding the Court that his claim alleges ineffective assistance of trial counsel, not the incorrectness of an evidentiary ruling by the state court. Petitioner goes on to argue that in view of the fact *785 that Deputy Holt testified that he did not understand how the “super glue” method worked and that petitioner was printed on three separate occasions, defense counsel did not go far enough in merely objecting to Deputy Holt’s testimony on the ground that he did not have the requisite expertise to testify. Rather, according to petitioner, defense counsel should have challenged the evidence in limine and requested funds for an expert to question the validity and reliability of the identification of the partial palm print in this case. Petitioner emphasizes that the palm print evidence was the only direct evidence in the trial and that it was absolutely crucial for defense counsel to ensure that the process by which the print was collected and identified was reliable. Petitioner also mentions that he requested discovery during state postconviction, which the state courts summarily denied, and that he also sought discovery in these proceedings.
As previously noted, the state courts did not reach the merits of petitioner’s claim because they dismissed it on procedural grounds. Specifically, the state appellate court ruled in petitioner’s postconviction appeal that because petitioner had submitted no evidence outside the trial record to support the claim, he had violated Ohio’s res judicata doctrine by raising the claim in postconviction instead of on direct appeal. (J.A. Yol. V, Exh. 26, at 261.) This Court agreed, rejecting petitioner’s argument that the only reason he failed to submit evidence outside the record was because the state courts had denied his requests for funds to employ a fingerprint expert. Also as noted above, the Court agreed in its September 12, 2006 Opinion and Order to revisit that procedural default determination in order to determine whether petitioner could establish ineffective assistance of appellate counsel as cause and prejudice sufficient to excuse the default of ground two, sub-part (g). The Court now answers that inquiry in the negative.
Initially, petitioner has produced no evidence to date — neither in the state courts nor in this habeas proceeding— questioning the reliability of the “super glue” process for locating or identifying fingerprints. This Court could not grant petitioner’s request for discovery on this issue because it could not find that petitioner had demonstrated good cause for the request. Specifically, the Court noted that petitioner had not alleged, much less demonstrated or pointed to facts that might demonstrate, that any of the documents he had requested would call into question the reliability of the “super glue” method for obtaining latent prints or the qualifications of Deputy Holt or examiner Ron Hueston. (Doc. # 48 at 12-14.) In so doing, the Court also noted that although Deputy Holt had testified that he could not explain exactly how the “super glue” method works, only that it did work, he also had testified that he was trained how to use it and that it was a widely accepted, more successful method for obtaining latent prints than using black powder. This Court also denied a subsequent request by petitioner for additional discovery and reconsideration of determination that this ineffective assistance claim was procedurally defaulted. (Doc. # 56.) In light of the foregoing, there is absolutely no evidence from which this Court could conclude either that defense counsel performed deficiently or that petitioner was prejudiced by counsel’s failure to challenge the palm print evidence in limine and/or present their own expert to challenge the reliability of the “super glue” process.
Further, as was the case with respect to sub-part (f) of ground two, to the extent that the instant claim by its very nature
*786
required evidence outside the trial record, appellate counsel cannot be said to have performed deficiently or to petitioner’s prejudice by failing to raise the claim on direct appeal, where review is confined to the trial record.
See State v. Burke, supra,
Accordingly, the Court stands by its September 30, 2002 Opinion and Order finding that this claim was procedurally defaulted. The Court hereby DENIES claim two, sub-part (g) as procedurally defaulted and without merit.
Ground 2(h): Failure to request funds to employ experts.
Petitioner argues in sub-part (h) of his second ground for relief that his trial counsel should have but failed to request funds to employ experts to assist them (trial counsel) in investigating, presenting, and challenging certain evidence. (Doc. # 15, at If 20.) Specifically, petitioner contends that counsel should have requested funds to employ experts relating to the biological evidence, the “super glue” palm print evidence, the “tracking dog videotape” evidence, and testimony establishing the time of death.
Respondent notes that the state courts rejected this claim on the merits during petitioner’s postconviction proceedings and argues that this Court should do the same. (Doc. #36, at 58-59.) Respondent complains that petitioner failed to explain how, with the benefit of experts, he would have rebutted any of the evidence set forth above. Respondent argues that petitioner further failed to suggest what types of experts he required or what evidence these unknown experts could have offered. Respondent argues that petitioner’s blanket assertion of the need for experts is insufficient to support this claim of ineffective assistance. In this regard, respondent cites several cases in support of the position that under
Ake v. Oklahoma,
There is no doubt, petitioner argues, that had counsel requested funds to employ experts to investigate other possible suspects, to challenge the blood and fingerprint evidence, to determine the time of death, and to rebut the bloodhound tracking videotape, Supreme Court precedent would have required the trial court to provide those funds. (Doc. #42, at 56-61.) As to the bloodstain evidence, petitioner continues to argue, as he did in connection with sub-part (f) of his second ground for relief, that counsel’s failure to request expert funds resulted in counsel’s failure to establish at trial that blood found on the victim’s kitchen floor and on the victim’s housecoat did not match petitioner, and that another DNA sample recovered from the victim’s housecoat, containing female *787 DNA that did not likely originate from the victim and male DNA that did not originate from petitioner, permitted a reasonable inference that someone else had been at the crime scene and could have been responsible for the murder.
Petitioner further argues that counsel performed deficiently and to his prejudice by failing to request funds to employ an expert to determine the time of death. Noting that he had consistently maintained his innocence and had advised counsel of his whereabouts on the day that the victim was murdered, petitioner points out that the prosecution, upon learning of the alibi evidence that the defense team intended to present, changed their original conclusion regarding the time of death and offered a more “fluid” time of death. Petitioner argues that counsel should have employed an expert to challenge that “fluid” time of death and to determine a more precise time of death. Citing
Helton v. Secretary for the Department of Corrections,
Finally, petitioner argues that counsel performed deficiently and to his prejudice by failing to employ an expert to identify additional prints that were located at the crime scene but never identified. Petitioner argues that such evidence was even more critical in light of recent DNA evidence establishing that an unknown person had been in contact with the housecoat that the victim was wearing at the time she was murdered.
Respondent argues in her reply to petitioner’s traverse that petitioner still fails to suggest what evidence experts could have offered to rebut evidence that the State presented and that petitioner’s blanket assertion of the need for experts is simply insufficient to support a claim of ineffective assistance for the failure to request funds for those experts. (Doc. #43, at 13-15.)
Petitioner presented this claim to the state courts during his postconviction proceedings and the state courts rejected it on the merits. The last state court to issue a reasoned decision, the state appellate court, held as follows:
In the fifteenth claim for relief, appellant argues that his trial counsel was ineffective by failing to refute certain incriminating evidence with expert witnesses. Specifically, appellant claims his trial counsel failed to sufficiently investigate other possible suspects, and failed to request funds to hire an expert to establish a time of death and a bloodhound expert. In support of this claim, appellant presents three exhibits: his own affidavit, the affidavit of Steven Schlechty, the Chaplain of the Clermont County Jail, and the affidavit of Judy Robertson Cowans, appellant’s wife.
Having reviewed all of these exhibits, none of them present any evidence dehors the record sufficient to support this claim. The fact that appellant states a different version of the events in an affidavit and claims he did not kill the victim, without any independent evidence, does not justify an evidentiary *788 hearing on this claim. The affidavits of Schlechty and Judy Robertson Cowans also do not include any evidence dehors the record which would justify an evidentiary hearing.
(J.A. Vol. V, Exh. 26, at 263.)
The Court concludes that petitioner is not entitled to habeas relief on this ineffective assistance claim because the Court concludes, for several reasons, that the state court’s decision rejecting the claim did not contravene or unreasonably apply controlling Supreme Court precedent. In
Ake v. Oklahoma,
More fundamentally, respondent is correct that, absent any showing or suggestion by petitioner of the evidence that any of suggested experts would have provided to challenge or rebut the prosecution’s blood and fingerprint evidence, bloodhound tracking videotape, and testimony concerning a “fluid” time of death, it is impossible for this Court to find that petitioner was prejudiced by counsel’s failure to request funds for experts in those fields. Stated another way, the record does not enable the Court to conclude that had counsel requested funds for those experts, there is a reasonable probability that the outcome of petitioner’s trial would have been different.
The most that petitioner has demonstrated is that counsel could have done more. But that will almost always be the case. It bears reminding that under
Strickland,
courts must indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance,
Strickland,
Thus, this Court DENIES sub-part (h) of petitioner’s second ground for relief as without merit.
Ground 2(i): Failure to properly investigate and present motion to suppress.
Petitioner argues in sub-part (i) of his second ground for relief that trial counsel were ineffective in connection with their investigation and presentation of the motion to suppress evidence. (Doc. # 15 at ¶ 21.) Petitioner references the evidence that was recovered from his bedroom closet, noting that although police possessed neither probable cause nor a warrant, their search and the trial court’s admission of the evidence were upheld on the basis of the permission given by petitioner’s wife, Judy Cowans, to conduct the search. Petitioner argues that proper investigation and legal research would have revealed that petitioner and his wife were divorcing and had separate bedrooms, and that petitioner’s wife accordingly did not have authority to consent to a search of petitioner’s bedroom.
Respondent concedes that petitioner’s claim is properly before the court for habeas review but argues that the claim is without merit. (Doc. # 36, at 60-62.)
7
Respondent points out that counsel did file a motion to suppress, among other things, the evidence that police recovered from petitioner’s bedroom closet and that the trial court did conduct a full hearing on the motion. Respondent argues that the state courts correctly determined that the search and seizure was proper not only because it was initially conducted by Parole Officer Sandra Higgins as an agreed upon condition of petitioner’s parole, but also because it was conducted pursuant to consent given by petitioner’s wife, Judy Cowans. With respect to petitioner’s argument that additional investigation and research would have revealed that petitioner and his wife were in the process of divorcing, respondent argues that a review of the transcript reveals that trial counsel were well aware of that fact and even questioned Parole Officer Higgins about the Cowans’ pending divorce. Respondent further argues, with respect to petitioner’s argument that the Cowans’ pending divorce stripped Mrs. Cowans of any authority to consent to a search of petitioner’s bedroom, that the trial court, in upholding the search and declining to suppress the evidence, properly relied on
Illinois v. Rodriguez,
Petitioner argues that because he and his wife were in the process of divorcing and living under the same roof but in separate bedrooms, they were effectively co-tenants, or common residents, or joint occupants. The essence of petitioner’s argument in rebuttal is that because he and his wife were co-tenants, under controlling Supreme Court law and precedent virtually universal in most states, a co-tenant does not have the authority to consent to a search of another co-tenant’s private area of the shared residence. (Doc. #42, at 61-66.) Noting that trial counsel failed to raise this precise issue to the trial court and that it was not until his postconviction proceedings that the issue was identified and presented, petitioner insists that “[h]ad the issue been identified, the evidence would have been suppressed.” (Id. at 61.)
Petitioner presented this claim of ineffective assistance to the state courts in his postconviction action and the state courts rejected it on the merits. The last state court to issue a reasoned decision, the state appellate court, rejected the claim as follows:
In his thirteenth claim for relief, appellant argues that his trial counsel was ineffective by failing to sufficiently challenge the validity of the warrantless search. Specifically, he argues counsel failed to raise whether the consent given by his wife to search their residence was valid. Appellant presents, by his affidavit, evidence dehors the record that he would not have consented to a search of his separate bedroom. The trial court, in dismissing claim thirteen, concluded that the search was based on the reasonable belief that appellant’s wife had the authority to consent to the search. Illinois v. Rodriguez,497 U.S. 177 , 188-89,110 S.Ct. 2793 , 2801,111 L.Ed.2d 148 (1990). We agree with the reasoning and conclusion of the trial court. Appellant’s trial counsel filed a motion to suppress and we cannot conclude their actions fell below any objective standard of reasonableness. Thus, the thirteenth claim for relief is not well-taken.
(J.A. Vol. V, Exh. 26, at 262.)
The Court concludes that petitioner is not entitled to habeas relief on this ineffective assistance claim because the Court is not persuaded that the state appellate court’s decision rejecting the claim contravened or unreasonably applied controlling Supreme Court precedent. Controlling precedent for this ineffective assistance claim is
Strickland v. Washington.
But it is also relevant to take stock of Fourth Amendment jurisprudence and, in that regard, the Court notes that the Fourth Amendment prohibition against warrantless searches generally “does not apply to situations in which voluntary consent has been obtained, either from the individual whose property is searched or from a third party who possesses common authority over the premises.”
United States v. Gillis,
Regarding the first prong of Strickland, ie., the performance prong, it is evident from questions that counsel asked Parole Officer Sandra Higgins during the hearing on counsel’s motion to suppress evidence that defense counsel were aware that petitioner and his wife were divorcing. (Tr. Vol. I, Exh. 34, at 40-41.) Thus, petitioner will not be heard to argue that counsel were deficient in their investigation of those facts; the record offers no support for that argument.
Further, in assessing the adequacy of counsel’s performance, to the extent that defense counsel focused their challenge on the initial search by the parole officer as opposed to the subsequent search pursuant to Mrs. Cowans’ consent, the Court concludes that that was a reasonable strategic decision. It was the initial search by Parole Officer Higgins that yielded the first piece of incriminating evidence linking petitioner to the Swart murder, ie., an Emmett Kelly clown figurine that had been stolen from the Swart home. Thus, the Court cannot find that, to the extent counsel focused their challenge on the search by Parole Officer Higgins, rather than the search pursuant to Judy Cowans’ consent, counsel’s performance fell outside the wide range of prevailing professional norms.
