Jason Wayne COURTNEY, Plaintiff-Appellant, v. State of OKLAHOMA, ex rel., DEPARTMENT OF PUBLIC SAFETY; Jacob Smith, Oklahoma Highway Patrol Trooper, in his individual capacity, Defendants-Appellees.
No. 12-7028.
United States Court of Appeals, Tenth Circuit.
July 15, 2013.
Devan A. Pederson, Assistant Attorney General (Kevin L. McClure, Assistant Attorney General, with him on the brief), Oklahoma Attorney General‘s Office, Litigation Division, Oklahoma City, OK, for Defendants-Appellees.
Before KELLY, MURPHY, and TYMKOVICH, Circuit Judges.
MURPHY, Circuit Judge.
I. Introduction
Plaintiff Jason Wayne Courtney appeals the district court‘s grant of summary judgment to Defendants in his action brought under
II. Background
The underlying material facts are undisputed. On October 25, 2010, at approximately 1:30 a.m., Smith observed Courtney‘s vehicle traveling on the Muskogee Turnpike at eighty-two miles per hour. The posted speed limit was seventy-five miles per hour. Further, Courtney did not dim his headlights as he passed Smith‘s patrol car. Smith initiated a traffic stop. Courtney did not stop immediately, but continued through a traffic light and pulled into an open, well-lighted gas station, stopping only after Smith briefly sounded his siren.
After Courtney came to a complete stop, Smith approached Courtney‘s vehicle and instructed Courtney to exit and take a seat in the front of the patrol car. Smith explained to Courtney he was stopped for speeding and failure to dim and that he would be issued a warning. While preparing a written warning, Smith asked Courtney questions about his travel plans. Courtney stated he was driving from his
As Courtney was returning to his vehicle, Smith asked him if he would be willing to answer a few more questions. Courtney declined. Smith then ordered Courtney to stop and return to the patrol car. Smith explained to Courtney that he was suspicious of criminal activity and asked him if he had any illegal drugs, large amounts of cash, or firearms in the vehicle. Courtney told Smith he had a gun in the trunk. Smith called for another unit and had a police canine sniff Courtney‘s vehicle for drugs. The dog did not alert.
While the dog sniff was in progress, Smith requested Courtney‘s criminal record. A report was sent to Smith‘s patrol vehicle via the Interstate Identification Index (“Triple I“). The report included an entry indicating Courtney had been adjudicated guilty of felony breaking and entering in probate court in Alpena County, Michigan on May 5, 1998. Further, the report indicated the charge was disposed of through a “juv adjudication.” Smith showed the screen to Courtney, but Courtney did not recall any felony conviction and stated he did not have a felony on his record. Smith was aware at the time that the offense occurred more than twelve years prior and that Courtney would have been under eighteen years of age when it occurred. Despite initially expressing hesitation to other officers, Smith ultimately arrested Courtney for possession of a firearm after former conviction of a felony, in violation of
Courtney was held for thirty-six hours at the Muskogee County Jail. His vehicle and gun were seized pursuant to the arrest. On October 26, 2010, Courtney‘s attorney contacted the Muskogee County District Attorney‘s office and informed the district attorney that Courtney did not have a felony conviction on his record. The district attorney ordered that Courtney be released; no charges were filed. Upon his release, Courtney was able to retrieve his vehicle after payment of the impound fees. Smith, however, did not turn the gun in to the Muskogee County Sheriff‘s office until November 9, 2010. On November 12, 2010, Courtney‘s attorney sent the State a notice under the Oklahoma Governmental Tort Claims Act,
Courtney brought suit against Smith and the State. Courtney asserted claims against Smith under
III. Discussion
A. Standard of Review
This court reviews a grant of summary judgment de novo, applying the same legal standard as the district court. Becker v. Bateman, 709 F.3d 1019, 1022 (10th Cir. 2013). “The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
B. Constitutional Claims
Courtney‘s § 1983 challenge to the seizure of his person has two components. First, he alleges Smith lacked reasonable suspicion to detain him beyond the time necessary to issue the traffic warning. Second, he alleges Smith lacked probable cause to arrest him. As a preliminary matter, however, we first address Smith‘s argument that because he could have arrested Courtney for speeding and failing to dim his headlights, the extended detention and ultimate arrest did not violate Courtney‘s constitutional rights. Relying primarily on three Supreme Court cases, Virginia v. Moore, 553 U.S. 164 (2008), Devenpeck v. Alford, 543 U.S. 146 (2004), and Atwater v. City of Lago Vista, 532 U.S. 318 (2001), Smith argues that when a traffic stop is supported by probable cause that a motorist has committed even a minor traffic offense, it is impossible for the subsequent stop to be unreasonably extended because the officer could arrest the motorist for the traffic offense. At minimum, Smith argues that any violation of Courtney‘s constitutional rights was not clearly established because Moore, Devenpeck, and Atwater inject sufficient uncertainty into the law of traffic stops. See Reichle v. Howards, — U.S. —, 132 S.Ct. 2088, 2095-96 (2012) (discussing Supreme Court authority which had “injected uncertainty” into clearly established law in the qualified immunity context). Smith‘s reading of Moore, Devenpeck, and Atwater is flawed.
