COUNTY OF PORTAGE, Plaintiff-Respondent-Petitioner, v. Robert J. STEINPREIS, Defendant-Appellant.
Case No. 80-037, Case No. 80-038
Supreme Court of Wisconsin
November 3, 1981
312 N.W.2d 731
By the Court.—The decision of the court of appeals is affirmed.
Submitted on briefs September 10, 1981.—Decided November 3, 1981.
(Also reported in 312 N.W.2d 731.)
For the defendant-appellant the cause was submitted on a brief (in court of appeals) by Robert J. Steinpreis of Waupaca.
COFFEY, J. This is a review of a decision of the court of appeals reversing judgments of the Circuit Court for Portage County, HON. JAMES H. LEVI, presiding.1 These judgments were entered after the trial court denied the motion of the defendant-appellant, Robert J. Steinpreis, to declare
The county of Portage, plaintiff-respondent-petitioner, (hereinafter county), filed two small claims complaints,3
The court of appeals reversed the trial court‘s finding of constitutionality and held that the jury fee required under
Issues
- Does
sec. 299.21(3), Stats 1977 , violate the right to a trial by jury protected underart. I, sec. 5 of the Wisconsin Constitution ? - Does
sec. 299.21(3), Stats. 1977 , constitute a “purchase of justice” as prohibited underart. I, sec. 9 of the Wisconsin Constitution ? - Does
sec. 299.21 (3), Stats. 1977 , constitute a denial of the equal protection of law as guaranteed under both the Wisconsin and Federal Constitutions? - Is the challenge to the constitutionality of the fees set out in
sec. 299.21(3), Stats. 1977 , moot?
The
“Trial by jury; verdict in civil cases. SECTION 5. [As amended Nov. 1922] The right of trial by jury shall remain inviolate, and shall extend to all cases at law without regard to the amount in controversy; but a jury trial may be waived by the parties in all cases in the manner prescribed by law....”
“This provision has been construed to mean that the right of trial by jury, as known to the law at the time of the adoption of our constitution, is to be preserved.” State v. Graf, 72 Wis. 2d 179, 184, 240 N.W.2d 387 (1976). See also: La Bowe v. Balthazor, 180 Wis. 419, 420, 193 N.W. 244 (1923); Norval v. Rice, 2 Wis. 17 (*22), 22 (*29) (1853). Under the territorial statutes of Wisconsin, a party recovering a jury verdict was required to pay a fee into the court before the court‘s declaration of the verdict.6
“Undoubtedly they [the occupants of the territory of Wisconsin] conceived this provision of the constitution as securing their established right to a jury trial in legal actions, a right which at that time bore the coordinate responsibility of being subject to a reasonable share of the expense incurred in obtaining a jury of their fellow citizens. . .” State v. Graf, 72 Wis. 2d 179, 186.
As early as 1915 this court approved of the requirement of a jury fee holding that it doesn‘t infringe upon the constitutional guarantee of a jury trial. Reliance Auto Repair v. Nugent, 159 Wis. 488, 490, 149 N.W. 377 (1915). This court stated:
“The requirement that the party demanding a jury shall pay into court a jury fee of $12, to be recovered by him in the cost bill if successful in the action, is not an unreasonable regulation of the right, nor is it an invasion of
sec. 9, art. I, of the constitution , which provides that ‘every person . . . ought to obtain justice freely, and without being obliged to purchase it.‘” Id. at 490.
Since that time, this court has consistently held that a reasonable jury fee is constitutional. La Bowe v. Balthazor, supra at 422; State v. Graf, supra at 185.
Our interpretation of the right to a jury trial is consistent with decisions of other jurisdictions which have almost uniformly found reasonable jury fees to be compatible with the right to a trial by jury. See: Anno. 32 ALR 865. In State v. Graf, supra, we quoted the following language as providing a succinct rationale for the allowance of such fees:
“The Constitution does not guarantee to the citizen the right to litigate without expense, but simply protects him from imposition of such terms as unreasonably and injuriously interfere with his right to a remedy in the law, or impede the due administration of justice.” quoting Adams v. Corriston, 7 Minn. 456 (1862). Id. at 185.
