Lead Opinion
On July 26, 1997, Joseph Corcoran shot and killed four men: his brother Jim Cor-coran, his sister’s fiancé Robert Scott Turner, Timothy Bricker, and Doug Stillwell. An Indiana state court jury convicted Cor-coran of four counts of murder. The trial court agreed with the jury’s determination and sentenced Corcoran to death. Corcor-an exhausted his state court direct appeals and waived state post-conviction review. In 2005, Corcoran filed a petition for a writ of habeas corpus in the United States District Court for the Northern District of Indiana, claiming that his Sixth Amendment right to a jury trial was violated by an offer made by the State during pretrial negotiations, which in turn tainted his death sentence. The district court granted his petition. The State now appeals the district court’s grant of habeas relief; Cor-coran cross-appeals from the district court’s decision that Corcoran was competent to waive his state post-conviction proceedings. For the following reasons, we affirm the district court’s finding of competence, but we reverse the grant of habeas relief.
I. BACKGROUND
After Corcoran was indicted for four counts of murder under Ind.Code § 35-42-1-1, the State and Corcoran participated in extensive negotiations regarding the possibility of a plea agreement. The State made two offers: (1) a sentence of life without the possibility of parole in exchange for a plea of guilty, or (2) the dismissal of a request for the death penalty in exchange for Gorcoran’s agreement to proceed by bench trial instead of jury trial. Corcoran was advised by his counsel (during “several hundred” hours of meetings) that the offers were in his best interest for a number of reasons: (1) Corcoran had made a videotaped confession of the crimes; (2) his confession matched the physical evidence at the crime scene; (3) two of the three court-ordered psychiatrists that evaluated Corcoran concluded that he was competent to stand trial and to aid in his defense; and (4) defense counsel planned to present no defense at trial. Corcoran could not give a specific reason why he was unwilling to accept either offer, stating “I just feel like I should go to trial,” and that he could not explain why.
Before trial, defense counsel gave notice to the court that an insanity defense would be asserted; after court-appointed doctors examined Corcoran and concluded that he was competent, defense counsel withdrew its claims. A jury found Corcoran guilty and recommended the death penalty. On August 26, 1999, the district court sentenced Corcoran to death.
On direct appeal, Corcoran filed a written waiver of his right to appeal his convictions and challenged only his death sentence. Among the six claims that alleged the Indiana Death Penalty statute violated his state and federal constitutional rights, Corcoran argued that the statute violated his Sixth Amendment right to a jury trial in that when he declined the State’s offer to proceed by a bench trial and chose to be tried by a jury, the State’s request for the death penalty sought “to force [Corcoran] to abdicate a basic right,” when the State actually believed that life imprisonment was the appropriate penalty. Corcoran v. State,
In addressing Corcoran’s argument that his right to a jury trial was violated, the court emphasized that, under Bordenkircher v. Hayes,
Corcoran was required to file a petition for post-conviction relief in state court by September 9, 2003. In what would be the first in a series of flip-flops, he refused to sign his petition, believing that he should be put to death for his crimes. At the request of his counsel, a State Public Defender, the trial court scheduled a hearing in October, 2003, to determine whether Corcoran was competent to waive post-trial review of his conviction and sentence. Defense counsel sought the opinions of three mental health experts: clinical psychologist Dr. Robert G. Kaplan; forensic psychiatrist Dr. George Parker; and clinical neuro-psychologist Dr. Edmund Has-kins. Each doctor separately interviewed Corcoran and reviewed his mental health records.
At the hearing, all three experts testified that Corcoran suffered from paranoid schizophrenia; the State and the post-conviction court acknowledged the same. According to the experts, symptoms of his disease included delusions that he had a speech disorder and a belief that prison guards were operating an ultrasound machine to torment him. On the basis of that diagnosis, the experts concluded that Cor-coran was unable to make a rational decision concerning his legal proceedings. Each expert stated that Corcoran’s decision to waive post-conviction review of his sentence, thereby hastening his execution, was premised on his desire to be relieved of the pain that he believed he was experiencing as a result of his delusions. The experts also stated that Corcoran had the capacity to understand his legal position, and Dr. Parker testified that Corcoran had a clear awareness of the status of his case and what was at stake if he waived further proceedings.
