*1
faith,
neighborhood
product
plan
made
bad
or was motivated
was
by
is the
segregationist
administered,
prin-
impartially
an attachment to
it would
self
ciples.
defeating
hold
that
the Fourteenth
taking
Amendment forbids such board
Keyes recognizes
neighbor
that
neutrality
some
action.
If
is
curative
plans,
impartially
hood school
when
unconstitutional, certainly
action de-
administered,
maintained and
do not vio
signed
to cure undesirable imbalance
rights
though
late constitutional
even
though
not,
even
fall short
plans
the result of such
imbal
racial
goal.
ance. United
v. Board of Educa
States
County,
tion of Tulsa
On this record
evidence that racial imbalance existed
and was caused intentional state ac- similarly approved tion. the trial finding inap- court’s that there was no The CORPORATION OF HAVERFORD propriate segregative state action or de- Plaintiffs, al., COLLEGE et locating minority sire in teachers predominantly minority pu- schools with individually REEHER, Kenneth R. as pils, pointing that, questioned out while Executive Director of the some, theory there is rational Higher Agency, Education Assistance pupils black thoroughly relate more al., et Defendants. teachers, image black Civ. A. No. 70-2411. successful, well-educated black at provides head of a class the best kind of Court, United States District children, Pennsylvania. motivation for and that E. D. greater understanding black teacher July 19, pupils’ of the black educational and so- problems. cial plain-
The most that can be said showing
tiffs’ is that the district has effectively rapidly not moved as
adjust plaintiffs racial as imbalance This, however,
would like. involves no deprivation.
constitutional If school permitted, they are,
boards to do nothing to cure racial imbalance which
H99 Association, National States Student Inc., amicus curiae. Wofford, Jr., Bryn Mawr, Harris L. Pa., twenty-eight colleges and uni- versities, amicus curiae. Lesniek, Philadelphia,
Howard Pa. (Robert O’Neil, Berkeley, Cal., Her- C., Orentlicher, Washington, I.man D. brief), with him on for the American As- Professors, University sociation of ami- cus curiae. Judge, BIGGS,
Before Circuit LORD, Judges. DITTER, District *4 OPINION Judge. III, LORD, District JOSEPH S. colleges col Plaintiffs, twelve and two university lege students, seek a de or Pennsyl claratory judgment two 5104.1, statutes, Pa.Stat.Ann. §§ vania and (1971),1 unconstitutional 5158.2 restraining injunction officials an Higher Assist Education enforcing Agency (PHEAA) from ance acting statutes. those under or otherwise jurisdiction the con This has court 1343, troversy pursuant to 28 U.S.C. §§ 2284, and 42 U.S.C. § summary plaintiffs for have moved The judgment the statutes’ issues of on all unconstitutionality pursuant Fed.R. to Civ.P. 56. maintain seek to Plaintiffs Silver, Dilworth, Paxson, Lawrence Plaintiff Goddard a class action. this as Kalish, Levy Coleman, Natali, & Louis M. institu College represent 26 purports to Jr., Appel Natali, Segal, Philadelphia, & an to execute refused tions Pa., plaintiffs. the stat -agreement under PHEAA with Killian, Gephart, John D. Killian & Ed- not so this class hold that ute. We Friedman, Gen., Dept, ward Counsel impracticable, joinder is numerous that Justice, Pa., Harrisburg, J. Shane Cream- 23(a), and thus Goddard Fed.R.Civ.P.
er, Atty. Gen., for defendants.
representative of
as
treated
shall not be
action.
purpose of this
class for the
Philadelphia,
III,
Henry
Sawyer,
W.
the re
plaintiffs meet
other named
Washing- The
Jr.,
(William Bradford,
A.
Pa.
23,2
main-
and
quirements of Rule
brief),
ton, C.,
him on
United
D. with
now, however,
thus
not a
Appendix
A for text.
See
presently
the statute.
affected
is not
complaint
lie!
We hold that
dropped
out
Isabel Paul
lias
2. Plaintiff
controversy
case
that no
mooted
filing
this
action.
since the
school
plaintiff
defend-
Paul
attending
between
exists
alleges
will be
she
She
her
hear
us
would allow
University
ants
in the Fall of
Drexel
complaint.
reported.
subject
being
She
and will be
Col-
decision on
as a
action. Haverford
should abstain
tain this
class
grounds
vagueness
lege
represents
class of institutions
overbreadth
agree-
give
oppor-
reporting
state
an
order
tunity
courts
which have executed
retain
This is
in order to
construe the statute.
ments with PHEAA
Younger Harris,
“approved”
their
institutions
case like
status
eligible
receive
tempt
to avoid conduct which
niceties
constitutional
law.10 PHEAA
disruption
applying
termed a
broad discretion
the stat-
disturbance
Certainly
ute,
university
partially
legislature
he
activities.
would
because
did
many
protests
guide
to avoid
and demonstra
not set
its de-
tend
standards
many
legislature
protected
did
tions,
of which are
terminations.
ac
Where
standards,
proscription
set
its
tivities under the First Amendment.7 A
such as
higher degree
required
(c)
certainty
if
both
subsection
statutes
potentially inhibiting
“nothing
a statute has
ef
in this section shall be con-
Button,
speech.
fects on free
v.
strued
limit
NAACP
the freedom of
stu-
432,
328,
415,
expression
371
83
9 L.Ed. dent to
U.S.
