*1 JACOBS, WILENTZ and Justices For reversal—Chief Justice PASHMAN and SCHREIBER—4. CLIFFORD, HANDLER and POL-
For affirmance—Justices LOCK—3. COSTA,
JOSEPH GENERAL AND ADMINIS ADMINISTRATOR AD THE ED TRATOR OF ESTATES OF PROSEQUENDUM FLOCCO, JR., FLOCCO, WARD J. AND PHYLLIS PLAINTIFF- JOSEY, DEFENDANT, APPELLANT, AND v. ALBERT J. JERSEY, STATE OF NEW DEPARTMENT OF TRANSPORTA TION, DEFENDANT-RESPONDENT. Decided May Argued 1980. December *2 (Diamond, for appellant the cause argued T. Afflitto Joseph *3 Afflitto, attorneys). and Diamond Skillman, General, argued the Attorney Assistant Stephen New (John of Degnan, Attorney J. General respondent cause for General, Deputy Attorney Conley, Erminie L. Jersey, attorney; General, on counsel; Marshall, Deputy Attorney Thomas F. of brief). the the was delivered opinion
The of Court SCHREIBER, J. ad Costa, and administrator general as administrator
Joseph Flocco, his J. Jr. and the of Edward of estates prosequendum against Flocco, wrongful a death action instituted Phyllis wife Transportation (Department). Department of Jersey the New having maintained Department negligently the with charged He and eastbound separating the repaired center barrier and Teaneck, N.J., danger- on so that traffic Route 4 westbound as a roadway. alleged He that existed in the ous condition Josey crossed Albert J. vehicle the codefendant result the their causing with the Floccos’car barrier collided over the deaths. summary for granted Department’s motion trial court
The
59:4-6
immune under N.J.S.A.
holding defendant
judgment,
the New
Tort
Act. The
Jersey
Appellate
Claims
Division af-
N.J.Super.
firmed. 160
1 (App.Div.1978).
granted plain-
We
tiff’s petition
(1978).
for certification.
In motion summary judg- ment, parties (1) dividing all have assumed that the barrier in a roadway dangerous was condition at the time of the (2) injury; dangerous reasonably condition created a occurred; injury (3) foreseeable risk of the kind of which Department had notice of the condition a suffi- cient prior injury time to the to have taken measures to correct it, (4) the failure to take such action was palpably Department unreasonable. 59:4-2. The contends See N.J.S.A. that despite the hazardous condition of its road it is immune responsibility from under N.J.S.A. 59:4-6. That section immu- public entity liability injury nizes a for an caused plan or design public property original “either in its construc- thereto,” tion or any improvement design where the has been approved by public employee in advance of construction exercising discretionary authority to give approval. such Department’s defense is that the initial contemplated that the by subsequent divider would be lowered *4 resurfacing agree of the road. We with the conclusion in the dissenting 542-543, 79 opinion, N.J. at that there are material disputes factual over whether the original plan design or of the road contemplated pavement would reduce the height dividing of the barrier and cover its part. lower Department relies principally Schuyl on the affidavit of James er, containing 1955, his recollections of conferences held in to why determine the bottom four inches of the barrier were
53 reflecting an affidavit a they upon were. Reliance designed as before years more than 20 of events which occurred recollection of the statement at accuracy of the justify acceptance cannot affidavit an in the absence of cross-examination. Such least support factual for necessary not and cannot furnish the does should be exercised be judgment. Extreme caution summary party present, a who was not entering judgment against fore objective of what any evidence particularly in the absence Forming Bilotti v. Accurate cf. meetings, at those occurred N.J. 184, testimony opposing or which the Corp., 39 (1963), 193 cf. cross-examination, to test opportunity had had the party Sirotta, 39 N.J. we satisfied on Beadling Nor are plans for moving papers subsequent of the the basis original “improvement” an to the repairing the road constituted We remain from maintenance. distinguished construction as summary judg of the that on a motion for principle mindful doubt as to the ment, any the movant must exclude reasonable Co., Casualty Ruvolo v. American existence of a factual issue. 39 N.J. 490, (1963).1 liability government immune from is 1The dissent seems to assume property negligent though maintenance its 59:4-6 even
under N.J.S.A.
Any
assumption
dangerous
such
condition.
of a
causes the existence
original
designs
only applies
plans
con
misplaced.
provision
or
That
original
any “improvement”
construction.
to the
or
struction
of the
dangerous
of the
arises because
condition
When
remains,
construction,
even
governmental
attaches and
original
subsequently
may
though
dangerous
arise because
condition
body
governmental
However,
not immunize a
that does
of others.
activities
dangerous
its careless or
responsibility
created
conditions
for
from
distinguished
arising
as
maintenance
negligent
out of its
affirmative acts
property.
improvements to its
(1972),
Cal.Rptr.
