Lead Opinion
SUTTON, J., delivered the opinion of the court, in which MERRITT and McKEAGUE, JJ„ joined. MERRITT, J. (p. 253), delivered a separate concurring opinion.
OPINION
An Ohio jury convicted Jesse Cowans of the murder of Clara Swart, and the court (consistent with the jury’s recommendation) sentenced him to death. The Ohio courts upheld his conviction and sentence on direct and collateral review. Cowans filed a federal habeas petition, which the
I.
On August 29, 1996, a bus arrived at the home of Clara Swart to take her to the Senior Citizen Center. The driver honked, knocked on the door and directed someone to call the Swart residence, but Swart never answered. That evening, when Swart’s son went to her house for dinner, he found her dead with a cord tied around her neck and her hands bound.
Several pieces of evidence implicated Jesse Cowans. The day before the murder, Swart’s neighbor, Mildred Kilgore, saw a man talking to Swart. After the man left, Swart told Kilgore that she was scared of the man, whom she knew from a few weeks before, when he had picked up a chair from her trash. Several people identified the man as Cowans. A crime scene technician matched Cowans’ palm print to one found in Swart’s home. The officers scented a bloodhound with Cowans’ scent starting at the back of the Swart residence, and the bloodhound took the officers to Cowans’ home a few blocks / away.
Cowans’ parole officer, Sandra Higgins, searched Cowans’ residence and found a small clown figurine that matched one missing from the Swart residence. The police obtained written consent from Cowans’ wife to search the house and found a wooden car that came from the top of a jewelry box matching one of Swart’s missing items. Police also searched the area outside the property and found a jewelry box, jewelry, pillow cases and an adding machine, all items missing from Swart’s home, near the edge of Cowans’ property.
The police arrested Cowans. While Cowans was in jail awaiting trial, he admitted to a cell-mate that he had committed the murder. The jail-house confession included several non-public details- — that Cowans found Swart on the toilet, that he tied her with a phone cord, that he left earrings and a wedding band on Swart, that an “old people’s bus” arrived at the house and that the bus driver knocked on the door while he was there. Appx. 758.
Before trial, Cowans openly struggled with his appointed counsel. He complained that his counsel wanted him to plead guilty, and he asked for new counsel. The court granted his request. At a later pre-trial hearing, Cowans requested a change of counsel again, complaining that his new counsel also wanted him to plead guilty. The court denied his request. Cowans eventually became so angry over this and other developments that he told the court he no longer wanted to appear at the hearing. The court granted his request and removed him from the courtroom. At Cowans’ direction, his defense counsel filed a motion to withdraw. The court held a hearing, and his counsel testified that Cowans had refused to talk with them since the last hearing. The court did not grant the request.
After a trial, the jury convicted Cowans of murdering Swart. As the jury read its verdict, Cowans started swearing and challenged the jury to look him in the eye. The judge removed him from the courtroom before the foreman read the rest of the verdict.
Sentencing also had its bumps. Cowans initially asked not to be present during the mitigation hearing. When the judge removed him to watch the proceedings via closed circuit TV, Cowans disabled the TV. He also directed his counsel not to present
Cowans appealed his conviction and sentence, and the Ohio Supreme Court affirmed. State v. Cowans,
Cowans filed a federal habeas petition. The district court denied the petition, Cowans v. Bagley,
II.
Cowans filed his petition for habeas corpus after the effective date of the Antiterrorism and Effective Death Penalty Act (AEDPA). We thus may grant a writ with respect to claims “adjudicated on the merits in State court proceedings” only if the state court adjudication “(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d).
A.
Mitigating evidence at sentencing. Cowans’ first argument — that the Constitution prevents a defendant from waiving his right to present mitigating evidence at a capital trial — fails because AEDPA allows federal courts to grant the writ only when state courts misapply “clearly established” federal law, id. § 2254(d)(1), and no such law exists. The Supreme Court has never held that the Eighth Amendment or any other constitutional provision requires a defendant to present mitigating evidence at the sentencing phase of a capital trial. The Court, in point of fact, has suggested otherwise. Schriro v. Landrigan,
Cowans’ related argument — -that he did not knowingly and intelligently waive his right to present mitigating evidence— fails for similar reasons. Schriro reversed the Ninth Circuit for granting an evidentiary hearing on a similar claim, noting that the Court has “never imposed an ‘informed and knowing’ requirement upon a defendant’s decision not to introduce [mitigating] evidence.” Id. at 479,
AEDPA’s requirement that we defer to state courts’ factual determinations also undermines this claim. See id. §§ 2254(d)(2), (e)(1). The Ohio Supreme Court held that “there is nothing to indicate that Cowans did not knowingly and voluntarily relinquish his right to present mitigating evidence,” Cowans,
B.
