Lead Opinion
This case deals with a tribal court’s jurisdiction over a nonmember in a tort action.
FACTS
Lewis County is a subdivision of the State of Idaho. Much of its territory is within the Nez Perce Indian Reservation. The Nez Perce Tribe, by formal resolution, consented to Idaho’s assumption of concurrent criminal jurisdiction within the reservation over a number of minor offenses, including disturbing the peace.
According to a stipulation of facts filed by John D. Allen and the State of Idaho in Allen’s criminal appeal, a woman (not a party to that case or this one) called the County Sheriff’s Office, and complained of being battered by a bartender. Deputy Sheriff Tom Myers, one of the appellees, went to the Allen house to interview her. Mr. and Mrs. Allen and the woman who called had all been drinking together at the bar. All three were intoxicated, and kept interrupting Deputy Myers as he tried to interview the woman. Eventually Deputy Myers gave up. As he left, the Allens yelled obscenities at him and Mr. Allen shook his fist at him. Deputy Myers told them to quiet down or they would be arrested. Mr. Allen continued to yell at him, so Deputy Myers arrested him for disturbing the peace.
A state magistrate dismissed the disturbing the peace charge, after a jury trial. He ruled that “the only peace disturbed was that of Officer Myers,” and “it is stare decisis that
When the state misdemeanor case against Mr. Allen ended, Mr. and Mrs. Allen sued Deputy Sheriff Myers, Sheriff Fortney, and Lewis County. They filed the suit in Nez Perce Tribal Court, not an Idaho state court or federal court. The Allens sued for false arrest, assault and battery, false imprisonment, and malicious prosecution, and stated a federal constitutional civil rights claim under 42 U.S.C. § 1983.
The tribal court ease went to trial. The jury found that although Deputy Sheriff Myers had intentionally or wantonly violated Mr. Allen’s liberty interests, he acted in good faith. The jury decided that the damages were attributable 10% each to Mr. and Mrs. Allen, 45% to Deputy Sheriff Myers, 25% to Sheriff Fortney, and 10% to Lewis County. Despite finding that Deputy Sheriff Myers acted in good faith, the jury awarded punitive as well as compensatory damages.
The defendants objected to the tribal court’s jurisdiction from the beginning, and exhausted their remedies within the tribal court system on their jurisdictional objection. The Tribal Court of Appeals affirmed the judgment against the defendants. It said that “protecting community residents, Indian or non-Indian, from the wrongful conduct of law enforcement officers who operate within the exterior boundaries of the Nez Perce Reservation is a legitimate safety concern.” The Allens’ house was on fee land, not trust land, but the record does not indicate who owned it. Mr. Allen was a member of the tribe, his wife was not, and the Sheriff and Deputy Sheriff were not.
Having exhausted their remedies in tribal court, Deputy Sheriff Myers, Sheriff Fortney and Lewis County sued in the United States District Court for a declaratory judgment that the tribal court judgment was void for lack of jurisdiction, and an injunction against enforcement of the judgment. The district court granted summary judgment in favor of the County, Sheriff and Deputy Sheriff and issued the declaratory judgment and injunction sought. The appellants are the Nez Perce Tribe, Nez Perce Tribal Court, and judges of the Nez Perce Tribal Court. Appellees are the County of Lewis and its sheriff and deputy sheriff.
ANALYSIS
I. Federal question jurisdiction.
The tribe argues that the federal district court lacked federal question jurisdiction, because the county and its officers could not point to a federal statute or constitutional provision that the tribal court violated. The argument is based on the statement in Iowa Mutual Ins. Co. v. LaPlante,
The argument is based entirely on a quotation out of context. Iowa Mutual deals with exhaustion, not the extent of federal question jurisdiction in federal court. Iowa Mutual and National Farmers Union Ins. Co. v. Crow Tribe of Indians,
That the tribe’s argument is wrong is settled decisively by National Farmers Union Ins. Co. v. Crow Tribe of Indians,
II. Tribal court jurisdiction.
The declaratory judgment issued by the district court holds that the tribal court had no jurisdiction over the Allens’ lawsuit against the sheriff, deputy sheriff, and county, and enjoined enforcement of the tribal court judgment. The tribe argues that this ruling was incorrect. It is undisputed that (1) the sheriff, deputy sheriff, and of course the county are not tribal members; (2) the arrest giving rise to the Allens’ lawsuit occurred within the reservation.