The essence of petitioner’s argument is that his trial attorneys were ineffective for failing to brief and argue the proposition that Judy Cowans, as an estranged spouse who possessed no mutual authority over petitioner’s separate bedroom, was essentially a co-tenant who did not have the authority to consent to the search of petitioner’s separate bedroom. The Court is not persuaded that counsel were deficient for failing to make that argument, not only because the facts did not readily support such an argument, but more fundamentally because the Court is not persuaded that such an argument would have prevailed. The annals of federal case law are rife with cases upholding a consent to search given by an estranged spouse or significant other.
See e.g., United States v. Gillis,
In sum, petitioner has not demonstrated that counsel performed unreasonably or to his prejudice by failing to challenge the validity of the search conducted pursuant to Judy Cowans’ consent. The state court decisions rejecting this claim in postconviction did not contravene or unreasonably apply clearly established Supreme Court precedent.
Thus, this Court DENIES sub-part (i) of petitioner’s second ground for relief as without merit.
Ground 2(j): Failure to properly challenge “dog track video.”
Petitioner argues in sub-part (j) of his second ground for relief that counsel should have been prepared to challenge the dog track videotape. (Doc. # 15, at ¶ 22.) Petitioner argues that the evidence was unreliable, misleading, and unfairly prejudicial not only because the science underlying dog tracking is suspect, but also because the videotape in this case was a “reenactment” of a track allegedly mapped by a dog that had traced petitioner’s scent from the victim’s home to petitioner’s home.
Respondent concedes that this ineffective assistance claim is properly before the Court for habeas review, but argues that the claim is without merit. (Doc. # 36, at 62-63.) Respondent reiterates that petitioner’s contention that a bloodhound expert was necessary to explain alleged problems with the re-enactment video of the bloodhound’s path from the victim’s home to petitioner’s home is, without more specificity, insufficient to support a claim that counsel were ineffective for failing to present such an expert. Respondent points out that petitioner fails to identify what insight, if any, an expert could have provided concerning dog tracking that the jury would have found helpful. In this regard, respondent notes that an expert can testify only as to his or her area of expertise, not as to the admissibility of a piece of evidence.
Petitioner argues that counsel were ineffective for failing to present a dog-tracking expert because such an expert could have been presented in limine to prevent the presentation of the wholly circumstantial and highly prejudicial video taped re-enactment. (Doc. # 42, at 66-67.) Petitioner further argues that an expert also could have been presented in a motion hearing or to the jury to explain the significance of the fact that the dog’s handler in this case had to re-scent the dog several times along the trail, the significance of the error rate of tracking dogs in general, and the significance of this particular dog’s error rate. Petitioner argues that he was prejudiced by counsel’s failure to present such an expert because that failure allowed the State to establish with a wholly inconclusive and circumspect method that petitioner traveled from the victim’s home to his own residence near the time that the victim was found.
In her reply to the traverse, respondent reiterates again that petitioner has failed to identify what insight, if any, a dog tracking expert would have provided that the jury would have found helpful. (Doc. #43, at 16.) Specifically, respondent argues that the fact that the bloodhound in this case had to be re-scented twice along the route, as well as the overall success rate for tracking dogs (62%) and the dog’s route in this particular case, were adequately illustrated to the jury through the testimony of Clermont County Investigator Mike Robinson, the individual who made the video-taped reenactment. Respondent concludes by arguing that one simply cannot conclude now, on the basis of these allegations, that the allegedly deficient performance *793 of petitioner’s defense attorneys somehow rendered the result of petitioner’s trial unreliable or fundamentally unfair. The recоrd, according to respondent, demonstrates that counsel adequately investigated the facts and defended petitioner against the charges.
As respondent noted, the state courts considered and rejected this claim on the merits during petitioner’s postconviction proceeding. The last state court to issue a reasoned decision, the state appellate court, rejected the claim as follows:
In the fifteenth claim for relief, appellant argues that his trial counsel was ineffective by failing to refute certain incriminating evidence with expert witnesses. Specifically, appellant claims his trial counsel failed to sufficiently investigate other possible suspects, and faded to request funds to hire an expert to establish a time of death and a bloodhound expert. In support of this claim, appellant presents three exhibits: his own affidavit, the affidavit of Steven Schlechty, the Chaplain of the Clermont County Jail, and the affidavit of Judy Robertson Cowans, appellant’s wife.
Having reviewed all of these exhibits, none of them present any evidence dehors the record sufficient to support this claim. The fact that appellant states a different version of the events in an affidavit and claims he did not kill the victim, without any independent evidence, does not justify an evidentiary hearing on this claim. The affidavits of Schlechty and Judy Robertson Cowans also do not include any evidence dehors the record which would justify an evidentiary hearing.
(J.A. Vol. V, Exh. 26, at 263.)
The Court concludes that petitioner is not entitled to habeas relief on this ineffective assistance claim because the Court is not persuaded that the state appellate court’s decision rejecting the claim contravened or unreasonably applied controlling Supreme Court precedent. 8 First, the Court is not at all persuaded that counsel performed deficiently. The record demonstrates that counsel investigated this evidence thoroughly and attacked it aggressively. Counsel remarked during cross-examination of dog-handler Ben Lundsford that, in preparing for trial, he (counsel) had “read a lot about human scent and know a lot more about it than I ever thought I would.” (Tr. Vol. V, Exh. 47, at 1970.) This belies any suggestion by petitioner that counsel failed to investigate the science underlying dog tracking. Further, counsel requested a special instruction from the trial court admonishing the jury to view the dog tracking reenactment video with caution (Id. at 1944), objected during Lundsford’s testimony about the dog’s error rate (Id. at 1984), objected to the reliability of the video re-enactment (Id. at 2010), and renewed their overall objection to the video before the tape itself was played (Id. at 2025).
Further, petitioner cannot demonstrate that he was prejudiced by counsel’s failure to challenge the dog tracking science or re-enactment with a motion in limine and an expert. For one thing, the dog-tracking evidence was not exactly a linchpin in the prosecution’s case against petitioner. The trial court gave a limiting instruction admonishing the jury to view the evidence with caution (Tr. Vol. V, Exh. 48, at 2420), and the prosecution conceded several times during its closing arguments that the evidence was of marginal value (Id. at 2316, 2321). Thus, it is difficult to say that *794 even assuming defense counsel had managed to effectively nullify the evidence with a motion in limine or expert testimony in rebuttal, there is a reasonable probability that the jury would have acquitted petitioner. Further, it bears reminding that petitioner has not offered a single piece of evidence calling into question dog tracking science or the reliability of a video re-enactment — not an academic article or an affidavit from an expert. That being so, this Court cannot find that but for counsel’s failure to challenge the underlying science and re-enactment with a motion in limine and an expert, there is a reasonable probability that the outcome of petitioner’s trial would have been different.
In sum, petitioner has not demonstrated that counsel performed unreasonably or to his prejudice by failing to present an expert to challenge the dog-tracking evidence. The state court decisions rejecting this claim in postconviction did not contravene or unreasonably apply clearly established Supreme Court precedent.
Thus, this Court DENIES sub-part (j) of petitioner’s second ground for relief as without merit.
Ground 2(k): Failure to challenge testimony concerning time of death.
Petitioner argues here that his attorneys were ineffective for failing to challenge the State’s testimony concerning time of death. (Doc. # 15, at ¶ 23.) Petitioner argues, as he did in support of sub-part (h) of his second ground for relief, that he at all times maintained his innocence, and informed his attorneys as to his whereabouts on the day of the offense and at the time of the victim’s death. Upon learning of his planned alibi, petitioner argues, the prosecution developed evidence that changed the original conclusion regarding the time of death so as to accommodate for petitioner’s alibi evidence. Petitioner argues that trial counsel should have, but did not, investigate and prepare expert testimony to challenge the State’s changed time of death testimony.
Respondent argues that petitioner’s claim, which was rejected by the state courts during postconviction, is without merit. (Doc. # 36, at 63-64.) Respondent sounds a familiar refrain — namely, that petitioner makes only a vague reference to counsel’s failure to present an expert to challenge the time of death, while failing to allege how the time of death determination in this case was incorrect or how an expert could have reached a different conclusion based on the evidence in this case.
Petitioner incorporates by reference the arguments he set forth in support of sub-part (h) of his second ground for relief— ineffective assistance of counsel for the failure to obtain experts. (Doc. #42, at 67, 58-59.) Regarding the time of death testimony, petitioner argues that counsel should have employed an expert to challenge that “fluid” time of death and to determine a more precise time of death. Citing
Helton v. Secretary for the Department of Corrections,
*795 As noted above, the state courts rejected this claim on the merits in postconviction, concluding that petitioner had failed to produce evidence dehors the record demonstrating that counsel were ineffective for failing to obtain experts to investigate other possible suspects or challenge certain pieces of the State’s evidence against petitioner. (J.A. Vol. V, Exh. 26, at 263.)
The Court concludes as it did in connection with sub-part (h) of ground two that, absent any showing or suggestion by petitioner of the evidence that an expert might have provided to challenge or rebut the prosecution’s theory of a “fluid” time of death, it is impossible for this Court to find that petitioner was prejudiced by counsel’s failure to present such an expert. Stated another way, the record does not enable the Court to conclude that had counsel presented an expert to determine the time of death, there is a reasonable probability that the outcome of petitioner’s trial would have been different.
The evidence demonstrates that Clara Swart was killed on August 29, 1996 some time between 7:00 a.m., when a neighbor (Jean Zeller) saw Mrs. Swart walking up her driveway from the street toward her house, and 6:30 that evening, when Mrs. Swart’s son, Timothy Swart, found her body. More specifically, the prosecution argued that petitioner killed Mrs. Swart around or shortly after 8:00 a.m., when a senior services bus arrived to pick up Mrs. Swart for a day trip, that petitioner thereafter ran through fields and woods behind the victim’s home to his own home, and that petitioner immediately upon arriving home spoke to his wife on the telephone shortly after 9:30 a.m. (Tr. Vol. IV, Exh. 44, at 1443-45.) Defense counsel’s theory of the ease was that petitioner was home that entire morning, that his wife woke him right around 8:00 a.m. before she left for work and then spoke to him on the phone a little bit later that morning. (Tr. Vol. IV, Exh. 44, at 1451-52.) Thus, the defense theorized that by the prosecution’s own time line, Mrs. Swart was being killed right around 8:00 a.m., when petitioner was at home in bed.
Petitioner, without producing a shred of evidence in support, is asking this Court to conclude that his trial attorneys performed deficiently and to his prejudice by failing to obtain an expert who could have determined a more precise time of death. Based on the evidence that was presented at trial, as well as the lack of evidence supporting petitioner’s argument, this Court cannot possibly conclude that counsel performed deficiently or to petitioner’s prejudice in failing to present an expert to challenge the State’s time of death theory. Beyond a reference to gastric contents found in the victim that included undigested green vegetable matter and a suggestion that such contents were more consistent with a recently-eaten evening meal than a recently-eaten morning meal, petitioner has not demonstrated or even suggested how an expert could have determined a time of death that was more precise than what the lay evidence demonstrated and that would have been more supportive of petitioner’s alibi evidence.
For the foregoing reasons, the Court concludes that petitioner has not demonstrated that counsel performed unreasonably or to his prejudice by failing to present an expert to challenge the prosecution’s time of death theory. The appellate court’s decision rejecting this claim did not contravene or unreasonably apply clearly established Supreme Court precedent.
Thus, this Court DENIES sub-part (k) of petitioner’s second ground for relief as without merit.
*796 Because of the fact-intensive nature of ineffective assistance claims, the importance of counsel’s performance to the fairness and outcome of petitioner’s trial, and the need to examine counsel’s performance in its entirety, the Court hereby certifies petitioner’s entire second ground for relief for appeal.
Third Ground for Relief: Petitioner was denied his Fourth Amendment rights when a parole officer was used as a “stalking horse” on behalf of the police to assist police in evading the Fourth Amendment’s warrant requirement. The search was illegal and all fruits of the search should have been suppressed.
In his third argument, petitioner claims that his home was illegally searched in violation of the Fourth Amendment. (Doc. # 15, at ¶¶ 24-25.) The record reflects that several days following the murder, when law enforcement officers began to suspect that petitioner may have been involved in the murder, the Clermont County Sheriffs Department contacted petitioner’s parole officer, Sandra Higgins, in an effort to obtain a copy of his fingerprints. Although she did not have petitioner’s prints on file, Higgins reported to the crime scene to learn more about the investigation, and she eventually learned from officers who had spoken to petitioner’s wife that petitioner had not been home in a day or so, and that petitioner was planning to move to Kentucky. Concerned that petitioner’s wife did not know his whereabouts, Higgins went to the Cowans residence to conduct a search, which she was permitted to do as a condition of petitioner’s parole. Two sheriffs deputies accompanied Higgins, and during her search of petitioner’s room, those deputies noticed a clown figurine that resembled a figurine that had been stolen from the victim’s home. Eventually, petitioner’s wife signed a form consenting to a search by law enforcement officers.