State,
491 P.2d
Baldwin v.
6 Cal.3d
Baldwin,
refers,
-In
in this case.
to the issue
dissent
is irrelevant
which the
provision
highway
a left-hand
plans
made no
of a
for construction
time traffic conditions
turning
at the
intersection because
lane at a certain
Twenty-five years
special
later the
any
consideration.
such
did not warrant
at
changed
a traffic control
pattern
to have
so that the failure
had
traffic
litiga-
In the
allegedly
condition.
in a
resulted
the intersection
*5
Department
argues
immunity
The
also
that
it is entitled to
N.J.S.A.
under
59:2-3.
That section reads as follows:
injury resulting
a. A
is not liable for an
public
the exercise of
entity
judgment or discretion vested in the entity;
legislative
judicial
b. A
is not liable for
or
action or
or
public entity
inaction,
legislative
judicial
administrative action or inaction of a
or
nature;
c. A
determining
is not liable for the exercise of discretion in
public entity
whether or
to seek or whether to
[s/c]
resources
for the
provide
necessary
hiring
of
the construction or maintenance
purchase
of
equipment,
facilities,
general,
governmental
of
in
personnel and,
provision
services;
adequate
d. A
is not liable for the exercise of
public
discretion
in the face
entity
when,
competing
it determines whether
demands,
and how to utilize or apply
existing
including those
resources,
allocated for
facilities and
equipment,
person-
nel
unless
court concludes that
the determination of the
was
public entity
Nothing
unreasonable.
in this section shall exonerate a
palpably
public entity
negligence arising
for
carrying
out of acts or omissions of its
in
out
employees
their ministerial functions.
of N.J.S.A. 59:2-3
(b), (c)
(d)
do not
their
Subdivisions
nor
legislative
terms cover
the action taken here. Neither
(subdivision (b));
judicial
implicated
action is
nor
discretion
for the
determining
provide
necessary
whether
the funds
(subdivision (c)); nor
construction or maintenance of the road
among competing
that a choice
demands
suggest
does defendant
(subdivision (d)).
existing
resources is involved
(a) of
59:2-3
broadly
Subdivision
states
that a
public entity
injury
is not
liable for an
resulting from the
However,
judgment
(a)
exercise of
or discretion.
subdivision
injuries arising
involving
at
an automobile accident
a claim for
out of
tion
held that
the immunity
Court
intersection,
Supreme
California
(West 1966), whose
830.6
statute,
§
Code
under the California
Cal.Gov't
language
Act, did not apply.
served as a model for our Tort Claims
Sovereign
Task Force on
the New
General’s
Attorney
Report
Jersey
(1972) rejected
concluded that the
Immunity
interpretation
adopted by
be
at
Report
position
should
perpetual,
Legislature.
for a
entity
does not immunize a public
our
That proposition
involving
main-
its careless affirmative acts
condition caused by
tenance.
protected
areas of
conjunction
with the
should be read
*6
(b), (c)
(d).
subparagraphs
and
expressly outlined
discretion
respect
with
consistently,
should be read
each
All the subsections
signposts
are
subject
subparagraphs
of the others. These
to
discretionary deter-
of immunized
understanding
to
the nature
that the “exercise of
.
discre-
They suggest
minations.
actual,
59:2-3(a)
high-level policymak-
to
tion” in
refers
N.J.S.A.
balancing
competing
considera-
ing
involving
decisions
entrusted to coor-
traditionally
have been
tions. Such decisions
courts, utilizing standard
government,
dinate branches of
and
interfere with them. These
ill-equipped
tort
are
principles,
as
likely include such decisions
discretionary determinations
expend
resources
Department’s
“whether
to utilize the
road;
repair
whether to
funds for the maintenance
[a]
what
should be
resurfacing;
or
roads
by patching
road
[and]
it is
Palmer, (1966), support principle only N.J. 106 high-level policy are immunity. determinations entitled to
Fitzgerald high-level and Amelchenko both involved choices. In Fitzgerald rejected we a claim that the Highway Department, constructing highway overpass, should have built a fence prevent persons throwing objects on cars passing below. This was because matters such as “whether a lanes,” eight road should have four or six or or should have “dividers, jughandles turns, or circles or lights, or traffic policemen,” speed traffic or a certain limit “involve discretion
. and are
judgment
legislative
committed to the
and executive branches.”
