Lead Opinion
Plaintiff William Ray Costello, pro se, alleged that his First Amendment right to free speech was violated when Defendant Sgt. John Lewis of the Burlington Police Department issued Costello a written warning pursuant to a city noise control ordinance that prohibits “any person to make or cause to be made any loud or unreasonable noise.” Burlington, VT, Code of Ordinances § 21 — 13(b)(1) (2003). Costello was preaching at the top of his stentorian voice in a Burlington pedestrian mall. In its initial judgment entered January 11, 2008, the United States District Court for the District of Vermont (Murtha, J.) granted summary judgment in favor of Sgt. Lewis, holding that the ordinance was constitutional on its face and as applied to Costello. The district court granted the remaining Defendants’ motion to dismiss pursuant to Fed.R.Civ.P. 12(b)(6). Costello timely appealed. As to the facial challenge, we affirmed, citing Howard Opera House Assocs. v. Urban Outfitters, Inc.,
BACKGROUND
The facts are undisputed. Late Saturday morning, June 30, 2007, Costello was street preaching on Church Street in Burlington, Vermont. Church Street is a four-block, brick-paved, pedestrian mall with shops, restaurants, apartments, and public buildings along the sides, and with retail kiosks and political tables in the street. Costello was in front of a jewelry store and across the street from an outdoor restaurant. In the warmer months, the restaurants seat diners outdoor, and the street is full of pedestrian shoppers. Vehicles are barred from the stretch of Church Street where the incident occurred, so traffic noise is negligible.
In response to a store owner’s complaint that Costello was causing a disturbance, Sgt. Lewis parked his car a block away (the length of a football field
It shall be unlawful for any person to make or cause to be made any loud or unreasonable noise. Noise shall be deemed to be unreasonable when it disturbs, injures or endangers the peace or health of another or when it endangers the health, safety or welfare of the community. Any such noise shall be considered to be a noise disturbance and a public nuisance.
Burlington, VT, Code of Ordinances § 21-13(b)(1) (2003). Exempted from the ordinance are “[e]vents and activities conducted by or permitted by the city.” Id. § 21-13(c)(5).
Costello filed suit. Sgt. Lewis moved for summary judgment asserting that he was entitled to qualified immunity. All other Defendants moved to dismiss the complaint pursuant to Fed.R.Civ.P. 12(b)(6). On January 11, 2008, the district court granted summary judgment in favor of Sgt. Lewis and granted the remaining Defendants’ motion to dismiss.
DISCUSSION
We review de novo a district court’s grant of summary judgment, Pilgrim v. Luther,
I
In a public forum such as Church Street, “the government may impose reasonable restrictions on the time, place, or manner of protected speech”; the United States Supreme Court has articulated a three-part test to determine whether such restrictions interfere with rights guaranteed by the First Amendment. Ward v. Rock Against Racism,
A
Narrow tailoring “is satisfied so long as the ... regulation promotes a substantial government interest that would be achieved less effectively absent the regulation. To be sure, this standard does not mean that a time, place, or manner regulation may burden substantially more speech than is necessary to further the government’s legitimate interests.” Ward,
preserve the public health, safety, and welfare by prohibiting excessive and disturbing noise and to prevent noise which*46 is prolonged or unsuitable for the time and place and which is detrimental to the peace and good order of the community. It is the goal of this section to allow all residents of our city to peacefully coexist in a manner which is mutually respectful of the interests and rights of others.
Burlington, VT, Code of Ordinances § 21-13(a). “By targeting noise that is ‘unreasonable,’ [an ordinance] evince[s] an intent to reach noise that exceeds what is usual and customary in a particular setting.” Deegan,
Costello relies on Deegan, which upheld an as-applied challenge to a noise ordinance prohibiting any noise that could be heard from twenty-five feet. Id. at 139, 145. Deegan was street preaching in the Commons of Ithaca, New York, a venue similar to Church Street, and he was advised by an Ithaca policeman to lower his voice because he could be heard more than twenty-five feet away. Id. at 138. In holding that the Ithaca ordinance was unconstitutional as applied to Deegan, we determined that Ithaca Commons was a public forum “used regularly for festivals, performing events, exhibitions, political demonstrations, and recreational activities,” id. at 143, and we credited the district court’s factual findings that
the decibel level of speech that would comply with the 25 foot rule was often lower than the decibel level generated by the foot steps of a person in high heeled boots, conversation among several people, the opening and closing of a door, the sounds of a small child playing on the playground, or the ring of a cell phone.
Id. We held that the ordinance restricted “considerably more than is necessary to eliminate excessive noise” because it prohibited “ ‘most normal human activity.’ ” Id.
