Lead Opinion
OPINION OF THE COURT
This appeal requires us to review the district court’s denial of preliminary injunctive relief. The district court concluded that the plaintiffs were likely to succeed on the merits of their claims and found that they would be irreparably harmed in the absence of preliminary relief. However, the court also found that the defendant would be harmed even more severely were preliminary relief to be granted and that the public interest disfavored such relief. Although our standard of review is quite deferential, we will reverse the district court. We conclude that the district court clearly erred in finding that preliminary injunctive relief would inject confusion and disarray into New Jersey’s 1997 electoral process and that the court abused its discretion in denying plaintiffs preliminary relief.
I.
There are multiple plaintiffs in this case. The Council of Alternative Political Parties is an unincorporated association representing five New Jersey “alternative political parties:” the Green Party, the Natural Law Party, the Conservative Party, the Libertarian Party, and the U.S. Taxpayers Party.
Plaintiffs initiated this action on April 8, 1997. In it they challenge the constitutionality of N.J. Stat. Ann. § 19:13-9, which requires all candidates seeking placement on New Jersey’s general election ballot to file nominating petitions no later than 54 days prior to the primary election. Valid nominating petitions must be signed by a number of registered voters specified by law. The number of signatures required depends on the office being sought. For example, alter
In accordance with state law, the primary election this year was held on June 3, 1997. See N.J. Stat. Ann. § 19:2-1. Nominating petitions and signatures had to be filed with defendant, the Secretary of State, no later than 54 days prior to this date, which was April 10, 1997. Plaintiffs contend that the April filing date imposes an unconstitutional burden on their right of free association, right to vote, and right to equal protection of the laws.
The plaintiffs moved for a preliminary injunction to enjoin the Secretary from refusing to accept their nominating petitions if submitted on or before July 28, 1997. In effect, they sought an extension — for candidates of alternative political parties — of the deadline for collecting signatures and filing nominating petitions. The date July 28,1997 was not chosen at random. It is the 99th day preceding the general election and is, therefore, the date that nominating petitions for alternative party candidates for president would be due if this were a presidential election year. See N.J. Stat. Ann. § 19:13-9.
On June 16 the district court held a hearing on the plaintiffs’ motion and then denied them relief. The court found that the plaintiffs were likely to prevail on the merits of their claim that New Jersey’s April filing deadline imposes an unconstitutional burden on the rights of alternative political parties, their candidates, and voters who might support them. It also found that, without a preliminary injunction, plaintiffs would suffer irreparable harm, because they would be unable to fully exercise their voting and associational rights. However, the court also declared that granting preliminary relief at this late date would inject disorder and disarray into the electoral process and unduly interfere with the November 1997 general election. Hence, the court concluded that the Secretary would be more harmed from entry of a preliminary injunction than the plaintiffs would be from denial of relief. It also believed the public interest in a fair and orderly 1997 election disfavored granting plaintiffs relief.
Plaintiffs filed a timely notice of appeal and sought expedited review and an injunction pending appeal. We expedited the appeal and heard oral argument on July 21. That same day we entered an order reversing the district court and directing it to enter a preliminary injunction enjoining the Secretary from refusing to accept nominating petitions submitted by named candidate plaintiffs and candidates of the plaintiff alternative political parties on or before July 28, 1997. This opinion expresses our reasons for that action.
II.
Our cases recognize four factors to be considered in assessing a motion for a preliminary injunction. They are: (1) whether the movant has shown a reasonable probability of success on the merits; (2) whether the movant will be irreparably injured by denial of relief; (3) whether granting preliminary relief will result in even greater harm to the nonmoving party; and (4) whether granting the preliminary relief will be in the public interest. See American Civil Liberties Union of New Jersey v. Black Horse Pike Regional Bd. of Educ.,
We agree with the district court that the plaintiffs established a likelihood of success on the merits. In Anderson v. Celebrezze,
In assessing these claims, the Court explained that each provision of a state’s election code inevitably affects the right of association and the right to vote. Id. at 788,
It must first consider the character and magnitude of the asserted injury to the rights protected by the First and Fourteenth Amendments that the plaintiff seeks to vindicate. It then must identify and evaluate the precise interests put forward by the State as justifications for the burden imposed by its rule. In passing judgment, the Court must not only determine the legitimacy and strength of those interests; it also must consider the extent to which those interests make it necessary to burden the plaintiffs rights.