Additionally, Corcoran testified at the competency hearing, where the prosecutor and the trial judge questioned him. He stated that he understood it was his last chance at a review of the case, and that if it was unsuccessful, he would be executed. He told the judge that he never wanted a competency hearing, and that he wanted to waive his appeals because he was guilty of murder. He stated:
I think I should be executed for what I have done and not because I am supposedly tortured with ultrasound or whatever. I am guilty of murder. I should be executed. That is all there is to it. That is what I believe. I believe the death penalty is a just punishment for four counts of murder.
In December, 2003, the post-conviction court found that Corcoran was competent to waive further challenges to his sentence and be executed. The court noted that:
[the] evidence is clear that [Corcoran] suffers from a mental illness ... [however the issue before the court was] whether he is competent to waive post-conviction review ... [t]he dialogue the State and the Court had with [Corcoran] clearly indicate he is competent and understands what he is doing. While his choice of action may be unwise, and obviously against the advice of counsel, he is competent to make this ultimate decision in spite of his mental illness.
The Indiana Supreme Court affirmed the post-conviction court’s competency determination. See Corcoran v. State, 820
On February 10, 2005, Corcoran changed his mind and attempted to file a verified state post-conviction petition, which was dismissed as untimely by the trial court; the Indiana Supreme Court affirmed the trial court on April 18, 2006, stating that “[w]e have afforded Corcoran considerable review of his sentence ... and the post-conviction court’s competency determination. The public interest in achieving finality at this stage weighs heavily against further review.” Corcoran v. State,
On November 8, 2005, Corcoran filed an untimely petition for a writ of habeas corpus with the United States District Court for the Northern District of Indiana, raising eight claims that his constitutional rights had been violated by the proceedings that resulted in his conviction and death sentence. On December 5, 2005, Corcoran again changed his mind and filed a pro se “Petition to Halt All Future Appeals,” in which he indicated that he did not wish to further challenge his convictions and sentence. On March 31, 2006, Corcoran sent a letter to the district court, stating that he only signed the post-conviction petition (filed on February 10, 2005) because he believed the Indiana Supreme Court would find him competent. He further stated that he never intended to appeal his sentence, and that he had consented to the filing of the habeas petition in acquiescence to the requests of his wife and his attorneys. He also told the court that he fabricated the story about being tortured by an ultrasound machine in prison, and he denied that his sleep disorder was a motivation to give up on appeal. Corcoran asked the district court to accept the Indiana Supreme Court’s finding that he was competent, and in essence, deny his habeas petition.
Against Corcoran’s wishes, on April 9, 2007, the district court granted Corcoran’s petition for habeas relief under 28 U.S.C. § 2254(d), finding the Indiana Supreme Court’s holding in Corcoran I that the offer was within “the discretionary powers of the prosecutor” violated Corcoran’s right to a jury trial under United States v. Jackson,
II. ANALYSIS
Federal courts are authorized to grant a writ of habeas corpus when an individual is held in custody under a state court decision in violation of the United States Constitution. “We review the district court’s findings of fact for clear error and its legal conclusions, as well as mixed questions of law and fact, de novo.” Rizzo v. Smith,
In determining whether the district court was correct in granting Corcor-an’s habeas petition, we must first identify the “clearly established Federal law” that Corcoran argues was offended by the Indiana state court decision. Searcy v. Jaimet,
A. Right to Jury Trial
We begin with Corcoran’s contention that the State sought to “unconstitutionally chill or squelch the assertion of his right to a jury trial by penalizing Corcoran with a death sentence for exercising that right,” which was contrary to or an unreasonable application of the “bright-line” rule in Jackson.