S.Ct.
verbal
of individual
(1963);
guidance
Cramp
opinions,”
2d 405
views or
v. Board
Public
could
287,
suggest
278,
pun-
Instruction,
well
to PHEAA that it can
(1961);
ish
1205
fairly
plaintiffs will
be warned as to
A. Subsection
misdemeanors
moral tur-
which
involve
vague
allegedly
segment of this
pitude and thus
the addi-
occasion
that
allows PHEAA
subsection is
which
sanction of loss
aid
tional
of financial
anyone
deny aid
of a
convicted
eligibility.
turpi-
involving moral
“misdemeanor
procedural posture
The different
rely
that
the fact
tude.” Defendants
on
requires
this case from Jordan
us to take
Court,
pro-
in its
approach.
Keyishian
this different
Cf.
subject,
that the
on the
held
nouncement
Regents,
589,
v. Board of
87
turpi-
involving
phrase “crime
moral
Bag-
(1965);
L.Ed.2d
S.Ct.
17
629
Immigration
in the
Act
1917
tude”
gett
Bullitt, supra.
do not have
We
vague.
unconstitutionally
Jor-
was not
before
an
us
individual accused
vio-
George,
S.Ct.
De
71
dan v.
lating
engaged
a statute because he has
(1951).
L.Ed.
That case
95
886
in certain conduct.
here chal-
Plaintiffs
distinguishable from
instant contro-
lenge every aspect
They
of the statute.
“signifi-
versy. The
it
Court considered
vague
argue
do not
that the statute is so
part
phrase
cant
that
has been
they
applied
could not
it
have known
immigration
more than six-
laws for
argue
particular
They
to a
action.
in-
ty years.”
at
at 707.
Id.
vague
that
the statute
that
stead
is so
had held
The Court noted that no case
pro-
do not know what actions are
statutory
vague
phrase
it
scribed.
previously
phrase.
Id.
had
construed the
Ditter,
course,
dissent,
is,
Our brother
in
theoriz-
at
There
defining
term es that
if
term
no such line of
cases
“misdemeanor
volving
turpi-
turpitude”
involving
moral
“misdemeanor
moral
a class
includes
sig-
of crimes
tude” under
this statute.20 More
about which
men
reasonable
majority
differ,
nificantly,
in
seems
could
held uncon-
Jordan
cannot be
vagueness grounds
to have considered
is-
stitutional
the determinative
in this
involving
Key-
Supreme Court,
sue
whether
moral
to be
“crime
action. The
in
unconstitutionally
ishian,
turpitude”
prohibiting
uncer-
held a statute
ut-
particular
in
tain
reference to a
convic-
terance of
or seditious
treasonable
bar,
doing
In the
"con-
tion.21
case at
we must
word or the
treasonable
plaintiffs
unconstitutionally
sider not whether
seditious act
particular
applied
aware that a
when
crime involves
to whom the act
teachers
turpitude,”
sought declaratory
injunctive
“moral
but whether
relief.
notice before an act
it will
Subsection
done
includes offenses
penalized
process,
which “under
violates due
said:
laws of
the United
Pennsylvania”
phrase
“Whatever
in
States or
else
‘crime
constitute
mis
turpitude’
involving
turpitude.
volving
demeanor
moral
mean in
Our
moral
cases,
Pennsylvania
peripheral
make
research
disclosed no
decided cases
plain
turpitude”
in
which
that crimes
which fraud was
cases
define “moral
ingredient
always
regarded
have
contexts in
other
state statutes and
involving
turpitude.
give
moral
We have
be used to
to the
content
phrase.
recently
ade
far as
stated that doubt as to the
As
we
been able
have
discover,
quacy
standard
federal
the term
of a
less obvious
to
only
law uses
immigration
does not render
standard un
laws.
8
cases
U.S.C.
*
*
vagueness
1182(a)
3251(a)
*.
have
constitutional
for
We
§§
present
support
in this
Heard
But
there is no
doubt
found no
the dicta in
Rizzo,
F.Supp. 720,
(E.D.Pa.
is the touchstone
case. Fraud
281
742
“ * * *
judged.”
1968)
U.S. at
this case should
341
appellate
adopted
Ramirez v.
the stand
at 708.
courts
S.Ct.
Cf.
many
Immigration
turpitude’ applied
Naturaliza
United States
&
ard of ‘moral
Service,
deporta
U.S.App.D.C. 131,
years
the federal courts
tion
”
* * *
proceedings.
cert. denied
F.2d
tion
L.Ed.2d
See
Doctrine,
penal-
Void-for-Vagueness
Court,
stating
21. The
after
also
give
izing
supra,
whicli
due
at
n. 179.
failed to
*10
ity
applied
phrase
conduct
had
The Court conceded
some
seemed
seditious,
clearly
empha
capricious in their
then hit
would be
but
results
“ * * *
per-
:
The crucial considera
at the core of what
find most
sized
we
just
phrase:
tion is that no teacher can know
nicious in this
is drawn
‘sedi
where the line
between
“ * * *
t
debate over
[I]
[the
tious’ and nonseditious utterances and
morality of
shows on
some crimes]
599,
acts.”
at
22. 341
239 n.
U.S. at
fore present problems. serious overbreadth private university Since a is not bound
III. OVERBREADTH
by the Fourteenth Amendment to refrain
sub
interfering
Plaintiffs
also
attack
from
Amendment
First
being
(a) (3)
un
freedoms,27
to
as
university regulation
sections
a
which
constitutionally
doctrine
overbroad.
prohibits
The
engaging in
a student
from
govern
requires that “a
of overbreadth
activities which would be constitutional
prevent
purpose to
ly
mental
control or
protected
may
from state interference
constitutionally subject to state
Similarly,
activities
requirement
be lawful.
regulation may
by means
not be achieved
that
the student’s conduct has con
sweep unnecessarily broadly
which
disruption
university
a
tributed to
thereby
protected
invade
activities,
the area of
opinion
in the
institu
supra,
Koota,
freedoms.” Zwickler v.
tion,
guarantee
does not
that
con
250,
396;
389
at
88
at
NAACP
U.S.