Prior to trial, petitioner's counsel filed a motion to suppress all of the evidence discovered in the search. On February 5, 1997, the trial court held a hearing on the matter. At that hearing, the state presented Higgins as a witness. (Tr. Vol. I, Ex. 34 at 19.) Higgins testified that after speaking with the deputies for several hours, she decided “on her own” to conduct a search. (Id. at 31.) She further testified that the deputies did not tell her or ask her to conduct a search. (Id. at 31.)
The trial court overruled the motion to suppress, finding that Higgins worked with the police in conducting the search, rather than on their behalf. The trial court also determined that Mrs. Cowans’ consent to search broke the chain of any asserted illegality of the search. Petitioner challenged the trial court’s ruling on direct appeal to the Ohio Supreme Court as his second proposition of law. The Ohio Supreme Court rejected petitioner’s claim, noting that “collaboration between a parole or probation officer and police does not in itself render a parole or probation search unlawful.”
State v. Cowans,
Petitioner argues that the factual determinations made by the state courts are plainly unreasonable in light of the record evidence, and that the trial court erred in finding that Higgins was merely assisted *797 by the sheriffs deputies. Law enforcement officers violated his Fourth Amendment rights, petitioner contends, by using his parole officer to conduct a search for which they could not have obtained a warrant. Petitioner argues that a parole officer cannot act as a stalking horse on behalf of the police in order to evade the Fourth Amendment’s warrant requirement, and he complains that “the police brought Higgins to the scene of the crime, and used her as their proxy to avoid the requirement of a warrant because they lackеd probable cause.” (Doc. # 42, at 75.)
Respondent asserts that petitioner’s third ground for relief is not cognizable in federal habeas corpus. Citing
Stone v. Powell,
A federal habeas court cannot review a habeas petitioner’s claim that evidence obtained in violation of the Fourth Amendment should have been excluded at his trial if the prisoner had an opportunity for full and fair litigation of that claim in the state courts.
Stone,
In the present case, petitioner does not contest either the existence or the functioning of Ohio’s procedural mechanisms, and he does not allege that the State of Ohio failed to provide him with a full and fair opportunity to litigate the constitutionality of the search of his home. Instead, petitioner argues that Stone v. Powell does not apply to capital cases because “death is different.” (Doc. # 42, at 67.) Further, petitioner claims that his Fourth Amendment claim is “an unusual one,” because “subterfuge, pretext and intentional police misconduct lie at its heart.” (Id. at 69.) Petitioner argues that this is the type of claim that “requires exception from Stone in the context of a capital case.” (Id.)
The Court finds that petitioner’s Fourth Amendment claim is not cognizable on habeas corpus review, because
Stone v. Powell
applies to both capital and non-capital habeas cases. In
McQueen v. Scroggy,
Legally, it is well settled that McQueen is precluded from presenting a Fourth Amendment claim ... in a habeas action, under the Supreme Court’s clear holding in Stone v. Powell,428 U.S. 465 ,96 S.Ct. 3037 ,49 L.Ed.2d 1067 (1976). There is no precedent for McQueen’s claim that a different rule should apply because this is a death penalty case. In *798 fact, the Supreme Court has specifically rejected the idea that procedural bars that apply in other cases do not apply in capital cases. See, e.g., Smith v. Murray,477 U.S. 527 , 538-39,106 S.Ct. 2661 ,91 L.Ed.2d 434 (1986).
Id.; see also Slaughter v. Parker,
Furthermore, it is evident from the record that petitioner had a full and fair opportunity to litigate this Fourth Amendment claim at the state court level. The trial court held a pretrial suppression hearing during which Higgins testified at length about her reasons for deciding to search petitioner’s residence, and trial counsel extensively cross-examined Higgins concerning the circumstances surrounding the search. Additionally, petitioner presented this claim on direct appeal and the Ohio Supreme Court considered and rejected it on the merits. Accordingly, because petitioner’s claim alleges a Fourth Amendment search and seizure violation, and petitioner had a full and fair opportunity to litigate the issue in state court, federal habeas review is precluded.
The Court hereby DENIES petitioner’s third ground for relief as not cognizable in federal habeas corpus.
In light of the body of case law applying Stone v. Powell to capital habeas cases, and considering that petitioner’s counsel utilized all of the state procedures available to challenge the search of his residence, it is unlikely that reasonable jurists would find the Court’s resolution of this matter debatable or wrong. Therefore, the Court declines to certify this ground for relief for appeal.
Fourth Ground for Relief: Petitioner was prejudiced by the admission and narration of a tape made by the state reenacting a blood hound tracking an alleged trail as the tape is irrelevant, self-serving, lacking any probative value, and highly prejudicial. Admission of such evidence violated petitioner’s right to due process of law and a fair trial.
Petitioner argues in his fourth ground for relief that the trial court erred in admitting a videotape made by the state that purported to show a reenactment of a blood hound tracking petitioner’s scent. (Doc. # 15, at ¶¶ 26-30.) During petitioner’s trial, the state presented evidence that a bloodhound named Molly had been scented to petitioner by the shirt petitioner was wearing when he was arrested. The dog detected petitioner’s scent along a track stretching from the back of the victim’s home through woods to an area at the edge of petitioner’s property line where several items taken from the victim’s home were found. The bloodhound evidence was first presented to the jury through testimony by a dog handler, Ben Lundsford, who had assisted in the training of Molly and had accompanied law enforcement officers and the bloodhound during the tracking. The State also presented a videotape purporting to depict a reenactment of the bloodhound’s track. The investigator who prepared the tape had been present during the bloodhound’s track, but he did not make the video until a few days later.
In his fourth ground for relief, petitioner argues that the trial court erred by admitting the video because the tape constituted inadmissible hearsay, and was only marginally relevant and highly prejudicial. *799 Petitioner expands his argument in the Traverse, claiming that the tape should not have been admitted by the trial court because it was made several days after the dog had scented the track, because the tape was not an accurate illustration of the dog’s actual path, and because no witness testified at trial as to the accuracy of the re-creation. (Doc. # 42, at 78.) Further, petitioner maintains that the admission of the tape was highly prejudicial because it permitted the state to bolster the dog track evidence, which had questionable value. (Id. at 76.) It is important to note that in his fourth ground for relief, petitioner challenges only the admission of the videotape recreation of the dog track. Petitioner does not challenge the admissibility of the dog track evidence as a whole.
Respondent argues that petitioner is not entitled to habeas corpus relief on this claim because neither the trial court’s decision to admit the videotape depiction of the bloodhound tracking petitioner’s scent from the victim’s home back to the Cowans residence, nor the Ohio Supreme Court’s decision rejecting petitioner’s claim challenging the trial court’s decision, contravened or unreasonably applied clearly established United States Supreme Court precedent. (Doc. # 36, at 71.) Specifically, respondent argues that the state courts did not act contrary to or unreasonably apply
Estelle v. McGuire,
The Ohio Supreme Court rejected petitioner’s claim on direct appeal. Citing
State v. Palmer,
This Court may not grant relief on a claim that was adjudicated on the merits by the state courts unless the state court’s adjudication contravened or unreasonably applied clearly established federal law as determined by the United States Supreme Court. This, petitioner has not shown. Petitioner has alleged that the trial court violated a state procedure and/or evidentiary law by admitting the videotape into evidence. However, as a general matter, errors of state law, such as the improper admission of evidence, do not support a writ of habeas corpus.
See Estelle v. McGuire,
In this case, petitioner has not demonstrated that the trial court erred in admitting the videotape, much less that the alleged error rose to the level of fundamental unfairness depriving him of due process and a fair trial. There are some aspects of the videotape that call into question the probative value of that evidence. The tape was not made contemporaneously to the track, it does not reflect that the dog had to be rescented at least two times during the track, it does not follow the exact path that Molly took, and it does not show Molly or the spots where she was the most hot on the trail or the times where she appeared to be less certain of the scent, which according to her handler, was readily apparent from her body language. (Tr. Trans, at 1963-65, 1992.) However, the tape does show the general contours of the track, and the tape was relevant to illustrate the testimony of the dog handlers, Deputies Lunsford and DeCamp. Unlike the aerial tax map that petitioner argued should have been sufficient to demonstrate Molly’s path, the video showed the actual area where the track occurred. The tape was relevant to show the general landscape and terrain, including the nature of the trees, the creek, the briers and brush, the fact that the terrain was flat, and that there were many paths the dog could have taken. (Tr. Trans, at 2011-12.) The videotape merely served as a visual aid to help illustrate the testimony of the dog handlers who described the area where the track occurred. In fact, defense counsel relied on the videotape during closing arguments, arguing that the briers and brambles were so thick that if petitioner had actually followed the path depicted on the tape, he would have had far more scratches than he had when he was arrested. (Tr. Trans, at 2373-74.)
Furthermore, after reviewing the trial transcript and state court record, the Court is not persuaded that the videotape at issue constituted such compelling evidence, the absence of which would cause a reviewing court to question the fairness of petitioner’s trial or reliability of the conviction and sentence. During cross-examination, defense counsel aptly demonstrated the perceived problems with the videotape in question. Investigator Robinson explained how the tape differed from the actual track, and the Court is convinced that the jury was well aware that the tape served as an illustration only, and that it was not intended or offered as an exact depiction of the track. The jury learned that Molly had lost the scent at least twice during the track and had to be rescented off of petitioner’s shirt on at least two occasions, events not depicted on the tape. With respect to the path that Molly followed, the following exchange occurred during cross-examination:
Q. So we don’t have video of the actual track; what we have is a summary, I guess, of the area, of the way—
A. (Witness nodded.)
*801 Q. So the jury understands, that video we just saw does not depict exactly the track the dog took, does it.
A. Well, that’s not exactly true. The way in which that I narrated it depicts the trail in which the dog took.
Q. Listen to my question, not talking about your narration. The video, forget the sound, muted, don’t explain it, the video, the visual representation does not depict the actual track the dog took, does it?
A. The track or the way I walked does not depict the way the dog exactly walked.
Q. All right. In fact, the dog was down in the bushes, and that day you tracked took much longer than the day yon videotaped?
A. Yes, I believe it probably would have taken a little longer, yes.
(Tr. Vol. V, Exh. 47, at 2051-52.) In addition, the jury was instructed to view the dog track evidence as a whole with utmost caution. During closing arguments, the state told the jury that the track alone was insufficient to convict. {Id., at Exh. 48, 2316-17.) At the close of the evidence, the trial court instructed the jury that the dog track evidence had “slight probative value” and should be viewed “with the utmost caution.” {Id. at 2420.)
For the foregoing reasons, the Court cannot conclude that the trial court’s decision to admit the videotape into evidence, or the Ohio Supreme Court’s decision finding no error therein, contravened or unreasonably applied clearly established federal law as determined by the United States Supreme Court. Petitioner has not demonstrated that the admission of the videotape so infected his trial with unfairness as to make the resulting conviction or sentence a denial of due process.
Romano v. Oklahoma,
The Court is satisfied, however, that reasonable jurists could find its decision in this regard debatable or wrong. Given the fact-intensive nature of this claim, the importance of the dog track evidence to the state’s case, the perceived questionableness of filming a belated reinactment that does not precisely follow the path taken by the tracking dog, and the fact that the Court has already certified the corresponding ineffective assistance of counsel claim for appeal, the Court is satisfied that petitioner’s fourth ground for relief is deserving of further litigation on appeal. Accordingly, the Court hereby certifies ground four for appeal.
Fifth Ground for Relief: Petitioner was denied his right to a fair trial and due process and the Eighth Amendment was violated where petitioner’s status as a parolee was published to the jury but was irrelevant to any fact at issue in the trial.
In his fifth ground for relief, petitioner argues that he was denied a fair trial and due process of law because the jury learned that he was on parole. (Doc. # 15, at ¶¶ 31-34.) The record reflects that at the time of the aggravated murder in this case, petitioner was on parole for a previous murder. The defense filed a motion in limine to preclude the state from introducing evidence of the prior murder as a “similar act” under Rule 404(b) of the Ohio Rules of Evidence. The trial court granted the motion, and took strides during voir dire to ensure that petitioner received a jury that did not know that he had a prior murder conviction. (Tr. Yol. I, Ex. 37, at 13-15, 164, 169, 263.) The trial court did permit Sandra Higgins to testify that she was petitioner’s parole officer, but the court precluded the state from introducing *802 any evidence or making any reference to the underlying offense for which he was on parole. As a result, there was no reference during the culpability phase of the trial to petitioner’s previous murder conviction. Although the jury learned that petitioner was on parole, they did not learn that he had a prior murder conviction — or even a felony conviction — until the sentencing phase of the trial.
Petitioner argues that references to his status as a parolee undercut the trial court’s pretrial ruling excluding evidence relating to his prior murder conviction. Petitioner insists that the fact that he was on parole was not relevant to any issue before the jury, and that “[t]he only purpose of this ‘evidence’ was to establish petitioner’s bad character and to create a subtle but powerful inference that he [sic] acted in conformity with his bad character.” (Doc. # 15, at ¶ 16.) In short, petitioner argues that the state court admitted impermissible propensity evidence in the form of his status as a parolee, and that the risk of unfair prejudice was so great that it denied him a fundamentally fair trial.
Respondent argues that references to petitioner being on parole did not deny him a fundamentally fair trial. Respondent contends that “the mere fact Cowans’ status as a parolee was made known to the jury did not undercut the trial court’s pretrial ruling excluding evidence relating to Cowans’ prior murder conviction for strangling a crippled man.” (Doc. # 36, at 76.) Respondent maintains that no witness revealed the reason that petitioner was on parole, and his status as a parolee was relevant to explain the testimony of Sandra Higgins, petitioner’s parole officer. (Id.)