In Jackson, the Supreme Court construed a provision of the Federal Kidnapping Act, 18 § 1201(a), to allow for the imposition of the death penalty only upon the recommendation of a jury after a guilty verdict, whereas the maximum penalty for a defendant who pled guilty or waived a jury and was tried in a bench trial, was life imprisonment. The Court struck down the provision, finding that it reserved the possibility of the death penalty exclusively for defendants who insisted on a jury trial and therefore imposed an impermissible burden on their right to a jury trial because it “chill[s] the assertion of constitutional rights by penalizing those who choose to exercise them.” Jackson,
In the wake of Jackson, the Supreme Court has consistently held that Jackson does not stand for the proposition “that the Constitution forbids every government-imposed choice in the criminal process that has the effect of discouraging the exercise of constitutional rights.” See e.g., Chaffin v. Stynchcombe,
“[B]y tolerating and encouraging the negotiation of pleas, [the Supreme] Court has necessarily accepted as constitutionally legitimate the simple reality that the prosecutor’s interest at the bargaining table is to persuade the defendant to forgo his right to plead not guilty.” Id. at 364,
Corcoran’s attempt to equate the offer to waive his right to jury trial during pretrial negotiations to a defendant who chose to exercise a legal right (in a post-trial setting) to attack his original conviction is an unreasonable interpretation of Bordenkircher, and the district court erred in accepting it.
Consequently, we have found no authority from the Supreme Court that provides support for the district court’s decision that Jackson clearly established a rule that stands for the proposition that during pretrial negotiations, a prosecutor cannot offer to forgo the death penalty in exchange for a bench trial.
As for the district court’s conclusions that the State’s second offer could not be considered a plea bargain since Corcoran was asked not for an admission of guilt, but rather to waive his right to a jury trial, these contentions have no basis for support in Jackson or elsewhere. First, the Supreme Court has upheld pleas that do not include an admission of guilt, commonly referred to as “Alford pleas.” See generally Alford,
During the pre-trial negotiations, the State and Corcoran’s counsel attempted to convince Corcoran to plead guilty, or in the very least, proceed by bench trial, due to the overwhelming evidence against him. If it is constitutionally permissible to use the threat of more severe punishment to encourage a guilty plea, where a defendant gives up most of his rights, it should follow that the State’s use of the same tactics to encourage a defendant to proceed by bench trial would also be constitutionally permissible, where he would have an opportunity to present evidence and cross-examine witnesses — rights that would not otherwise be able to assert had Corcoran pleaded guilty. At the very least, Jackson does not render an offer like this impermissible or unconstitutional. Obviously, a jury trial is more burdensome than a bench trial for the State. But even in a bench trial, the State must present its full case against the defendant, and in turn, the defendant is entitled to offer a full defense. United States v. Goodwin,
“Defendants advised by competent counsel and protected by other procedural safeguards are presumptively capable of making an intelligent choice in” accepting or rejecting the offer. Bordenkircher,
Given the amount of evidence compiled against Corcoran that he was responsible for the murders, including his own videotaped confession and the lack of defense that his counsel had available at trial, the State did not needlessly punish (under Jackson) Corcoran’s right to a jury trial by making an offer to forego asking for death if he chose a bench trial. “A prosecutor should remain free before trial to exercise the broad discretion entrusted to him to determine the extent of societal interest in prosecution.” Goodwin,
Corcoran cross appeals the district court’s holding that Corcoran was competent to waive his post-conviction proceedings. Corcoran argues that the Indiana Supreme Court’s conclusion that Corcoran was competent to waive post-conviction review was unreasonable and made despite clear evidence to the contrary. As we noted above, a federal court may set aside a state court’s “decision that was based on an unreasonable determination of the facts in light of the evidence presented,” and a federal court may not overturn a state court’s factual determinations unless it concludes that they are not “fairly supported by the record.” § 2254(d)(2), (8); Demosthenes v. Baal,
The petitioner has a “tougher row to hoe” when challenging his competence in post-conviction proceedings than when he is challenging his competence to stand trial. Holmes v. Buss,
Corcoran believes the record clearly established that his decision to waive his rights was not based on “rational thinking” as discussed in Rees. He argues that three medical experts testified that he suffered from a mental illness and that his decision to waive any further appeal of his sentence was the product of the delusions and pain he was experiencing as a result of his illness. Corcoran also contends that the Indiana Supreme Court erred in finding that he was aware of his legal position and the consequences of his waiver.
