Opinion
This appeal is from a summary judgment dismissing the plaintiffs’ complaint for defamation and related tort causes of action. We affirm the judgment.
Facts
On February 24, 1994, Douglas F. Copp, and two organizations under his control, The American Rescue Team, and Earthquake Preparedness and Rescue of California (hereafter referred to collectively as Copp), filed a complaint against a county officer, Kent F. Paxton (hereafter Paxton), the
Although the extent of his experience is disputed, the record indicates that Copp has a background in demolition work and has participated in an undetermined number of earthquake rescue operations since he first became involved in the rescue effort following the Mexico City earthquake of 1985. Under the auspices of a nonprofit organization, Earthquake Preparedness and Rescue of California, he holds himself out to the public as an expert in earthquake safety and a veteran in earthquake rescue operations. In 1988, he began work on organizing a worldwide conference on disaster mitigation to be held in Puerto Vallarta, Mexico, in September 1993. By the end of 1992, he claims to have “attracted a number of valuable sponsorships as well as the full participation of the governmental authorities in Mexico and the United States consul in Puerto Vallarta.” The Hotel Marriott expressed an interest in hosting the conference and Copp was in contact with the operations manager, Dennis Whitelaw, in working out detailed arrangements.
Copp’s experience in earthquake rescue convinced him that the conventional advice given to schoolchildren, i.e., to duck under their desks and wait out the earthquake, “was not only wrong, but dangerous, in that it would result in the victim’s being crushed” under the desk. He advocates that children should lie down on the floor next to their desk so as to maximize the possibility of finding an open space in the rubble. In January 1992, he distributed a flyer criticizing the “duck and cover” approach, entitled “The Only Way Your Children Can Survive an Earthquake While at School,” and prepared a script of a proposed video.
Since 1982, Paxton has served as the area coordinator for the Area Office of Emergency Services in San Mateo County. In this capacity, he is the head of a county department and is appointed by and serves at the will of the county manager. “[H]is official duties include emergency planning, training, public education and response services. His job also involves interacting with other government agencies to coordinate emergency efforts.”
Secondly, on February 20, 1992, he wrote a four-page letter to Rich Eisner, executive director of the Bay Area Regional Earthquake Preparedness Project, describing an encounter with Copp. As part of his official duties, Paxton attends meetings of public committees devoted to disaster preparedness. Earlier that day, he had attended a meeting of the Coastside Emergency Services Council, composed of a small group of local officials from coastal San Mateo County employed in the field of public safety, emergency services, hospital administration and school administration. At the request of a representative from the El Granada Elementary School, Copp had been invited to present his views. Paxton recounted that he interrupted Copp’s presentation after about 10 minutes to challenge his personal knowledge of the Mexico City earthquake and credentials in earthquake rescue operations. After the presentation, Paxton responded with a defense of the conventional advice of getting under a desk in an earthquake.
Thirdly, on January 21,1993, he wrote a letter to a private citizen, Warren Johnson, questioning Copp’s credentials and referring him to three officials who could “debunk Copp’s assertions.” Johnson had contacted Paxton at the suggestion of Dan Eberle of the San Diego Office of Disaster Preparedness. Describing himself as president of the Naval League of Minnesota, Johnson called from a local telephone and asked Eberle if he knew a Douglas Copp. He explained that “he was calling because he had a friend in Puerto Vallarta who managed a hotel or something down there, and that this Douglas Copp was involved in a conference down there, and he had some concerns of some of the things that [were] being said.” Eberle referred Johnson to Paxton because he had learned of Paxton’s staff memorandum through a colleague on a state committee. Paxton recounted that he talked for about five minutes with Johnson and promised to send him further information. Apparently lacking an address, Paxton sent the letter to Johnson care of Eberle in San Diego.