Id. at 789,
When we consider the character and magnitude of the injuries to plaintiffs’ rights resulting from New Jersey’s April 10 filing deadline, we discover that the plaintiffs suffer from two of the same injuries asserted in Anderson. First, as the Court explained, issues and candidates do not remain static over the course of an election campaign. Id. at 790,
Second, early spring filing deadlines require candidates to gather signatures at a time when the election is remote and voters are generally uninterested in the campaign. See id. at 792,
An additional burden, not involved in Anderson, also deserves note. In New Jersey a political organization only obtains “party” status if it polls at least 10% of all votes cast in a General Assembly election. See N.J. Stat. Ann. § 19:1-1. Only “parties” are entitled to hold primary elections, see id., and
Having considered these burdens on plaintiffs’ rights, we must next identify and evaluate the state’s proffered justifications for its April filing deadline. When asked at oral argument to detail the state’s interest in requiring all candidates to file on the same date, counsel for the Secretary referred us to the New Jersey Supreme Court opinion in Sadloch v. Allan,
In its brief, the Secretary also suggests that the uniformly early filing deadline can be justified by the state’s interest in avoiding voter confusion, preventing the clogging of the election machinery, assuring that the winner of an election is the choice of the majority, protecting against frivolous candidacies, and preserving the stability of the two-party system. Each of these interests was also asserted in Anderson and found inadequate to justify the burden imposed there. See id. at 796-806,
It is important to emphasize that the Secretary does not claim that New Jersey’s early filing deadline is justified by administrative necessity. The Secretary has no difficulty processing nomination petitions for alternative party presidential candidates, even though such candidates need not file until late July. No argument has been made that a longer period is needed to process petitions from candidates for state office.
In short, the Secretary has advanced no state interests which in any way justify requiring plaintiffs to file their nominating petitions at the same early date as Democratic and Republican candidates. Thus, in applying the Anderson balancing analysis, we find nothing to weigh on the Secretary’s side. Wfiiile we suspect that, because of the low number of signatures New Jersey requires, the overall burden on plaintiffs’ rights is less severe than that typically involved in cases successfully challenging ballot access laws,
While there may be additional or different factors to be considered in the context of a federal election when a court is assessing the extent and nature of the burdens imposed and the specific governmental interests said to justify those burdens, we perceive no reason why a challenge to an early filing deadline in the context of a state election should occasion a different mode of constitutional analysis. The Supreme Court apparently agrees. Since Anderson, it has consistently applied the Anderson balancing test to cases involving state elections. See, e.g., Timmons v. Twin Cities Area New Party, - U.S. -,-,
Next, the Secretary observes that numerous candidates of alternative political parties have succeeded in gaining access to New Jersey’s ballot and that the overall burden imposed by the state’s ballot access scheme is small. See App. 91. We agree that the success of these candidates suggests, as we have said, that the overall burden of achieving ballot access in New Jersey is not as severe as in some other states. However, this in no way detracts from our conclusion that the April filing deadline is burdensome. In Anderson, five independent candidates qualified for Ohio’s 1980 presidential ballot. See
Finally, the Secretary claims that effectively imposing a July filing deadline for candidates of alternative political parties while holding major party candidates to an April deadline involves the state in treating some candidates more favorably than others. But alternative party candidates and major party candidates are not similarly-situated. Because Democrats and Republicans will participate in June primaries, there are valid reasons of administrative necessity and voter
Having concluded that requiring plaintiffs to file their petitions by April 10 likely violates their constitutional rights, it clearly follows that denying them preliminary injunctive relief will cause them to be irreparably injured. Plaintiffs’ voting and associational rights are burdened by their inability to nominate, support, and vote for candidates who represent their beliefs. If the plaintiffs lack an adequate opportunity to gain placement on the ballot in this year’s election, this infringement on their rights cannot be alleviated after the election.