The Ohio Supreme Court rejected petitioner’s claim on direct appeal, determining that petitioner’s status as a parolee was relevant evidence during the guilt phase of the trial, even though the nature of the underlying crime was not. Higgins was permitted to search petitioner’s residence because he was on parole, and the Ohio Supreme Court concluded that the jury could not have understood why Higgins was searching petitioner’s house if they were not informed that he was on parole. According to the Ohio Supreme Court, “Higgins’s position as Cowans’s parole officer was, as the trial court put it, ‘inextricably intertwined’ with her testimony about the search.”
Cowans,
Petitioner claims that the admission of other acts evidence, ie. his status as a parolee, violated his right to a fundamentally fair trial under the Due Process Clause. Under the AEDPA, this Court’s review is limited to whether the state court’s decision was contrary to, or involved an unreasonable application of, clearly established Supreme Court precedent. In addition, this Court is bound by the law of this Circuit, and the Sixth Circuit has held that a state court’s admission of other acts evidence cannot be deemed contrary to clearly established federal law.
It is well settled that state court evidentiary rulings may violate due process when they render a trial fundamentally unfair. However, the Supreme Court has “defined the category of infractions that violate ‘fundamental fairness’ very narrowly.”
Dowling v. United States,
In
Bugh,
the petitioner sought habeas relief, claiming that he was denied his right to due process because the state court admitted evidence concerning similar, uncharged acts of child molestation. Citing footnote five of the Supreme Court’s decision in
Estelle v. McGuire,
Applying that analysis to this case, the Court must conclude that even if references to petitioner’s status as a parolee were made in order to show propensity — a finding the Court is not making, based on the relevance of evidence of petitioner’s parole status to the testimony of Sandra Higgins — the decision of the trial court to permit limited reference to petitioner being on parole, and the Ohio Supreme Court’s decision rejecting petitioner’s claim of error, did not contravene or unreasonably apply clearly established federal law as determined by the United States Supreme Court. The Court accordingly DENIES ground five as without merit.
Sixth Ground for Relief: The Eighth Amendment was violated where a death sentence was imposed by a jury which had been prevented from hearing and considering relevant mitigating evidence in the absence of a constitutionally voluntary waiver by the defendant and record evidence of the defendant’s competency to execute a voluntary waiver of constitutional rights.
Petitioner argues in his sixth ground for relief that he was sentenced to death in violation of his Eighth and Fourteenth Amendment rights to be free from cruel and unusual punishment because the jury did not hear or consider relevant mitigating evidence. (Doc. # 15, at ¶¶ 35-39.) The Court concluded in its September 30, 2002 Opinion and Order that petitioner’s sixth ground for relief was procedurally defaulted. In its September 12, 2006 Opinion and Order, however, the Court agreed to revisit that procedural default determination, specifically to determine whether petitioner could establish ineffective assistance of appellate counsel as cause and prejudice sufficient to excuse the default of his sixth ground for relief. The Court begins by setting forth petitioner’s sixth ground for relief.
Petitioner argues that there was no record evidence of his competency at the time he waived his right to present mitigating evidence and substantial record evidence giving rise to an inference that he was not competent, such as his frequent bouts of disruptive behavior and his illogical choice to forgo the presentation of mitigating evidence despite an obvious desire to fight for his life. Petitioner further argues that there was no record evidence of a voluntary waiver by him of his right to present
*804
mitigating evidence and no compliance with the waiver procedure set forth in
State v. Ashworth, supra, 85
Ohio St.3d 56,
Respondent argues that petitioner is not entitled to relief on this claim not only because it was procedurally defaulted but also because the Ohio Supreme Court’s decision on direct appeal concluding that petitioner was competent and that petitioner executed a knowing and voluntary waiver of the right to present mitigating evidence did not contravene or unreasonably apply clearly established federal law as determined by the United States Supreme Court. (Doc. # 36, at 77-84.)
In his traverse, petitioner argues that the right to present mitigating evidence is a substantial, fundamental right subsumed within the Due Process Clause and required by the Eighth Amendment. (Doc. #42, at 82-88.) Thus, petitioner argues, the right is at least as significant as the other fundamental rights subject to heightened waiver standards: the right to trial, confrontation, and cross examination. Petitioner argues that his decision to forgo the presentation of mitigating evidence required to the jury to recommend death, and that neither trial counsel nor the trial court undertook an inquiry sufficient to ensure that petitioner actually understood the ramifications of his decision or had the capacity to make a knowing and voluntary decision to waive mitigation. Citing
State v. Berry,
The Court has already considered and rejected these arguments. In rejecting petitioner’s first ground' for relief, this Court concluded that the Ohio Supreme Court’s decision determining that petitioner made a knowing, intelligent, and voluntary waiver of his right to present mitigating evidence and that petitioner was competent to execute such a waiver did not contravene or unreasonably apply clearly established federal law as determined by the United States Supreme Court. Because, for the reasons discussed more fully in connection with petitioner’s first ground for relief, this Court concludes that the arguments set forth in *805 petitioner’s sixth ground for relief are without merit, the Court further concludes that appellate counsel did not perform deficiently or to petitioner’s prejudice in failing to raise this claim on direct appeal. That being so, the Court abides by its September 30, 2002 Opinion and Order finding that this claim was procedurally defaulted.
Petitioner’s sixth ground for relief is DENIED as procedurally defaulted and without merit.
Given the importance of this issue to petitioner’s case, as well as the apparent novelty of this claim, the Court hereby certifies ground six, including its procedural default determination, for appeal.
Seventh Ground for Relief: The Eighth Amendment to the United States Constitution precludes a state from imposing a sentence of death unless the sentencing authority actually considers all relevant evidence of mitigation. Consequently, a capital defendant cannot interpose his Sixth Amendment right to self representation as a bar to introduction of mitigating evidence.
Petitioner argues in his seventh ground for relief that decisions by the Ohio Supreme Court finding that a defendant may waive the presentation of mitigation run afoul of the Constitution in the context of Ohio’s “quasi-mandatory capital sentencing scheme.” (Doc. # 15, at ¶¶ 40-44.) The gravamen of petitioner’s argument appears to be that the right of pro se representation embodied in the Sixth Amendment is not an open invitation to evade the requirements of a statutory sentencing scheme and pronouncements by the United States Supreme Court, rooted in the Eighth Amendment, which mandate that a sentencing tribunal should consider all relevant mitigating circumstances. Petitioner argues that the right of self-representation was never intended as means to allow a criminal defendant to choose his own penalty and that the manner in which the exercise of his Sixth Amendment right to self-representation undermined his Eighth Amendment right to be free of cruel and unusual punishment resulted in imposition of a death sentence that can be reviewed for neither proportionality nor appropriateness. The right of self-representation, petitioner argues, cannot be exalted to so lofty a position as to require the courts to blind themselves to the “real issue”— namely, the propriety of allowing the State to execute a citizen. Petitioner also appears to argue that standby counsel could or should have been appointed in this case, relative to petitioner’s decision to waive the presentation of mitigation evidence, and that a defendant’s right of self-representation may be revoked if the defendant obstructs the course of the trial, (in this case, presumably, by preventing the jury from considering all relevant mitigating circumstances). Thus, petitioner concludes, his decision to waive the presentation of mitigation evidence, rooted in his Sixth Amendment right to self-representation, created an unacceptable risk of the arbitrary and capricious imposition of the death penalty in violation of his Eighth Amendment rights.
Respondent argues that petitioner’s claim is not actionable in habeas corpus and is without merit. (Doc. # 36, at 85-94.) Respondent argues first that the Eighth Amendment does not compel a defendant to present mitigation evidence against his will and that not one federal case supports petitioner’s proposition that the Constitution prohibits a criminal defendant from knowingly and voluntarily waiving the opportunity to present mitigation evidence. Pointing to the similarities between petitioner’s case and
State v. Keith,
In a related point, respondent further argues that because there is no clearly established United States Supreme Court decision directly on point, this Court may not grant relief on this claim because of the holding in
Teague v. Lane,
In his traverse, petitioner disputes respondent’s position that there is no clearly established Supreme Court precedent directly on point. Rather, according to petitioner, “[t]he controlling precedent of the Supreme Court is the principle found in a host of capital cases ... that the presentation of both aggravating and mitigating circumstances is constitutionally required before a judge or jury may make an individualized determination that the death penalty is appropriate.”
11
(Doc. # 42, at 89.) The gravamen of the arguments that petitioner lays out in his traverse is that the Sixth Amendment right to self-representation or to control one’s own defense cannot trump the Eighth Amendment requirement of an individualized reliable death sentence, which requirement necessitates that the sentencer hear and consider all relevant mitigating circumstances. (Doc. #42, at 89-108.) In this regard, petitioner argues that although historically, the Sixth Amendment right to self-representation has not been absolute, the Eighth Amendment prohibition against unlawful executions, by comparison, is absolute. Petitioner argues that the Sixth Amendment right to self-representation recognized in
Faretta v. California,
*807
Citing
Lockett v. Ohio,
and its progeny as clearly established U.S. Supreme Court precedent, petitioner argues that his claim does not violate the bar set forth in
Teague v. Lane,
Petitioner raised this claim on direct appeal to the Ohio Supreme Court, arguing in his sixth proposition of law that the Eighth Amendment forbids the imposition of a death sentence by a sentencer who has not been apprised of possible mitigating factors, even where it was the defendant himself who opposed their presentation. The Ohio Supreme Court flatly rejected petitioner’s claim, holding that “[t]he Eighth Amendment compels no one to present mitigation against his will.”
Cowans,
[W]e recently noted in Ashworth,85 Ohio St.3d at 63 ,706 N.E.2d at 1237-1238 , that “a rule requiring the presentation of mitigating evidence would be impossible to enforce,” because no court could compel a defendant to cooperate with his counsel in gathering and presenting such evidence. This case aptly illustrates the point: Cowans not only refused to present mitigating evidence, he actually blocked his counsel’s acquisition of such evidence by instructing his family and friends not to cooperate with counsel.
Cowans, 87
Ohio St.3d at 80,
The question before the Court,, as framed by petitioner, is whether petitioner’s death sentence violates the federal constitution because, in exercising his Sixth Amendment right to self-representation, petitioner thwarted the Eighth Amendment requirement that the sentencer impose an individualized, appropriate sentence, which requirement necessitates that the sentencer hear and consider all relevant mitigating evidence. To answer that question in .the affirmative, the Court would have to find that the Ohio Supreme Court’s decision answering it in the negative contravened or unreasonably applied clearly established federal law as determined by the United States Supreme Court. This the Court cannot do.
This Court has reviewed all of the decisions relied upon by petitioner - and it is
*808
true that all of them stand, in some way or another, for the proposition that the Eighth Amendment requires that the sentencer not be precluded from hearing, considering, or giving weight to evidence of relevant mitigating circumstances. But none of those cases, singularly or collectively, extend for the proposition that the Eighth Amendment requires the sentencer to hear, consider, and give effect to mitigation evidence against the express wishes of a death-eligible defendant. In
Lockett v. Ohio,
It is true that “clearly established Federal law as determined by the Supreme Court of the United States,” within the meaning of § 2254(d), does not require the existence of a Supreme Court case or cases involving a fact pattern identical to the case at bar before the legal rule from that Supreme Court case or cases may be applied.
See, e.g., Spisak v. Hudson,
Put another way, in order to find that a case or legal rule emanating from a series of cases, constitutes “clearly established Federal law as determined by the Supreme Court of the United States,” § 2254(d), it is necessary for that precedent to have dictated the result advocated by petitioner.
See Williams v. Taylor,
Petitioner’s claim fails for another reason. Petitioner’s argument, however persuasive at first glance, must fail because of what petitioner does not argue. Petitioner notably stops short of arguing that standby counsel absolutely should have been appointed without his consent and that relevant mitigating evidence absolutely should have been presented against his will so that the sentencer absolutely could have heard and considered all relevant mitigating circumstances in determining the appropriate, individualized sentence as the Eighth Amendment requires. Petitioner’s argument, therefore, reasoned to its logical end would mean that any death-eligible defendant could evade imposition of a death sentence by simply exercising his Sixth Amendment right to represent himself and forgo the presentation of any mitigating evidence, thereby stripping the sentencer of its ability to hear and consider all relevant mitigating evidence, thereby precluding the sentencer from performing the weighing process dictated by Ohio’s statute as the means by which to ensure that a death sentence is appropriate, thereby precluding the sentencer from imposing a death sentence that would pass Eighth Amendment muster. That argument is untenable and certainly not mandated by the Eighth Amendment.
For the foregoing reasons, the Court DENIES petitioner’s seventh ground for relief as without merit.
Because this claim presents a novel issue and is intertwined with petitioner’s first ground for relief, the Court hereby certifies ground seven for appeal.
Eighth Ground for Relief: Petitioner’s rights under the Fifth, Sixth, Eighth, and Fourteenth Amendments were violated where the trial court allowed readmissions and re-presentation during the penalty phase of all exhibits previously admitted during the trial phase in this case.