S.Ct.
constitutionally unprotected
duct will be
Alabama,
288, 307,
v.
377
84 S.Ct.
against
U.S.
action.28
state
state
Since
1302,
12 L.Ed.2d
325
directly deny
eligibility
cannot
a student
evaluating
reach,
a
con
statute’s
we must
because
his
exercise of First Amend
potential
just
sider
its
rights, see,
g.,
Randall,
effects not
Speiser
ment
e.
v.
proven
Button,
effects.
518-519,
See NAACP v.
2
415, 432,
(1958),
L.Ed.2d
9
so
L.Ed.2d
it
do
1460
cannot
(1963);
Alabama,
405
indirectly by tagging
NAACP v.
357
that denial onto
university
U.S.
78
L.Ed.2d
S.Ct.
2
determination
which
principle
respect
rights.
1488
The
of over- not bound
There
breadth,
vagueness,
fore,
like
regardless
that
shows
(a)
(2)
of whether
the courts’ concern
applied
threat of
constitutional
as
to students
may
sanctions
expelled by
deter
subject
of con
exercise
con
universities
potently
stitutional
against
freedoms as
as the
stitutional
act
strictures
state
application
actual
ion,29
unconstitutionally
sanctions. There-
it is
overbroad
protected
minor traffic violations which resulted
the First
We
Amendment.
n fine of less than $25.
discussed above
nature of
“disruption.”
many
term
different
See,
g.,
Wagner
27.
e.
Coleman v.
Col
reasonably
meanings
at-
which
could be
lege,
(C.A.2,
1970) ;
F.2d
429
phrase
tached to
leave substantial
(C.A.
Mitchell,
Browns
in that
sanction a student
with or
engaging
constitutionally
university.
protected
duct of the
cautious
student,
activity.
well
unwit-
aware that he acts
many ways
might
tingly in
(3) presents
Subsection
categorized
g.,
(e.
as offenses
failure to
problem.
a different
clear that the
carry
card, littering, etc.),
his draft
will
deny eligibility
state
for financial
could
shy away
from actions which
any
any
aid to
student convicted
of-
disturbing
characterized
as
inter-
However,
fense.
if a statute
aid
denied
fering
orderly
with the
conduct of the
student who was convicted of
university,
and thus will be deterred
offense
“in
committed
the course of
from First Amendment activities which
protesting
government
policies,” we might
descriptions.
fall within those
unconstitutional,
would hold it
since
precisely
against
This is
the result
obviously
attempt
indirect
principle
attempts
of overbreadth
punish
speech.
state to
free
Plain-
guard.
supra,
Button,
See NAACP v.
allege
(3) occupies
tiffs
at
was committed after the effective date
tion of
claims
this area
which,
act
under
turn
of this
the laws
on a determination of whether the
Pennsylvania,
United
seizure
States
institution’s records of a
felony.”
compelled by
constitute
the statute is rea-
sonable. The
Court has been
plain-
must
We
therefore treat
particularly
sensitive to the need to
(b)
tiffs’ contention that section
violates
balance interests to determine
rea-
the Fourth and
Amendments and
Fifth
sonableness of a search when the chal-
unconstitutionally
overbroad.
Since
lenged search has not been of the usual
major part
section
involving police
sort
seizing evidence of
statute,
stricken from
all
Wyman
James,
crime. See
university
(b)
must do under section
27 L.Ed.2d
414-
furnish PHEAA with the name and ad-
(1971);
Court,
Municipal
Camara v.
dress of
student of whom it has
523, 536-538,
knowledge that he has been convicted
L.Ed.2d 930
The Court
felony.
of a
Camara centered its discussion of rea-
report
Plaintiffs claim that the
sonableness around the issuance of a war-
ing section violates the students’ Fifth
inspections
rant
dwellings
for area
*15
right
Amendment
to incriminate
and said:
long
themselves must fail.
“
So
as sub
* * * Unfortunately,
there can be
sections
and
have been
ready
determining
no
test for
reasona-
statute,
stricken
from the
bleness
[of
other than
search]
“compelled”32 authorization which the
balancing
against
the need to search
gives
university
student
is to forward
the invasion which the search entails.
regarding
felony
information
has
his
”
* * *
536-537,
387 U.S. at
institution,
convictions to PHEAA. The
at 1735
course, may report
such information
proof
us,
Given the state of the
before
whether
the student authorizes
it or
necessary
we cannot make the balance
not.
determine
the reasonableness
search. We know that
invasion here
allegations
Plaintiffs’
that sec
is not so serious as the search of a
(b) compels
tion
an unconstitutional
home,
proof
but we have no
as to
papers
seizure of their
and effects and
exact nature
invasion.
that
the subsection is overbroad cannot
importantly,
plaintiffs
summary
succeed
More
on this motion for
judgment
argued that
because we do not
need
have suffi
state
no
undisputed
information,
“search”
cient
for this
facts on which
since it has
to base
legislative
with
accordance
intent.”
subsection
should thus be severed
from
40 Pa.Stat.Ann.
the rest of the statute.
§ 555.
State
Cf.