While we agree with the district court that the plaintiffs have established a likelihood of success on the merits and will be irreparably harmed from denial of preliminary relief, we part company with the district court on the remaining two prehminary injunction factors. The district court found, without further explication, that because the 1997 electoral process is already well underway, “defendant would suffer considerable injury from the grant of a preliminary injunction [which would] inject[ ] confusion and disarray into the November ballot.” Slip op. at 22. We may only reverse the district court’s factual conclusion if it is “clearly erroneous,” which is the case when the conclusion lacks adequate evidentiary support in the record. See Davin v. United States Dep’t. of Justice,
The court’s eonelusory statement about harm to this November’s election is entirely unsupported in the record. Indeed, the Secretary did not argue below that preliminary relief should be denied on this basis, and before us the Secretary is unable to cite to a single piece of record evidence justifying the district court’s finding. Nor has the Secretary referred us to any case involving a challenge to a ballot access provision in which prehminary relief was denied solely because an election was impending. In fact, the authorities are quite to the contrary, as the Supreme Court and the lower federal courts have not been averse to granting preliminary relief close to an election when plaintiffs have demonstrated an entitlement to such relief.
Finally, the public interest also favors granting plaintiffs preliminary rehef. In the
III.
Because all four factors favor granting plaintiffs preliminary relief, the district court’s decision denying that relief was not consistent with the sound exercise of discretion. Thus, we will reverse the district court’s denial of such relief and enter an order directing the district court to issue a preliminary injunction requiring the Secretary to accept any nominating petitions submitted on or before July 28, 1997 by a named candidate plaintiff or by a candidate of a political party plaintiff.
Notes
. New Jersey restricts the formal appellation "political party” to those organizations that received at least 10% of the total statewide vole at the previous election of the General Assembly. See N.J. Stat. Ann. § 19:1-1. We will refer to the plaintiff political organizations as "alternative political parties,” as plaintiffs refer to themselves, to indicate that they are not formally recognized "parties" within the meaning of New Jersey law.
. The plaintiffs' claims arise under 42 U.S.C. § 1983. The district court has jurisdiction pursuant to 28 U.S.C. §§ 1331 and 1343(a)(3). We have jurisdiction under 28 U.S.C. § 1292(a)(1) to review the district court’s interlocutory order refusing an injunction.
. Because the inability to respond to post-deadline events imposes a substantial burden on both candidates and voters, Anderson suggests that a state must be able to point to a particularly strong countervailing interest in order to justify a filing deadline that requires alternative candidates to file nominating petitions before the major political parties have chosen their candidates for the general election.
. See, e.g., Anderson,
. While relatively low signature requirements do lessen the burden on candidates seeking the attention of an often disinterested public, they do nothing to reduce the burden that an early filing
. See, e.g., Cromer v. State of South Carolina,
. See, e.g., Norman v. Reed, 502 U.S. 279, 287,
Dissenting Opinion
dissenting.
I would affirm the denial of the preliminary injunction, but for reasons different from those set forth by the district court. I do not believe plaintiffs can prove a substantial likelihood of success on the merits.
In Timmons v. Twin Cities Area New Party, — U.S. -,
ognized that states possess a “strong interest in the stability of their political systems” and an “interest in protecting the integrity, fairness, and efficiency of their ballots and election processes.” Id. at -,
The New Jersey statute on review here is reasonable, placing only a minimal non-discriminatory burden on independent/third party candidates for state office. The statute requires independent/third party candidates for the state Senate and General Assembly to obtain 100 petition signatures, and candidates for governor 800 signatures, by mid-April of the election year, in order to appear on the general election ballot.
