Opinion
Evidence Code section 892 is a part of the Uniform Act on Blood Tests to Determine Paternity. (Evid. Code, § 890; all further nondescript statutory references are to the Evidence Code.) Section 892 allows a trial
Facts and Procedural Background
On January 5, 1984, plaintiffs County of El Dorado and Angelina M., a minor, by her guardian ad litem, Alberta P. B. (hereafter collectively County), filed a complaint against defendant Robert Henry Schneider to establish paternity of Angelina M., to obtain child support payments, and to obtain reimbursement for public assistance paid by County. (See Civ. Code, § 248; Welf. & Inst. Code, § 11350;
County of Yolo
v.
Francis
(1986)
County then noticed a motion for an order requiring defendant, the mother and the child to submit to a variety of blood tests, including extended red cell, human leukocyte antigen (HLA) white cell, and electrophoresis analysis. The motion was supported by an affidavit of a county investigator who reported that the child’s mother had stated in county records that defendant was the child’s father.
Unhappy with the representation of his retained counsel, defendant then substituted himself in propria persona as attorney of record. 2
Defendant failed to appear at the hearing on the motion for blood tests, and the trial court entered an order requiring defendant to take the tests.
County then noticed a motion to establish paternity pursuant to section 892. On the date of the hearing on the motion, May 31, 1984, defendant filed a document entitled “Judicial Notice Re: Want of Jurisdiction.” In the document defendant argued at length that the court had no jurisdiction over him. Defendant asserted the state had no interest in regulating his person outside of the substantive criminal law. Defendant argued that, in the absence of a contract between the state and him, the police power of the state could bе exercised over him with respect to noncriminal conduct only with his consent. 3 He also alleged that application of section 892 would deny him rights under the First, Fourth, Fifth, Sixth, Eighth, Ninth, Tenth, Thirteenth, and Fourteenth Amendments.
Defendant also appeared at the hearing on County’s motion to establish paternity. He again asserted to the court that County had no jurisdiction to proceed with the action in the absence of a contract with him. The trial court asked defendant why he did not appear for the blood tests. Defendant’s only reply was that “... I didn’t comply to the warrant for a blood test under the First Amendment of the Constitution, under freedom of religion, so I didn’t appear on the warrant for a blood test.” Defendant has never indicated orally or in writing what religion he practices nor how the blood tests would have conflicted with his religious beliefs.
Thе trial court ruled defendant was subject to its in personam jurisdiction because he had been served with the summons and complaint and had filed an answer. The court concluded County was authorized to bring the action by Welfare and Institutions Code section 11350. Having determined that section 892 authorized it to resolve the paternity issue adversely to defendant due to his failure to take the blood tests, the court ruled that paternity was established as a matter of law and entered an order declaring defendant to be the father of the child.
Thereafter, a court trial was held on the amount of child support and arrearages. Although defendant was notified of the trial, he did not appear. A judgment awarding child support and arrearages was filed, and defendant timely filed notice of appeal.
In this published portion of our opinion, we reject defendant’s constitutional claims. In an unpublished portion of the opinion, we conclude defendant’s remaining contentions of error are unfounded. We shall therefore affirm the judgment.
Discussion
I-VIII *
IX
Application of section 892 to determine paternity did not violate defendant’s rights under the federal Constitution.
Defendant contends application of section 892 to determine paternity denied him various rights granted by the federal Constitution. We disagree.
Defendant contends application of section 892 violated his First Amendment right to practice his religion. However, “One who attacks a statute upon [a constitutional] ground has the burden of showing that his rights have been invaded by the actual or threatened application of the challenged law to him.”
(Brock
v.
Superior Court
(1939)
B. The federal Constitution does not require a jury trial.
Defendant contends he was wrongfully denied a jury trial. However we conclude the federal Constitution provided no right to a trial by jury.
1. Sixth Amendment
The Sixth Amendment to the federal Constitution
6
guarantees a jury trial in “criminal prosecutions” of serious offenses and is made applicable to the states by the Fourteenth Amendment.
(Duncan
v.
Louisiana
(1968)
Nonetheless, although the Soto court found paternity procedures “analogous” to criminal proceedings it did not find them in all respects equivalent nor did Soto suggest a trial by jury was constitutionally required. In fact, there are significant differences between criminal proceedings and those for paternal support of children.