Competency examination. Also unavailing is Cowans’ challenge to the district court’s decision not to order him to undergo a competency examination. If before or during trial “sufficient doubt” arises about a defendant’s competence— “the capacity to understand the nature and object of the proceedings against him, to consult with counsel, and to assist in preparing his defense” — the trial court should order a competency hearing. Drope v. Missouri,
That at most is what happened here. Although Cowans’ demeanor at trial and his decision not to present mitigating evidence raised concerns about his mental capacity, the state appellate courts determined that the trial court did not have to order a competency exam, a reasonable determination in view of the universe of relevant circumstances. None of Cowans’ outbursts suggested he was “incompetent,” meaning incapable of understanding the nature of the charges against him or assisting in his defense. See Drope,
Nor does the evidence obtained since trial undermine the trial court’s decision. His psychiatrists’ affidavits include diagnoses ranging from substance abuse problems to personality disorders but not mental incompetence. The affidavits say only that some of the evidence “suggest[s]” the “possibility” of mental illness, not that he was incompetent during trial. Appx. 414. That does not suffice to displace the state court’s competency determination. See 28 U.S.C. § 2254(d)(2); Thompson v. Keohane,
Cowans persists that the presumption of correctness for state court findings does not apply to the state court’s determination because the state courts never held a competency hearing. Nothing in § 2254(d)(2), however, suggests we defer to a state court’s factual findings only if the state court held a hearing on the issue. Cf Harrington v. Richter, - U.S. -,
C.
Dog-tracking videotape. The officers videotaped a re-enactment of the dog-tracking (absent the bloodhound or any other dog) that showed the path the officers took from the victim’s house to Cowans’ house, and they played the videotape for the jury. Cowans says that the presentation of the videotape violated his due process rights. A state evidentiary ruling, however, rises to the level of a due process violation only if admitting the evidence “so infused the trial with unfairness as to deny [the defendant] due process of law.” Estelle v. McGuire,
Cowans has not shown that this evidence rendered the proceedings “so egregious that it resulted in a denial of fundamental fairness.” Giles v. Schotten,
D.
Ineffective assistance of trial counsel. Cowans raises several claims related to the performance of his trial counsel. To prevail, he must show that his attorney’s performance was objectively unreasonable and that his attorney’s failings
Mitigating evidence. Cowans makes two arguments on this score: (1) his counsel should have ensured that Cowans knowingly and voluntarily opted not to introduce mitigating evidence at the penalty phase of the trial; and (2) his counsel should have presented mitigating evidence anyway or at least requested that independent counsel do so. Both claims fail for lack of prejudice.
Even assuming counsel should have ensured that Cowans made his decision not to present mitigating evidence knowingly and voluntarily, Cowans was not prejudiced given the Ohio Supreme Court’s determination that “Cowans’s waiver was knowing and voluntary.” Cowans,
Cowans also challenges his attorneys’ acquiescence in his decision not to present mitigating evidence. Cowans now believes that his counsel should have proffered mitigating evidence, should have presented mitigating evidence or should have hired independent counsel to present mitigating evidence. Counsel’s failure to present mitigating evidence at sentencing, it is no doubt true, may in some circumstances constitute ineffective assistance. Martin v. Mitchell,
Schriro also supports the state court’s decision. It held that a district court did not have to grant an evidentiary hearing on a similar ineffective-assistance claim
Competency hearing. Cowans claims that his attorneys unreasonably failed to request a competency hearing. Yet Cowans cannot establish prejudice here either, in view of the state court’s presumptively correct finding that Cowans was competent. See 28 U.S.C. § 2254(d)(2); Thompson,
Search of his home. Cowans claims that his counsel should have challenged the police officers’ search of his home. Although Cowans’ attorneys argued before the state courts that the parole officer’s search was invalid, Cowans now believes the motion to suppress should have focused on the validity of his wife’s consent to search their home. This argument faces two problems.
The first is that trial counsel’s failure to make an additional (or alternative) Fourth Amendment objection does not fall below an objective standard of reasonableness. Often an attorney will have several possible arguments available to her and will choose the one she thinks is the most likely to succeed or offers the greatest possible return for her client. Choosing the ground on which to contest a search is classically the kind of strategic decision that attorneys are hired to make. See Strickland,
The second problem is that Cowans has not established prejudice. The officers obtained consent to search the home from Judith Cowans, who was his wife and shared the home with him. Although Judith and Jesse were separated at the time and did not occupy the same rooms, that is not relevant to the validity of her consent, which turns on what the officers knew (or should have known under the circumstances). Under Illinois v. Rodriguez,
Dog-tracking video. Cowans faults his counsel for failing to keep the dog-tracking video out of the trial record. Yet his counsel requested (and the court issued) a special instruction cautioning the jury about the credibility of the video, objected during testimony about the dog’s error rate, objected to the reliability of the reenactment and renewed a continuing objection to the video before the tape was played. None of this falls short of prevailing professional norms.