Although the
Many additional costs are incurred when a jury trial is demanded. A share of these costs must be paid by the
The general constitutionality of jury fees such as those required under
Of the $43 court fee demanded, $19 represented a suit tax and clerk‘s fee and the additional $24 constituted a jury fee. That assessment was made under
“(c) The fee for a jury is $24, plus an additional amount as suit tax which will result in a suit tax payment of the amount which would have been payable had the action been commenced under chs. 801 to 807 and additional clerk‘s fees of $6.”7
Before completing our discussion of the suit tax and the clerk‘s fee imposed under
“In preserving the right to a jury trial, our constitution did not set dollar limits on its procedural aspects, as did the Seventh Amendment to the United States Constitution in preserving the civil jury only when at least $20 is in controversy. Although comparison of relative purchasing power of money may be indefinite, it does serve as one gauge of when a legislatively apportioned share is excessive and thus violative of the right to a jury trial by inhibiting such a choice. Another relevant measure is the relation between the fee and the compensation of the jury. A jury fee prior to our constitution comprised one-quarter of a day‘s compensation for the jury. A fee of $24 falls into the same ratio, when jury compensation may range from $4 to $16 per diem.
Sec. 255.25, Stats. Excessiveness has not been shown. Thus the advancement of the $24 fee as a condition of a jury trial here is not repugnant to the constitution.” Id. at 187.
The jury fee considered in that case was required under the provisions of
“A review of
sec. 299.21 (3) (b), Stats. , discloses that a jury trial in civil forfeiture actions is equated with a jury trial in small claims actions.Sec. 271.21, Stats. ” State v. Graf, supra at 183.
We find that the reasoning of the Graf case set out above is equally applicable to the case at bar. A jury fee which is reasonable in a traffic forfeiture action is also appropriate in a small claims action as the added expense of the jury trial is the same in each.
The statutory jury fee assessed is certainly reasonable when one considers the actual costs of the courtroom
Purchase of Justice
Steinpreis argues that the jury fee required under
“Remedy for wrongs. SECTION 9. Every person is entitled to a certain remedy in the laws for all injuries, or wrongs which he may receive in his person, property, or character; he ought to obtain justice freely, and without being obliged to purchase it, completely and without denial, promptly and without delay, conformably to the laws.”
Appellants in State v. Graf, supra, similarly contended that the jury fee constituted a “purchase of justice.” In responding to this argument, the court made the following statement:
“Our court has explained this prohibition in terms of the arbitrary and injudicious bribery that accompanied the court systems prior to the Magna Carta, from whose
principles the wording was derived. Christianson v. Pioneer Furniture Co. (1898), 101 Wis. 343, 347, 348, 77 N.W. 174, 77 N.W. 917. The Reliance Case specifically acknowledged this provision in upholding the jury fee there under constitutional attack.” Id. at 186.
The $24 jury fee involved in this case is in no way similar to the kind of “arbitrary bribery” the constitutional provision was intended to prohibit. This court in Reliance Auto Repair Co. v. Nugent, supra, specifically rejected the argument that the jury fee constituted a “purchase of justice” as prohibited under the Wisconsin Constitution. Id. at 490.9
The $24 jury fee assessed under
In light of our prior holdings and our determination that the fees set out in
Equal Protection
The court of appeals reversed the judgment of the trial court based upon its holding that the jury fee required in small claims actions violated the equal protection clauses of both the federal and state constitutions. The court stated it could find “no legitimate state objective which is rationally served by the legislature‘s classifica-
The constitutional question presented in this case is whether the difference in the jury fees required in small claims actions as opposed to those brought under chs. 801 to 807, Stats., is violative of the equal protection clauses of both the United States and Wisconsin Constitutions.11
In State ex rel. Strykowski v. Wilkie, 81 Wis. 2d 491, 261 N.W.2d 434 (1978), the court reiterated the well-established rule that a party who challenges a statutory classification carries a heavy burden of persuasion.