The Indiana Supreme Court gave careful consideration of all the evidence presented at the post-conviction hearing. The court acknowledged that the experts testified that Corcoran suffered from paranoid schizophrenia and his resulting delusions caused him to waive further review of his sentence, but the court also found that Corcoran had a clear awareness of the status of his case and what was at risk if he waived further review. The court took into account Corcoran’s own conduct and testimony at the hearing, in which he stated that his decision to waive further proceedings was based on his remorse for his crime, and not on any “delusions” he was said to have been experiencing. Although the experts believed otherwise, the Indiana Supreme Court was entitled to accept Cor-coran’s contention that his request to waive further proceedings was based on his belief that death is a just punishment for his crimes. See United States v. Collins,
Further, under the Rees standard, there is no support for Corcoran’s contention that a petitioner who has been diagnosed with a mental illness is not competent to waive post-trial proceedings. The question under Rees is whether a mental illness substantially affects the capacity to appreciate his options and make a rational choice among them. See Whitmore v. Arkansas,
Our review of the transcripts and the evidence before the Indiana Supreme Court reveals that it (as well as the two other courts that considered Corcoran’s competency) thoroughly and conscientiously examined Corcoran’s claims of incompetency, and its findings that he had a “rational understanding of and [could] appreciate his legal position” are factually supported by the record. Therefore, because the Indiana Supreme Court’s decision was based on a reasonable determination of the facts in light of the evidence, we defer to the determination of the Indiana Supreme Court that Corcoran was competent.
III. CONCLUSION
The district court’s finding that Corcor-an was competent to waive his post-conviction proceedings is Affirmed. However, the decision of the district court to grant Joseph Corcoran habeas relief is Reversed and RemaNDed with instructions to deny the writ, and the State of Indiana is at liberty to reinstate the death penalty.
Notes
. At the request of defense counsel, an experienced Indiana Public Defender met with Cor-
. At the time of Corcoran's sentencing, Indiana law required the trial judge make an independent determination of whether to impose the death sentence. Ind.Code § 35-50-2-9(e); Lowery v. Anderson, 225 F.3d 833, 842 (7th Cir.2000). The statute was amended in 2002, in light of Ring v. Arizona,
. The trial court relied upon the following aggravating circumstances; Corcoran was being tried in one proceeding for committing multiple murders; the murders were committed knowingly, intentionally, and in a particularly heinous way; and the mental disturbance suffered by Corcoran did not affect his capacity to appreciate the criminality of his conduct or to conform his conduct to the requirements of the law. The trial court also
. Corcoran does not argue that the State was vindictive in its decision to seek the death penalty.
. We also note that the condemned provision of the Federal Kidnapping Act in Jaclcson provided in effect that a defendant could not be sentenced to death if he pled guilty, but
Concurrence Opinion
concurring in part and dissenting in part.
I agree with the majority regarding Corcoran’s Sixth Amendment claim, and I join that part of the opinion. However, I disagree with my colleagues’ conclusion that Corcoran was competent to waive post-conviction review.
No one contests that Corcoran suffers from a mental illness. This is clear from his delusion that prison guards torture him
Under 28 U.S.C. § 2254(d), the court can grant a writ of habeas corpus only where state court adjudication: (1) “resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court”; or (2) “was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” See also Williams v. Taylor,
The Indiana Supreme Court correctly identified Rees as the governing standard. Rees v. Peyton,
The three experts who testified in the competency hearing unanimously concluded that Corcoran suffers from paranoid schizophrenia that renders waiver of further appeal of his death sentence impossible because the illness prevents him from making rational decisions. Corcoran v. State,
Despite this evidence, the Indiana court concluded that Corcoran had the capacity to make a rational choice on the following grounds:
Corcoran ... made no statement to any of the experts evaluating him indicating that he wished to end his appeals in order to escape his paranoid delusions. Corcoran’s prison medical records and the testimony of each expert indicated that his psychotic symptoms were beingcontrolled through various psychiatric medications. Corcoran himself spoke directly to his reasons for not pursuing post-conviction review and the contention that his delusions were prompting his actions at the post-conviction hearing.