In Atwater, the Court held an officer may constitutionally arrest an offender for minor traffic offenses, such as failure to wear a seatbelt. 532 U.S. at 354 (“If an officer has probable cause to believe that an individual has committed even a very minor criminal offense in his
To the contrary, Smith‘s interpretation of Atwater and Devenpeck is inconsistent with subsequent Supreme Court and Tenth Circuit authority on the lawful scope of traffic stops. In Illinois v. Caballes, 543 U.S. 405, 406 (2005), state troopers stopped a defendant traveling along an interstate highway for speeding. After first acknowledging the validity of the initial stop, the Court proceeded to analyze whether the stop was unreasonably extended:
Here, the initial seizure of respondent when he was stopped on the highway was based on probable cause and was concededly lawful. It is nevertheless clear that a seizure that is lawful at its inception can violate the Fourth Amendment if its manner of execution unreasonably infringes interests protected by the Constitution. A seizure that is justified solely by the interest in issuing a warning ticket to the driver can become unlawful if it is prolonged beyond the time reasonably required to complete that mission.
Id. at 407 (citation omitted) (emphasis added). This court‘s cases have followed suit, analyzing whether traffic stops which were valid at their inception remain so throughout the encounter. See, e.g., United States v. Davis, 636 F.3d 1281, 1290 (10th Cir. 2011); United States v. Villa, 589 F.3d 1334, 1339 (10th Cir. 2009); United States v. Alcaraz-Arellano, 441 F.3d 1252, 1258 (10th Cir. 2006). We therefore reject Smith‘s argument that Courtney‘s traffic violations obviated the need for additional justification to prolong the stop after the issuance of a warning citation or otherwise excuse Smith for arresting Courtney on another basis without probable cause.
1. Extended Detention
Courtney argues his detention in Smith‘s patrol car following the issuance of a warning ticket for the traffic violations constituted an unreasonable seizure in violation of the Fourth Amendment. “In addition to being justified at its inception, a lawful traffic stop must be reasonably related in scope to the circumstances which justified the interference in the first place.” United States v. Lyons, 510 F.3d 1225, 1236 (10th Cir. 2007) (quotation omitted); see also Caballes, 543 U.S. at 407. “Therefore, once an officer returns the driver‘s license and vehicle registration and issues a warning ticket, he must allow the driver to proceed without further detention or questioning unless the officer has an objectively reasonable and articulable suspicion that the driver is en-
To determine whether reasonable suspicion exists, “we look to the totality of the circumstances to see whether the officer had a particularized and objective basis for suspecting legal wrongdoing.” Id. (quotation omitted). “Reasonable suspicion is something more than an inchoate and unparticularized suspicion or hunch, but is considerably less than proof by a preponderance of the evidence or proof required for probable cause.” United States v. De La Cruz, 703 F.3d 1193, 1196 (10th Cir. 2013) (quotations and alteration omitted). In the context of Courtney‘s § 1983 claim and Smith‘s defense of qualified immunity, the scope of our analysis is limited even further: the issue is not simply whether reasonable suspicion existed, but whether it was clearly established that reasonable suspicion did not exist. The inquiry thus focuses on whether it would have been clear to a reasonable officer in Smith‘s position that he lacked lawful authority to extend the stop. Pearson, 555 U.S. at 236.