“‘. . . It is not enough that respondent establish doubt as to the act‘s constitutionality nor is it sufficient that respondent establish the unconstitutionality of the act as a probability. Unconstitutionality of the act must be demonstrated beyond a reasonable doubt. Every presumption must be indulged to sustain the law if at all possible and, wherever doubt exists as to a legislative enactment‘s constitutionality, it must be resolved in favor of constitutionality. This court has often affirmed the well-established presumption of constitutionality that attaches itself to all legislative acts . . . .’ quoting State ex rel. Hammermill Co. v. La Plante, 58 Wis. 2d 32, 46, 205 N.W.2d 784 (1973).” Id. at 506.
The legislature has not set forth in detail its rationale for imposing a jury fee in small claims actions where a jury trial is demanded. This lack of a stated rationale, however, does not foreclose this court‘s search for a rational basis for the legislation:
“However, it is the court‘s obligation to locate or to construct, if possible, a rationale that might have influenced the legislature and that reasonably upholds the legislative determination. The rationale which the court locates or constructs is not likely to be indisputable. But it is not our task to determine the wisdom of the rationale or the legislation. The legislature assays the data available and decides the course to follow.” Sambs v. City of Brookfield, 97 Wis. 2d 356, 371, 293 N.W.2d 504 (1980).
A separate statutory procedure for the handling of small claims was first adopted by the Wisconsin legislature 35 years ago. Ch. 212, Laws of 1949. At that time, a legal commentator noted that among the purposes of the small claims procedure was the need for an inexpen-
It seems evident that one of the ways in which the legislature intended to hold the cost of small claim actions to a minimum was to allocate the court costs to a party in rough proportion to the expense of the procedures involved in resolving the dispute. The additional cost of jurors could be assessed separately if used in the specific case. In this way, the initial cost of bringing a small claims action would be kept to a minimum as it did not have to include the jury costs if none was demanded.
The fact that a fair allocation of the court‘s expenses was the basis for the separate assessment of the jury fee can be logically inferred from the fact that under an earlier version of the small claims procedures (now ch. 799, Stats.) a different jury fee was assessed depending on whether a six or twelve person jury was requested. See:
This court recognized the validity of the rationale discussed above in State v. Graf, supra at 183. In that case the defendant argued that the assessment of an additional suit tax when a party requests a jury trial violated the equal protection clause. In rejecting this argument, the court found that the added expense of a jury trial provided a “rational basis” for the additional tax.
“The basic test is ‘not whether some inequality results from the classification, but whether there exists any reasonable basis to justify the classification.’ Omernik v. State (1974), 64 Wis. 2d 6, 19, 218 N.W.2d 734. . . . Since the disparate length of trial time and preparation on the part of the court and its officers for jury trials is
a reasonable distinction, the higher tax is valid.” State v. Graf, supra at 183.
The imposition of a jury fee also reasonably served the legislature‘s objective of providing a summary procedure for disposing of small claims, exclusive of eviction actions. A jury trial increases the time required to resolve a small claims dispute. It requires that valuable court time be spent impaneling, arguing, instructing and waiting for the jury verdict. The procedures for resolving evidentiary questions and handling witnesses are also more time consuming than a trial before a seasoned and experienced judge.
Considering the adverse affect of a jury demand upon the summary nature of the small claims procedure, the conclusion is compelled that the legislature intended the prepaid jury fee as a means of insuring the sincerity of the party requesting a jury trial. It discourages jury demands in actions where a last minute settlement is anticipated. The fee also discourages jury demands made in bad faith to delay the litigation or to increase the financial burden on the other party. The added burden includes increased witness fees and inconvenience to the parties and litigants, including lost time from work. Thus, by helping to insure the sincerity of the jury demand, the fee served the legislative objective of providing a summary procedure for resolving small claims, exclusive of eviction actions.