Petitioner argues in his eighth ground for relief that the trial court erred in readmitting during the mitigation phase, over defense counsel’s objection, all of the evidence and exhibits from the culpability phase. (Doc. # 15, at ¶¶ 45-50.) Petitioner asserts that trial courts may readmit in the mitigation phase only culpability phase evidence that is relevant to sentencing issues and that the trial court in this case failed to even consider, much less make a determination, whether the culpability *810 phase evidence and exhibits that it readmitted in toto was relevant to any sentencing issues. Asserting that the murder itself is not an aggravating circumstance and may not be considered by the jury as one, petitioner argues that the culpability phase evidence was not relevant to any sentencing issues in his case and that the readmission of that evidence did nothing more than inflame the passions of the jury. Petitioner further argues that, even assuming any of the culpability phase evidence was relevant to mitigation, its probative value was substantially outweighed by the risks of unfair prejudice and confusion of the issues. In his traverse, petitioner expands on his argument that the culpability phase evidence was not relevant to any sentencing issues by pointing out that the evidence included photographs of the decedent, while she was alive and dead, as well as certain autopsy photos. (Doc. # 42, at 108-111.) Such evidence, petitioner argues, was unrelated to any aggravating circumstance charged and prejudicially focused the jury’s attention on the murder rather than the aggravating circumstances and mitigating factors.
Respondent argues that petitioner is not entitled to habeas corpus relief on this claim because neither the trial court’s decision to readmit all of the culpability phase evidence during mitigation, nor the Ohio Supreme Court’s decision rejecting petitioner’s claim challenging the trial court’s action, contravened or unreasonably applied clearly established United States Supreme Court precedent. (Doc. # 36, at 95, citing 28 U.S.C. § 2254(d)(1).) In fact, respondent argues, “Cowans cites no relevant U.S. Supreme Court cases in support of his argument.”
Id.
at 95. Citing
Davis v. Mitchell,
The Ohio Supreme Court rejected petitioner’s claim on direct appeal. Citing
State v. DePew,
This Court may not grant relief on a claim that was adjudicated on the merits by the state courts unless the state court’s adjudication contravened or unreasonably applied clearly established federal law as determined by the United States Supreme Court. This, petitioner has not shown. Petitioner has alleged that the trial court violated a state procedure and/or evidentiary law. However, the Court finds for the following reasons that petitioner has not demonstrated that the trial court so erred, much less that the alleged error rose to the level of fundamental unfairness depriving him of due process, to which level alleged trial court errors in state procedure or evidentiary law must rise in order to warrant federal habeas corpus *811 relief. Thus, petitioner’s eighth ground does not warrant habeas corpus relief.
The Court takes stock at the outset of the well-settled principle “that it is not the province of a federal habeas court to reexamine state-court determinations on state-law questions.”
Estelle v. McGuire,
Pursuant to O.R.C. § 2929.03(D)(1) and (2), the sentencer in a capital case is required to consider, among other things, any evidence or testimony from the trial that is relevant to the aggravating circumstances, any factors in mitigation, and the nature and circumstances of the aggravating circumstances. In DePew, the Ohio Supreme Court said of § 2929.03(D)(1):
We now hold that, pursuant to R.C. 2929.03(D)(1), the prosecutor, at the penalty stage of a capital proceeding, may introduce “ * * * any evidence raised at trial that is relevant to the aggravating circumstances the offender was found guilty of committing * * *.” While this appears to permit repetition of much or all that occurred during the guilt stage, nevertheless, a literal reading of the statute given to us by the General Assembly mandates such a result, especially in light of the prosecution’s obligation to demonstrate, by proof beyond a reasonable doubt, that the aggravating circumstances the defendant was found guilty of committing are sufficient to outweigh the factors in mitigation. R.C. 2929.03(D)(1).
DePew,
(1) any evidence raised at trial that is relevant to the aggravating circumstances specified in the indictment of which the defendant was found guilty,
(2) any other testimony or evidence relevant to the nature and circumstances of those aggravating circumstances, (3) evidence rebutting the existence of any statutorily defined or other mitigating factors first asserted by the defendant, (4) the presentence investigation report, and (5) the mental examination report.
Id.
In light of the foregoing, trial courts have considerable discretion in determining what evidence is relevant to the penalty phase and reviewing courts are loath to interfere with the exercise of that discretion.
Cf. State v. Hancock,
The Ohio Supreme Court has clarified, however, that even though R.C. § 2929.03(D)(1) and (2) permit repetition of much or all of what happened during the culpability phase, trial courts are not relieved their duty to determine which culpability phase evidence is relevant to sentencing issues.
See State v. Getsy,
Although this latter line of cases appears to militate in petitioner’s favor, the Court takes notice of the fact that even in
Getsy,
where the Ohio Supreme Court held that a trial court was required to determine what culpability phase evidence was relevant in the penalty phase and that the trial court in that case had admitted evidence that was not relevant, the Ohio Supreme Court nonetheless held in conclusory fashion that the admission of that irrelevant evidence had not prejudiced the outcome of the appellant’s case.
Getsy,
Beyond that, this Court is also aware of at leаst two district court cases holding that any possible error in readmitting culpability phase evidence in the penalty phase, assuming it is error, was insufficient to warrant habeas corpus relief.
Davis v. Mitchell,
The Court is not persuaded that petitioner’s eighth ground warrants habeas corpus rehef because the Court cannot find that the trial court’s readmission in the penalty phase of all of the culpabihty phase evidence, or that the Ohio Supreme Court’s decision finding no error therein, contravened or unreasonably applied clearly established federal law as determined by the United States Supreme Court. 28 U.S.C. § 2254(d)(1). In the instant case, even if the trial court committed error as a matter of state law when it failed to determine or even consider, prior to readmitting at the penalty phase all of culpabihty phase evidence, whether that evidence was relevant to any penalty phase issues,
see, e.g., Getsy,
A review of relevant Ohio law demonstrates to this Court that the categories of culpabihty phase evidence that prosecutors are permitted to reintroduce is broad and the discretion that trial courts have in determining what culpabihty phase evidence is relevant is wide. Against that landscape, this Court is of the view that the culpabihty phase evidence that was readmitted for the mitigation phase, even if it included the likes of gruesome photographs and the electrical cord and purse strap that were at some point used in the killing of the victim, was relevant to sentencing issues such as the nature and circumstances of the aggravating circumstance. Further, to the extent that any culpabihty phase evidence, such as a photograph of the victim while she was alive, had a tenuous connection, if that, to any sentencing issues, the Court is not persuaded — again, based on a review of relevant Ohio law — that any error in admitting such evidence was prejudicial to the outcome of petitioner’s sentencing hearing. The fact remains that petitioner elected to present no evidence in mitigation. That being so, the Court cannot conclude that the jury erred in finding that the aggravating circumstances outweighed the mitigating factors beyond a reasonable doubt, or, more particularly, that the trial court’s admission of irrelevant culpability phase evidence played an improper role in the jury’s sentencing decision.
As noted above, petitioner is not entitled to habeas corpus relief on any claim that the state courts adjudicated on the merits unless the state courts’ adjudication contravened or unreasonably applied clearly established Supreme Court precedent. Petitioner has made no such showing and, as respondent points out, has not even identified what clearly established federal law is applicable. Claims alleging trial court errors in state procedure or evidentiary law do not warrant habeas corpus relief unless the error is so egregious as to render the proceeding unfair, thereby denying the petitioner his Fourteenth
*814
Amendment right to due process.
See, e.g., McAdoo v. Elo,
For the foregoing reasons, the Court DENIES petitioner’s eighth ground for relief as without merit.
Because this state law evidentiary claim does not appear to cross the threshold of cogency necessary to even warrant habeas review pursuant to
Estelle v. McGuire,
Ninth Ground for Relief: Petitioner was denied his rights to due process and a fair trial when the trial court failed to order a psychiatric evaluation to determine if he was competent to stand trial and competent to waive presentation of all mitigation evidence in violation of the Fifth, Eighth, and Fourteenth Amendments to the U.S. Constitution.
Citing
Dusky v. United States,
Petitioner points first to February 19, 1997, when he requested that his second set of attorneys be replaced and thereafter stood up as if to leave and became unresponsive to questions from the trial court. Petitioner then points to his behavior on April 1, 1997, following the reading of the verdicts, when he spoke angrily, swore at the jury, was removed from the courtroom, destroyed a television in the holding cell, refused to return to the courtroom, and thereafter returned only to state that he no longer wished to be present for any further proceedings. Upon returning to the courtroom, according to petitioner, his disruptive behavior continued, as he swore, became unresponsive, swore at the prosecutor, was again removed from the courtroom, and had to be restrained on the floor of the holding cell while insisting on being returned to the jail. Petitioner then points to April 10, 1997, when he returned to the courtroom to reiterate that he wanted no mitigation evidence presented on his behalf and did not wish to be present for sentencing. Upon learning that he would be required to appear in court for the mitigation hearing, petitioner rejected the opportunity to be appear in civilian clothes and without shackles. These actions, petitioner now argues, demonstrate that he lacked the ability to assist counsel in his defense and created doubt sufficient to require the trial court to inquire as to his competency. Petitioner thus argues that *815 the trial court’s failure to sua sponte direct that petitioner be evaluated for a mental disease or deficiency that would substantially impair his ability to aid in his defense deprived him of his due process right to fair trial.
Respondent argues thаt petitioner is not entitled to relief because the Ohio Supreme Court’s decision rejecting this claim did not contravene or unreasonably apply clearly established federal law. Respondent argues that the standard set forth in
Dusky
for determining a defendant’s competency to stand trial is the same for determining a defendant’s competency to waive mitigation: a defendant is competent if he “has sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding [and if] he has a rational as well as factual understanding of the proceedings against him.” (Doc. # 36, at 99 (quoting
Dusky, supra,
Respondent points to the trial court’s finding, set forth in its sentencing decision, that, “ ‘While disruptive, the Defendant evidenced no mental instability but rather acted out his pique.’ ” (Doc. # 36, at 100 (quoting Exh. 14, at 69).) Further supporting the trial court’s finding, respondent argues, was the fact that even defense counsel did not feel or suggest that petitioner might be incompetent. Respondent argues that petitioner clearly understood the ramifications of his decision to waive mitigation, and refused to alter that decision even though the trial court and defense counsel explained in detail the probable outcome if he stayed that course. Respondent further points out that at no time during the culpability phase of the trial did petitioner act in a disruptive manner or clash with his counsel. That petitioner lashed out only after he was found guilty, respondent argues, supports the trial court’s finding that it was anger, not mental instability, that fueled his disruptive outbursts. Respondent asserts that petitioner has presented no evidence that he was incompetent to stand trial or to waive mitigation. Pre-trial dissatisfaction with defense counsel, respondent points out, is not a rare occurrence. And anger at having been convicted of indicted offenses, respondent concludes, is insufficient to challenge years after the fact the trial court’s finding that petitioner was competent.
Petitioner replies in his traverse that the decisions of both the trial court and the Ohio Supreme Court were based on unreasonable determinations of the facts in light of the record. (Doc. # 42, at 110— 14.) Petitioner further argues that those determinations were based on incomplete facts, which deficiency he attempted, without success, to remedy in postconviction. Citing
McGregor v. Gibson,
The Court has already considered and rejected these arguments. In rejecting petitioner’s first ground for relief, this Court concluded that the Ohio Supreme Court’s decision, as well as the state courts’ postconviction decisions, determining not only that petitioner was competent, but also that the trial court did not err in not sua sponte conducting a competency hearing, did not contravene or unreasonably apply clearly established federal law as determined by the United States Supreme Court, and did not involve unreasonable determinations of the facts based on the evidence presented. Petitioner argues nothing in support of his ninth ground for relief that this Court has not already considered and rejected.
Thus, for the reasons discussed more fully in connection with petitioner’s first ground for relief, this Court DENIES petitioner’s ninth ground for relief as without merit.
Because of the fact-intensive nature of this claim, as well as the fact that it is intertwined with petitioner’s first ground for relief and is an important linchpin in petitioner’s death sentence, the Court hereby certifies ground nine for appeal.
Twelfth Ground for Relief: The death penalty authorized by the Ohio Revised Code deprives capitally-charged defendants of their lives without due process of law, denies equal protection and imposes cruel and unusual punishment in violation of the United States Constitution.
In sub-parts A through L of his twelfth ground for relief, petitioner raises a number of constitutional challenges to Ohio’s capital punishment scheme. However, the Court of Appeals for the Sixth Circuit has consistently upheld the constitutionality of Ohio’s death penalty statutes and squarely rejected each of the constitutional challenges raised or alluded to by petitioner.
See, e.g., Williams v. Bagley,
We note that the Ohio death penalty statute includes a number of capital sentencing procedures that the United States Supreme Court held in Gregg v. Georgia,428 U.S. 153 , 188-95, 96 S.Ct. *817 2909,49 L.Ed.2d 859 (1976), specifically to reduce the likelihood of arbitrary and capricious imposition of the death penalty. These procedures include: (1) consideration of a pre-sentence report by the sentencing authority; (2) jury sentencing where the jury is adequately informed and given meaningful standards to guide its use of the information; (3) a bifurcated guilt phase/sentencing phase trial; (4) weighing of aggravating circumstances and mitigating factors; (5) a sentencing decision based on speсific findings; and (6) meaningful appellate review.