Pre-trial investigation. Cowans raises three ineffective-assistance claims predicated on his counsel’s failure to pursue alternative pre-trial investigations, namely: not testing biological evidence at the crime scene, not challenging the palm print identification and not requesting expert funds to assist with these forensic matters. While the parties skirmish over whether Cowans procedurally defaulted these claims by failing to raise them on direct appeal, Cowans,
Biological Evidence. A crime scene technician discovered blood on the floor near Swart’s body and on her coat and took swabs of the samples. Later DNA testing (in the federal habeas proceeding) revealed the blood was not from Cowans and that Swart could “not be eliminated as the source” of the blood. Cowans argues his trial counsel should have ordered these tests. Yet, at the time of counsel’s investigation, counsel reasonably could have decided not to focus on this evidence, which was not part of the State’s case against his client. The prosecution never introduced any evidence (or any theory of the crime) that Swart bled during the attack. Nor did the State contend that Swart’s assailant bled or left any biological evidence at the scene other than a palm print in the kitchen. Swart was an older woman when she died by strangulation, and there was never any indication of a struggle or a link between the blood on her coat and the perpetrator. “An attorney can avoid activities that appear ‘distractive from more important duties,’ ” Richter,
It is only because forensic evidence has emerged concerning the source of the blood pool that the issue could with any plausibility be said to stand apart. Reliance on “the harsh light of hindsight” to cast doubt on a trial that took place now more than 15 years ago is precisely what Strickland and AEDPA seek to prevent.
Id.
Of equal significance, Cowans has not established that he was prejudiced by his counsel’s purported failure because the significance of the biological evidence is far from clear. The State initially collected blood stains from the kitchen floor, Swart’s housecoat and Swart’s nightgown. Testing revealed that the blood from the kitchen floor and nightgown came from a female and that Swart could not be eliminated as the source. The sample from Swart’s housecoat, however, had a mixture of female and male DNA, and the lab results eliminated Cowans as the source of the male DNA. Nothing in the lab results (or anything else) indicates how much blood was on the coat or, most importantly, suggests the blood stain originated at the time of the murder. A blood sample unconnected to the defendant does little in the context of a strangulation, in the context of a murder containing no evidence that anyone bled and in the context of a sample’s having no temporal proximity to the murder.
Palm Print. Cowans claims that trial counsel should have challenged the method the police used to create the palm print and should have challenged whether the evidence remained in the police’s chain of custody. As to the method, counsel did object, though unsuccessfully, and as to the chain of custody, the Constitution does not require defense counsel to pursue every imaginable trial strategy, whether likely to bear fruit or not. See Engle v. Isaac,
Expert Funds. Cowans argues that trial counsel should have requested funds to pay for experts to challenge this biological evidence. Cowans rests his claim on Ake v. Oklahoma,
E.
Ineffective assistance of appellate counsel. The standard for ineffective assistance of appellate counsel mirrors the one governing the performance of trial counsel. In order to prevail, Cowans must demonstrate that counsel’s performance fell below an objective standard of reasonableness and that, but for counsel’s deficient performance, there is a reasonable probability that the outcome of his appeal would have been different. Goff v. Bagley,
Unfortunately for Cowans, there was. In the context of claims premised on counsel’s failure to raise certain issues on ap
III.
For these reasons, we affirm.
Concurrence Opinion
concurring.
Based on the case presented to our court here, I can find no arguable basis on which the writ could issue. The evidence that Cowans intentionally murdered the defenseless old lady remains “beyond a reasonable doubt” and admissible and so is the evidence that he knowingly decided to forbid his lawyers from offering any mitigating evidence. Cowans’ behavior indicates that at the sentencing hearing he was willing to commit suicide by offering no serious defense, plea for mercy, or argument that his life should be spared. Both the trial judge and his lawyers explained at length that his refusal to offer any mitigating proof probably would lead to the death penalty. Other than this conduct, counsel has developed no evidence that Cowans is retarded or unable to understand the charges against him. He was clearly able to understand the probability that the failure to offer any reason for mercy would lead to his death, but that is what he chose to do. There is no federal constitutional prohibition of his execution under these circumstances. Therefore, I concur in the court’s opinion.