In some manner, the two letters and staff memorandum reached the sponsors of the conference that Copp was promoting in Puerto Vallarta. The
According to Copp’s declaration, the attitude of the conference sponsors abruptly changed around the end of January 1993. “From full support, the sponsors suddenly withdrew all support, without explanation. Finally, Dennis Whitelaw of the Marriott provided me with the packet of documents . . . which had been circulating among the sponsors.” The documents included the three communications from Paxton. Though Copp tried to revive interest in the conference, it was ultimately canceled. As a consequence, Copp complains that he lost “over $100,000 in promised or anticipated fees.”
Discussion
A. Were the Communications Defamatory?
In this appeal, we refrain from weighing the evidence but inquire only whether there are any triable issues of fact.
(Molko
v.
Holy Spirit Assn.
(1988)
The appeal presents the threshold question of which statements, if any, in the three communications—the staff memorandum, the Eisner letter
Some of Paxton’s statements which Copp finds injurious fall into the category of opinions. Despite the broad statutory language, such opinions are not actionable as a matter of constitutional law. “An essential element of libel ... is that the publication in question must contain a false statement of
fact. . . .
This requirement ... is constitutionally based.”
(Gregory
v.
McDonnell Douglas Corp.
(1976)
The issue whether a communication was a statement of fact or opinion “is a question of law to be decided by the court.”
(Baker
v.
Los Angeles Herald Examiner
(1986)
Under these principles, we may easily dismiss as nonactionable several bluntly expressed opinions in the documents, such as the statement that Copp’s views were “nonsense.” We have given close attention, however, to three inimical statements in the Eisner letter. The letter begins by questioning Copp’s reliability for truthfulness: “I was invited to keep him honest. Quite an experience. Quite a challenge.” It later refers to him as a “booby.” And alluding to his residence in Half Moon Bay, it ends with the comment: “I think our best approach is to leave him baying in the ocean breezes.” While these statements may fall within the statutory language of Civil Code section 45, they are still constitutionally protected speech. The expression “keep him honest” makes no factual imputation of specific dishonest conduct capable of being proved true or false. The epithet “booby,” like the expression “babbler,” can be understood only as a vague expression of low esteem. And the allusion to “baying in the ocean breezes” is a metaphoric and subjective expression of disapproval, devoid of any factual content.
We similarly find no support for Copp’s contention that Paxton made defamatory misstatements of fact. The plaintiffs’ separate statement in opposition to the motion for summary judgment disputes the factual accuracy of Paxton’s letters and memorandum in three respects: (1) Copp’s views on earthquake survival “are shared by other rescue experts who possess substantial international experience and renown,” (2) Copp is “a bona fide rescue expert” with “formal training and practical on-site experience,” and (3) “Paxton lacked reasonable grounds for believing” that his statements were true.
The first two claims are directed at statements in Paxton’s letter to Johnson. In support of the first claim, Copp has produced declarations from two individuals in an English disaster relief organization which support Copp’s opinions, but do not contradict the actual statement that Paxton made in the Johnson letter. In cautious language, Paxton stated, “All emergency preparedness agencies I know of, including the Federal Emergency Management Agency, Emergency Planning Canada, and the California Office of Emergency Services, recommend that children take shelter under desks when earthquakes strike.” With respect to the second claim, Copp adduces evidence that he in fact has formal training and practical experience qualifying him as an earthquake rescue expert, but again he does not contradict Paxton’s carefully worded statement: “My impression is that [Copp] has some former experience in the construction industry, and has been to several
In support of the claim that Paxton made knowingly false statements, Copp raises two minor factual issues. First, he takes exception to Paxton’s statement in the Johnson letter that Richard Eisner “is familiar with Copp’s . . . attempts to support himself through ‘rescue training’ classes.” Secondly, he takes aim at a statement in the Eisner letter regarding earthquake damage in Mexico City schools. In his account of the Coastside Disaster Council meeting, Paxton recalled, “I said I had never heard of any such loss [in Mexico City schools], that the earthquake occurred at 7:18 am when schools were empty.” Nevertheless, while these statements may have been erroneous, 1 they were not defamatory. Neither statement concerned a matter having a tendency to expose Copp to “hatred, contempt, ridicule, or obloquy” or injury “in his occupation” within the meaning of Civil Code section 45.