Legislative
history
Chiropractic
Board of
and
content of
Examiners v. Life
leg-
Fellowship,
itself
indicate
that
Pa.
tion under the statutes should be whenever uphold their constitu- as to construed so 5158.2, P.L. § 24 Pa.Stat.Ann. § Vuitch, tionality: United States (December 18, 1969), has referred L.Ed.2d throughout litigation Pa. as 24 equally of state This is true 5158.1, way it Stat.Ann. which was § legislation, and the Court appeared pocket part of in the 1970 frequently not assume said that will *18 An- Purdon’s Statutes will construe its laws advance that a state bring with the them into conflict notated. so as to 1404, 1400, Photographs, Thirty-Seven (37) 28 L.Ed. 91 S.Ct. 1. United States v. (1971). 822 2d
1215 8-6, Oil, Agency, usually Local No. to as Federal anee referred Constitution: Interna and Atomic Workers PHEAA. Chemical Missouri, Union, 361 tional AFL-CIO 25,1970, September As of PHEAA had 391, 396, L.Ed. U.S. 80,599 scholarship made for the awards 2d 373 year amounting 1970-71 academic to Although $49,627,840, not be 48,349 a should and had there been guaranteed “slight implication” totalling and loans $54,384,270. on validated Nestor, Flemming “vague conjecture”, 240,731 program’s inception, Since the 1367, 1376, 603, 617, amounting $225,612,683 student loans U.S. to majority guaranteed. guide L.Ed.2d 1435 To PHEAA, legislature guide- just opposite It has taken tack. created context, language, ignored Thus, and lines stretched are standards. there hypotheticals eligibility relied to certain requirements, on whimsical includ- ing citizenship, residency, achieve its results. educational at- tainment, continuity, and enrollment. part legislative plan II. a Act applicant The qualifica- must meet the higher education, to need, tions finance of financial character and penal statute. promise, academic well as as academic achievement, established PHEAA.4 majority opinion holds that sub- (a) (1), (a) (2), and sections provides The statute that a scholar- vague— are void are because their terms ship recipient may attend institution process so violate the due approved by to PHEAA. Awards are clause Constitution. regard creed, color, race, made without to my judgment sex, the basic mistake origin, ancestry, national majority money makes to treat may room, tuition, be used for though they board, books, these subsections2 as were and fees. A student statutes, subject narrow, criminal to five-year work-study enroll in either a precise Actually, they program construction. are four-year or a course. A stu- thing. no such These subsections are dent who is unable to suffi- demonstrate part legislative plan provide of a to year may cient financial in need one college apply financial assistance for subsequent students. years. Provision process require- A consideration of due made for PHEAA to allocate funds begins examining ments categories: the exact per- potential one based government nature function formance, per- another on need and actual private well involved as as Goldberg Kelly, interest formance, degree third on the to be affected: 397 need. PHEAA is allowed discretion 254, 263, the amount to be awarded to a student L.Ed.2d 287 adjust also the time limits al- legisla- loan-repayments. lowed for Pennsylvania’s plan help provide ed- ture realized that there opportunities ucational residents its applications. empowered fraudulent began loan-guarantee in 1963 with a investigate misrepresenta- PHEAA to program. expanded This provided penalties. tions and criminal provide able, support scholarship needy, capable, deserving students.3 Involved in this suit is another section Day day operations guide programs of both enacted PHEAA the exercise managed by agency, discretion, are a state of begins, a section which agency may Pennsylvania Higher deny “The forms Education Assist- all January 25, 1966, really acts, 2. 3. Act of P.L. There two both but provisions. § Section P.S. have the same refers One guarantee plan a loan and the other January P.L. 4. Act of scholarship program. amended, § Section P.S. *19 1216 ” * * * (em- agency in deter- administrative
of financial assistance
mining
added). Plainly
dollars should
phasis
are not
whether tax
these
grant
particular
to a
or made
proscription,
awarded
a
of
of
but
words
who
penal
available to another student
statute.
This is not a
discretion.
5
“prohibition”
sec-
not
assistance. These
in this
otherwise
receive
no
There
penal
are not
in nature. The
“heavy penalty”
words
legislature
no
There is
tion.
“trig-
necessity
demon-
nothing
will
which
perfectly
strated that
knew
well how
ger”
There
aid.
the loss of financial
penal legislation
doing
enact
so
parallel”
this statute
between
no “obvious
regard
applications
to false
jail
provide
or
for
fines
and those which
pretenses.
disorderly
fraudulent
Penal statutes
peace
breach
attempt
a direct
those
make
which
conduct.8
limit
license
exercise of constitu-
Rather,
parallel is to Title
the obvious
greater preci-
require
freedoms
tional
Law
enacted October
V of Public
16,
90-575
guidelines created
sion than do the
1968,
act
1060. This
U.S.C. §
legislative body for an administrative
years
provides
period
that for a
two
given
agency.
legislation
should
Such
assist-
student shall receive
financial
no
meaning, bearing
a fair
in mind the
government if he
ance from
federal
Magnolia
purpose of the act: Black v.
involving
convicted of a
crime
Liquor Company,
S.Ct.
force, disruption, or
of institu-
seizure
Courts
L.Ed.2d 5
property
or stu-
tion
so that officials
should not assume that an administrative
engaging
prevented
dents are
agency will
its discretion im-
exercise
pursuing their studies.
their
duties
Sons,
Seagram
properly:
Joseph E.
