270 Conn. 487 | Conn. | 2004
The plaintiff, Christopher M. Coughlin, appeals
The record reveals the following relevant facts and procedural history. In 1996, the plaintiff retained Gil-
This easement in favor of McKenzie’s parcel
On October 1, 1996, the plaintiff acquired One Random Road from Arnold S. Anderson
Following acquisition of One Random Road, the plaintiff learned of the existence of the easement and also discovered that, during the 1950s, this right had been exercised through the installation of three subsurface conduits that remained in place on One Random Road as of October 1, 1996.
At trial, the plaintiff advanced the theory that the encumbrance of One Random Road was a “floating easement”
The plaintiff also presented the expert witness testimony of Kevin Harkins, a certified real estate appraiser. Harkins testified that, as of October 1, 1996, the fair market value of One Random Road, free from encumbrances, was $700,000. Assuming, however, that a floating easement encumbered all of the land beyond the footprint of the existing dwelling,
In an oral ruling, the trial court granted the defendants’ motions for a directed verdict. In considering the impact of the act on the easement over One Random Road, the trial court determined that the first point of inquiry was to ascertain the relevant chain of title by identifying the “root of title.”
The trial court also concluded that, to the extent that the easement over One Random Road had been exercised previously through the installation of the three conduits, the easement for the conduits was preserved pursuant to § 47-33h (1), thereby constituting a valid partial encumbrance of One Random Road. In that regard, however, the trial court noted that all of the evidence that had been presented during the plaintiffs case-in-chief pertained to damages resulting from a floating easement that had encumbered all of the plaintiffs land beyond the footprint of the existing dwelling. Given that the plaintiff had failed to provide evidence of damages resulting from a partial encumbrance, the trial court concluded that the plaintiff had failed to establish proof of damages to a reasonable degree of certainty. Accordingly, the trial court granted the defendants’ motions for a directed verdict. This appeal followed.
Prior to considering the plaintiffs substantive claims, we address the standard of review that guides our consideration of each of those claims. “The standards for appellate review of a directed verdict are well settled. Directed verdicts are not favored. ... A trial court should direct a verdict only when a jury could not reasonably and legally have reached any other conclusion. ... In reviewing the trial court’s decision to direct a verdict in favor of a defendant we must consider the evidence in the light most favorable to the plaintiff.
. . . Although it is the jury’s right to draw logical deductions and make reasonable inferences from the facts proven ... it may not resort to mere conjecture and
I
The plaintiff first claims that the trial court improperly directed a verdict in favor of the defendants on the basis of the act because the failure of the defendants affirmatively to plead, pursuant to Practice Book § 10-3,
The defendants respond that the plaintiffs claims regarding the act as a special defense and the proper allocation of the burden of proof were waived because he had not objected to their invocation and the trial
The following additional procedural history is relevant to our resolution of these issues. In their respective answers to the plaintiffs complaints,
Although not introduced in the pleadings, the act was raised by the defendants as a relevant issue prior to
The record further reveals that the act’s applicability to this matter arose once again at trial. During a colloquy on the second day of trial regarding various evidentiary issues, the trial court made the following statement to the parties: “Okay. Now I have one housekeeping matter of my own. And that is the . . . briefs concerning [the] burden of proof [under the act]. I just want to remind you about that. I will still get them tomorrow?” In response to this query, the parties agreed that then-respective briefs would be filed with the court on the following day.
A
We begin our analysis of the plaintiffs claim that the act was in the nature of a special defense that had to be pleaded affirmatively by the defendants with the following well established principles. “As a general rule, facts must be pleaded as a special defense when they are consistent with the allegations of the complaint but demonstrate, nonetheless, that the plaintiff has no cause of action. . . . The fundamental purpose of a special defense, like other pleadings, is to apprise the court and opposing counsel of the issues to be tried, so that basic issues are not concealed until the trial is underway. . . . Whether facts must be specially pleaded depends on the nature of those facts in relation to the contested issues.” (Citations omitted.) Bennett v. Automobile Ins. Co. of Hartford, 230 Conn. 795, 802, 646 A.2d 806 (1994); see also Practice Book § 10-50.
As implicated in this procedural context, we conclude that the act was not a special defense that had to be pleaded affirmatively by the defendants.