Unlike a criminal action, the purpose of a paternity action is not to punish the defendant. (See
INS
v.
Lopez-Mendoza
(1984)
It is true that if a defendant fails to cоmply with a support order, and if that defendant is criminally prosecuted for willful nonsupport (Pen. Code, § 270), the civil adjudication of paternity would be admissible as evidence in the criminal action. (Pen. Code, § 270e.) But that downstream consequence is not sufficient to convert this action into a criminal action. The defendant would be entitled to a jury trial in the criminal action. A prior adjudication of paternity would not allow a trial court to withhold the question of paternity from the jury.
(Patterson
v.
Municipal Court
(1965)
Nor is the present action made criminal in nature by California’s provision of certain procedural rights, such as right to counsel. California’s “decision ... to provide some of the safeguards applicable in criminal trials cannot itself turn these proceedings into criminal prosecutions requiring the full panoply of rights applicable there. [Citation.]”
(Allen
v.
Illinois
(1986)
Modem cases from other jurisdictions have uniformly concluded paternity actions are essentially civil in character, where no direct penal consequences attach to a finding of paternity. (See, e.g.,
Oliveira
v.
Santosuosso
(1967)
2. Seventh Amendment
The Seventh Amendment to the federal Constitution provides in pertinent part, “In suits at common law, where the value in controversy shall exceed twenty dollars, the right of trial by jury shall be preserved, ...”
The Seventh Amendment jury trial guarantee has not been incorporated in the due process clause of the Fourteenth Amendment and is not binding on the states.
(Palko
v.
Connecticut
(1937)
3. Fourteenth Amendment
The due process clause of the Fourteenth Amendment to the federal Constitution provides, "... nor shall any State deprive any person of life, liberty, or property, without due process of law; ...”
To our knowledge, the United States Supreme Court has never relied on the Fourteenth Amendment’s due process clause, in and of itself, to impose a jury trial requirement on the states; rather, the high court has held the states must supply juries only to the extent they are required under the Sixth Amendment. (See
Mathews
v.
Eldridge
(1976)
C. The determination of paternity did not violate federal due process.
The federal due process clause ordinarily guarantees an evidentiary hearing to a defendant in a paternity action.
(Little
v.
Streater
(1981)
We think defendant’s contention is properly analyzеd by viewing section 892 as a discovery statute: it establishes procedures by which information can be obtained in a civil action and it provides sanctions for refusal to supply the information. (See fn. 1,
ante.)
8
For this purpose, as with the ques
It is well established that the federal due process clause imposes limitations on the power of courts, even in aid of their own valid processes, to order discovery sanctions that deprive a party of his opportunity for a hearing on the merits of his claim.
(Societe Internationale
v.
Rogers
(1958)
In
Insurance Corp.
v.
Compagnie Des Bauxites
(1982)
“The situation in
Hammond
was specifically distinguished from that in
Hovey
v.
Elliott,
The
Bauxites
court promulgated two requirements for determining whether a rule 37(b)(2) sanction comports with due process: “First, any sanction must be ‘just’; second, the sanction must be specifically related to the particular ‘claim’ which was at issue in the order to provide discovery. While the latter requirement reflects the rule of
Hammond Packing, supra,
the former represents the general due process restrictions on the court’s discretion.”
(Id.,
at p. 707 [
We have no doubt that
Bauxites’
second requirement (the rule of
Hammond Packing
that defendant’s refusal to take the blood test supports a presumption his denial of paternity lacks merit) is satisfied here. In
Bauxites,
the court found the presumption justified because the failure of defendants to produce documents made it impossible for the plaintiff to establish the
full
extent of defendant’s contacts with the forum state, “the critical issue in proving personal jurisdiction.”
(Bauxites, supra,
Defendant asserts blood tests may be used only to exclude potential fathers and may not be used inclusively, i.e., as affirmative evidence to prove the likelihood of his paternity. Defendant essentially argues that since the permissible probative use of blood test evidence is minimal, his refusal to take the blood tests will not support a presumption his denial of paternity is nonmeritorious. However, we cannot agree with the premise of the argumеnt.