We agree with the district court that, as a matter of law, Sgt. Lewis’s enforcement of the noise control ordinance did not burden substantially more speech than necessary to achieve Burlington’s goal of curbing excessive noise. Costello’s raised voice was heard more than 350 feet away, dominated the area, and was not subsumed in any competing ambient noise. Moreover, Costello’s noise impinged on the use of the neighborhood by others with equal claim: residents in adjacent apartments who may wish quiet to work or think or listen to media; shop-owners who need customers; diners who wish to converse, do business, or court.
Finally, Sgt. Lewis made clear that he was not telling Costello to be silent, only that he must lower his voice. As here, “when a content-neutral regulation does not entirely foreclose any means of communication, it may satisfy the tailoring requirement even though it is not the least restrictive or least intrusive means of serving the statutory goal.” Hill v. Colorado,
B
The requirement of alternative channels is met easily in this case. Sgt. Lewis only directed Costello to lower his voice; Costello could continue to preach on Church Street. “That the city’s limitations on volume may reduce to some degree the potential audience for respondent’s speech is of no consequence, for there has been no showing that the remaining avenues of communication are inadequate.” Ward,
For these reasons, Sgt. Lewis’s enforcement of the noise control ordinance was reasonable as applied to Costello as a matter of law.
II
This responds to Judge Pooler’s concurring opinion, in which she [A] prefers to affirm on the ground of qualified immunity without deciding the constitutional issue, and [B] justifies her preference by positing a constitutional distinction between amplified sound and the unamplified human voice.
A
Affirmance on the ground of qualified immunity only, as Judge Pooler prefers, may decide this case (this time), but it certainly would not advance matters. That is because: Costello could then immediately return to Church Street, and resume screaming, as he is inspired to do; the police would have no incremental guidance from the courts on what to do; the next police officer who enforced Burlington’s noise ordinance would be the defendant in Costello’s next lawsuit; in that suit, the district court would have no guidance from this appeal; nor would we, on the next appeal — and this judicial proceeding, beginning to end, would be a waste of everyone’s time. This is not a case in which prudence counsels kicking the can down the road. See, e.g., Pearson v. Callahan,
Judge Pooler argues that, “[w]ithout more of a record,” it may be premature for us to decide whether Burlington’s noise ordinance is “plainly constitutional.” Pooler Concurring Op. at 51. In Costello I, we previously remanded for further fact-finding, to gauge the ambient noises on Church Street (because shouting in, say, a library is more invasive than shouting in a steel mill). And the district court, having already issued one detailed opinion, responded with a second set of findings— which Judge Pooler still thinks deficient.
Judge Pooler’s opinion suggests the steps and observations that the next police officer would have to undertake in order to complete the record in a way that would alleviate her qualms: before issuing a warning, the unfortunate officer — having nothing else to do — would have to poll restaurant patrons, shop-owners, customers, and residents of adjacent apartments to see if the screaming disrupts their “quiet and tranquility.” Pooler Concurring Op. at 2 (quoting Kovacs v. Cooper,
This case has been considered by the district court twice, and twice by this Court. Another remand would be futile. In any event, such obstacles should not be erected to frustrate enforcement of an ordinance that (as we have already held) is facially valid; otherwise, no police officer could enforce the ordinance without fear of reprisal.
B
In declining to join the majority opinion, Judge Pooler argues that the as-applied challenge “presents a closer question” because Costello’s voice was unamplified. Pooler Concurring Op. at 49. Judge Pooler relies on the Supreme Court’s decision in Kovacs v. Cooper — especially Justice Frankfurter’s concurrence. True, the plurality opinion in Kovacs (which upheld the constitutionality of a city ordinance banning sound trucks) recognized a difference between a sound truck and the human voice. But surely that difference is that sound trucks tend to be louder. See Kovacs,
The holding of Kovacs rests on a broader principle, one that undercuts Judge Pooler’s analysis:
The preferred position of freedom of speech in a society that cherishes liberty for all does not require legislators to be insensible to claims by citizens to comfort and convenience. To enforce freedom of speech in disregard of the rights of others would be harsh and arbitrary in itself.
The plurality in Kovacs should be a corrective to a common fallacy of judicial thinking of which Judge Pooler’s concurrence is an apt illustration. Judges tend to overvalue the rights and interests of persons who bring constitutional litigation, while discounting to zero the rights of non-litigious persons whose interests are likewise affected and at stake — here, people who want to enjoy one another’s company at lunch, at home, or walking down the street; people who communicate by exchanging civil words; people who want to collect their thoughts while doing business and shopping; people who want to take in their choice of music, or worry, or think thoughts. This is a form of myopia.