In Amelchenko we found that a municipality had not breached *7 duty it owed under 40:60-25.5 person N.J.S.A. to a who fell unplowed in an municipal parking lot days several after a snowstorm. The Court found that the municipal deter- officials’ minations as to plow which streets and lots to and in what order high-level constituted a choice. 42 policy N.J. at 550. hand, On the other in upheld Willis the Court the cause of action a three-year-old child who claimed that the traumatic amputation feeding sugar of her arm in caged to a bear was the result of the in negligence leaving cage State’s unattended permitting and in holes screening. to remain The Court that, held once the cage animal, decided to State wild ordinary tort principles govern would the question of the adequacy of safeguards. suitable
The Comment to 59:2-3 also indicates that subpara- (a) graph provides the immunity broad for discretionary acts adopted by jurisdictions other including (Cal.Gov’t California (West 1966)) Code 820.2 the federal government § (Federal Act, Tort 2680(a)). Claims 28 U.S.C.A. Both the § California and the federal statutes contain broadly worded clauses predicating immunity upon the exercise of discretion. Although neither contains specific clauses of restrictive nature (b) (d) similar to subparagraphs through Act, of the New Jersey protect only policy both statutes have been construed to basic decisionmaking. patterned large the New statute was Jersey
Since measure statute, after the we turn first to the California law. California The provides: California act resulting injury or omission an from his act is not liable for
[A] public employee vested of the discretion was the result of the exercise where the act or omission (West 820.2 § be abused. Code whether or not such discretion [Cal.Gov’t in him, 1966)] immune public employee also states that when the is The act as well. liability, public entity generally is immune (West 1966). opinion dealing 815.2 The seminal Cal.Gov’t Code § Johnson v. meaning discretionary with the State, (Sup.Ct.1968). Cal.Rptr. 447 P.2d Cal.2d had sued the state for its failure plaintiff In that case the child boy placed who was as a foster 16-year-old warn that a background tendencies and a plaintiff with the had homicidal injuries suffered cruelty violence and to humans. Plaintiff state, summary she sued the boy. when assaulted When entered in favor of the state. California judgment was Supreme reversed. Court Justice analyzing purposes,
After the statute and its carefully court, test. Tobriner, writing two-part for the enunciated a First, immunizing have an “basic decisions” could only operational distinguished planning between effect. He *8 immunity. decisionmaking, only being the former entitled to made, Second, would also policy when a “basic decision” was it immunity entitled to upon be incumbent the state before it was discretion in prove policy consciously to maker exercised objec- assuming gain the sense of certain risks to other declared, tives. As Justice Tobriner the state must demonstrate advantages” occurred. balancing a risks and “conscious [of] 794, 8, Cal.Rptr. at 249 n. 8. at 447 at 361 n. 73 Id. P.2d liability a claim exempts The Federal Tort Claims Act from performance exercise or or the failure to upon “based 58 discretionary duty part function or on the perform
exercise or
Government, whether
employee
or an
agency
federal
2680(a).
involved be abused.” 28
or not the discretion
U.S.C. §
States,
15, 42,
956, 971, 97
346
73
In Dalehite v. United
U.S.
S.Ct.
1427,
(1953),
Supreme
L.Ed.
1444
the United States
Court
planning
distinguished
defined
in terms of
as
operational decisionmaking.
subsequently
This distinction was
61,
States,
Towing
reaffirmed in Indian
Co. v. United
350 U.S.
tugboat
aground
There a
ran
S.Ct.
100 L.Ed.
function,
when a
to the
light
lighthouse
on a
failed to
due
negligence
Although
govern
of a
employee.
Coast Guard
only operational decisionmaking
impli
ment conceded that
was
cated,
Supreme
nevertheless drew the distinction
Court
between the
to undertake the
service which
lighthouse
decision
planning
regarding
involved
discretion and decisions
mainte
operational.
planning
nance which were
Once the
discretion had
made,
been exercised and the decision
the Coast Guard “was
obligated
light
kept
to use due care to make certain that the
was
good
.
at
at
working order
.
.
.” 350 U.S.
S.Ct.
127,
This
between
See,
applied
g.,
federal decisions.
e.