A. Adjudicatory authority.
The tribe argues, in substance, that a tribal court is presumed to have jurisdiction over activities on reservation territory, regardless of whether the defendants are tribal members. They base this largely on Williams v. Lee,
The Supreme Court has recently explained that Williams is among those eases “fitting within the first exception” in Montana v. United States,
Thus, in addition to the power to punish tribal offenders, Indian tribes retain their inherent power to determine tribal membership, to regulate domestic relations among members, and to prescribe rules of inheritance for members. But exercise of tribal power beyond what is necessary to protect tribal self-government or to control internal relations is inconsistent with the dependent status of the tribes, and so cannot survive without express congressional delegation.
Id. at 564,
Application of the Montana rule was thrown into question by our decision in Hinshaw v. Mahler,
The Eighth Circuit expressly disagreed with Hinshaw, in A-l Contractors v. Strate,
Subsequent to Hinshaw and Yellowstone, the Supreme Court decided that the Eighth Circuit’s view was correct. Strate v. A-l Contractors, — U.S. -,
The issue in Montana was the tribe’s authority to regulate hunting within the borders of the reservation by nonmembers on their own land owned in fee simple. Montana held that the tribe lacked jurisdiction. In Strate, the tribes argued that Montana applied only to regulatory, not to adjudicatory, authority, but Strate rejects that distinction; the rule against jurisdiction over nonmembers applies to both. Strate, 520 U.S. at -,-,
The amicus curiae brief argues that the status of the land determines whether the tribal court has jurisdiction. The amicus argues that the tribal court has jurisdiction over nonmembers for torts on tribal and trust lands, though not on land held in fee simple by non-Indians. Because the record does not establish whether the fee land the Allen residence was on was Indian-owned or non-Indian-owned, the amicus urges a remand to develop the record on this point. We reject this argument.
There are circumstances where the state of the title to land affects whether it is “Indian country.” For example, Indian country includes “rights-of-way” in 18 U.S.C. § 1151, the general criminal provision, but excludes “fee-patented lands” and “rights-of-way” in the intoxicating liquors provision, 18 U.S.C. §§ 1154(c) and 1156. But these distinctions are immaterial to the case at bar. It has been assumed throughout the case that the Allen residence was in Indian country, and we proceed on that assumption. We therefore proceed to the question whether the tribe has adjudicative jurisdiction within Indian country over the activities of nonmembers without regard to whether the land on which the alleged torts took place might have been owned in fee by tribal members.
As noted above, the question in Montana was whether the tribe could regulate hunting and fishing by nonmembers on lands owned in fee simple by non-Indians within the reservation. The answer was no. The tribe could prohibit nonmembers from hunting and fishing on lands belonging to the tribe or held by the United States in trust for the tribe, but its inherent sovereignty was not so broad as to support regulatory authority over non-Indian fee lands. The reason was the “implicit divestiture of sovereignty ... involving the relations between an Indian tribe and nonmembers of the tribe.” Montana,
Because Montana involved land held in fee by non-Indians, the tribes argued in Strate for a distinction because the land in Strate was held by the United States in trust for the tribes, not in fee simple by non-Indians as in Montana. The Court rejected the distinction, in the context of sovereign authority to adjudicate tort cases involving nonmembers. Strate distinguished between “a landowner’s right to occupy and exclude,” Strate, 520 U.S. at -,
In the case at bar, because the Nez Perce Tribe had obtained law enforcement services from Lewis County by formally consenting to concurrent criminal jurisdiction within the reservation, it had, like the tribes in Strate, given up whatever “landowner’s right to occupy and exclude,” id. at-•,
We do not intimate that, had the tribe not consented to entry by Lewis County law enforcement officials, then it could have adjudicated their tort cases in tribal court. Indeed, the implication of Montana is that with respect to adjudication, “the inherent sovereign powers of an Indian tribe do not extend to the activities of nonmembers of the tribe,” Montana,