Buell,
A. R.C. 2929.022, 2929.03, AND 2929.04 VIOLATE THE DEFENDANT’S RIGHTS TO EFFECTIVE ASSISTANCE OF COUNSEL AND TO A TRIAL BEFORE AN IMPARTIAL JURY, AS GUARANTEED BY THE SIXTH, EIGHTH, AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION, AND ARTICLE I, SEC. 9, 10, AND 16 OF THE OHIO CONSTITUTION.
Petitioner sets forth two arguments in his first sub-part. First, petitioner argues that the bifurcated trial procedure used in Ohio, wherein a single jury hears and decides both the guilt and penalty phases of the trial, violates a defendant’s right to an impartial jury at the penalty phase. According to petitioner, “[o]nce a jury has found an accused guilty of aggravated murder, a very high probability exists that jury bias and animosity towards the accused will exist at the sentencing hearing,” and “an intolerable risk exists that the defendant’s life may be put in the hands of a hostile venire.... ” (Am. Pet. ¶ 82-83.) Petitioner’s claim challenging the bifurcated trial procedure used in Ohio is wholly without merit.
See Lockhart v. McCree,
Second, petitioner argues that R.C. 2929.03(D)(1) violates a defendant’s right to the effective assistance of counsel because it requires submission to the jury of any pre-sentence investigation reports and mental examinations requested by a defendant. The Sixth Circuit has consistently rejected constitutional challenges to this provision.
See Williams v. Bagley,
B. R.C. 2929.03, 2929.04, 2929.022 VIOLATE THE EIGHTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION AND ARTICLE I, SEC. 9 AND 16 OF THE OHIO CONSTITUTION BY FAILING TO PROVIDE ADEQUATE GUIDELINES FOR DELIBERATION, LEAVING THE JURY WITHOUT PROPER GUIDELINES IN BALANCING THE AGGRAVATING AND MITIGATING CIRCUMSTANCES.
In sub-part B, petitioner argues that Ohio’s death penalty scheme is vague, does not give the jury specific and detailed guidance, and does not provide “clear and objective standards” that channel the discretion of the jury in determining mitigating factors and weighing the aggravating circumstances against the mitigating factors. (Am.Pet. ¶ 85.) This argument is without merit, because the Constitution does not require that “numeric weights” be assigned to aggravating circumstances and mitigating factors, but requires only that the sentencer’s discretion be directed and limited enough to prevent wholly arbitrary and capricious action. “A capital sentencer need not be instructed how to weigh any particular fact in the capital sentencing decision.”
Tuilaepa v. California,
The Sixth Circuit rejected similar arguments in
Buell v. Mitchell, supra.
There, the Sixth Circuit noted that the United States Supreme Court has upheld a capital punishment scheme “that did not enunciate specific factors to consider or a specific method of balancing the competing considerations.”
Buell,
C. R.C. 2929.022, 2929.03 AND 2929.04 AND OHIO R. CRIM. P. 11(C)(3) PLACE AN UNCONSTITUTIONAL BURDEN ON THE DEFENDANT’S RIGHT TO A JURY TRIAL UNDER THE SIXTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION AND ARTICLE 1, SEC. 10 OF THE OHIO CONSTITUTION AND HIS RIGHTS TO BE FREE FROM COMPULSORY SELF-INCRIMINATION UNDER THE FIFTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION AND ARTICLE 1 SEC. 10 OF THE OHIO CONSTITUTION.
In sub-part C, petitioner claims that Ohio’s death penalty scheme unconstitu *819 tionally encourages guilty pleas. In particular, petitioner cites Rule 11(c)(8) of the Ohio Rules of Criminal Procedure, which provides that if an accused pleads guilty or no contest to the charge of aggravated murder, the trial court may dismiss the death penalty specifications “in the interests of justice.” In contrast, this benefit is not available to a defendant who chooses to proceed to trial.
Although the Supreme Court struck down a statutory provision where a guilty plea
automatically
left the defendant ineligible for the death penalty,
United States v. Jackson,
D. R.C. 2929.03 FAILS TO PROVIDE A MEANINGFUL BASIS FOR DISTINGUISHING BETWEEN LIFE AND DEATH SENTENCES, AS IT DOES NOT EXPLICITLY REQUIRE THE JURY, WHEN IT RECOMMENDS LIFE IMPRISONMENT, TO SPECIFY THE MITIGATING CIRCUMSTANCES FOUND, OR TO IDENTIFY ITS REASONS FOR SUCH SENTENCE. THIS DENIES THE ACCUSED HIS RIGHTS UNDER R.C. 2929.03(A), THE OHIO CONSTITUTION AND THE FEDERAL CONSTITUTION.
In sub-part D, petitioner argues that Ohio’s capital punishment scheme is unconstitutional because it does not require a jury recommending life imprisonment to identify the mitigating factors found to exist so that there is a basis for comparison between death and life sentences. However, petitioner cites no controlling Supreme Court precedent to support this position, and the Sixth Circuit has determined that there is no constitutional requirement that the trial judge or
*820
jury identify and articulate the specific factors used to arrive at the decision whether or not to impose or reject the death penalty.
See, e.g., Buell v. Mitchell,
E. R.C. 2929.021, 2929.03 AND 2929.05 FAIL TO ASSURE ADEQUATE APPELLATE ANALYSIS OF ARBITRARINESS, EXCESSIVENESS AND DISPROPORTIONALITY OF DEATH SENTENCES AND THE SUPREME COURT OF OHIO FAILS TO ENGAGE IN A LEVEL OF ANALYSIS THAT ENSURES AGAINST ARBITRARY DEATH SENTENCING.
In sub-part E, petitioner argues that meaningful appellate review of the appropriateness of death sentences in Ohio is lacking because reviewing courts do not consider death eligible cases that resulted in life sentences when reviewing the appropriateness of death sentences. Additionally, petitioner claims that the Ohio death penalty scheme is impermissible because it does not provide for appellate review by the intermediate court of appeals and only permits one level of review at the Ohio Supreme Court.
Petitioner argues, in essence, that a tracking system that contains only death verdicts results in a system that is tilted towards death. Petitioner claims that his death sentence should be compared to all cases where death was a possible penalty, including those cases that resulted in a life sentence, as opposed to only the cases where the death penalty was actually imposed. Petitioner’s argument is foreclosed by Sixth Circuit and United States Supreme Court precedent.
Stated simply, there is no constitutional right to proportionality review.
See Pulley v. Harris,
Finally, petitioner has not cited, and this Court is unaware, of any controlling United States Supreme Court precedent precluding states from eliminating review by an intermediate court of appeals and directing all death penalty appeals to the state’s highest court. Accordingly, the Court cannot find that the decision of the state court in this regard was contrary to, *821 or an unreasonable application of, clearly established Supreme Court precedent.
F.THE APPELLATE REVIEW PROVISION OF R.C. 2929.05 FAILS TO SPECIFICALLY REQUIRE INQUIRY AND FINDINGS REGARDING ARBITRARINESS, PASSION, OR PREJUDICE, AND THUS IS CONSTITUTIONALLY INADEQUATE UNDER THE EIGHTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION AND ARTICLE I, SEC. 9 AND 16 OF THE OHIO CONSTITUTION.
In sub-part F, petitioner claims that Ohio’s death penalty scheme is unconstitutional because it does not require appellate courts to determine whether the trier of fact recommended or imposed a sentence of death while under the influence of passion, prejudice or any other arbitrary factor. However, petitioner has not cited any controlling United States Supreme Court precedent requiring state appellate courts to make specific findings regarding whether the jury’s verdict was based on passion, prejudice or arbitrary factors. Furthermore, the death penalty scheme in Ohio has a mechanism to ensure that the death penalty is not imposed in an arbitrary or discriminatory manner, because the trial court and the Ohio Supreme Court are required to conduct an independent weighing of the aggravating and mitigating factors in each death penalty case in order to determine whether death is the appropriate punishment. Accordingly, petitioner’s argument must fail.
G. THE OHIO DEATH PENALTY STATUTE IMPERMISSIBLY MANDATES IMPOSITION OF THE DEATH PENALTY AND PRECLUDES A MERCY OPTION IN THE ABSENCE OF MITIGATING EVIDENCE OR WHEN THE AGGRAVATING CIRCUMSTANCES OUTWEIGH MITIGATING FACTORS. THE STATUTE ALSO FAILS TO REQUIRE A DETERMINATION THAT DEATH IS THE APPROPRIATE PUNISHMENT.
H. R.C. 2929.03, 2929.04 AND 2929.05 VIOLATE THE EIGHTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION AND ARTICLE 1, SEC. 9 OF THE OHIO CONSTITUTION BY FAILING TO REQUIRE THE JURY TO DECIDE THE APPROPRIATENESS OF THE DEATH PENALTY.
In sub-part G, petitioner argues that the death penalty scheme in Ohio is unconstitutional because it does not permit the jury to consider mercy when there is no mitigating evidence presented or when the aggravating circumstances outweigh the mitigating factors, and instead mandates that death be imposed in such circumstances. Petitioner argues that “[a]n individualized sentencing decision requires that the sentencer possess the power to choose mercy and to determine that death is not the appropriate penalty for this defendant for this crime.” (Am.Pet.fí 110.)
In sub-part H, petitioner argues that Ohio’s statutory scheme is unconstitution *822 al because it does not require the trier of fact to make a determination of the appropriateness of the death penalty once it determines that the aggravating factors outweigh the mitigating factors beyond a reasonable doubt. According to petitioner, “[mjerely concluding that the aggravating circumstances outweigh those in mitigation is inadequate, because a jury might still conclude that a comparison of the aggravating factors with the totality of the mitigating factors leaves it in doubt as to the proper penalty.” (Am.PetJ 115.)
Petitioner’s arguments are foreclosed by Sixth Circuit and United States Supreme Court precedent. In
Boyde v. California,
Petitioner suggests that the jury must have freedom to decline to impose the death penalty even if the jury decides that the aggravating circumstances “outweigh” the mitigating circumstances. But there is no such constitutional requirement of unfettered sentencing discretion in the jury, and States are free to structure and shape consideration of mitigating evidence “in an effort to achieve a more rational and equitable administration of the death penalty.”
Id.
at 377,
The Sixth Circuit has consistently relied upon Supreme Court precedent to reject arguments similar to those raised by petitioner herein. In
Buell v. Mitchell,
the Sixth Circuit rejected the petitioner’s argument that Ohio’s scheme is constitutionally infirm for failing to provide the sentencing authority with an option to recommend a life sentence when aggravating circumstances outweigh mitigating factors or where no mitigating factors have been established.
Based on the above precedent, the Court must reject petitioner’s argument. Allowing a sentencer to impose a life sentence even when the aggravating circumstances outweigh the mitigating factors would allow for the very arbitrariness and capriciousness that petitioner purports to condemn, by inviting the sentencer to disregard the sentencing procedures mandated by the state legislature within the confines of the Constitution.
*823 I. THE OHIO DEATH PENALTY SCHEME PERMITS IMPOSITION OF THE DEATH PENALTY ON A LESS THAN ADEQUATE SHOWING OF CULPABILITY BY FAILING TO REQUIRE A CONSCIOUS DESIRE TO KILL, PREMEDITATION OR DELIBERATION AS THE CULPABLE MENTAL STATE, BY DENYING LESSER OFFENSE INSTRUCTIONS AND BY ALLOWING AFFIRMANCE OF CAPITAL CONVICTIONS ON THE BASIS OF UNCONSTITUTIONAL PRESUMPTIONS RESPECTING THE PRESENCE OF AN INTENT TO KILL.
Petitioner’s argument challenging the failure of the Ohio death penalty scheme to require premeditation or deliberation as the culpable mental state for all capital defendants is foreclosed by Sixth Circuit precedent. Citing
Tison v. Arizona,
J. THE OHIO “BEYOND A REASONABLE DOUBT” STANDARD OF PROOF FAILS TO MEET THE REQUIREMENT OF HIGHER RELIABILITY FOR THE GUILT DETERMINATION PHASE OF A CAPITAL CASE.
In sub-part J, petitioner claims that Ohio’s definition of reasonable doubt fails to meet the requirement of a higher degree of reliability in capital cases. In essence, petitioner argues that proof beyond all doubt should be required in capital cases. However, petitioner has not cited, and this Court is unaware of, any controlling United States Supreme Court authority requiring proof beyond all doubt in capital cases. Accordingly, petitioner’s claim is without merit.
K.THE AGGRAVATING CIRCUMSTANCE THE ACCUSED IS CHARGED WITH COMMITTING, R.C. 2929.04(A)(7), IS CONSTITUTIONALLY INVALID WHEN USED TO AGGRAVATE R.C. 2903.01(B) AGGRAVATED MURDER.
In sub-part K, petitioner argues that the death penalty scheme in Ohio fails to narrow the class of offenders deserving of the death penalty by allowing a death sentence to be imposed in a “felony murder” case upon less proof than would be required for murders committed with prior calculation. Petitioner argues that, in effect, every defendant who is convicted of a felony murder is automatically eligible to receive a death sentence, and the aggravating circumstance merely repeats what the jury would have necessarily found in order to convict the defendant of the underlying felony. Stated differently, petitioner contends that Ohio’s felony murder statutory provisions fail to narrow the class of death-eligible offenders by allowing an aggravating circumstance merely to repeat an element of the underlying offense of aggravated murder.