Driscoll v.
subsequent
States,
(9
1975) (reversing
Thus, of to undertake a maintenance determination whether policy choice as to the allocation program might have involved a the decision to maintain as Amelchenko. Once resources made, however, immunity would seem to have was the tort ended, point high-level did that determina- as it in Willis. At existing re- how to allocate provide program tions to have Although may were some discretion complete. sources con- programs were been exercised as different sidered, ordinarily operational made at an this decision would be exercised, Fitzger- discretion level and not rise to the level of resurfacing plans recognize ald We and Amelchenko. officials, by high-level the State approved in this case were Engineer Transportation. Highway the Commissioner may that decision-maker indicate Although identity that conclusion does policymaking, basic decision involves may operational decisions not A official make high-level follow. Here, any as record devoid of evidence well. than an approval was other
Engineer’s and Commissioner’s may simply signified have operational determination. It expend funds and with the decision to plans accorded *10 approval resurface road. Even a conscious of the details of the plan would not it from have removed of an category operational Moreover, decision. principle subsumed within the that the public entity is immune when it exercises its discretion with to respect basic necessity demonstrating is the policy, that there has in of Here, fact been an exercise that discretion. for example, assuming involved, that a basic matter was nothing any there is to competing indicate that policy choices were actually resurfacing plan when the considered was made and approval given. discretionary
That the immunity function be should limited to policymaking actual supported by is further practical considera- tions. apparent It is that a interpretation literal of term exempt “discretion” would effectively operation from the Tort Claims Act all government action it unless resulted from conduct, mere inadvertence. Almost all official no matter how ministerial, involves the judgment exercise of some and decision- making. (a) however, To broadly, construe subsection would in effect Legisla- eliminate most of the which the liability ture to clearly permit intended when it enacted the statute. Summary judgment on the of discretionary basis under was N.J.S.A. 59:2-3 not warranted.
We and plenary reverse remand for a at trial which all the facts may be fully developed respect with applicability to the of the immunity provisions of N.J.S.A. 59:2-3 and N.J.S.A. 59:4-6.
CLIFFORD, J., dissenting. Being generally in accord with the views expressed by Judge Division, Horn for Appellate N.J.Super. (1978), I would affirm. Summary judgment properly was entered for the De- partment Transportation.
The subject dispute of this is a concrete center divider on Route 4 in Teaneck. The divider was constructed in 1956 pursuant plans approved by the Highway Engineer State Highway State Commissioner. At that time the barrier was stretch in 1974the again particular In 1962 and high. 19 inches resurfacing The 1972 4 in was resurfaced. question of Route High- plans approved by State pursuant completed was Plans for Commissioner. Highway and the Engineer State way Olszanowski,the by Bernard designed were the 1974 resur- Transportation’s Department for the State coordinator Bureau the Chief of the approved by facing program, Engineer, Schuyler, and Mr. James R. Chief Maintenance and 1974 As a result of the 1962 and Maintenance. Construction was the divider at the base of resurfacings facing the vertical was to about height of the divider reduced eliminated and inches. *11 15 substantially argues the plaintiff The divider, it into a vault- transforming the nature of changed the with Transportation of ing ramp. charges Department He the divider, thereby the cre- repairing negligently maintaining and The caused the accident. a condition which ating by of afforded the immunity on basis Department defends the (hereafter Act, seq. Tort N.J.S.A. 59:1-1 et Jersey New Claims design 59:4- Act), particularly plan immunity, and N.J.S.A. the 6, immunity, 59:3-2. discretionary activities N.J.S.A. See, g., e. of Act. is the dominant consideration the
Immunity State, 515, dispute beyond 76 N.J. It is Malloy tort and to restore the legislative intent was State’s subject excep immunity carefully to certain delineated contract 518-19; explicit To this as tions. Id. at 59:1-2. make N.J.S.A. the as 59:2-1 states possible, the Comment to N.J.S.A. any immunity provisions is “intended to ensure that statute law over the prevail the act or common will provided by liability provisions.”1 appended Report 1The to the statute are taken from the Comments Sovereign Immunity—May Attorney Task General’s Force on They by accompanied during legislature. have the Act its consideration history. weight legislative precedential Ellison v. of See and value Auth., (Comment (App.Div.1978) Housing N.J.Super. cited as intention). legislature’s express of indicative conditions of public of entities for liability with the dealing