&
provided
suspension is
same
The
Hostetter,
Inc. v.
obey
wilfully refuse to
students who
1261-1262,
“moral interfering prevent- “disturbing, said: ing.” held that times We have several determining difficulty in analyzed whether “moral first to be The marginal are within offenses certain con- in the turpitude,” used language meaning under at- the of the text, automatically vague does not tack as may deny agency all forms The unconstitutional render a statute any student: of financial assistance * * * Impossible indefiniteness. re- specificity are not standards court 1. Who is convicted * * * * * quired. whether The test of a offense of record criminal sufficiently language conveys the
which,
laws of the United
under the
warning
proscribed
as to the
definite
Pennsylvania,
States
by common
measured
conduct when
involving
stitute
a misdemeanor
* * *
”
*
*
*
understanding
practices.
(em-
turpitude
moral
phasis added)
test has been
conclude that
this
We
the
else
satisfied
here. Whatever
majority correctly interprets
the
The
turpi-
involving
phrase
moral
‘crime
involving moral
words
“misdemeanor
cases,
peripheral
mean in
tude’
turpitude”
to mean misdemeanor
plain that crimes
decided cases make
volving immorality,
says that
then
but
ingredient have
in
fraud was an
immorality
concept
is not one that
regarded
involving
always
been
precision
process
has
which due
recently
turpitude.
moral
We
requires.
adequacy of
stated that doubt as to
in
cases does
a standard
less obvious
holding.
No cases are cited for
unconstitu-
not
render
that standard
Instead,
placed
reliance is
on
dissent
*
* *
vagueness.
tional for
George,
in Jordan v. De
(1951), a ease
cloak of O’Brien, United States “Disruption" IV. not a term. 367, 88 S.Ct. provides for the defendant was convicted Subsection may burning during deny demon- card PHEAA assistance his draft financial expelled against war in student has been stration Vietnam. who out, obey regulation pointed “This refusal to “a lawful or Chief Justice Warren higher ‘speech’ order of tion, educa- Court held that when institution of has refusal, opinion ‘non-speech’ in the are combined in the on elements conduct, sufficiently institution, disruption to a same contributed course example, corrupting 13. For the morals a child law. a conviction under regulat- governmental learning important higher interest Most institutions of justify non-speech published regulations element can have rules and provide Amend- prospective limitations on First incidental which will judging ment with a ceptable freedoms.” basis for the limits of ac- significant conduct. To be so intended to communi- Not all conduct concerned, expulsion far as PHEAA protected the Constitu- cate an idea is Among things, must be “lawful.” other speaker not incite a crowd tion. A that means that the institution must York, v. New Feiner riot: procedures have followed its own L.Ed. S.Ct. which the student full notice. epithets, the so- Abusive expel expel require To or not to “fighting words”, are not with- called subjective judgment certain amount of protection of the Constitution: part Subjective on the of the institution. California, 15, Cohen v. decisions, however, always been the 29 L.Ed.2d stuff of education. Based institu- Obscenity is not: United States objective tional decisions which have no Thirty-Seven (37) Photographs, supra. *23 standards, artists, some men become aimed at is not while Subsection others are directed to commerce or demonstrations, speech. discretion, rallies or free even Disciplinary the law. disrupt is, power It is at those who would aimed to decide when others, process those activities disrupted educational have been so out, out, expulsion warranted, throw or burn who would drown is does not seem “ * * * by beyond expertise out. the student conduct foreseeable or basic * * * * * * any fairness. which for reason materially disrupts class work or involves separate So far as six federal student substantial disorder or invasion of the programs concerned,14 assistance are course, is, im- of not of others Congress has made the educational in- guarantee munized the constitutional judge stitution acceptable the sole speech.” Des freedom of Tinker v. agree conduct and behavior. I .that to do Community Independent Moines School logical. so is I believe that the institu- 733, District, high majority tion’s decisions in a (emphasis fair, just, cases will be and in accord- added) process. ance with the standards of due I (a) (2) would hold that subsection is pro- (c) Subsection facially applied void. If is ever vides, “Nothing in this section shall be way PHEAA, in an unconstitutional any construed to limit the freedom of reviewing court can correct the admin- expression student to verbal of individual istrative error. Therefore, opinions.” views or inhibition to First Amendment freedoms any—from —if subsection “Disturb, prevent” V. with or interfere those which transcend the written and vague are not in when used reference spoken word. in- Subsection orderly conduct affairs of disrupts (the forms a student that he if higher stitutions education. word Tinker) that is used in conduct goes beyond expression verbal (3) provides Subsection activities of the institution which has deny he PHEAA financial assistance chosen any attend to the extent student “who has been convicted expels him, he lose his financial court of record of offense com- support Pennsylvania. disturbing, is There mitted in the course of inter- * * * nothing vague expulsion fering preventing about from col- with or lege. definite, drastic, It is orderly activities, final. conduct of the admin- §,
14. 20 U.S.C. 1060 and 38 § 1675. U.S.C.
1221 amended, 1939, P.L. 18 P.S. of an institution of § classes istration or higher education.” phrase The also used majority word “interfere” is holds statute, “any another federal 29 158 in the course committed U.S.C. § offense referring (1), interfering prevent- prac- disturbing, labor to unfair ” ** * vague unconstitutionally tices. In that has held context it collision, clash, special language no mean to come
because the
meaning.
opposition,
pur-
at
How- be
to run
cross
technical
ever,
law
or common
poses:
Exchange
frequent-
NLRB v.
operative
Parts Com-
words
1962).
pany,
(5th
individually
ly
inor
other
304 F.2d
Cir.
been construed
combinations.
County
Coppedge
v. Franklin
Board
Education,
F.Supp.
(E.D.N.
into
to throw
dis
“Disturb” means
McNair,
Car.1967),
appropriate
Court stated
or confusion: State
order
steps
prevent
should be taken to
interfer
Neb.