Section 895, a part of the Uniform Act on Blood Tests to Determine Paternity, provides: “If the court finds that the conclusions of all the experts, as disclosed by the evidence based upon the tests, are that the alleged father is not the father of the child, the question of paternity shall be resolved accordingly. If the experts disagree in their findings or conclusions, or if the tests show the probability of the allegedfather’s paternity, the question, subject to the provisions of Section 352, shall be submitted upon all the evidence, including evidence based upon the tests.” (Italics added.)
Since section 895 authorizes submission of the question of paternity “upon all the evidence, including evidence based upon the tests,” and since the tests are expressly characterized as those that demonstrate “the probability of the alleged father’s paternity,” section 895 plainly gives the trial court discretion (subject to § 352) to admit blood test analysis in evidence to prove the probability of the alleged father’s paternity.1 11
We next ask whether the trial court’s sanction order was “just.”
(Id.,
at p. 707 [
The court in Bauxites relied on various factors in concluding the sanction was properly imposed. The court noted, for example, the claim on which discovery was sought was not frivolous, so that the attempt to pursue discovery to substantiate the claim was not a misuse of judicial process. Here, the substantiality of the claim is demonstrated by the mother’s identification of defendant as the father of the child.
In the circumstances shown here, the trial court properly exercised its discretion to establish paternity under section 892 and did not violate the federal due process clause in doing so.
(Insurance Corp.
v.
Compagnie Des Bauxites, supra,
X
Application of section 892 did not violate defendant’s rights under the state Constitution.
Defendant contends the determination of paternity violated his rights under the state Constitution. However, for reasons that follow, we must disagree.
Article I, section 16, of the state Constitution provides in pertinent part that “Trial by jury is an inviolate right аnd shall be secured to all____”
Despite the broad language of the constitutional provision, “ ‘The right to trial by jury guaranteed by the Constitution is the right as it existed at common law at the time the Constitution was adopted. [Citation.]... The common law respecting trial by jury as it existed in 1850 is the rule of decision in this state. [Citation.] ... It is the right to trial by jury as it existed at common law which is preserved; and what that right is, is a purely historical question, a fact which is to be ascertained like any other social, political or legal fact.’ ”
(People
v.
One 1941 Chevrolet Coupe
(1951)
Many other states have constitutional provisions that also condition the right to jury trial upon its existence at common law. (See Annot., Right to Jury Trial in Bastardy Proceedings (1964)
Under California law, “The common law at the time the Constitution was adopted includes not only the
lex non scripta
but also the written statutes enacted by Parliament. [Citation.]”
(People
v.
One 1941 Chevrolet Coupe, supra,
As relevant here, the Poor Law was amended by the Poor Law Amendment Act of 1844 (7 & 8 Viet. ch. 101, §§ 2-3) and by the Bastardy Act of 1845 (8 & 9 Viet. ch. 10, § 6). (See 2 Halsbury’s Statutes of England (2d ed. 1948) pp. 466-478.) These amendments sеt forth procedures by which fathers were made to support nonmarital children in 1850. (See
Reg.
v.
Glynne
(1871) L.R. 7 Q.B. 16.) These affiliation proceedings were held to be civil, not criminal.
(Reg.
v.
Berry
(1859) 8 Cox. C.C. 121, 126.) The 1844 and 1845 enactments expressly provided that evidence as to paternity would be heard by Justices of the Peace sitting at Petty Session,
15
or, if an appeal were taken, by Justices of the Peace sitting in Quarter Session.
16
Although we have found
We conclude that since the common law in its statutory aspect in 1850 provided an action to establish paternity, and since there was then no right to a jury trial on the question, defendant had no right to a jury under article I, section 16, of our Constitution.
(People
v.
One 1941 Chevrolet Coupe, supra,
In
Kyne
v.
Kyne
(1940)
B. Even assuming defendant was entitled to a jury trial by article I, section 7, subdivision (a), of the California Constitution, defendant was not denied due process of law.
Defendant contends he was denied due process under the state Constitution. Article I, section 7, subdivision (a), of the California Constitution provides in pertinent part, “A person may not be deprived of life, liberty, or property without due process of law ....”
We have previously noted that “rules governing invocation of procedural due process rights under the state Constitution are not always the same as rules adopted by the United States Supreme Court for invocation of federal due process rights.”