Our analysis reveals only one statement in the three communications that could be considered actionable. The staff memorandum concludes, “Sermon over. As Doug Copp says, let us prey . . . .” The statement, of course, is not intended to be understood as an actual quotation of Copp’s words but rather facetiously imputes the words to him as a way of conveying the opinion that he exploits the fears of parents for personal gain. An opinion of this kind can imply the existence of undisclosed facts as the basis for the opinion.
(Baker
v.
Los Angeles Herald Examiner, supra,
B. The Executive Officer Privilege of Civil Code Section 47, Subdivision (a).
We turn now to the application of the executive officer privilege of Civil Code section 47, subdivision (a). Enacted in 1872, the statute states simply: “A privileged publication or broadcast is one made: (a) In the proper discharge of an official duty.” The annotation to the section made by the Code Commission in 1872 indicated that it was intended “as a codification of the general principles developed by the courts.”
(Saroyan
v.
Burkett
(1962)
Following federal authority, the California Supreme Court first applied the privilege to the executive branch in
Saroyan
v.
Burkett, supra,
In
Kilgore
v.
Younger
(1982)
Some later authority limits the privilege to state officials of cabinet rank. In
Frisk v. Merrihew
(1974)
Since the executive privilege is “an expression of a policy designed to aid in the effective functioning of government,” the court reasoned in
Barr
that it should be extended to lower officials to the extent necessary to carry out that policy.
(Barr
v.
Matteo, supra,
360 U.S. at pp. 572-573 [
Three later California decisions pose the question whether the privilege should be extended to lower ranking officials without resolving it in terms applicable to the present case. In
White
v.
State of California
(1971)
In
Sanborn
v.
Chronicle Pub. Co.
(1976)
In
Neary
v.
Regents of University of California
(1986)
Under these precedents, we hold that the executive privilege of Civil Code section 47, subdivision (a), may extend to a county official of Paxton’s rank. As the trial court observed, “Who is higher than Mr. Paxton in his world? In this County? Isn’t he the captain of the ship, even though, perhaps it’s a destroyer rather than a battleship?” The policy underlying the privilege applies fully to a county executive entrusted with the vital public function of Paxton’s office. Earthquake safety and procedures in an urban area through which a great fault runs is of vital public concern. It is especially important as it relates to schools. We need only look back a few years to see how a significant earthquake can affect the community and its infrastructure. Public officials in Paxton’s capacity should be encouraged to engage in frank and open communication on important public issues in order to function effectively in the offices entrusted to them. The public benefit of such communications outweighs the potential harm to any individual’s reputation.
The privilege, however, does not apply to all acts of a qualifying executive officer. The
Royer
decision states that the privilege applies only to communications made “while exercising policy-making functions.”
(Royer
v.
Steinberg, supra,
Under this standard, we find that the initial publication of the staff memorandum was absolutely privileged under Civil Code section 47, subdivision (a). Paxton’s duty to promote public education on earthquake safety embraced giving guidelines to his staff on how to respond to advocates of novel earthquake survival strategies. Our holding is consistent with other decisions denying the privilege to lower ranking officials. In
White
v.
State of California, supra,
Copp contends, however, that the staff memorandum was republished by enclosing it with the Johnson letter. Though the evidence is largely circumstantial, we think that it is sufficient to support an inference that such a republication took place. There is no other explanation of how the document could have reached the Mexican sponsors of the conference. Paxton did not engage in other correspondence which could have served as a conduit for the document. And the fact that the document was circulated shortly after Paxton wrote the Johnson letter tends to enhance the likelihood that he in fact released it to Johnson. Paxton’s own equivocal testimony lends a degree of support to this inference.
We therefore must consider whether the republication of the staff memorandum comes within the privilege of Civil Code section 47, subdivision (a). While it may have been part of Paxton’s job to answer private inquiries, we do not think it pertained to the exercise of an executive function. It was rather the sort of routine, ministerial task which might have been performed by any member of his staff and therefore falls outside the scope of the privilege.
