MEMORANDUM OPINION AND ORDER
Pending is the motion to dismiss of defendants Ronald Duerring (“Duerring”)
I. Factual Background
In this action, plaintiff Peter Corbett (“Corbett”) alleges that defendants terminated his employment in violation of his First Amendment right of free speech. The following factual recitation is taken in its entirety from Corbett’s complaint.
Corbett was hired as a teacher and coach at George Washington High School (“GW”) in August 1989. (Compl. ¶5). He was later promoted to vice principal in September 1998. (Id). Duerring was hired as superintendent of KCBOE in April 1999. (Id ¶ 6).
As GW’s vice principal, Corbett’s duties included the supervision and discipline of students. (Id ¶ 7). In October 1999, Duerring summoned Corbett into his office to discuss certain disciplinary actions taken by Corbett in his capacity as vice principal. (Id ¶ 8). During the discussion, Duerring urged Corbett to “make deals” with students who were children of persons of influence to prevent the parents from complaining to Duerring. (Id 59). Corbett said he would not “make deals” or give special treatment to any students based on the influence of their parents. (Id ¶ 10). Duerring advised Corbett that his failure to make such deals would negatively affect his career. (Id).
Following this meeting, Corbett alleges, Duerring engaged in a pattern of retaliatory conduct as a result of Corbett’s refusal to “make deals” with certain students. (Id ¶ 11). Corbett recounts one particular incident which occurred on April 20, 2007, wherein he supervised a group of students grilling hot dogs in the GW parking lot. (Id ¶ 14). After the cookout began, Corbett learned for the first time that GW’s Principal had announced that “the outside of the building was closed” that week due to security concerns. (Id ¶ 15). Neither the principal nor any other GW employee informed Corbett that the outside of the building was closed prior to the cookout. (Id ¶ 16). Corbett did not think it was a problem anyway because, at GW, the common understanding of the phrase “the outside of the building is closed” was that students were prohibited from being outside unless they were supervised by a faculty member. (Id ¶ 17). Nevertheless, Corbett was reprimanded for supervising the student cookout during closed hours. (Id ¶ 18). Corbett later attempted to change the GW student handbook to clarify the meaning of the phrase “the outside of the building is closed” and the procedure for notifying all affected persons, but he was prevented in doing so by school administrators. (Id ¶ 19).
On June 15, 2007, a pre-disciplinary hearing was held regarding Corbett’s role in the April 20, 2007 cookout. (Id ¶ 20). The hearing examiner recommended that Corbett receive a one day suspension without pay. (Id 1 21). At Duerring’s recommendation, KCBOE opted to suspend Corbett for five days without pay. (Id).
On November 27, 2007, while serving his five day suspension, Corbett began grilling and selling hot dogs near KCBOE’s headquarters. (Id ¶ 24). Corbett alleges that he held this hot dog sale in protest of defendants’ unequal treatment of students, arbitrary enforcement of rules at GW, and mistreatment of administrators who refused to comply with defendants’ corrupt practices. (Id); During this protest, Corbett also called attention to the ambiguity of the rules concerning security of students and staff at GW, as well as the lack of effective communication amongst GW administrators regarding the implementation of these rules. (Id ¶ 25).
II. Procedural Background
Before initiating this action, Corbett filed a broader action in the Circuit Court of Kanawha County on December 23, 2009, alleging three counts in his complaint: Count I — Wrongful Termination; Count II — Negligent Supervision; and Count III — 42 U.S.C. § 1983 (First Amendment retaliation). Defendants removed to this court on January 29, 2010, and subsequently moved to dismiss on February 9, 2010. On July 21, 2010, the court granted defendants’ motion and dismissed the first two counts for failure to exhaust administrative remedies and the third count for failure to state a claim, all without prejudice. Regarding Corbett’s § 1983 First Amendment retaliation claim, the court observed that Corbett “merely alleges that the defendants retaliated against him by disciplining him for statements he made regarding matters of public concern. He does not provide any indication as to the content, form, or context of his statements.”
1
Corbett v. Duerring,
Corbett filed the current complaint with this court on August 27, 2010. The sole count of the complaint, titled Count I — 42 D.S.C. § 1983, asserts that defendants unlawfully terminated his employment in retaliation for his hot dog sale protest, which Corbett claims was protected First Amendment expression. Corbett “demands judgment against Defendants for all lost wages and other special damages allowed by law; all emotional distress, humiliation, and other general damages allowed by law; all punitive damages allowed by law; attorneys fees and costs to the extent permitted by law; and all such other and further relief as the court deems just and proper.” (Id. at 651).