(Schultz
v.
Regents of University of California
(1984)
On occasion, our Supreme Court has concluded due process of law requires a trial by jury in certain proceedings. (See, e.g.,
Conservatorship of Roulet
(1979)
California courts have frequently upheld the ultimate sanction of dismissal or default in the face of due process challenges. (See, e.g.,
Kahn
v.
Kahn
(1977)
We perceive no reason why this rule should give way where the due process clause of the state Constitution otherwise affords a jury trial. Due process does not allow a defendant wrongfully to withhold information crucial to an ascertainment of truth and thereafter to try his case to a jury upon the presentation of evidence which has been made unfairly incomplete by his wrong. Defendant must locate authority for playing on a tilted table in a source other than the fairness guaranteed by the due process clause of our state Constitution.
Of course, it is a cardinal rule of California discovery practice, probably of constitutional origin, that discovery sanctions must be suitable to enable the party seeking discovery to obtain the objeсts of discovery; the sanction must not put the prevailing party in a better position than if discovery had been obtained nor may the sanction be a form of punishment. (See
Motown Record Corp.
v.
Superior Court
(1984)
Disposition
The judgment is affirmed.
Evans, Acting P. J., and Carr, J., concurred.
A petition for a rehearing was denied June 8, 1987, and appellant’s petition for review by the Supreme Court was denied July 29, 1987.
Notes
Section 892 provides: “In a civil action in which paternity is a relevant fact, the court may upon its own initiative or upon suggestion made by or on behalf of any person whose blood is involved, and shall upon motion of any party to the action made at a time so as not to delay the proceedings unduly, order the mother, child, and alleged father to submit to blood tests. If any party refuses to submit to such tests, the court may resolve the question ofpaternity against such party or enforce its order if the rights ofothers and the interests ofjustice so require. Any party’s refusal to submit to such tests shall be admissible in evidence in any proceeding to determine paternity.” (Italics added.)
Defendant makes no claim he was denied counsel in the trial court. Indeed, at the hearing on the motion to establish paternity the trial court advised defendant at length of his right to counsel at рublic expense in the event of his indigency and defendant stated he wished to represent himself. He also did so initially on appeal; however, he is currently represented in this court by retained counsel.
Thus, for example, defendant’s memorandum argued, “The State did Nor create me, the individual natural bom citizen of this State—the great Creator did as opposed to the State —unlike a corporation which is state created. The State (and its creatures: USA/municipalities as agents thereof) have No interest in my Person outside the substantive criminal law in the Criminal Code.”
“It is clearly within the power of the state to provide for the enforcement of the parental duty to support one’s children.”
(Salas
v.
Cortez
(1979)
See footnote, ante, page 1263.
The Sixth Amendment states in part: “In all criminal prosecutions, the accused shall enjoy the right to a speedy and рublic trial, by an impartial jury of the State and district wherein the crime shall have been committed, ...”
The burden of proof in a paternity action is by a preponderance of the evidence even where the action is brought by the county for the benefit of a public entity.
(Huntingdon
v.
Crowley
Defendant had no right to refuse the court ordered blood test on the ground it would violate his right against self-incrimination
(Schmerber
v.
California
(1966)
Code of Civil Procedure section 2034, subdivision (b)(2)(A), provides in relevant part that upon a refusal of a party to obey an order for discovery, the court may order that “... the ... blood condition of the person sought to be examined, or any other designated facts shall be taken to be established for the purposes of the action in accordance with the claim of the party obtaining the order.” (See
Puritan Insurance Co.
v.
Superior Court
(1985)
Rule 37(b)(2)(A) of the Fedеral Rules Civil Procedure provides that upon the failure of a party to obey a discovery order, the court may enter, “An order that the matters regarding which the order was made at any other designated facts shall be taken to be established for the purposes of the action in accordance with the claim of the party obtaining the order;...”