135 N.W.2d
order,
distract,
explaining
with the
ence
to interfere
with its
there was
It means to
intimidation,
right.
“harassment,
enjoyment
no
of a
lawful
meaning:
acts,
threats,
of common
State
word
hostile words or
and sim
Davis,
App.2d
257 N.E.2d ilar
behavior.”
Ohio
“interrupt
(1969). The words
People
Toro,
Del
155 Colo.
not to
un
have been held
and disturb”
P.2d 357
that “interfere”
holds
vague.
constitutionally
used in
When
is not
uncertain term but
school,
conjunction
at a
with activities
generally
well-defined
understood.
ordinary
person
intelli
warn a
hinder,
“prevent”
means to
word
*24
gence against
interfering
substantially
check,
impede,
from, frustrate, stop,
keep
operation
program:
its
and
State
with
keep
happening or exist
thwart or
from
Wiggins,
v.
N.C.
272
158 S.E.2d
Equitable
:
Life Assurance
Walker v.
denied,
(1967),
42
cert.
Society
S.,
F.Supp. 306, 308
of U.
123
(E.D.Ill.1954).
of
is a word
common
F.Supp.
McAlpine Reese,
136 understanding:
International Parts Cor
prohib-
(E.D.Mich.1970)
Commission,
poration
an ordinance
Federal
Trade
making any
wilfully
maliciously
1943).
(7th
ited
and
133 F.2d
Cir.
noise, disturbance,
improper diversion
or
In the context of
these three
held that
Court
school activities. The
words, disturbing, interfering,
pre-
and
vague
and
was not
word
disturbance
venting, gain certainty
use
from their
gained
term,
every
that
like
other
other,
with each
from their connection
meaning
context,
and
association
record,
in a
and
a conviction
court of
usage.
commonly understood
“orderly”
reference
the
from their
Louisiana, supra,
administration,
activities,
the
In Cox
or
v. State
duct of the
higher
approved
“precise”
as
educa-
Court
an institution of
classes of
“narrowly
majority
Unfortunately,
made
a statute which
over-
drawn”
tion.
the
picket
parade
precedes
it an
or
with
and all
follows
offense to
looks all that
obstructing,
interfering with,
question. These
in
intent of
the three words
jus-
vacuum,
impeding
in a
were
the administration
terms
not written
were
vacuum,
language
applied
in a
is used in
to be
This
not intended
tice.
same
judiciary,
referring
to the federal
not be considered
act
should
They
refer
a similar law
in a vacuum.
court
processes
U.S.C. §
higher
adopted
Pennsylvania,
an institution
Act of
in
June
raising
majori-
McAlpine,
distinguishing
difficult
of a
will avoid
statute
15. In
problems
any
ty
other
constitutional
tire
under con-
commented
application
present:
Garner
in
case
the words
used
sideration
Works,
“wilfully
maliciously,”
rendering
Public
Board of
thus
L.Ed.
Scienter
be as-
it more definite.
reading
implicit
if
to be
sumed
learning
any
any
cannot
if
ad-
function
its
convicted in
court of record of
buildings
out,
offense,
expelled.
ministrators are locked
its
or who had ever been
intimidated,
down,
language
definite,
burned
its students
This
and im-
would be
challenge
faculty
scholarly
and
stroyed.
de-
works of its
mune
of overbreadth.
interfere,
words, “disturb,
paradoxical
legislative
The
It is
ef-
greater
prevent,” carry
protect
and
ambiguity
no
burden of
fort to
students from
harsh
language
consequences
than is
lot of
their
own mistakes
generally.
brings
in which
The combination
this case before us.
they occur,
in
and the context which
(a) (3)—not
I would consider all of
being
sugges-
powerfully
came into
just
part
it. When the words
sophisticated.
tive even to the least
question
context, they
are read
are not
vague.
unconstitutionally
majority holds that
these words
modifying phrase
“in
used with the
VI. Subsection
will not chill First
uncon-
course of” make this subsection
Amendment
should
language
stitutionally
because
per
be declared void
se
“plan-
“might”
apply to
be read to
ning stages”
“dis-
of an event which
majority opinion
holds that sub-
university
This
turbs”
activities.16
(a) (3)
sections
are consti-
clutching
of”
at a
“In the course
straw.
tutionally overbroad. The doctrine of
immediately fol-
refers to the words that
statutory
overbreadth is concerned with
interfering
low,
“disturbing,
e.,
i.
language which deals with
two classes
preventing.”
no
makes
This subsection
properly may
conduct:
that which
stages.”
“planning
While
reference to
regulated by the state and that which
ignore
court
“convicted
error to
regulated
not be
because of constitu-
orderly
of record” and “the
conduct
guarantees.
tional
Courts strike at
activities,
administration or classes
by invalidating
evil
such a law
un-
higher learning,” it
of an institution of
applications
they arise,
constitutional
compounds
the error to add
words
by case,
case
or if First
free-
Amendment
legislation
purpose
of bolster-
declaring
threatened, by
doms are
such a
argument
ing an
it is unconstitu-
striking
law void on
face and
it down
*25
tional.
in toto.
majority
My
majority’s
concern
shows
for
first criticism of the
might
reasoning
a
unfortunate student who
commit
as to
its failure
overbreadth is
carry
draft
specify exactly
traffic violation or
his
fail
which constitutional
disturbance,
during
card
rights
endangered by
a
being
course of
it sees as
sub-
pointing
out that such a student could
(a) (2)
sections
This is
(a) (3) is
lose his financial assistance if
literally
important
all
stat-
because not
overbroad
true,
suppose
followed. I
is
this
should be declared void on their
utes
exactly
and it
Only
for this reason
face.17
those which threaten First
placed
in
discretion
treated
Amendment
should be
freedoms
legislature
summary fashion,18
de-
PHEAA’s
Had the
hands.