B. Exhaustion.
The amicus also argues that we should remand to the district court with instructions to abstain while the tribal court reconsiders its own jurisdiction in light of Strate. Strate rejects the argument that exhaustion of jurisdictional issues in tribal court is a precondition to jurisdiction in federal district courts. The exhaustion rule is “ ‘prudential,’ not jurisdictional.” Strate, 520 U.S. at-•,
C. The Montana exceptions.
The tribe argues that both Montana exceptions apply, consensual relations and effect on tribal self-government. Strate expressly rejects the broad reading of those exceptions that this argument requires. It is a mistake to ignore the general rule, that “the inherent sovereign powers of an Indian tribe do not extend to the activities of nonmembers of the tribe,” Montana,
Here is the language in Montana of the first exception to the general rule of no tribal jurisdiction over nonmembers:
A tribe may regulate, through taxation, licensing, or other means, the activities of nonmembers who enter consensual relationships with the tribe or its members, through commercial dealing, contracts, leases, or other arrangements.
Montana,
Although A-l was engaged in subcontract work on the Fort Berthold Reservation, and therefore had a “consensual relationship” with the Tribes, “Gisella Fredericks was not a party to the subcontract, and the [Tjribes were strangers to the accident.”
Strate, 520 U.S. at-,
The agreement between the tribe and the County concerned concurrent criminal jurisdiction. It did not expressly or by implication give rise to adjudicative authority over private tort actions brought by third parties, nor is it clear that it could. Also, the “consensual relationships with the tribe or its members” addressed by this exception— “commercial dealing, contracts, leases, or other arrangements,” Montana,
The second Montana exception to the rule of no jurisdiction over nonmembers applies to conduct that threatens or directly affects tribal political integrity, economic security, or health and welfare:
A tribe may also retain inherent power to exercise civil authority over the conduct of*1392 non-Indians on fee lands within its reservation when that conduct threatens or has some direct effect on the political integrity, the economic security, or the health or welfare of the tribe.
The words of this second exception, taken in isolation from the general rule they qualify, could be read broadly or narrowly. In Montana, the Court held that the tribe lacked regulatory authority over nonmembers’ hunting on fee lands within the reservation, despite the effect hunting might have on the political authority of the tribe within reservation borders, and the importance of game to the welfare of tribal members who used hunting to put meat on the table. The facts of Montana thus imply a narrow interpretation for the second exception.
Strate confirms that the second Montana exception must be narrowly construed. Though recognising that careless driving on the highway through the reservation would “surely jeopardize the safety of tribal members,” Strate holds that “if Montana’s second exception requires no more, the exception would severely shrink the rule.” Strate 520 U.S. at -, 117 S:Ct. at 1416. The Court recognized that “[rjead in isolation, the Montana rule’s second exception can be mispereeived.” Strate holds that the second exception must be understood as an elaboration of the limitation of a tribe’s power to tribal self-government and internal relations:
Key to its proper application, however, is the Court’s preface: “Indian tribes retain their inherent power [to punish tribal offenders,] to determine tribal membership, to regulate domestic relations among members, and to prescribe rules of inheritance for members____ But [a tribe’s inherent power does not reach] beyond what is necessary to protect tribal self-government or to control internal relations.”