Corcoran III,
The problem with the conclusion that Corcoran had the capacity to make a rational choice is that two of the court’s three reasons are directly contradicted by the evidence presented. See Mendiola v. Schomig,
The court’s first reason for finding Cor-coran capable of making a rational choice was that Corcoran never told any expert that he wanted to die to escape his delusions. This statement was wrong, however, because Corcoran did tell Dr. Kaplan that he wanted to die in order to escape the delusions, some of which he said caused him pain.
Second, the record directly contradicts the court’s finding that each expert indicated that Corcoran’s medication controlled his psychotic symptoms. Dr. Kap-lan explicitly testified that Corcoran’s medication did not have a significant effect on controlling his paranoia and delusions. Id. at 34. Moreover, Dr. Kaplan was the only one of the three experts who was asked to testify about the effects of Cor-coran’s medication. When he did, Dr. Kaplan acknowledged that Corcoran bene-fitted from taking his antipsychotic medications, but stated that even when medicated “it didn’t appear that at any time he was not paranoid or not delusional.” Id. at 34. Dr. Kaplan further testified that medical records revealed that even after Corcoran took a “very high dose” of an antipsychotic medication in prison he continued to suffer from paranoia and auditory hallucinations. Id. at 24. I also note that the post-conviction trial court had made the same incorrect finding that testimony at the hearing showed that Corcor-an’s medication controlled his symptoms. This is significant because the Indiana Supreme Court gave a high level of deference to the trial court’s conclusion. Corcoran III,
The Indiana Supreme Court unreasonably concluded that Corcoran had the abili
The Indiana Supreme Court stated that based on Corcoran’s testimony at the competency hearing, it was clear that Corcor-an understood the nature of the proceedings, the responsibilities of counsel, and the nature of the appellate procedure. Corcoran III,
The majority reasons that the Indiana Supreme Court was entitled to believe Corcoran’s contention that he wished to waive further proceedings because of his guilt, and I agree that ordinarily, the Indiana court’s decision to rely on one person’s testimony over other people’s testimony would be one to which we would defer. See Herrera v. Collins,
But even if the Indiana Supreme Court could have relied on its own judgment over the opinions of the experts in this case, the factual inaccuracies of the court’s two other reasons render its entire finding infirm. See, e.g., Miller-El v. Cockrell,
The court determined that medication controlled Corcoran’s delusions and that the only reason Corcoran himself had ever given for wanting to waive further proceedings was his guilt. This might be a different ease if those determinations were true. Because both determinations are directly contradicted by the record, however, I believe the Indiana Supreme Court’s finding is not “fairly supported by the record”; instead, the record clearly contradicts it. Cf. Demosthenes v. Baal,
For this reason, I would reverse the district court’s finding that Corcoran was competent to waive his post-conviction proceedings and grant Corcoran a conditional writ of habeas corpus requiring litigation of Corcoran’s post-conviction petition in state court. I respectfully dissent.
. I also note that Dr. Haskins testified that Corcoran wanted to bring about his own death "[i]n order to escape from his supposed ... persecution and the control of the guards and his discomfort over this delusion about speaking involuntarily.” Competency Hr’g Tr. 68. It is not clear from Dr. Haskins’s testimony whether he learned of these reasons only through Corcoran's correspondence or through his interview with Corcoran or a combination of both. But even with Dr. Has-kins's testimony aside, Corcoran clearly told Dr. Kaplan he wished to die to escape his involuntary speech disorder.
. Corcoran’s own words later in the competency hearing further belie the conclusion that he understood and rationally made the choice to waive post-conviction relief. At the close of the hearing, Corcoran asked the judge what would happen if he found Corcoran incompetent. The judge explained that the court would then proceed on the post-conviction petition filed by his attorneys. If Corcor-an understood his position and possessed the ability to make a rational choice among his options, it would seem he would have understood the proceedings that had just taken place.