Because the filing deadlines and signature requirements for independent/third party candidates are the same or less burdensome than those required for major party candidates, I see no unfair or unequal burden. More important, the burden has proved to be slight. Hundreds of independent candidates have surmounted these minimal barriers and appeared on the state’s general election ballots. This year, eight independent or third party candidates for governor, twenty-five independent/third party candidates for the state Senate, and sixty-eight independent/third party candidates for the General Assembly successfully petitioned to be on the ballot in the general election. Similar numbers of independent or third party candidates were on the ballot in recent past elections. In 1993, sixty-six independent/third party candidates appeared on the general election ballot, including seventeen for governor, two for state Senate, and forty-seven for the General Assembly. In 1994, thirty-three independent/third party candidates were on the ballot; in 1995, eighty-two independent/third party candidates appeared on the ballot; in 1996, fifty-eight appeared.
One of the strongest indications that New Jersey’s ballot access laws establish no unreasonable barriers to political participation is that five of the individual plaintiffs here successfully filed petitions this year, and will appear on the general election ballot in November 1997.
These extraordinary results demonstrate that New Jersey’s election scheme places no real burden on independent/third party candidates seeking access to the ballot. Though the majority asserts that these facts “in no way detract[ ] from our conclusion that the April filing deadline is burdensome,” the burdens of the filing deadlines are either shared by the major party candidates or are illusory. Indeed, the specific alleged burden on which plaintiffs relied before the district court — the difficulty in obtaining signatures from “disinterested voters” during “cold” winter months — is shown to be no burden at all when the empirical record is examined.
New Jersey’s statute, both in the number of signatures required and the filing date, is justified by the state’s interests in limiting frivolous candidacies and maintaining a stable and efficient election process. Because the deadline for filing for office is the same for all candidates, it serves the state’s interest in a fair process. Though independent candidates must file for election before knowing who the major parties have nominated, this ensures that candidates are not “sore losers” seeking access to the general election ballot as independents in response to a loss in a primary election.
Moreover, the current system insures that primary election voters know the complete field of independent/third party candidates when they cast their votes, adding to the stability of the electoral process and the informed character of the voters’ choices. In short, “weighty” state interests support New Jersey’s statute. See generally Anderson v.
Plaintiffs argue, and the majority agrees, that Anderson v. Celebrezze,
The majority acknowledges that state “sore loser” laws have been upheld by the Supreme Court. The current New Jersey statute prevents major party candidates who lose the primary election from running as independents in the general election. The majority would require New Jersey’s Secretary of State to accept ballot petitions up to July 28, weeks after the state’s primaries are held. In the future, candidates will be able to file and run as independents after losing a major party’s primary election.
New Jersey has placed minimal restrictions on independent and third party candidates. Under its current rules, hundreds of independent candidates have appeared on the ballot in recent years. Timmons and Anderson recognize that states have significant interests, and correspondingly greater latitude, when they regulate election to state office.
Accordingly, I respectfully dissent.
. Because two persons are elected for each new Jersey General Assembly district, and New Jersey allows two candidates for the same district to file a joint petition with 100 Signatures, an independent candidate for the General Assembly can gain access to the general election ballot after collecting only 50 signatures. The joint petition option was used this year by the candidates of the New Jersey Conservative Party in the 1st, 3rd, 4th, 7th, 9th, 10th, 11th, 12th, 13th, 16th, 17th, 21st, 22nd, 24th, 25th, 26th, 28th, 30th, 32nd, 34th, 37th, 39th, and 40th legislative districts.
. By allowing write-in voting, which many states prohibit. New Jersey provides a significant benefit to candidates who fail to file petitions because they decide to run late in the election cycle or who are unable to collect the requisite number of signatures by the filing deadline.
. Plaintiff Madelyn Hoffman will appear on the general election ballot as the gubernatorial candidate for the Green Party. Plaintiff Maty Jo Christiansen is the Natural Law Party candidate for state Senate, 11th legislative district. Plaintiff Sal Duscio is the New Jersey Conservative Party candidate for the General Assembly, 30th legislative district. Plaintiff Jeffrey Levine is the Natural Law Party candidate for state Senate, 27th legislative district. Plaintiff Bernard C. Sokolewski is the New Jersey Conservative Party candidate for state Senate, 38th legislative district.