On October 27, 2010, defendants moved to dismiss pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure. Defendants contend that Corbett’s complaint should be dismissed for the following reasons: (1) Corbett’s artful pleading of a First Amendment claim, absent operative facts, is insufficient to withstand dismissal pursuant to Rule 12(b)(6); (2) Corbett’s hot dog sale protest concerned a personnel matter rather than a matter of public concern protected by the First Amendment; (3) Corbett has not alleged that defendants were aware of his allegedly protected First Amendment expression before they terminated his employment; and (4) Corbett
III. Motion to Dismiss
A. Governing Standard
Federal Rule of Civil Procedure 8(a)(2) requires that a pleader provide “a short and plain statement of the claim showing ... entitle[ment] to relief.” Fed.R.Civ.P. 8(a)(2);
Erickson v. Pardus,
The required “short and plain statement” must provide “ ‘fair notice of what the ... claim is and the grounds upon which it rests.’ ”
Bell Atlantic Corp. v. Twombly,
The complaint need not, however, “make a case” against a defendant or even “forecast evidence sufficient to prove an element” of the claim.
Chao v. Rivendell Woods, Inc.,
The recent decision in Iqbal provides some guidance concerning the plausibility requirement:
A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged. The plausibility standard is not akin to a “probability requirement,” but it asks for more than a sheer possibility that a defendant has acted unlawfully. Where a complaint pleads facts that are “merely consistent with” a defendant’s liability, it “stops short of the line between possibility and plausibility of ‘entitlement to relief.’ ”
Iqbal,
As noted in
Iqbal,
the Supreme Court has consistently interpreted the Rule 12(b)(6) standard to require a district court to “ ‘accept as true all of the factual allegations contained in the complaint....’”
Erickson,
Defendants have attached several exhibits to their motion to dismiss, and Corbett has likewise attached exhibits to his response. Corbett states that “if the Court determines that the documents attached to the Defendants’ motion have the effect of converting the motion to one for summary judgment, Plaintiff respectfully respects that the Court deny the motion or hold it in abeyance until such time as Plaintiff has had a reasonable opportunity to conduct discovery.” (Pl.’s Resp. 19). Defendants, on the other hand, urge the court not to convert its motion to dismiss into a motion for summary judgment, asserting that “the exhibits attached to their motion to dismiss are facts that this Court could take judicial notice of.” (Def.’s Reply 9).
“Rule 12(b)(6) does not mandate that a district court treat a motion to dismiss as a motion for summary judgment simply because the moving party includes exhibits with its motion.”
Pueschel v. United States,
In view of defendants’ request, the court will not convert its motion to dismiss to a motion for summary judgment. But in ruling on defendants’ 12(b)(6) motion, the court — consistent with the standards discussed above — will only consider those exhibits that constitute public records or authentic documents that are integral to the complaint, while excluding all other exhibits.
C. First Amendment Retaliation Claim
It is well-settled that a public employer “may not retaliate against a public employee who exercises her First Amendment right to speak out on a matter of public concern.”
Love-Lane v. Martin,
First, the public employee must have spoken as a citizen, not as an employee, on a matter of public concern. Second, the employee’s interest in the expression at issue must have outweighed the employer’s interest in providing effective and efficient services to the public. Third, there must have been a sufficient causal nexus between the protected speech and the retaliatory employment action.
Id.
at 277-78;
see also Smith v. Frye,
1. First McVey Prong — Matter of Public Concern
The court must first assess whether the complaint has sufficiently al
Corbett’s complaint alleges that, at the hot dog sale, he “protested” and otheiwise “called attention” to (1) defendants’ unequal treatment of students, (2) the arbitrary enforcement of rules at GW, (3) defendants’ mistreatment of administrators who do not comply with their coxrupt practices, and (4) the lack of clarity and effective communication of school policies affecting the safety of students and staff. (Compl. ¶ 36). 2 Corbett’s previously dismissed complaint did not contain these factual allegations.
Accepting these allegations as true and viewing them in the light most favorable to the plaintiff, as the court must at this stage, the complaint has sufficiently alleged that Corbett spoke at least in part as a private citizen about matters of public concern. With respect to the context of Corbett’s speech, the alleged fact that Corbett conducted his hot dog sale protest during his suspension supports an inference that he was not acting pursuant to his official duties as GW’s vice principal, but was instead speaking as a private citizen. Further, the content of Corbett’s alleged statements regarding GW’s preferential treatment of certain students based on their parents’ social status appears to implicate a matter of public concern. Such speech would seem to involve allegations of “wrongdoing or breach of public trust,”
Connick,
In contending that Corbett’s speech is not entitled to First Amendment protection, defendants initially dispute Corbett’s motivation in conducting the hot dog sale protest. Relying on various exhibits attached to their motion to dismiss, 4 defendants maintain that the “documented facts” show that Corbett’s “choice to grill hotdogs outside of KCBOE’s headquarters was merely to show his discontent for his five (5) day suspension, which was a private, personnel matter not protected by the First Amendment.” (Def.’s Mem. Supp. Mot. Dismiss 14-16).
As earlier indicated, the court is not at liberty to consider all of defendants’ “documented facts” in ruling on a 12(b)(6) motion to dismiss. It must instead focus its attention exclusively on the well-pleaded allegations in the complaint (subject to a few narrow exceptions not applicable here). Even assuming the court could consider defendants’ exhibits at this stage, Corbett’s motivation for the hot dog sale protest is not necessarily dispositive of his First Amendment claim, especially in light of the court’s conclusion that the content of Corbett’s alleged speech touched on matters of public concern.