The preceding discussion demonstrates that the legislature can and did validly allocate the expense of small claims actions in a manner consistent with the objectives of those procedures. The constitutional challenge raised in this case, however, is not only to the allocation of fees within small claims procedures but to the difference between the fees assessed upon the demand for a jury in small claims actions as opposed to those assessed in an action brought under chs. 801 to 807, Stats. When a party brings an action under chs. 801 to 807, he is
Since the legislature is entitled to allocate the costs of small claims actions in a manner consistent with the goals of that procedure, the legislature also is entitled to allocate the costs of actions brought under chs. 801 to 807 in a manner consistent with the different purposes of those procedures. Whereas, the small claims procedures are intended to provide for the summary, speedy and inexpensive resolution of disputes, exclusive of eviction actions, the procedures of chs. 801 to 807 are intended to provide for a more complete resolution of complex cases. The stricter rules of pleading and extensive provisions for discovery15 demonstrate the distinct objectives of the chs. 801 to 807 procedures. The different nature of the actions brought under chs. 801 to 807 and the distinct objectives of those procedures provide a “rational basis” for the difference in the fee structure.
Unlike small claims actions, cases brought under chs. 801 to 807 contain more complex legal and evidentiary questions. They range from highly technical products liability suits to antitrust litigation, from reviews of
Since a chs. 801 to 807 action is not meant to be summary in nature, a jury demand does not change the procedures applicable to the action in the manner that a jury demand does in small claims actions. It was reasonable, therefore, for the legislature to determine that a separate jury fee was not necessary in a chs. 801 to 807 action. The objective of a chs. 801 to 807 action is not to provide access to the courts at a minute cost and, therefore, the legislature could reasonably determine that the cost of juries could be borne by all litigants through a single larger fee. When taking into consideration the greater amounts of time and money that a party invests in bringing a chs. 801 to 807 action, exclusive of eviction actions, it is also reasonable for the legislature to determine that a jury fee was not necessary as a means of guaranteeing the sincerity of the party‘s jury demand.
The court of appeals could find no rational basis for the difference in the fees required since the small claims action is treated as one initially commenced as a proceeding under chs. 801 to 807, Stats., after the filing of the jury demand. This view of the issue is too narrow. It fails to consider the issue in terms of the fair allocation of costs among the vast number of cases brought under either the small claims procedures or chs. 801 to 807 procedures.
The difference in the nature of the actions brought under the small claims procedures (ch. 799, Stats.), and the objective of providing a summary disposition of small claims at a minimal cost provide a rational basis for the fee structure applicable to small claims procedures as distinguished from chs. 801 to 807 actions. We hold the requirement that small claims litigants pay a fee upon demand for a jury trial does not violate the equal protection clause of either the federal or state constitutions.
Mootness
In light of our determination of the preceding issues, it is not necessary to address the question of mootness as raised by the county.
By the Court.—The decision of the court of appeals is reversed.
SHIRLEY S. ABRAHAMSON, J. (dissenting). I dissent because I conclude that
jury. If no party demands a trial by jury, the right to trial by jury is waived forever. In eviction actions, the demand shall be filed at or before the time of joinder of issue; in all other actions within 20 days thereafter.
“(b) In counties establishing at least one part-time or full-time court commissioner position under s. 757.68(1) (b), except in eviction actions which shall be governed by par. (a), demand for trial by jury shall be made at the time a demand for trial is filed. If the party requesting a trial does not request a jury trial, any other party may request a jury trial by filing such request, with the court and mailing copies to all other parties within 15 days from the date of mailing of the demand for trial or the date on which personal notice of demand is given, whichever is applicable. If no party demands a trial by jury, the right to trial by jury is waived forever. The fees specified in par. (c) shall be paid when the demand for a trial by jury is filed.
“(c) The fee for a jury is $24, plus an additional amount as suit tax which will result in a suit tax payment of the amount which would have been payable had the action been commenced under chs. 801 to 807 and additional clerk‘s fees of $6.”