The district court identified three bases for Smith‘s suspicion of criminal activity: (1) Courtney did not stop immediately after Smith activated his lights, but instead proceeded through a traffic light and into a gas station; (2) Smith observed signs of extreme nervousness throughout the stop, even after advising Courtney he would only be receiving a warning; and (3) Courtney‘s stated travel plans. Regarding the first of these factors, Courtney argues his decision to proceed to a gas station was done for his own safety. While this explanation is entirely reasonable, it was also reasonable for Smith to interpret the action as potentially indicative of criminal activity. See Lyons, 510 F.3d at 1237 (“We give deference to an officer‘s ability to distinguish between innocent and suspicious actions.” (quotation omitted)). Thus, Courtney‘s delay in coming to a stop supports the conclusion reasonable suspicion existed to extend the stop.
As for the second factor, this court has consistently held that ordinary nervousness is not entitled to significant weight when determining whether reasonable suspicion exists. United States v. Simpson, 609 F.3d 1140, 1147 (10th Cir. 2010). “Extreme and persistent nervousness, however, is entitled to somewhat more weight.” Id. at 1148 (quotation omitted). Here, Smith articulated multiple indicia of Courtney‘s extreme nervousness during the stop: visible heart palpitations; heavy breathing; nervous laughter; repeated yawning; and shaky, sweaty hands. See id. (“The court examines specific indicia that the defendant‘s nervousness was extreme, rather than credit an officer‘s naked assertion.“). Moreover, Smith observed that Courtney‘s nervousness did not dissipate after he was informed he would only be receiving a warning for the traffic violation. This observation is consistent with extreme nervousness. Id. Thus, the second factor also supports the conclusion reasonable suspicion existed at the time of the stop.
As for the third factor, this court recently discussed the evaluation of a motorist‘s stated travel plans in a reasonable suspicion analysis:
We have credited inconsistent travel plans as a factor contributing to reasonable suspicion when there are lies or inconsistencies in the detainee‘s description of them. For example, a police officer could reasonably believe a travel
plan was implausible—and the person was lying—if that person claimed that he or she had left a certain city by car an hour ago if the officer pulled over that person, 200 miles from the city. To this extent, the factor seems noncontroversial: lies, evasions or inconsistencies about any subject while being detained may contribute to reasonable suspicion. In contrast, this circuit has been reluctant to deem travel plans implausible—and hence a factor supporting reasonable suspicion—where the plan is simply unusual or strange because it indicates a choice that the typical person, or the officer, would not make.
Id. at 1148-49. Here, Courtney‘s assertion that he was traveling from one state to another state for work after visiting his family for the weekend was not accompanied by any lies, evasions, or inconsistencies. Indeed, his stated plans were wholly unremarkable. Thus, Courtney‘s stated travel plans do not support the conclusion that reasonable suspicion existed.2
In sum, two of the three factors identified by the district court—Courtney‘s delay in coming to a stop after Smith activated his lights and the extreme nervousness Courtney exhibited throughout the stop—support an inference of reasonable suspicion. The third—Courtney‘s stated travel plans—does not. The factors supporting reasonable suspicion are quite thin. However, it is at least debatable whether reasonable suspicion existed. As such, Courtney has not shown his extended detention was a violation of clearly established law. al-Kidd, 131 S.Ct. at 2083.3 The district court therefore did not err in concluding Smith was entitled to qualified immunity on Courtney‘s claim that the traffic stop was unreasonably prolonged.