Moreover, even if the act was required to be raised as a special defense in this set of procedural circumstances, the plaintiffs claim still would fail because he has failed to identify harm stemming from the defendants’ invocation of the act. As noted, the plaintiff was made aware that the defendants intended to rely upon the act as a theoiy of defense at least as early as thirteen days prior to the commencement of the trial, when Anderson’s compliance with the court’s trial management order was filed. In addition, the trial court provided the plaintiff with a full opportunity to present arguments and evidence with regard to the act and its impact on this matter, including the opportunity to present a brief concerning the burden of proof under the act. See Schulz v. Syvertsen, 219 Conn. 81, 87-89, 591 A.2d 804 (1991) (concluding that trial court’s improper reliance on act, in contravention of earlier ruling that act would not be considered as defense
B
The plaintiff next claims that the trial court improperly placed the burden of proof under the act on him. We reject the plaintiffs claim and conclude that the trial court properly placed the burden of proof under the act on the plaintiff.
We note at the outset that this claim is analytically intertwined with the plaintiffs contention that the act operated as a special defense. Put another way, the plaintiff claims that the trial court improperly placed the burden of proof under the act on him because the act should have been raised by a special defense, the burden of which properly should have been assumed by the defendants.
“[I]t is an elementary rule that whenever the existence of any fact is necessary in order that a party may make out his case . . . the burden is on such party to show the existence of such fact . . . .” (Internal quotation marks omitted.) Branch v. Occhionero, 239 Conn. 199, 206, 681 A.2d 306 (1996). The plaintiffs various causes of action against the defendants were contingent upon a showing that an undisclosed easement had
II
The plaintiff next contends that the trial court improperly concluded that the defendants were entitled to a directed verdict in their favor because he had failed to establish proof of damages to a reasonable degree of certainty. The plaintiff claims that: (1) the trial court improperly concluded that One Random Road had been encumbered partially as of October 1, 1996, because the easement over One Random Road consisted of a single right to lay multiple encumbrances and the exercise of a portion of that right, through the installation of three conduits during the 1950s, operated so as to salvage the entire right, including the potential for future installations and, therefore, the easement over One Random Road was floating as of October 1, 1996; and (2) even if the trial court properly concluded that the easement over One Random Road was partial, there was sufficient evidence presented at trial from which the jury could have determined the measure of damages resulting from such a partial encumbrance.
The defendants claim, in response, that the trial court properly concluded that, pursuant to the act, the easement over One Random Road as of October 1, 1996, was limited to the location of the three existing conduits pursuant, to § 47-33h (1). The defendants further con
In order to evaluate the propriety of the trial court’s conclusion that the plaintiff had failed to present sufficient evidence on the essential element of damages, we first must consider the impact of the act upon the easement over One Random Road. It is only after a determination has been made as to whether the easement over One Random Road was partial or floating as of October 1, 1996, that the question as to whether the plaintiff presented sufficient evidence of damages may be analyzed. We therefore provide a brief overview of the act and its purposes. “[T]he ultimate purpose of [the act] is to simplify land title transactions through making it possible to determine marketability by limited title searches over some reasonable period of the immediate past and thus avoid the necessity of examining the record back into distant time for each new transaction. . . . [The act is] designed to decrease the costs of title assurance by limiting the period of time that
“Pursuant to the act, any person who has an unbroken record chain of title to an interest in land for a period of forty years, plus any additional period of time necessary to trace the title back to the latest connecting title instrument of earlier record (which is the root of title under the act) has a marketable record title subject only to those pre-root of title matters that are excepted under the statute or are caused to reappear in the latest forty year record chain of title. . . . The act declares null and void any interest in real property not specifically described in the deed to the property which it purports to affect, unless within a forty year period, a notice specifically reciting the claimed interest is placed on the land records in the affected land’s chain of title.” (Internal quotation marks omitted.) Id., 536.
In the present case, it is undisputed that the trial court; properly concluded that, as of October 1, 1996, the root of title for One Random Road was the 1954 deed. See footnote 13 of this opinion and the accompanying text. Furthermore, the plaintiff concedes that, within the relevant chain of title from the 1954 deed to the 1996 deed to the plaintiff, there were no specific references to the volume and page in the land records for the 1952 deed creating the easement over One Random Road. Because the language within the chain of title purporting to reserve an easement over One Random Road is considered a “general reference” to the encumbrance and is insufficient to preserve the easement; see General Statutes § 47-33d (1); the easement is extinguished unless it falls within one of the statutory exceptions to the act codified at § 47-33h.