and subsec-
this
“
*
* *
unsparing,
(c)
alia,
sired the
en-
provides,
fanciful results
tion
nothing
inter
majority,
visioned
have
would
in this section shall be construed
any
eliminated the words which have been
to limit the freedom of
student
vague. Thus,
expression
found to be
the statute
individual views and
verbal
of
Obviously,
added)
(emphasis
could
of all opinions.”
have directed the termination
any
severely
(c)
had
benefits to
student who
restricts
subsection
majority opinion, pages
White,
opinion,
Dissenting
16. See
1208-1209.
18.
Mr. Justice
Cincinnati,
City
of
Coates
Dairy
17.
United
States
National
Prod-
S.Ct.
29 L.Ed.2d
Corp.,
29, 32, 36,
(1971);
ucts
Over
The First Amendment
594, 597, 600,
Doctrine,
83 Harv.L.Rev.
L.Ed.2d
breadth
852.
endangers
expres-
First
when a law which
freedom of
to a student’s
threat
be declared
Amendment
should
sion.
void on
face.
its
is void on
that a statute
A declaration
* *
*
“Degree
only by
of
1.
Overbreadth
justified
favored
face
ought
not
struck down for
law
to be
Amendment
First
afforded
status
recognize
a sub-
holdings
it lends itself to
rights.19
that a
overbreadth unless
Such
appli-
impermissible
may
potent a
stantial number of
pose as
of sanctions
threat
*
**
it is true
cations
freedom
While
the exercise
deterrent
o.f
carefully drawn statutes
even the most
application of
expression
of
as the actual
chilling
priv-
may
effect on
have
“chilling
some
effect”
this
sanctions.
**
*
pre-
activity,
ileged
still the
the de-
allows
an
statute which
overbroad
substantially
only
sumption must
be
parture
method
from the more traditional
up
kind and de-
overbroad laws set
constitutionality
judging
cognizable.
gree
judicially
that is
of chill
light
factual situation
established
»*
standing
-X *
at the
behest
someone
* *
*
complain
about it.20
Impact
“Area
analysis
ap-
perfunctory
Even
“
x*
x
substantially
may
^ law
be
plication
of subsections
* *
yet
*,
the area affect-
overbroad
possibility
any chill-
shows
may
ed
the law taken
a whole
ing effect is remote.
degree
first
involve
to a substantial
These
subsections enable PHEAA
example,
activities.
For
amendment
support
withhold financial
people
conspiracy
affect
while
laws
expelled
in a
who
has been
convicted
seeking
viewpoints in the
to advocate
court of
If
be
record.
are to
public forum,
affected
the activities
consciously
deterrence, a student must
color-
great
bear no
of situations
run
protected
refrain from some conduct
protection.
amendment
able claim to first
the First Amendment
which he
X
XX
engaged except
for the threat
significant
proportionately
“Absent
e., the
tained in
i.
interests, an
impact on
amendment
first
finan-
chill must come
the fear that
from
val-
expected
law
overbroad
lost,
fear of
cial aid will be
not from the
appli-
great
preponderance
”
id in the
logical
expulsion or conviction.21 As a
* *
*
cations.
proposition,
possibility
I
as dif-
find
“Adjudicatory
accept
Alternatives—The
ficult to
that a swim-
as the notion
availability
jumping
guideline
into
mer would refrain from
third
concerns
excising speed-
perilous
techniques
judicial
from fear of drown-
water—not
ap-
drown,
effectively
potential
ily
bad
ing,
but
fear that if he does
from
bathing
law.”
plications
his
taken
suit
of an overbroad
*26
him.22
valid, these sub-
guidelines are
If these
sug-
void on
declared
not be
Three considerations have
sections should
determining
all, they
gested23
lend
guide
do not
in
First of
courts
face.
their
follow,
Cramp
thought
process
19.
must
More
v. Board
Public Instruction
Orange
then, “No,
County, Florida,
if I
I
do
368
I won’t because
my
from PHEAA.”
L.Ed.2d
lose
financial aid
S.Ct.
opinion,
part
the
22.
of its
In an earlier
Dantinne,
Pfister,
majority
cited Falcone
Dombrowski v.
prove
(3rd
1969),
14 L.Ed.2d
F.2d 1157
Cir.
heavy
expulsion
sanc-
from
is a
school
language
in
relevant
tion. The same
and
There
be
full
must
awareness
possible
against
weighing expulsion
loss
process
thought
“I
some
as this:
such
of financial aid.
engage
though I
will
conduct
certain
expelled
Amendment Overbreadth
23. The
First
know
mean I will
Doctrine,
858-862.