To the extent that petitioner is arguing that Ohio’s felony-murder statute fails to provide the narrowing function required by the Eighth Amendment, his argument is foreclosed by Sixth Circuit precedent. In
Roe v. Baker,
L. R.C. 2929.03, 2929.04 AND 2929.05 VIOLATE THE EIGHTH AND FOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION AND ARTICLE I, SEC. 9 AND 16 OF THE OHIO CONSTITUTION IN FAILING TO PROPERLY ALLOCATE THE BURDEN OF PROOF DURING THE MITIGATION PHASE OF TRIAL.
In the last sub-part, petitioner argues that the State of Ohio should have the burden of proving the absence of mitigating factors beyond a reasonable doubt, but instead puts the burden of going forward with evidence of mitigating factors on the accused. However, a state law which places the burden of proving mitigating factors on the defendant is not
per se
unconstitutional as long as a state’s methods of allocating the burdens of proof does not lessen the state’s burden to prove every element of the offense charged, or to prove the existence of aggravating circumstances. In Ohio, the state still has the burden to prove, beyond a reasonable doubt, that the aggravating circumstances outweigh any mitigating factors. Therefore, petitioner’s argument is without merit.
See Jackson v. Houk,
In summary, the Ohio courts did not act contrary to, or unreasonably apply, clearly established federal law as determined by the United States Supreme Court in dismissing petitioner’s constitutional challenges to Ohio’s capital punishment scheme. Furthermore, because challenges to the constitutionality of the death penalty scheme in Ohio have been repeatedly considered and rejected by the Sixth Circuit, the Court concludes that reasonable jurists would not find the Court’s assessment of petitioner’s twelfth ground for relief to be debatable or wrong. As such, the Court declines to certify this ground for relief for appeal.
Thirteenth Ground for Relief: Petitioner was denied the effective assistance of counsel in violation of the U.S. Constitution as there was a breakdown in communication between the attorney and client that prevented the attorney from adequately preparing and presenting a defense. This breakdown resulted in a denial of petitioner’s rights as guaranteed by the Fifth, Sixth, Eighth, and Fourteenth Amendments to the U.S. Constitution.
Petitioner argues in his thirteenth ground for relief that his right under the Sixth and Fourteenth Amendments to the effective assistance of counsel was violated when the trial court denied his motion for new counsel and, by inaction, denied his counsel’s motion to withdraw. (Doc. # 45, at ¶¶ 146-153.) In support of this claim, petitioner recounts his multiple attempts in February 1997, a month before his trial was scheduled to begin, to replace attorneys Michael Kelly and Bruce Wallace *825 with new counsel. 14 Petitioner focuses in particular on the final motion that Mr. Kelly and Mr. Wallace filed on March 6, 1997, after the trial court had twice before refused petitioner’s requests to replace them, wherein counsel explained that they had had disputes with petitioner about certain evidence and methods for dealing with it, that new evidence had emerged concerning a jailhouse informant with which it was impossible to deal because petitioner would not speak to counsel. Petitioner focuses on the motion because, as this Court also noted, it does not appear that the trial court ever ruled on that motion. Petitioner concedes that criminal defendants do not have a right to an easy rapport or meaningful relationship with appointed counsel, but argues that the right to professionally competent representation is jeopardized when there is a significant breakdown in the attorney-client relationship. Asserting that that was what happened, petitioner argues that the trial court, at a minimum, should have held another hearing on the March 6, 1997 motion to withdraw to inquire into the breakdown in the relationship between counsel and petitioner.
Respondent concedes that this claim is properly before the Court for habeas review, following petitioner’s presentation of it to the state courts on direct appeal, but argues that the claim does not warrant habeas corpus relief because the Ohio Supreme Court’s decision rejecting the claim did not contravene or unreasonably apply clearly established Supreme Court precedent and did not involve an unreasonable determination of the facts. (Doc. # 46, at 3-11.) Citing the two-part test announced in
Strickland v. Washington,
*826 In his traverse, petitioner recounts the facts surrounding his requests for counsel and the extent of the trial court’s inquiries into those requests, and then argues that the Ohio Supreme Court’s decision ignored facts in the record and that the trial court’s inquiries into his motions for new counsel were insufficient. (Doc. #47, at 2-9.) Petitioner points out that there were three separate requests for new counsel in February 1997 — the first, an oral request by petitioner into which the trial court made only some inquiry before denying and having petitioner removed from the courtroom for being disruptive. The second request was a motion to withdraw filed by defense counsel, per petitioner’s demand, which came for a hearing on February 28, 1997. Though petitioner and counsel recounted petitioner’s various refusals to communicate with counsel following a loud dispute at the jail about the palm print evidence, the trial court again overruled the motion, again threatened to have petitioner removed from the courtroom, and suggested that petitioner represent himself. The third request was a motion to withdraw filed by defense counsel on March 6, 1997, in which they explained that petitioner refused to speak to them and that this was complicating their efforts to deal with new evidence of a jailhouse informant that had just emerged. That motion, petitioner explains, never came for a hearing and was never ruled upon by the trial court.
Petitioner argues that any ruling by the Ohio Supreme Court that the temporary lack of communication between petitioner and defense counsel did not continue ignores facts in the record. Petitioner argues that when he became unresponsive and had to be removed from the courtroom on February 19, 1997, he certainly was not communicating with counsel. Petitioner goes on to argue that the Ohio Supreme Court’s suggestion that, during trial, because defense counsel claimed they had gone over certain matters with petitioner, the breakdown was only temporary, ignores the fact that the breakdown occurred over certain evidentiary items and witnesses and ignores the fact that petitioner was entitled to counsel throughout the proceedings, not just during certain portions of the proceedings. Thus, petitioner reasons, even a temporary breakdown that results in a complete breakdown of the attorney-client relationship, effectively results in a denial of the right to effective assistance of counsel.
Petitioner goes on to argue that the trial court was intimidating and threatening to petitioner throughout the February 19 and February 28 inquiries. Petitioner further argues that the breakdown in communication was not a matter of petitioner not liking his attorneys, as the trial court suggested, and was not a matter of “the boy crying wolf,” as suggested by the prosecution; rather, petitioner argues, it was about certain evidentiary items and witnesses that counsel subsequently, as a result of the breakdown, failed to effectively challenge — ie., the palm print evidence and the testimony of jailhouse informant Marvin Napier. Petitioner argues that even if counsel’s failure to rebut Napier’s testimony was not completely the result of the breakdown in the attorney-client relationship, the fact that counsel subsequently failed to present any mitigation is clear evidence of the continued lack of cooperation between petitioner and defense counsel. Finally, petitioner argues that the trial court completely failed to inquire into (or rule upon) the March 6, 1997 motion to withdraw, in clear violation of basic federal and state law.
Petitioner raised this claim on direct appeal and the Ohio Supreme Court rejected it on the merits. The Court sets *827 forth the Ohio Supreme Court’s decision verbatim:
In his first proposition of law, Cowans claims that a breakdown in communications between him and his court-appointed counsel was so serious as to entitle him to have new counsel appointed, and that the trial court’s refusal to do so violated Cowans’s Sixth Amendment right to counsel.
The trial court appointed two attorneys, including the Clermont County Public Defender, to represent Cowans. Cowans requested new counsel, claiming that the public defender was pressing an unwanted plea bargain upon him. The trial court granted this first request for new counsel, discharged the appointees, and chose Bruce S. Wallace and Michael P. Kelly to represent Cowans.
At a hearing on February 19, 1997 (about a month before voir dire began), Cowans asked the trial court to appoint new counsel to replace Wallace and Kelly. Cowans explained that he believed Wallace and Kelly thought he was guilty. Cowans also accused Wallace and Kelly of “wanting me to plead guilty and he * * When the court inquired about this allegation, Kelly stated that he and Wallace had never told Cowans that they thought he was guilty, and never asked him to he:
“[N]ever once has Mr. Wallace or I or Larry [Handorf, the court-appointed defense investigator] advised Mr. Cowans that we think he is guilty. At no time did that phrase every pass between us. * * * [W]e did what all attorneys do with clients, discuss evidence and discuss theories. * * * We have given him theories of evidence. It is not unusual in theories — approaches to deal with evidence — it is not unusual for attorneys and clients to disagree on approaches, and we have had some differences on approaches. But we have not said those things, nor have we ever asked Mr. Cowans to tell an untruth under oath or any other wise [sic].”
The trial court found that Cowans’s attorneys were representing him diligently, and refused to appoint new counsel “without more reasons” than Cowans had given. Cowans’s attorneys informed the court during the hearing that Cowans had “demanded that we file” a motion to withdraw, and that therefore they would do so.
Defense counsel filed a “motion for new counsel” on Cowans’s behalf, for the sole reason that Cowans lacked “confidence in his present counsel” and therefore could not “adequately communicate with counsel and assist in the presentation of his case.” At a hearing, Kelly informed the court that he and Wallace had visited Cowans in jail to discuss the state’s case against him and to propose a defense strategy. Kelly said, “[T]here was a very loudly expressed dispute over some of those items”; after that, Cowans refused to speak to his attorneys except to ask them to file a motion for new counsel.
Cowans told the court that he and his attorneys were “not getting along,” and complained that Kelly “would come over to the jail * * * and talk to me about that palm print.” Cowans refused to explain further. The trial judge again denied the motion and indicated that he found no substantive reason why counsel should be replaced. Cowans told the court, “I’m not going to cooperate with this man.” When the court denied Cowans’s request, Cowans asked for a new judge. Cowans also indicated that he could not proceed pro se because he knew nothing about the law.
On March 6, 1997, Kelly and Wallace filed a motion to withdraw on the *828 ground that Cowans had refused to speak with them. This new motion stated that, although counsel had previously believed they could represent Cowans effectively, they could no longer do so. Having just learned of Cowans’s incriminating statements to Napier, counsel now believed they could not adequately prepare to rebut that testimony without Cowans’s cooperation.
Cowans contends that the trial court should have granted his motion for new counsel or the later motion of Wallace and Kelly to withdraw.
“An indigent defendant has no right to have a particular attorney represent him and therefore must demonstrate ‘good cause’ to warrant substitution of counsel.” United States v. Iles,906 F.2d 1122 , 1130 (6th Cir.1990). “[T]he trial judge may * * * [deny the requested substitution and] require the trial to proceed with assigned counsel participating if the complaint * * * is unreasonable.” State v. Deal,17 Ohio St.2d 17 ,244 N.E.2d 742 ,46 O.O.2d 154 (1969), syllabus. The trial court’s decision is reviewed under an abuse-of-discretion standard. Iles,906 F.2d at 1130, fn. 8 .
Cowans’s chief complaint was that his attorneys thought he was guilty. However, counsel deny ever expressing such a belief to Cowans. Even if counsel had explored plea options based on a belief that Cowans might be guilty, counsel’s belief in their client’s guilt is not good cause for substitution. “ ‘A lawyer has a duty to give the accused an honest appraisal of his case. * * * Counsel has a duty to be candid; he has no duty to be optimistic when the facts do not warrant optimism.’ ” Brown v. United States (C.A.D.C.1959),264 F.2d 363 , 369 (en banc), quoted in McKee v. Harris (C.A.2, 1981),649 F.2d 927 , 932. “‘If the rule were otherwise, appointed counsel could be replaced for doing little more than giving their clients honest advice.’ ” McKee,649 F.2d at 932 , quoting McKee v. Harris (S.D.N.Y.1980),485 F.Supp. 866 , 869.
For the same reasons, counsel’s discussion of the palm print with Cowans was not good cause for substitution of counsel. Counsel would have rendered ineffective assistance had they not tried to discuss such important evidence with their client.
Cowans also contends that the trial court should have given him new counsel because his refusal to speak with Kelly and Wallace rendered them unable to properly prepare his defense. Authority exists for the proposition that a “complete breakdown in communication” between the defendant and appointed counsel can constitute “good cause” for substitution. See, e.g., United States v. Calabro (C.A.2, 1972),467 F.2d 973 , 986; cf. Iles,906 F.2d at 1130, fn. 8 (“total lack of communication” is a factor to be considered in determining whether the trial court abused its discretion by denying substitution).
While the court could have found that there had been a “complete breakdown” or “total lack of communication” between Cowans and his counsel at the time counsel filed their motion to withdraw on March 6, the record indicates that this temporary lack of communication did not continue after the motion to withdraw was denied. “[T]he record is replete with references to [counsel’s] discussions with the defendant * *
Res, supra, at 1132. On March 24,1997, when the jury was taken to view the crime scene, Cowans waived his right to be present in the following words: “Under the advice of my [c]ounsel, no, I waive that right, sir.” This suggests that Cowans regarded his court-appointed attorneys as his counsel and shows *829 that he considered their advice in making this decision.
When Cowans missed part of the voir dire, one of his attorneys later went over the transcript of the missed hearing with him. When Cowans decided not to be present during the adjudication of the prior-conviction specification, counsel told the court that Cowans “was very cooperative * * * and was willing to discuss the matter with [counsel].” On other occasions when Cowans waived his right to be present at hearings, the record indicates that he discussed this decision with counsel. The record also indicates that counsel reviewed the autopsy report with Cowans and discussed with him at length whether he should testify or remain silent. Finally, Cowans and his attorneys discussed “on several occasions” his decisions to waive mitigation, forgo an unsworn statement, and wear his jail uniform to court.
Under the circumstances of this case, we cannot find that the trial judge abused his discretion in denying substitution of counsel. Cowans’s first proposition of law is overruled.