The plaintiff claims that the easement over One Random Road falls within the ambit of § 47-33h (1), the
It is well settled that “[f]or a determination of the character and extent of an easement created by deed we must look to the language of the deed, the situation of the property and the surrounding circumstances in order to ascertain the intention of the parties.” (Internal quotation marks omitted.) Lakeview Associates v. Woodlake Master Condominium Assn., 239 Conn. 769, 777, 687 A.2d 1270 (1997). We need not decide the scope of the easement envisioned by the parties that formed the encumbrance because, under either interpretation of the grant, the easement over One Random Road now is confined to a general fixed location on the servient estate. Even if, as the plaintiff asserts, § 47-33h (1) operates so as to preserve not only the three existing con
Having resolved the issue as to whether the easement was partial or floating as of October 1, 1996, we turn to a consideration of the plaintiffs claim that sufficient evidence of the damages resulting from such a partial encumbrance was presented at trial. Before this court, the plaintiff asserts that, although no specific evidence of damages resulting from a partial encumbrance of One Random Road was presented at trial, the jury nevertheless could have determined the measure of damages from the partial encumbrance because the plaintiff presented to the jury an “approach or formula” that would have enabled such a calculation. More specifically, the
We disagree with the plaintiff that the jury could have made a determination, on the basis of a consideration of the evidence and reasonable inferences therefrom, as to the damages resulting from the partial encumbrance of One Random Road. Putting aside the question as to whether the jury actually could have determined the swath of the easement over One Random Road,
The plaintiffs suggestion that the jury reasonably could have used Harkins’ valuation of One Random
“It is axiomatic that the burden of proving damages is on the party claiming them. . . . When damages are claimed they are an essential element of the plaintiffs proof and must be proved with reasonable certainty.” (Internal quotation marks omitted.) Frillici v. Westport, 264 Conn. 266, 283, 822 A.2d 1172 (2003). Because the plaintiff produced no evidence from which the jury could have determined a measure of damages resulting from a partial encumbrance of One Random Road,
The plaintiffs final claim is that the trial court improperly restricted Harkins’ testimony on redirect examination by the plaintiff. The plaintiff contends that the trial court abused its discretion by precluding Harkins from testifying, on redirect examination, as to his opinion of the damages resulting from a partial encumbrance of One Random Road. We reject the plaintiffs claim.
Prior to trial and in accordance with Practice Book § 13-4 (4),
At trial, during direct examination by the plaintiff, Harkins reiterated that his opinion as to damages was based on the assumption that One Random Road had been encumbered by a floating easement, which precluded any development of the land outside the footprint of the existing dwelling. On cross-examination, Harkins conceded that if this “critical assumption” that One Random Road had been entirely encumbered was incorrect, his opinion as to a $258,000 diminution in value would be affected. Thereafter, during redirect examination, the plaintiff attempted to elicit testimony from Harkins as to whether his methodology, meaning the values assigned to One Random Road per square foot of developable and excess land, could be used to determine the measure of damages resulting from a partial encumbrance. The defendants objected to this line of questioning, claiming that Harkins’ expert witness disclosure and prior testimony had been limited to an opinion as to the damages resulting from a total encumbrance of One Random Road, and that Harkins was being asked to proffer an entirely new opinion as to the damages resulting from a partial encumbrance. The trial court sustained the defendants’ objection.
Our standard of review regarding a trial court’s ruling on the admissibility of expert testimony is well settled. “[W]e note that the trial court has wide discretion in ruling on the admissibility of expert testimony and, unless that discretion has been abused or the ruling
Our review of the record reveals nothing to persuade us that the trial court abused its discretion in precluding the plaintiff from questioning Harkins, on redirect examination, as to whether his methodology could be used in order to determine the measure of damages resulting from a partial encumbrance of One Random Road. Prior to the plaintiffs attempt during his redirect examination of Harkins at trial, Harkins’ opinion as to damages had been confined solely to those damages resulting from a total encumbrance of One Random Road by a floating easement. This assumption was expressed not only in both expert witness disclosures filed prior to trial, but also in Harkins’ appraisal report dated January 31, 2002, and his testimony on direct examination.
We note that nothing prohibited the plaintiff and Harkins, prior to trial, from advancing alternative claims of damages—one opinion if the encumbrance of One Random Road was total, and another opinion if the encumbrance was partial. The plaintiff and Harkins did not do so. Instead, the plaintiff elected to pursue a theoiy of damages that was contingent upon a demonstration that the encumbrance of One Random Road was total and prohibited all future development beyond the footprint of the existing dwelling. Given the plaintiffs election, it was not an abuse of discretion for the trial court to preclude Harkins, on redirect examination, from rendering a new opinion as to the damages resulting from a partial encumbrance of One Random Road.
The judgment is affirmed.
In this opinion the other justices concurred.
The plaintiff appealed to the Appellate Court and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
On October 3, 2003, after the filing of briefs in this appeal, a suggestion of death notice was filed with the court on behalf of Anderson. Subsequently, pursuant to General Statutes § 52-599, the plaintiff filed, and we granted, a motion to substitute Patrick R. Gil, administrator of the estate of Arnold S. Anderson, as the defendant in the first case.