III
Costello’s claims against the remaining Defendants fail for the reasons set forth in the district court’s January 11, 2008 Opinion and Order. The complaint does not allege facts establishing the personal involvement of any of the individual
The judgment of the district court is AFFIRMED.
Notes
. A laser measurement done later determined the distance to be 353 feet.
. In its opinion, the district court construed Costello's complaint to allege both a facial challenge to the statute and an as-applied challenge to its enforcement.
. In view of the open as-applied question, we reserved judgment on whether the district court properly granted the remaining Defendants’ motion to dismiss, stating that we would address the motion “only if the as-applied challenge is found to survive summary judgment.” Costello I,
. For the reasons and to the extent set out in his concurrence, Judge Calabresi does not join this Part of the opinion.
Concurrence Opinion
concurring.
I believe that Costello’s as-applied challenge presents a closer question than my colleagues are willing to acknowledge. Accordingly, I respectfully concur in the judgment, and join in Part III of the Chief Judge’s opinion, but write separately because I believe this case is better resolved on qualified immunity grounds rather than on the merits.
I.
In concluding that Burlington’s noise ordinance is plainly constitutional as applied to Costello, my colleagues gloss over the facts of the cases on which they rely— namely, that most of their legal authority relates to mechanically amplified noise. See Op. at 45 (citing Ward v. Rock Against Racism,
Further, Members of City Council of City of Los Angeles v. Taxpayers for Vincent,
In Kovacs, the Supreme Court upheld a facial challenge to an ordinance that banned amplified sound trucks from using city streets to relay their message. The Court noted that these trucks, with their “loud and raucous” noise were “dangerous to traffic at all hours” and upset the “quiet and tranquility” of residential neighborhoods.
My colleagues believe that Burlington’s ordinance is constitutional as applied to Costello because “Costello’s noise impinged on the use of the neighborhood by ... residents in adjacent apartments who may wish quiet to work or think or listen to media; shop-owners who need customers; diners who wish to converse, do business, or court.” Op. at 46. All of these may be true, but no support for any of these conclusions is found in the record before us.
The Chief Judge’s opinion concludes that the absence of record facts is insignificant. To the contrary, the Chief Judge insists that requiring such evidence — i.e., a finding that there were apartments within earshot of Costello, or that there was any diner outside who could hear Costello, or that Costello’s preaching interfered with any customer’s shopping — means that “be
Street preaching, while undoubtedly bothersome to some, has a long history in this country; it strikes me of at least some import that religious groups seeking protection from persecution for their religious activities by state governments were among the principal supporters of the Bill of Rights. See Douglas Laycock, Religious Liberty as Liberty, 7 J. Contemp. Legal Issues 313, 345-46 (1996). In this case, the burden was on the government to establish that Burlington’s speech restriction is justified as narrowly tailored to serve a significant governmental interest. See Deegan v. City of Ithaca,
II.
A.
Qualified immunity shields government officials from civil suits for damages “insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
To rule on the issue of qualified immunity, courts generally proceed in two steps. First, courts usually address the threshold question of whether the complaint alleges the deprivation of an actual constitutional right. Wilson v. Layne,
Saucier’s two-step framework, while often helpful, is not mandatory; the Supreme Court has recognized that a court may, in its own discretion, refrain from determining whether a constitutional right has been violated and instead move direct
B.
In determining whether a particular right was clearly established at the time a defendant acts, this Court considers three things: (1) whether the right in question was defined with “reasonable specificity”; (2) whether the decisional law of the Supreme Court and the applicable circuit court support the existence of the right in question; and (3) whether under preexisting law a reasonable defendant official would have understood that his or her acts were unlawful. Jermosen v. Smith,
We have previously rejected a facial challenge to Burlington’s noise ordinance, holding that the ordinance is not impermissibly vague. See Howard Opera House Assocs. v. Urban Outfitters, Inc.,
For the foregoing reasons, I concur.
Concurrence Opinion
concurring:
I concur in Parts I and III of the Chief Judge’s opinion and join those parts in their entirety. I also agree with the conclusion of Part II of the Chief Judge’s opinion that, given the facts in the record, this case is best decided on the merits rather than on qualified immunity grounds. See Ehrlich v. Town of Glastonbury,
Were I to reach the question of qualified immunity, I would be completely comfortable joining Judge Pooler’s discussion of qualified immunity. I hence would have no problem joining Part II.B of her opinion. But because I agree that, given the uncontroverted facts in the record, Costello loses on the merits and because I believe a decision on the merits is more appropriate than a decision based solely on qualified immunity, my vote to affirm is based on the merits.