2. Warrantless Arrest
Consistent with the Fourth Amendment, an officer may make a warrantless arrest if there is probable cause to believe a criminal offense has been or is being committed. Devenpeck, 543 U.S. at 152. “Whether probable cause exists depends upon the reasonable conclusion to be drawn from the facts known to the arresting officer at the time of the arrest.” Id. Further, an officer‘s subjective motivations for making an arrest are irrelevant in a probable cause inquiry. Id. (“[A]n arresting officer‘s state of mind (except for the facts that he knows) is irrelevant to the existence of probable cause.“). The district court concluded Courtney‘s arrest was supported by probable cause that Courtney violated Oklahoma‘s felon-in-possession statute,
Oklahoma‘s felon-in-possession statute provides, in relevant part:
A. ... [I]t shall be unlawful for any person convicted of any felony in any court of this state or of another state or of the United States to have in his or her possession or under his or her immediate control, or in any vehicle which the person is operating, or in which the person is riding as a passenger, or at the residence where the convicted person resides, any pistol, imitation or homemade pistol, altered air or toy pistol, machine gun, sawed-off shotgun or rifle, or any other dangerous or deadly firearm.
....
D. It shall be unlawful for any person previously adjudicated as a delinquent child or a youthful offender for the commission of an offense, which would have constituted a felony offense if committed by an adult, to have in the possession of the person or under the immediate control of the person, or have in any vehicle which he or she is driving or in which the person is riding as a passenger, or at the residence of the person, any pistol, imitation or homemade pistol, altered air or toy pistol, machine gun, sawed-off shotgun or rifle, or any other dangerous or deadly firearm within ten (10) years after such adjudication....
Alternatively, the district court concluded Smith was entitled to qualified immunity on Courtney‘s claim of unlawful arrest because he did not violate clearly established law. In so doing, the court characterized Smith‘s decision to arrest Courtney as, at worst, a mistaken legal conclusion regarding the scope of the felon-in-possession statute. Because qualified immunity “gives government officials breathing room to make reasonable but mistaken judgments about open legal questions,” al-Kidd, 131 S.Ct. at 2085, the
The district court also concluded Smith had probable cause to arrest Courtney for obstruction of justice.
C. State-Law Claims
The district court granted summary judgment to the State on Courtney‘s claims for false arrest and imprisonment, assault and battery, and conversion based on the Oklahoma Governmental Tort Claims Act.,
We hold the State‘s position to be a misinterpretation of the law.... [T]he troopers were undisputedly acting in good faith when they exercised their right to make an arrest. Where the officers ran afoul, however, was not in the performance of their duty as arresting officers, but in the arrest itself. An arrest made without probable cause is a false one, despite the fact it was made by an officer acting in good faith in the performance of his duty.
Id. at 1093 (emphasis added). The State‘s argument before this court is nearly identical to that rejected in Overall. We therefore conclude the State is not entitled to governmental immunity from Courtney‘s claim of false arrest and imprisonment.6
Regarding Courtney‘s claim for conversion, even if the district court was correct in concluding Smith had probable cause to make the arrest, § 155(4) would not necessarily bar Courtney‘s claim for conversion. Under Oklahoma law, “[c]onversion is any act of dominion wrongfully exerted over another‘s personal property in denial of or inconsistent with his rights therein.” Welty v. Martinaire of Okla., Inc., 867 P.2d 1273, 1275 (Okla. 1994). The undisputed material facts in the present case indicate that, even after Courtney had been released from jail and it had been determined it was not illegal for him to possess a firearm, the State retained possession of his pistol for almost one year. The district court therefore erred in granting summary judgment on Courtney‘s conversion claim.
Finally, as to Courtney‘s assault and battery claim, Courtney alleges he was subjected to offensive physical contact without his consent in the course of his arrest and confinement. Under Oklahoma law, a battery occurs when the defendant acts with the intent of making a harmful or offensive contact with the person of the plaintiff and the act results in a harmful or offensive contact. See Okla. Uniform Jury Instruction, Civ.2d, § 19.6 (2012).7 In response, the State relies on
IV. Conclusion
For the foregoing reasons, the district court‘s order granting summary judgment to Smith and the State is affirmed in part, and reversed in part. The district court‘s grant of qualified immunity to Smith as to Courtney‘s claims related to the extension of the traffic stop is affirmed. The district court‘s grant of qualified immunity to Smith as to Courtney‘s claims of unlawful arrest without probable cause is reversed. The district court‘s grant of summary judgment to the State on Courtney‘s claims for false arrest, conversion, and assault and battery is reversed, and the case is remanded to the district court for further proceedings not inconsistent with this opinion.