Specifically, the 1968 deed provided that One Random Road was conveyed: “Excepting and reserving to George K. McKenzie, his heirs and assigns, an easement to enter upon the property . . . for the purpose of laying and maintaining one or more pipes or conduits to carry water, sewerage, gas or electrical energy across [One Random Road] for the use of the property of George K. McKenzie lying to the south of [One Random Road] subject to the undertaking of George K. McKenzie, his heirs and assigns, that upon the completion of the laying of such pipes or conduits, [One Random Road] . . . shall be restored to substantially the same condition as existed prior to such laying.”
The plaintiff introduced into evidence at trial several deeds detailing the chain of title for McKenzie’s parcel, the dominant estate, over One Random Road. These deeds reveal that, although initially this dominant estate consisted of one parcel of land, subsequently the parcel was divided by its owner into two separate parcels of land: Two Random Road and Four Random Road. Consequently, following this division, One Random Road became the servient estate for these two dominant estates.
Sally Stilwell Anderson had passed away on March 6, 1994, and, at that time, her one-half interest in One Random Road passed to Arnold S. Anderson. Hereafter, references to Anderson are to Arnold S. Anderson.
At trial, the plaintiff’s evidence regarding the existence of these three conduits was based on the testimony of Scott Gaulocher, the owner of a parcel of real property that abuts One Random Road. Gaulocher testified that, as detailed in his deed, his parcel has been encumbered by water, gas and sewerage lines that run in favor of Two Random Road and Four Random Road. Although Gaulocher was unaware of their precise location on his parcel, he testified that he was aware of their general location and, on the basis of that knowledge and an assumption as to the direction the conduits would have to run in order to benefit Two Random Road and Four Random Road, he also testified as to his belief that the conduits likewise encumbered One Random Road. In addition to the three conduits, Gaulocher indicated that One Random Road was encumbered further by a catch basin located adjacent to the plaintiffs house. On cross-examination, Gaulocher testified that his knowledge regarding the existence and positioning of the conduits had been based entirely on the. language within his deed and, except for his estimate that the water conduit would be approximately three to four
In this context, a “floating easement” is an easement that, by the terms of its creating instrument, has not been confined to a specific location on the servient estate. J. Bruce & J. Ely, Jr., Easements and Licenses in Land (2001) § 7:4, p. 7-5 n.l. Without language defining its location, the easement is said to float because it potentially could be exercised anywhere on the servient estate and therefore constitutes a burden on the entire servient estate. Id., § 7:7, p. 7-14.
Harkins testified that the “first assumption” he had made in connection with the formulation of his opinion was that the “entire property outside the perimeter of [the plaintiffs] house, the existing dwelling, was encumbered by easements. In other words, you couldn’t do anything with the land outside the perimeter of his house.” This assumption meant that the land outside the footprint of the existing dwelling “might as well be swamp land. You can’t do anything with it. You can’t build on it. You can look at it and plant on it but you can’t build on it. It is not developable. It is just excess land.”
During his case-in-chief, the plaintiff also testified that, in his opinion, the encumbrance of the floating easement over One Random Road rendered the property as having been worth $229,000 as of October 1, 1996. This opinion as to damages, therefore, represented a diminution in value of $471,000 as compared to the fair market value of One Random Road without an easement.
The plaintiff also presented the testimony of William McCullough, an attorney licensed in Connecticut, who testified that Gilbride’s failure to discover the existence of the easement and disclose its existence to the plaintiff constituted a breach of the standard of care required of attorneys engaged in real estate matters, as well as the testimony of Scott Gaulocher, an abutting property owner, who testified as to his understanding that, as
General Statutes § 47-33c provides: “Any person having the legal capacity to own land in this state, who has an unbroken chain of title to any interest in land for forty years or more, shall be deemed to have a marketable record title to that interest, subject only to the matters stated in section 47-33d. A person has such an unbroken chain of title when the land records of the town in which the land is located disclose a conveyance or other title transaction, of record not less than forty years at the time the marketability is to be determined, which conveyance or other title transaction purports to create such interest in land, or which contains language sufficient to transfer the interest, either in (1) the person claiming that interest, or (2) some other person from whom, by one or more conveyances or other title transactions of record, the purported interest has become vested in the person claiming the interest; with nothing appearing of record, in either case, purporting to divest the claimant of the purported interest.”
General Statutes § 47-33d provides: “Such marketable record title is subject to: (1) All interests and defects which are created by or arise out of the muniments of which the chain of record title is formed; provided a general reference in the muniments, or any of them, to easements, use restrictions or other interests created prior to the root of title are not sufficient to preserve them, unless specific identification is made therein of a recorded title transaction which creates the easement, use restriction or other interest . . . .”