See Reuland v. Hynes,
Defendants also assert that Corbett’s speech is not protected by the First Amendment because issues relating to the enforcement and dissemination of a high school’s internal policies are not matters of public concern. (Def.’s Mem. Supp. Mot. Dismiss 17). While it may be true that
part
of Corbett’s speech at the hot dog sale amounted to nothing more than personal grievances about the conditions of his employment, this is not fatal to his First Amendment claim.
See Campbell v. Galloway,
Further factual development of this case through discovery will likely shed light on the details surrounding Corbett’s speech, which will in turn guide the inquiry of whether his speech merely related to a personal grievance or, instead, also addressed a matter of public concern based on its “content, form, and context ... as
revealed by the whole
record.”
Connick,
2. Second McVey Prong— Balancing of Interests
Under the
McVey
test’s second prong (also known as the
Pickering
balancing test) the court must assess whether the complaint has sufficiently alleged that Corbett’s interest in First Amendment expression outweighed the defendant employer’s interest in providing effective and efficient services to the public.
Ridpath,
3. Third McVey Prong— Causal Relationship
The third and final prong of the
McVey
test requires the plaintiff to “demonstrate a causal relationship between his protected speech and the termination of his [employment].”
Ridpath,
The “causal relationship inquiry” focuses on whether the public employee would have been terminated “but for her protected speech.”
Peters v. Jenney,
The complaint alleges that on November 28, 2007, the day after Corbett’s hot dog sale protest, Duerring notified Corbett that he was to be suspended indefinitely and that Duerring took this action in response to Corbett’s “expressive conduct.”
As an initial matter, the court again notes that defendants’ attempt to dispute the factual allegations in the complaint by relying on the exhibits attached to their motion to dismiss is unavailing. Defendants cannot simultaneously urge the court not to convert its motion to dismiss to a motion for summary judgment while also relying on evidence outside the four corners of the complaint in seeking dismissal, inasmuch as this contravenes the Rule 12(b)(6) standard. To be sure, the appropriate vehicle for defendants’ contentions based on the outside evidence is a Rule 56 motion for summary judgment.
Turning to defendants’ assertions regarding the sufficiency of Corbett’s allegations, the court finds that Corbett has alleged adequate factual matter to satisfy his initial burden of showing that “the protected speech was a motivating factor or played a substantial role in inducing the adverse action.”
Peters,
IV. Conclusion
Inasmuch as the complaint has satisfied all three prongs of the McVey test, Corbett has sufficiently alleged a First Amendment retaliation claim. The court accordingly ORDERS that defendants’ motion to dismiss be, and it hereby is, denied.
Notes
. Specifically, Corbett alleged as follows:
As a further part of Defendant Duerring’s efforts to retaliate against Plaintiff, Defendant Duerring unfairly disciplined Plaintiff for a variety of actions undertaken by Plaintiff, including but not limited to actions and statements made by Plaintiff regarding matters of public concern and thus protected under the West Virginia and United States Constitutions.
Corbett v. Duerring,
. The complaint is unclear as to the precise form of Corbett’s speech at the hot dog sale protest. Corbett alleges that he "protested” and "called attention” to GW's alleged corrupt practices, but he does not clarify how he did this (i.e., whether he explicitly spoke about these practices or symbolically conveyed his message by selling hot dogs). Viewing Corbett’s allegations in the light most favorable to him, the court construes the complaint as alleging that Corbett communicated his ideas, verbally or otherwise, in some manner which reasonably could be understood by the general public.
. Although the parties have offered multiple newspaper articles as exhibits, the court cannot consider or take judicial notice of these articles on a Rule 12(b)(6) motion to dismiss. It is worth noting, though, that the very existence of this news coverage supports Corbett's contention that his speech touched on matters of public concern.
See Cioffi v. Averill Park Cent. Sch. Dist. Bd. of Ed.,
. These exhibits include (1) Corbett's testimony at a pre-disciplinary hearing before the KCBOE, (2) newspaper articles discussing Corbett’s protest, (3) a letter from Duerring dated December 3, 2007 notifying Corbett of his suspension for insubordination, and (4) a grievance filed by Corbett with the West Virginia Public Employees’ Grievance Board.
. Defendants also assert that Corbett's speech did not touch on matters of public concern because the complaint does not allege that defendants were "made aware" of the content of his speech. (Def.'s Mem. Supp. Mot. Dismiss 13, 16-17). Inasmuch as defendants’ contention relates more to the causation element of Corbett's First Amendment retaliation claim than the public concern element, the court discusses the contention under the third McVey prong.
. The Fourth Circuit noted in
Ridpath
that "both this Court and the Supreme Court have also included the value of the employee’s speech to the public in the
Pickering
balance.”