In specific set forth a scheme. See legislature public property, and indeed control- especial interest seq. 59:4-1 et Of N.J.S.A. 59:4-6, which states: is ling import Neither the nor a Is liable under this for public entity public employee chapter injury design original an caused or of either in its plan public property, design construction or where such or thereto, has been any improvement plan Legislature in advance of the construction or or approved improvement by governing a or some other or body public entity body public employee exercising give such or where such or discretionary authority approval plan design (Em- is with standards so prepared conformity previously approved. added.) phasis legislative intention behind this section of the Act is clear. Comments, appears As from the this “is intended to section grant a public entity public employee complete immunity and a injuries resulting public property from a officially approved when it has an body.” been authorized Comment, The policy N.J.S.A. 59:4-6. behind the otherwise, exposed self-evident. Were it would be State very sphere liability against broad and extensive which adequate impossible. protection economic would be negligent A be held for omissions within the *12 private entrepreneur may readily government chosen ambit of his But the area within which has the activity. good to act for the is almost without and the State has no limit, power public everything might to do that be done. Rather there is a discretion duty political ought as to what to be as to and as to how much should be raised done, priorities, government taxes or borrowed to that end. If does when it acts in act, then, by judged a manner be as in the case of a short of could ordinary prudence, liability design imperiling if a road were constructed of a the the user, So private party. issue fault would whether a road should have of no novel But present problem. eight jughandles six or for four or or or there should be or circles lanes, dividers, lights, or a limit of 50 or 60 miles or traffic or traffic turns, policemen, per speed committed to the hour—such matters involve discretion and revenue and are
judgment legislative to such the matters, of the and executive branches. As
63 judge jury is a or could review the or whether decisions political question taking involved without effect over of those in the power responsibility [Fitzgerald v. (1966).] Palmer, 47 N.J. 106, branches. 109-10 other 59:4-6 that are sever Examination N.J.S.A. discloses there immunity (1) plan, for built into one section: the grounds al by body; has been an official design improvement approved or approved by a improvement or has been (2) plan, design the discretion; (3) plan, design the or employee exercising public previously so conformity in with standards improvement is plan of such the or purposes design For approved. construction, only by need be in advance of either approved employee an exercis legislative public entity by or body v. authority give approval. City Thomson ing discretionary Glendale, Cal.Rptr. (Ct.App. 56 Cal.App.2d 61 132 design plan or 1976). Further, requirement is no that there 385, 132Cal.Rptr. Id. at at expressed any particular be form. 57. Auth., Housing Ellison 162 N.J.Su
Unlike situation offered clear and here has (App.Div.1978), 347 State per. was constructed and the the divider proof uneontroverted plan a pursuant to resurfacings performed were subsequent road exercising body employee or public a approved by an official sub discretion, or The substance of affidavits both. by been concerning approval has not prior this by mitted the State Appel court and the Both the trial plaintiffs. contested prior was sufficient approval that this late Division concluded at N.J.Super, within 59:4-6. bring an ended. Where the inquiry Thus the is 10. public approved by been public property has improvement to body, official the State discretion or an employee exercising injuries resulting liability immune from Housing Rodgers v. Passaic property. on public condition den., 71 N.J. Auth., (App.Div.), certif. N.J.Super. *13 64 Waddington, v. 154 N.J.Su- Cobb
(1976);
59:4-6. See
den.,
(1978); Spin Co.
In
plaintiff
the
was involved in an automobile acci-
dent while trying
discharging
to avoid a truck
effluent
into a
manhole in
portion
the traveled
of the street. The manhole was
part
sewage
of the
system
operated
maintained and
City
of Milwaukee and the municipal sewerage commission had is-
sued the truck a permit
dumping.
for the
whether the that attached to the
65 in view persist subsequent experience function should or which an changed conditions demonstrate actual and substantial danger. Id. n. 5.
That question was
State,
424,
addressed in Baldwin v.
6 Cal.3d
1121,
491 P.2d
Cal.Rptr.
(1972).
99
There the California
Supreme Court held that where changed physical conditions
produce
public
condition of
property causing injury,
public
entity does not retain statutory immunity from
liability even though
plan
or design of the construction or
improvement
public
to the
property is shown to have been
reasonably approved in advance
prepared
or
in conformity with
previously
standards
approved.
438,
so
Id. at
Notwithstanding its assertion to the contrary
appears
it
emphasis
its
on
resources,
maintenance and allocation of
ante at
majority
attempting
inject
the rule in Baldwin
into our
jurisprudence.
tort claims
On the face
itof
this is a
effort,
logical
since our Tort Claims Act is modeled after the
comparable California statute. Normally,
may profitably
we
guidance
interpretative
look for
to the
subject
decisions on the
State,
Burg
the California courts.
147 N.J.Super.
den.,
(App.Div.),
However,
certif.
majority today—that simply plainly province New It is not within the of this Jersey. Court legislature’s rejection override unmistakable of the Baldwin rule. clearly
The Act dictates that there is no limitation on the length protection governmental offered to entities statutory immunity of 59:4-6. As the Comment states: is intended that the in this section be [I]t immunity provided change That once the attaches no event or is,
perpetual. subsequent *15 existing of conditions shall render a liable on the public entity theory constitutes condition. property public Accordingly, I would affirm. join opinion. in this
Justices HANDLER and POLLOCK WILENTZ and remandment—Chief Justice For reversal and JACOBS, Justices PASHMAN SCHREIBER—4. CLIFFORD, and POL- HANDLER For affirmance—Justices LOCK—3.