C. Limited Purpose Public Figure.
Our analysis has reduced the case to one defamatory statement—the last sentence in the staff memorandum—and one possible publication outside the
In the landmark decisions,
New York Times Co.
v.
Sullivan
(1964)
In the
Gertz
decision, the court observed that the characterization of a plaintiff as a public figure “may rest on either of two alternative bases. In some instances an individual may achieve such pervasive fame or notoriety that he becomes a public figure for all purposes and in all contexts. More commonly, an individual voluntarily injects himself or is drawn into a particular public controversy and thereby becomes a public figure for a limited range of issues.”
(Gertz
v.
Robert Welch, Inc., supra,
Under this standard, we find as a matter of law that Copp was a limited purpose public figure. The issue of earthquake disaster mitigation in public schools had “foreseeable and substantial ramifications for nonparticipants” (Wa
ldbaum
v.
Fairchild Publications, Inc., supra,
As a limited purpose public figure, Copp has the burden of proving by clear and convincing evidence that Paxton enclosed the defamatory staff memorandum with the Johnson letter with knowledge of its falsity or with reckless disregard of its truth or falsity. We find no evidence in the record from which the trier of fact could reasonably find Paxton’s actual knowledge of the statement’s falsity. It is a close question, however, whether the evidence is sufficient to sustain Copp’s burden of proving reckless disregard for truth or falsity.
The burden of proof by clear and convincing evidence “requires a finding of high probability. The evidence must be so clear as to leave no substantial doubt. It must be sufficiently strong to command the unhesitating assent of every reasonable mind.”
(In re David C.
(1984)
In
St. Amant
v.
Thompson
(1968)
Though Copp maintains that Paxton was engaged in a campaign to discredit him, the evidence in support of this contention is very meager. Paxton attempted to rebut Copp at a public meeting, and wrote a memorandum to staff and a letter to a colleague. A year later he responded to a private inquiry. In each case, he acted in discharge of his duties as a public official—whether executive or ministerial in nature. It may be true that Paxton relied on intuitive judgment with little actual investigation or evidence in characterizing Copp as a self-styled expert in pursuit of personal gain, but we find no compelling reason to believe that he acted in bad faith. Copp’s credentials were not beyond question and, as alleged in the complaint, he did in fact hope to earn $100,000 in fees by sponsoring an international conference.
Moreover, while the trier of fact could reasonably infer that the staff memorandum was probably enclosed with the Johnson letter, it is by no means certain that it reached the conference sponsors by this route and, if it did, the actual circumstances surrounding the enclosure of the document are obscure. Paxton gave no direct testimony on the point. The staff memorandum could have been inserted by a staff assistant or enclosed by Paxton without reflection or as a hurried afterthought. The memorandum did contain useful information and insights. Paxton may well have enclosed it solely for its informational value, overlooking the nature of the sentence he had written 11 months earlier.
Though the record may support an inference that Paxton enclosed the staff memorandum with the Johnson letter, it only provides a basis for speculation that he entertained a serious doubt as to the truth of the concluding sentence. Such a speculative possibility falls short of clear and convincing evidence.
D. Related Tort Causes of Action.
Although the appeal has centered on the cause of action for defamation, the complaint also alleges causes of action for invasion of privacy by placing plaintiff in a “false light,” interference with prospective economic advantage and interference with contract. It is now established that claims for invasion of privacy
(Reader’s Digest Assn.
v.
Superior Court, supra,
The judgment is affirmed.
Strankman, P. L, and Dossee, J., concurred.
A petition for a rehearing was denied May 21, 1996, and appellants’ petition for review by the Supreme Court was denied August 14, 1996.
Notes
At his deposition, Eisner said he had never heard of Copp’s efforts to support himself with classes of this sort and Copp declares that he has voluntarily donated his efforts in the field of earthquake rescue. With respect to the Mexico City earthquake, Copp shows that there were in fact casualties in schools that began classes at 7 a.m. and that Paxton sent Eisner an annotated photograph of such a school.