83 Harv.L.Rev.
court of record.”
convicted
(a) (2)
(3)
to a substantial number of
(a)
part
themselves
tions
impermissible applications. By
their
have been dissected out earlier
very
only
opinion,
affect a narrow
nature
can
the
and the
Amendment
Fourth
range
situations,
e.,
i.
students
of factual
contentions on
basis that sufficient
the
convicted,
expelled
who
apply
who have been
facts are not available to
a test of
their
at an
majority
thereafter continue
studies
the
feels
reasonableness which
institution,
approved
other-
appropriate.
and who are
eligible
financial assistance.
wise
plaintiffs’
While I concur that
(c)
Secondly, by
of subsection
reason
prayers for relief should
refused as to
impact
First Amendment
their area of
(b),
expansive implica-
subsection
goes
limited
to conduct
freedoms
portions
tions I find in
ma-
these
beyond
spoken
word.
and written
jority opinion compel
reject
me to
Pennsylvania
Finally,
provides law
language.
appeals from adverse administrative
Amendment,
As to the Fifth
ma-
directly
appellate
agency decisions
to an
jority says:
Therefore,
court.24
the absence
reporting
Plaintiffs’ claim that the
contrary
a suf-
there is
indication
section violates
Fifth
the students’
adjudicatory
to hold-
ficient
alternative
right
Amendment
not to incriminate
per se.
the act unconstitutional
long
themselves must
So
as sub-
fail.
(2)
(3)
section
have been
(b) does not involve
VII. Subsection
statute,
stricken from
“compelled”
Amendment
Fourth or Fifth
authorization which
rights.
gives
university
is to for-
(b) provides:
regarding his
ward information it
Subsection
has
* *
*
felony
convictions to PHEAA. The
im-
Each
shall
institution
stitution,
course, may report
agency,
mediately
furnish
information whether
student au-
any student who
name and address of
thorizes
or not.
ais
resident of the Commonwealth
*
* *
expelled
here,
applicable
who is
As
the Fifth Amend-
(2)
in clause
for the reasons set forth
ment states:
**
*,
* * *
ofor whom
of subsection
person
No
shall be com-
* * *
knowledge
the institution
pelled in
criminal case to
abe wit-
*
offenses
* *
has been convicted of
that he
against
ness
himself
forth in clauses
as set
prob-
I can see no Fifth Amendment
* * *
subsection
It does not
lems with this statute.
com-
compliance
contend
Plaintiffs
any-
anything
pel
report
student to
requirements
a stu-
would violate
these
duty
(b) imposes
one.25
only upon
Subsection
rights not to
dent’s Fifth Amendment
institution,
limited
and a
Fourth
and his
incriminate himself
name,
duty
report a
at that:
student’s
un-
Amendment
secure
address,
expulsion or con-
fact of
search and
lawful
seizures.
(if known). Moreover,
infor-
viction
arguments
rejects
majority
both
required
part
of a “crim-
mation is
present
on the
of the record:
case,”
help
state
deter-
inal
but to
PHEAA
subsec-
among
Fifth Amendment claim because
of students
mine
thousands
*27
appeal
By
essentially
24. Such an
the
would be to
Com
v.
neutral act: California
July 31, 1970,
424,
ers,
monwealth
Act of
Court:
S.Ct.
—,
IV,
P.L.
(1971).
Art.
§
P.S.
§
plaintiffs’ area turn claims justi “special will circumstances” which the seizure a determination of whether fy susceptibility of a abstention a student institution’s records of avoid a construction compelled reasonable.” statute is question. modify the constitutional Recently referred Court say- majority, I As understand plas job of to a state “remarkable court’s knowing that PHEAA’s interests surgery upon ordi face tic (and that a has been convicted give effort nance” a commendable expelled (2) invali- if had not been legislation operation within a field of against earlier) balanced dated must be limits: Shuttlesworth constitutional not the student’s constitutional Birmingham, Ala., City subjected to and seizure. search 935, 940, 941, L.Ed. 2d 162 proposition, this sounds abstract As an enough—but the search where is fair holding majority’s that subsec- being reported to That seizure ? which' on the turns is overbroad tion address, e., name, regulation fact meaning words, “lawful PHEAA—i. majority custody reasons or order.” not of conviction—is activities, Byers, supra. disruption adminis- note to a tration, See California required report Tlie classes. expulsions deny (b) refers PIIEAA in subsection authorizes expulsion anyone lias ex- Thus an who under assistance reported obey pelled reason need some other for the refusal lawful refusal, order, regulation to PIIEAA. institution, opinion contributed *28 regulations university’s orders private
might deny Amendment freedoms First PROTECTIVE LO MUSICIANS’ UNION it has been because and lawful still be M., CAL A. F. or NO. 274 OF labor Fourteenth Amendment held that ganization, Adams, James on his private of a all apply to the edicts own behalf and on behalf of others does not similarly situated institution. pri- proposition that leap from The AMERICAN FEDERATION OF MU not Four- need afford vate institutions the UNITED SICIANS OF STATES process as- due Amendment teenth AND CANADA. Amendment free- sumption First Civ. A. No. 71-809. stu- be denied to therefore doms would Court, United States District Pennsylvania courts dents Pennsylvania. E. D. uncertainty, spans un- river of a broad June stepping by any supporting marked Pennsylvania citations. stones imagine.
They difficult would constitution,
Pennsylvania’s Article own guarantees press and free Section Penn- Court of spech. The
free legislation
sylvania voided expression and
threatened freedom process: Wil- provide for due
failed to Inc., Dana, Theatres,
liam Goldman main- It has A.2d 59
Pa. argument vigorous de-
tained the existence
bate are essential Clark
preservation States: the United Allen, A.2d 415 Pa. ques- me, if faced with seems to
tion, the courts
very “lawful” to mean well construe recognize law,
accordance with part law of is
First Amendment phrase, land, therefore regulation or order” refers
“lawful consti- not contravene guarantees speech. free
tutional my act belief that view statute, penal read as
should not be are viewed its words when
light and in the the decided cases use, be- is not overbroad
text of their chilling First possibility
cause the remote, freedoms
Amendment construction
susceptible constitutional courts, dismiss I would the state
complaint.