I assume, arguendo, that the majority is correct in stating that “the appropriate test for review of the classification of small claims litigants and those proceeding under chs. 801-807, Stats., is whether there is a rational basis for the classification.” Supra, p. 479. I recognize, however, that the right to a jury trial is guaranteed by the
It should also be noted, however, that the
Because the statute and its legislative history are silent as to the legislative purpose, the majority hypothesizes two legitimate purposes which the majority says are effectuated by the legislature treating jury fees in small claims actions differently from jury fees in chs. 801-807 actions: (1) The imposition of the jury fee in small claims actions serves the legitimate state purpose of having the users of juries pay part of the added expense of jury trials; and (2) The imposition of a jury fee in small claims actions serves the legitimate state purpose of fostering a “summary disposition” for resolving small claims disputes.
Defraying the Expense of Jury Trials. The majority‘s first hypothesized legitimate state purpose (or justification) for the imposition of a jury fee in small claims actions but not in chs. 801-807 actions is that the users of the jury in small claims court should defray part of the jury expense and that, by charging a separate fee for a jury, other litigants in small claims actions who do not use juries have the benefit of a low suit tax. As the majority explains, “a fair allocation of the court‘s expenses was the basis for the separate assessment of the jury fee [in small claims actions].” Supra, p 480. In contrast, says the majority, in chs. 801-807 civil actions all litigants share the added expense of jury trials by paying higher suit taxes than paid in small claims court;
Certainly, having the litigant pay part of the added expense of a jury trial and keeping the costs of small claims actions as low as possible are legitimate state objectives. The question is whether the classification the legislature employs has rational relevance to the objectives. Or to state it in another way, the question is whether the objectives sought to be achieved constitute adequate justification for the classification. I conclude that the imposition of a jury fee in small claims jury trials only does not bear a rational relationship to the objectives hypothesized by the majority.
When parties in a small claims action request a jury, they pay the same suit tax as do the chs. 801-807 litigants. See
Judge Dykman, writing for the court of appeals, recognized that the jury trial of a small claims action is the same as a jury trial in an action commenced under chs. 801-807 and concluded that there is no rational justification for the legislature charging a fee for a jury trial in
“From the point at which a small claims litigant asks for a jury trial, his case is treated as though the action had initially been commenced as a proceeding under chs. 801 to 807, Stats. The costs of administering a jury trial are no greater in a case which began as a small claims action than they are in a case that was initiated under chs. 801 to 807. The same records must be kept. The same personnel must be employed. The same number of jurors must be paid. There is no greater burden to the state in providing a jury in small claims actions than there is in providing a jury in non-small claims actions. We can think of no legitimate state objective that is served by this legislative classification.” (Notes omitted.)
To support its conclusion that there is a rational relationship between the classification and the objectives, the majority relies on State v. Graf, 72 Wis. 2d 179, 183, 240 N.W.2d 387 (1976). The majority‘s reliance on Graf is misplaced. Graf dealt with the issue of whether the equal protection clause is violated by the legislature imposing a larger suit tax in jury cases than in non-jury cases and requiring prepayment of this larger suit tax in jury cases but not in non-jury cases. Graf dealt with a legislative classification of jury and non-jury trials. The Graf court concluded that the disparate length of trial time and preparation time in jury trials as compared with non-jury trials justified assessment of a higher suit tax in jury trials than in non-jury trials. The Graf case did not reach the issue of whether equal protection is violated by the imposition of jury fees in a chs. 801-807 action which began in small claims and not in the other chs. 801-807 actions.
Distinguishing between small claims actions and other civil actions may be reasonable for certain purposes, but in the context of the existing statutes the distinction as
“Summary Disposition.” The majority‘s second hypothesized legitimate state objective (or justification) for the imposition of a jury fee in small claims actions but not in chs. 801-807 actions is that the jury fee promotes the legislative objective of providing a “summary procedure” for resolving small claims disputes.