Cowans,
In identifying clearly established federal law as determined by the Supreme Court, this Court notes that several concepts are in play. First, any analysis of a claim of ineffective assistance of counsel must begin with the two-part analysis set forth in Strickland v. Washington. In the context of a claim that counsel performed deficiently and to petitioner’s prejudice due to a breakdown in the attorney-client relationship, a reviewing court must determine whether counsel was able to serve the adversarial process to which the Sixth Amendment entitles criminal defendants. As the Sixth Circuit recently explained:
The Sixth Amendment, however, protects the criminal defendant’s right to “adversarial process”; that is, to “have counsel[,] acting in the role of advocate^] ... require the prosecution’s case to survive the crucible of meaningful adversarial testing.” United States v. Cronic,466 U.S. 648 , 656,104 S.Ct. 2039 ,80 L.Ed.2d 657 (1984) (quotation marks and citations omitted).
[T]he appropriate inquiry focuses on the adversarial process, not on the accused’s relationship with his lawyer as such. If counsel is a reasonably effective advocate, he meets constitutional standards irrespective of his client’s evaluation of his performance. It is for this reason that we attach no weight to either respondent’s expression of satisfaction with counsel’s performance at the time of his trial, or to his later expression of dissatisfaction.
Id.
at 657 n. 21,
Fautenberry v. Mitchell,
Also in play is the well-settled principle that an indigent criminal defendant does not enjoy an absolute right to appointed counsel of his or her choosing.
See, e.g., United States v. Iles,
(1) the timeliness of the motion, (2) the adequacy of the court’s inquiry into the matter, (3) the extent of the conflict between the attorney and client and whether it was so great that it resulted in a total lack of communication preventing an adequate defense, and (4) the *830 balancing of these factors with the public’s interest in the prompt and efficient administration of justice.
United States v. Sullivan,
Although the Ohio Supreme Court in this case reviewed petitioner’s claim as challenging the trial court’s refusal to grant his request for substitution of counsel as an abuse of discretion, this Court is satisfied that the Ohio Supreme Court fairly took into consideration all of the concepts set forth above. Thus, this Court cannot say that the Ohio Supreme Court’s decision contravened or unreasonably applied clearly established Supreme Court precedent. The record in this case amply supports a conclusion that petitioner’s attorneys, despite the off-and-on disputes they experienced with petitioner and despite the days and/or weeks when it appears that petitioner refused to speak to them, represented him diligently and subjected every facet of the prosecution’s case to meaningful adversarial testing.
This Court further rejects any argument by petitioner that the Ohio Supreme Court’s decision involved an unreasonable determination of facts in light of the evidence presented. Petitioner specifically assails the Ohio Supreme Court’s finding that “the record indicates that this temporary lack of communication did not continue after the motion to withdraw was denied.”
Cowans,
For the foregoing reasons, this Court DENIES petitioner’s thirteenth ground for relief as without merit.
Because this claim is intertwined with petitioner’s other claims of ineffective assistance of counsel, and in view of the importance of this issue to petitioner’s case, the Court finds that reasonable jurists could find its decision debatable or wrong and accordingly certifies ground thirteen for appeal.
Fourteenth Ground for Relief: Petitioner was denied the effective assistance of appellate counsel when appellate counsel failed to present meritorious issues for review in petitioner’s direct appeal thereby violating petitioner’s rights as guaranteed by the Fifth, Sixth, Eighth, and Fourteenth Amendments to the U.S. Constitution.
Petitioner argues in his fourteenth ground for relief that his appellate attorneys performed deficiently and to his prejudice by failing to raise certain meritorious claims on direct appeal. Specifically, peti *831 tioner contends that appellate counsel were ineffective for failing to raise the following issues:
(1) Trial counsel were constitutionally ineffective when they failed to ensure that Appellant’s waiver of his right to present mitigation evidence was knowing, intelligent, and voluntary.'
(2) Trial counsel were constitutionally ineffective when they failed to establish the blood type found on a swab of blood taken from the crime scene, and to determine whether it belonged to the victim, the defendant, or some unknown assailant.
(3) Trial counsel were constitutionally ineffective when they failed to challenge the state’s evidence that a palm print, found in the victim’s kitchen, allegedly matched Appellant’s palm print.
(4) Appellant’s death sentence was imposed in an arbitrary and capricious manner, in violation of the Eighth Amendment, when the jury was prevented from hearing relevant mitigation evidence due to Appellant’s invalid waiver of mitigation without having his competency examination.
(Doc. # 68.)
Respondent, in addition to arguing that this claim was procedurally defaulted and time-barred, argues that this claim is without merit. 15 (Doc. # 76, at 6-27.) Respondent acknowledges that the Supreme Court recognizes a constitutional right to effective assistance of counsel on direct appeal. Respondent argues, however, that controlling Supreme Court precedent does not impose on appellate counsel a duty to raise every conceivable non-frivolous issue. Respondent then goes on to re-visit its arguments against the merits of the underlying issues that appellate counsel were allegedly ineffective for failing to raise, and concludes that because those underlying claims are without merit, appellate counsel cannot be deemed ineffective for failing to raise them on direct appeal.
In his reply, petitioner insists that had appellate counsel raised the three omitted instances of trial counsel ineffectiveness set forth above, as well as the Eighth Amendment challenge to petitioner’s death sentence, there is a reasonable probability that the outcome of his direct appeal would have been reversal of the convictions and an order for a new trial or vacation of the death sentence and an order for a new sentencing hearing. (Doc. # 79, at 9-21.) In so arguing, petitioner not only reiterates and incorporates by reference the arguments he originally set forth in support of grounds two (c), (f), (h), and six, but also challenges the supplemental arguments that respondent set forth in response (Doc. # 76.)
In the, instant case, the last state court — the only state court — to address the appellate counsel ineffectiveness claims set forth in petitioner’s application for reopening was the Supreme Court of Ohio. That court resolved petitioner’s claims as follows:
This cause came on for further consideration upon the filing of an application for reopening under S.Ct. Prac. R. XI, Section 6. Upon consideration thereof,
IT IS ORDERED by the Court that the application for reopening be, and hereby is denied.
(Doc. # 74-2, Exh. C.) Because the Ohio Supreme Court’s entry summarily rejected petitioner’s claims provided no reasoning, the Court is left to determine only whether its decision rejecting the claims contra *832 vened clearly established Supreme Court precedent.
The
Strickland
test applies to appellate counsel.
Burger v. Kemp,
-i Were the omitted issues “significant and obvious?”
-ii Was there arguably contrary authority on the omitted issues?
-iii Were the omitted issues clearly stronger than those presented?
-iv Were the omitted issues objected to at trial?
-v Were the trial court’s rulings subject to deference on appeal?
-vi Did appellate counsel testify in a collateral proceeding as to his appeal strategy and, if so, were the justifications reasonable?
-vii What was appellate counsel’s level of experience and expertise?
-viii Did the Petitioner and appellate counsel meet and go over possible issues?
-ix Is there evidence that counsel reviewed all the facts?
-x Were the omitted issues dealt with in other assignments of error?
-xi Was the decision to omit an issue an unreasonable one which only an incompetent attorney would adopt?
Mapes v. Coyle,
In short, to establish a claim of ineffective assistance of counsel sufficient to establish cause for the default of this claim for relief, Petitioner must show both deficient performance on the part of his appellate attorneys and prejudice from the deficient performance:
First, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.
Strickland,
For the reasons that follow, the Court concludes that none of the underlying claims supporting the seven instances of appellate counsel ineffectiveness set forth above are meritorious. Therefore, they are insufficient to sustain a claim of ineffective assistance of appellate counsel for the failure to raise them. Having reviewed appellate counsel’s brief on direct appeal with a mind toward comparing the relative strength of the issues that counsel omitted to that of the ten propositions of law that counsel did raise, and fully mindful of all of the Mapes factors, this Court cannot conclude that petitioner’s appellate counsel performed deficiently or to petitioner’s prejudice in failing to raise the claims set forth above. More accurately, this Court cannot find that the Ohio Supreme Court’s one-line entry denying his claims of appellate counsel ineffectiveness was contrary to clearly established federal law.
Petitioner argues that his appellate counsel performed deficiently and to his prejudice in failing to challenge trial counsel’s failure to ensure that petitioner’s waiver of his right to present mitigation evidence was knowing, intelligent, and voluntary. This Court considered and rejected that trial counsel ineffectiveness claim in rejecting petitioner’s first ground for relief, as well as ground two, sub-part (c). Because the underlying trial counsel ineffectiveness claim was not, in this Court’s view, meritorious, appellate counsel cannot be deemed ineffective for failing to raise it.
Petitioner argues that his appellate counsel performed deficiently and to his prejudice in failing to challenge trial counsel’s failure to establish the blood type of blood evidence recovered from the crime scene. This Court considered and rejected that trial counsel ineffectiveness claim in rejecting ground two, sub-part (f). Because the underlying trial counsel ineffectiveness claim was not, in this Court’s view, meritorious, and because the claim inherently relied on evidence outside the trial record, appellate counsel cannot be deemed ineffective for failing to raise it on direct appeal.
See State v. Burke, supra,
Petitioner argues that his appellate counsel performed deficiently and to his prejudice in failing to challenge trial counsel’s failure to challenge the prosecution’s evidence that a palm print found in the victim’s kitchen allegedly matched petitioner’s palm print. This Court considered and rejected that trial counsel ineffectiveness claim in rejecting ground two, sub-part (g). Because the underlying trial counsel ineffectiveness claim was not, in this Court’s view, meritorious, and because the claim inherently relied on evidence outside the trial record, appellate counsel cannot be deemed ineffective for failing to raise it on direct appeal.
See State v. Burke, supra,
Finally, petitioner argues that his appellate counsel performed deficiently and to his prejudice by failing to argue on direct appeal that petitioner’s death sentence was imposed in an arbitrary and capricious manner in violation of his rights under the Eighth Amendment because the jury was *834 prevented from hearing relevant mitigation evidence due to petitioner’s invalid waiver of mitigation without having his competency examined. This Court considered and rejected that argument in rejecting petitioner’s first and sixth grounds for relief. Because that claim was not, in this Court’s view, meritorious, appellate counsel cannot be deemed ineffective for failing to raise it.
For the foregoing reasons, the Court concludes that petitioner has failed to demonstrate that his appellate counsel performed deficiently or to his prejudice in failing to raise the four issues set forth above. The Ohio Supreme Court’s entry denying petitioner’s appellate counsel ineffectiveness claims did not contravene clearly established federal law. Thus, the Court DENIES petitioner’s fourteenth ground for relief as without merit.
Because the Court considered and rejected the four trial issues underlying petitioner’s appellate counsel ineffectiveness claim, this Court is constrained to find that petitioner’s fourteenth claim for relief is so plainly without merit that reasonable jurists could not find this Court’s decision debatable or wrong. Accordingly, the Court declines to certify ground fourteen for appeal.
IV. Conclusion
For the foregoing reasons, the Court DENIES Petitioner’s habeas corpus claims, DISMISSES this action, and DIRECTS the Clerk to enter judgment dismissing this action.
The Court further CERTIFIES FOR APPEAL grounds one, two, four, six, seven, nine, and thirteen.
IT IS SO ORDERED.
Notes
. The transcript of the proceedings that occurred on April 10, 1997 is included in this Court’s copy of the record under Exhibit 49 of Transcript Volume V. Although the transcript of the proceedings that occurred on April 1, 1997, also under Exhibit 49 of Transcript Volume V, concludes with page 2542, when the transcript of the proceedings that occurred on April 10, 1997 resumes, it begins not with page 2543, but with page 1.
. The Court cites Ashworth not to suggest that the Ohio Supreme Court did apply or should have applied Ashworth to Petitioner Cowans's case on appeal, but only because Ashworth sets forth a concise statement of the standard for determining competency to forgo challenges to a death sentence that the Ohio Supreme Court had already adopted.
. The conclusions reached by Dr. Jeffrey Smalldon prior to petitioner’s mitigation hearing similarly fall short of establishing that petitioner was incompetent. (Doc. # 85-5.)
. Petitioner argues that there is a split in authority as to whether the right to present mitigating evidence is a fundamental right belonging to the death-eligible defendant or a non-fundamental right left to the sound discretion of defense counsel. To that extent that the Ohio Supreme Court’s decisions have followed the latter course, petitioner disagrees.
. This Court rejected respondent's procedural default argument in its September 30, 2002 Opinion and Order, concluding that petitioner had properly raised the claim in his state postconviction proceedings because the claim relied on and was supported by evidence outside the record.
. Respondent cites
Caldwell v. Mississippi, 472
U.S. 320,
. The Court notes that page 60 of the original copy of respondent’s return of writ is missing.
. The Court sets forth the facts concerning the dog tracking evidence more fully below in its discussion of petitioner’s fourth ground for relief.
. Respondent cites
Singleton v. Lockhart,
. Respondent cites
State v. Ashworth, supra,
.Petitioner cites
Eddings v. Oklahoma,
.
Petitioner cites
Muhammad v. Florida,
. Petitioner also cites
Trop v. Dulles,
. Mr. Kelly and Mr. Wallace replaced petitioner’s first set of attorneys in November 1996 pursuant to a request by petitioner for new counsel.
. The Court’s September 9, 2005 Opinion and Order (Doc. # 72) rejected respondent’s statute of limitations argument; the Court's September 12, 2006 Opinion and Order (Doc. # 84) rejected respondent’s procedural default argument.