Strate, 520 U.S. at-,
Strate clears up what was previously “a subject of much debate but few decisions,” William C. Canby, Jr., American Indian Law 143 (1981): the extent of tribal adjudicatory authority over non-Indian defendants. It is now established for purposes of civil adjudicatory authority that the general rule is as announced in Montana: “the inherent sovereign powers of an Indian tribe do not extend to the activities of nonmembers of the tribe.” Montana,
CONCLUSION
The tribal court lacked jurisdiction to adjudicate the claims against defendants, because the defendants were nonmembers, and the claims neither arose out of a consensual commercial relationship between the plaintiffs and defendants nor threatened or directly affected the political integrity, economic security, or health or welfare of the tribe.
AFFIRMED.
Notes
. In El Paso Natural Gas Co. v. Neztsosie,
. We need not reach the questions raised by (1) the County's motion to remand for a determination of whether the Nez Perce reservation has been disestablished; (2) the Tribe's motion for sanctions against the County for making that motion; (3) the defendants' argument that subjecting them to jurisdiction in a tribunal in which nonmembers of the tribe such as themselves would be excluded from the jury violates the Equal Protection Clause.
Concurrence Opinion
concurring:
This case involves an agreement between two governmental entities, the tribe and the county. I concur in the opinion’s holding that the agreement does not confer tribal court jurisdiction over county personnel present on tribal lands pursuant to that agreement.
The Supreme Court has held that tribal criminal jurisdiction is limited to tribal
I agree that Strate and Montana apply in this case, but I do not believe the question whether tribal civil jurisdiction extends to nonmembers turns simply upon whether “the nonmember of the tribe has a right to be where he is.” Ante, at 4358. That seems at odds with the Supreme Court’s statement of the general rule “that tribes retain considerable control over nonmember conduct on tribal land.” Strate, 520 U.S. at-,
In Montana, the Supreme Court held that the tribe lacked jurisdiction “to regulate non-Indian fishing and hunting on reservation land owned in fee by nonmembers of the Tribe,” Montana,
The Supreme Court continued and clarified Montana's land ownership-based view of jurisdiction in Strate. In Strate, the Supreme Court aligned a right-of-way, ceded to North Dakota for the limited purpose of a state highway, with the land owned in fee by nonmembers discussed in Montana. At the same time, the Court expressed “no view on the governing law or proper forum when an accident occurs on a tribal road within a reservation.” Strate, 520 U.S. at-,
Apart from [the right to construct and maintain highway crossings], the Three Affiliated Tribes expressly reserved no right to exercise dominion or control over the right-of-way.
Forming part of the State’s highway, the right-of-way is open to the public, and traffic on it is subject to the State’s control. The Tribes have consented to, and received payment for, the State’s use of the 6.59-mile stretch for a public highway. They have retained no gatekeeping right. So long as the stretch is maintained as part of the State’s highway, the Tribes cannot assert a landowner’s right to occupy and exclude. Cf. Bomiand,508 U.S. at 687-91 ,113 S.Ct. at 2316-17 (regarding reservation land acquired by the- United States for operation of a dam and a reservoir, Tribe’s loss of “right of absolute and exclusive use and occupation ... implies the loss of regulatory jurisdiction over the use of the land by others”). We therefore align the right-of-way, for the purpose at hand, with land alienated to non-Indians. Our decision in Montana, accordingly, governs this case.
Id. at-,
In this case, the agreement between the tribe and the county granted law enforcement officers authority to patrol the reservation, to investigate misdemeanor crimes, and to make arrests. Similar to the tribe’s failure to expressly reserve a right to exercise dominion or control over the right-of-way in Strate, here the tribe did not reserve the right to exercise dominion or control over the law enforcement officers. With respect to those law enforcement activities, the tribe ceded to the county some of its inherent sovereign powers, and voluntarily gave up some measure of its right to exercise dominion and control over the reservation. The county officer, acting in good faith according
I agree that Montana’s contractual exception to a lack of tribal jurisdiction does not apply to the type of agreement between governmental entities presented in this case. I do not believe, however, that this is an appropriate case in which to attempt a broad expansion of Strate’s holding, for we need not decide whether, “[i]f the nonmember of the tribe has a right to be where he is,” the tribe is stripped of all civil jurisdiction. Ante, at 4358.