The majority describes the trial of a small claims action as “summary in nature,” a “summary disposition,” and a “summary procedure,” which does not provide for “discovery, motions before and after verdict, pretrial conferences and other proceedings which absorb a large amount of the valuable court time.” Supra, pp. 481-483. Though the majority never defines the word “summary,” the majority apparently believes that a trial in a small claims action is summary in the sense that it is a quick, informal, and inexpensive proceeding. Supra, pp. 481-483. A jury trial in small claims court, according to the majority, would obstruct the “summary disposition” because a jury trial is time consuming, requires stricter adherence to the rules of evidence, and is expensive for the litigants. The majority concludes that imposition of a jury fee in a small claims action is a means of “insuring the sincerity of the party requesting a jury trial [and thus serves] the legislative objective of providing a summary procedure for resolving small claims.” Supra, p. 481. The majority apparently reasons that the jury fee discourages “insincere” requests for a jury thereby increasing the likelihood of trial to the court and trial to the court in a small claims action is, according to the majority, a “summary disposition.”
I believe the majority is mistaken in characterizing a trial to the court in a small claims action as “summary.” If the trial to the court in a small claims action is not “summary,” then fostering “summary disposition” or
The majority‘s characterization of a trial to the court in a small claims action as “summary” does not comport with the Wisconsin statutes.5 The majority correctly notes that the 1949 creation of the small claims court allowed for a summary disposition of small claims. The 1949 legislature specifically provided that “the practice and procedure of said small claims court shall be summary in its nature,”
In 1977 a major revision of chapter 799 was enacted to provide for a more simple trial procedure so that individuals could use the small claims procedure more easily and without counsel.6 The legislature provided that in counties with a population between 100,000 and 500,000—of which there are six in the state—a court
Thus as of 1981 the trial in a small claims action whether to the court or by jury is governed by the general rules of practice and procedure applicable in circuit court unless a specific statute provides otherwise; and few statutes provide otherwise. Thus
Chapter 799, even after the 1977 amendments, still represents what Dean Boden characterizes as “a compromise between two schools of thought on the subject of small claims handling: (1) the advocates of a thoroughly informal, almost administrative type process; and (2)
In 1981, unlike in 1949 when the small claims court was created, the practice and procedure in the trial of a small claims action is not “summary in its nature,” as the majority would lead us to believe. A request for a jury changes the nature of the small claims trial in much the same way as such a request would change the nature of the trial of a chs. 801-807 civil action. I recognize that generally a trial to the court takes less time and may be “more relaxed” than a trial by jury, but a trial to the court is not “summary in nature” in small claims actions any more than it is summary in nature in a chs. 801-807 action.7
Although I conclude that a small claims trial to the court is not “summary in nature” and that the classification of small claims litigants with regard to jury fees cannot be justified on the ground of promoting “summary disposition” in small claims trials, I in no way mean to imply that I do not favor a more informal, less expensive, and faster system for the trial of small claims disputes. However, if we are to have such a system in Wisconsin, the legislature must enact it. It is not the role of this court to impose its view of what is good public policy by identifying a legislative purpose that is clearly not supported by the existing statutes.
I conclude that the legislative objective of the jury fee is not, as the majority claims, to increase the likelihood of a “summary disposition” of small claims trials. The only conceivable legislative objective of the jury fee in the context of the existing statutes is to discourage trial by jury in small claims actions. In the case at bar, the effect of the classification is the purpose of the classification and the purpose is not a legitimate state objective.
“The municipal court was created, no doubt, for the laudable purpose of taking care of minor cases involving less than $1,000 efficiently and economically, and it was quite clearly the intention of the legislature to impose the high jury fee in order to discourage trials by jury. The public policy of the state, however, is determined by the constitution so far as jury trials are concerned, and the legislature is not permitted to circumvent the constitutional provision in order to even secure a better public policy. That can only be done by constitutional amendment. Manifestly, the municipal court will deal with the poorer classes of litigants, but these litigants are entitled to the same rights and privileges under the constitution as those of larger possessions.” Balthazor, 180 Wis. at 423, 193 N.W. at 246.
The legislature cannot impose burdens on the constitutionally guaranteed right to a jury trial when the burdens fall peculiarly and without rational justification on selected litigants.
I conclude, as did the court of appeals, that there is no conceivable legitimate state objective which is rationally served by the legislature‘s classification. I would hold, as did the court of appeals, that the
I am authorized to state that Chief Justice BRUCE F. BEILFUSS and Justice NATHAN S. HEFFERNAN join in this dissent.