General Statutes § 47-33h provides in relevant part: “Sections 47-33b to 47-33Í, inclusive, shall not be applied to . . . bar or extinguish any easement
General Statutes § 47-33b (e) provides: “ ‘Root of title’ means that conveyance or other title transaction in the chain of title of a person, purporting to create or containing language sufficient to transfer the interest claimed by such person, upon which he relies as a basis for the marketability of his title, and which was the most recent to be recorded as of a date forty years prior to the time when marketability is being determined. The effective date of the root of title is the date on which it is recorded . . .
Practice Book § 10-3 (a) provides in relevant part: “When any claim made in a . . . special defense ... is grounded on a statute, the statute shall be specifically identified by its number.”
Because we disagree with the merits of the plaintiffs claims, we need not reach the defendants’ claim in response that the plaintiff failed to preserve the claims for appeal.
As previously noted herein, the plaintiff originally commenced two separate actions against the various defendants, with the matters consolidated thereafter. Following consolidaüon, 1he plaintiff did not file an amended complaint combining the causes of action against the defendants and, consequently, there are two sets of operative complaints and answers.
The trial transcripts do not contain any reference to the act taking place prior to this colloquy on the second day of trial. Given the nature of the trial court’s comments and the responses of the parties, however, we assume that there were earlier discussions regarding the act, and the burden of proof thereunder, among the parties and the trial court.
Practice Book § 10-50 provides in relevant part: “Facts which are consistent with [the plaintiffs statement of facts] but show, notwithstanding, that the plaintiff has no cause of action, must be specially alleged. Thus, accord and satisfaction, arbitration and award, coverture, duress, fraud, illegality not apparent on the face of the pleadings, infancy, that the defendant was non compos mentis, payment (even though nonpayment is alleged by the plaintiff), release, the statute of limitations and res judicata must be specially pleaded, while advantage may be taken, under a simple denial, of such matters as the statute of frauds, or title in a third person to what the plaintiff sues upon or alleges to be the plaintiffs own.”
This concept is explained well by the following illustration: “D is liable to P if a, b, and c are true unless d is also true. If d contradicts a, b, or c, then evidence of d may be admitted under a denial. If, however, the existence of d does not negate the existence of a, b, or c, but independently destroys liability, then evidence of d may be admitted only under a special defense.” Pawlinski v. Allstate Ins. Co., supra, 165 Conn. 7.
Of course, our conclusion does not foreclose the possibility that, in another set of procedural circumstances, the act could operate as a special defense that must be pleaded affirmatively. In a scenario in which the act is consistent with the allegations of the complaint, but, nonetheless, operates so as to destroy a plaintiffs cause of action independently, the act must be raised as a special defense.
In contending that the jury reasonably could have approximated the appropriate size of the partial encumbrance, the plaintiff relies principally upon the testimony of Gaulocher. See footnote 6 of this opinion. We are not persuaded, however, that this testimony, in combination with the other evidence presented by the plaintiff at trial, could have allowed the jury to determine, without resorting to speculation, the appropriate size of the partial encumbrance. Gaulocher’s testimony as to the existence, location and size of the encumbrance of One Random Road was based on a host of assumptions and beliefs that, in turn, were premised on nothing more than the language contained in a deed for a parcel of land that borders One Random Road.
In his appraisal of One Random Road dated January 31, 2002, Harkins indicated that One Random Road had a total area of 15,450 squar e feet. Of that total area, Harkins’ appraisal stated that the “only developable area of the lot is the footprint of the existing dwelling or 1,551 square feet. The remaining land area of 13,899 square feet is considered excess acreage due to the floating easements which inhibit any future development.”
We are also mindful that the only other evidence presented regarding damages—the testimony of the plaintiff—similarly was premised entirely on the theory that the entirety of One Random Road beyond the footprint of the existing dwelling, was encumbered. See footnote 9 of this opinion.
We note that, on appeal, the plaintiff advances a separate claim that, with regard to the claims of professional negligence and breach of contract against Gilbride and the law firm, the plaintiff did present evidence of damages at trial. Specifically, the plaintiff claims that a consequential damage of the tortious conduct by Gilbride and the law firm was that the plaintiff
Practice Book § 13-4 (4) provides in relevant part: “[A]ny plaintiff expecting to call an expert witness at trial shall disclose the name of that expert, the subject matter on which the expert is expected to testify, the substance of the facts and opinions to which the expert is expected to testify, and a summary of the grounds for each opinion, to all other parties within a reasonable time prior to trial. ...”