There are various methods for using information from blood analysis for the purpose of affirmatively showing that an alleged father is in fact the father of the child. (See generally Inclusion Probabilities in Parentage Testing (1983) Am. Assn, of Blood Banks, cited hereinafter as Inclusion Probabilities.) Most methods start by identifying and comparing various inherited characteristics of a child’s blood with characteristics in the blood of the child’s mother and the alleged father. (Ibid.) The characteristics are then usually compared statistically with the same characteristics in the general population of the same ethnic background. (Ibid.) However, there is more than one statistical theory used to convert this observed raw data into statements of the likelihood or probability of paternity. (Bias et al., Theoretical Underpinning of Paternity Testing, in Inclusion Probabilities, op. cit. supra, pp. 51, 56-59; Aickin & Kaye, Some Mathematical and Legal Considerations in Using Serological Tests to Prove Paternity, in Inclusion Probabilities, op. cit. supra, pp. 155,160.) One of these methods of statistical analysis—the so-called Bayesian approach—has been citicized. (See, e.g., Peterson, A Few Things You Should Know About Paternity Tests (But Were Afraid to Ask) (1982) 22 Santa Clara L.Rev. 667.)
However, in this case we have no occasion to determine whether Bayesian analysis may be used under section 895. For our purposes, we need only conclude section 895 authorizes
defendant contends
County of Los Angeles
v.
Soto, supra,
In
DeSylva
v.
Ballentine
(1950)
See also
Salas
v.
Cortez, supra,
“Throughout the thirteenth century local men of influencе, laymen not lawyers, had been appointed as keepers of the peace (custodes pads). Their duties, like those of coroners, were of an administrative and police nature____Shortly before 1368 the title ‘justice of the peace’ finally replaced that of ‘keeper.’ The decline of the eyre and of other special judicial commissions contributed to the rise of the justices. An increase of power of a different kind arose indirectly out of the Black Death of 1394. This plague, which carried off a large part of the labouring population of England, raised an economic problem of some difficulty. There was a great shortage of labour and in consequence a demand for wages on a scale which seemed excessive to an employing class which was used to an аmple supply of villeins. To meet the difficulty so-called ‘justices of labourers’ were appointed in every county to fix a rate of wages to be observed in the district, and the duty of executing the Statutes of Labourers was often entrusted to the men who were justices of the peace. This was the first important administrative function of the justices but by the end of the Middle Ages they were, as we shall see, to become the local government authority for the county in place of the sheriff and his courts. Regular meetings of the county justices became necessary, and in 1362 they were directed to meet together in session four times a year. This is the orgin of the more modem ‘quarter sessions’ of the justices____
“The summary jurisdiction of the justices has grown up in a haphazard fashion from the sixteenth century onwards. Statute after statute created new offences triable summarily without a jury before one justice, or more often two, and at last, in the nineteenth century, the procedure in these summary trials was regulated by statute. The phrase ‘petty sessions,’ which came into use at the beginning of the nineteenth century to designate sittings of the justices out of quarter sessions, was eventually adopted by the Legislature. Every county was divided into a number of petty sessional divisions, often co-terminous with the old hundreds and their only practical survival, each provided with a petty sessional court house, sitting in which two justices or a stipendiary constitute a petty sessional court.” (Radcliffe & Cross, The English Legal System (6th ed. 1977) 71-72, 355-356.)
Thus, the Bastardy Act of 1845 provided in pertinent part: “ ‘And whereas by the said recited Act it is enacted, that where any Woman shall apply to the Justices at a Petty Session for an Order upon the Person whom she shall allege to be the Father of her Bastard Child,
“[T]hе word ‘recorder’ shall be taken to apply to any person who shall preside as the judge at any court of general or quarter session held for any city, borough, liberty, or other place of limited jurisdiction.” (2 Halsbury’s Statutes of England, op. cit. supra, at p. 478.)
The Bastardy Act of 1845 also set forth a schedule of standard forms of pleading and practice under that act. (8 & 9 Viet. ch. 10, § 1.) The schedule of forms was in response to an age old problem described thusly in the 1845 act: “Whereas divers Questions have been raised as to the Validity of certain Orders in Bastardy made by Justices under the Act of the last Session of Parliament... which Questions are wholly beside the Merits of the Cases; and it is desirable to remove such Questions,...” (8 & 9 Viet. ch. 10, § 1.) One such form required the Justices of the Peace sitting at Petty Session to state expressly that they had heard the evidence and had the case “proved to us.” (Id., Eighth Schedule.)
We have been unable to determine when the case was decided; the facts arose in 1730.
