COPLEY PRESS, INC. Petitioner, v. THE SUPERIOR COURT OF SAN DIEGO COUNTY, Respondent; THE PEOPLE, Real Party in Interest.
No. D011794
Fourth Dist., Div. One.
Feb. 26, 1991
228 Cal.App.3d 77
Lloyd M. Harmon, Jr., County Counsel, Daniel J. Wallace, Chief Deputy County Counsel, and Lewis P. Zollinger, Deputy County Counsel, for Respondent.
Edwin L. Miller, Jr., District Attorney, Thomas F. McArdle and James E. Atkins, Deputy District Attorneys, Fletcher & Patton and William R. Fletcher for Real Party in Interest.
TODD, J.—This matter, first decided by this court on September 11, 1990, is again before us pursuant to a remand for further consideration from our Supreme Court. The Supreme Court directed us to vacate our original opinion (223 Cal.App.3d 994) and consider the matter anew in light of Lesher Communications, Inc. v. Superior Court (1990) 224 Cal.App.3d 774 [274 Cal.Rptr. 154]. Accordingly, on December 19, 1990, we ordered our first decision vacated and asked the parties to brief how Lesher affects this proceedings.
All of the parties agree that Lesher differs from our original opinion in that Lesher holds the public or press does not have access to jury questionnaires filled out by venirepersons who are not called to the jury box for oral voir dire. We agree this is a valid distinction between the two opinions, and we shall adopt the Lesher holding. Further, we conclude this is the only valid distinction in the holdings of the two cases, a conclusion apparently shared by the panel in Lesher, which voiced its agreement with our earlier opinion “with but one exception“—namely the confidentiality of questionnaires filled out by venirepersons who are not called to the jury box. (Lesher, supra, 224 Cal.App.3d at p. 779.)
However, two of the parties—Copley Press, Inc. and the superior court—contend there is another distinction concerning whether questions included in the jury questionnaire dealing with juror qualification are confidential. We disagree. It is apparent that the questionnaires involved in the two cases are different, with the questionnaire here containing 219 questions while the one in Lesher contained 120. Nothing in Lesher indicates the questions contained in that questionnaire included the type of confidential information (e.g., telephone number, Social Security number, driver‘s license number) that is essential for the determination of juror qualification and management of the jury system as was the case here.1 Indeed, the inference we
In light of the distinction made in Lesher and the Supreme Court‘s remand of the case, we reissue our original opinion as modified below:
The Copley Press, Inc. (Copley), publisher of the San Diego Union and The Tribune, has petitioned for a peremptory writ of mandate by which it seeks access to confidential voir dire questionnaires used in a capital case. As will be seen, the press is constitutionally entitled to have access to such questionnaires. However, because of particular circumstances involved in this case, our holding shall have prospective application only.
FACTS
This case stems from the criminal trial of Roberta D. Pearce, who was charged with the murder of her husband and the special circumstances that the murder was done for financial gain (
In accordance with established court procedures authorized by
On January 25, 1990, counsel for Copley filed a motion, which in essence requested the trial court to release the questionnaires. On February 22, 1990, the trial court heard argument on Copley‘s motion. The request was denied. On March 12, 1990, Pearce was found guilty. On March 14, 1990, Copley filed this petition.3
DISCUSSION
I
In hearing this writ and fashioning the remedy that we propose, we are cognizant that not only voir dire but the entire trial has been completed. Regardless of that fact, the issues this case raises are “‘capable of repetition, yet evading review.‘” (Nebraska Press Assn. v. Stuart (1976) 427 U.S. 539, 546 [49 L.Ed.2d 683, 690, 96 S.Ct. 2791], quoting Southern Pacific Terminal Co. v. ICC (1911) 219 U.S. 498, 515 [55 L.Ed. 310, 316, 31 S.Ct. 279].) It is reasonable to assume that Copley, as publisher of two newspapers in San Diego County, would be denied access to confidential questionnaires in another capital trial held in the county.4 And it is possible—as happened in this case—review of the issue will be put off for more than a month, in which time voir dire would be completed and possibly the trial as well. Thus, it is in the public interest that we proceed with this writ proceeding (Kirstowsky v. Superior Court (1956) 143 Cal.App.2d 745, 749 [300 P.2d 163]; see also DiGiorgio Fruit Corp. v. Dept. of Employment (1961) 56 Cal.2d 54 [13 Cal.Rptr. 663, 362 P.2d 487]) and produce what, as
II
As respondent superior court concedes, the United States Supreme Court in Press-Enterprise Co. v. Superior Court of Cal. (1984) 464 U.S. 501 [78 L.Ed.2d 629, 104 S.Ct. 819] (Press-Enterprise) established that the
Press-Enterprise, supra, 464 U.S. 501, involved the capital trial of a man charged with rape and murder of a teenage girl. Before voir dire examination of prospective jurors began, the Press-Enterprise newspaper moved that voir dire be open. The trial court allowed the newspaper to attend only the general voir dire, closing the individual voir dire of venirepersons. The entire voir dire took six weeks, with three days open to the public. After the jury was impaneled, the newspaper asked the trial court to release complete transcripts of the voir dire proceeding. The trial court refused. After the defendant was convicted and sentenced to death, the newspaper renewed its request. It again was denied. The Court of Appeal denied the newspaper‘s petition for writ of mandate. The United States Supreme Court reversed, vacating the order denying relief.
“. . . No right ranks higher than the right of the accused to a fair trial. But the primacy of the accused‘s right is difficult to separate from the right of everyone in the community to attend the voir dire which promotes fairness.
“The open trial thus plays as important a role in the administration of justice today as it did for centuries before our separation from England. The value of openness lies in the fact that people not actually attending trials can have confidence that standards of fairness are being observed; the sure knowledge that anyone is free to attend gives assurance that established procedures are being followed and that deviations will become known. Openness thus enhances both the basic fairness of the criminal trial and the appearance of fairness so essential to public confidence in the system. [Citation.]” (464 U.S. at p. 508 [78 L.Ed.2d at p. 637].)
However, the right of access—be it to voir dire or other portions of the trial—is not absolute. “The presumption of openness may be overcome only by an overriding interest based on findings that closure is essential to preserve higher values and is narrowly tailored to serve that interest.” (Press-Enterprise, supra, 464 U.S. 501, 510 [78 L.Ed.2d 629, 638]; see also Globe Newspaper Co. v. Superior Court (1982) 457 U.S. 596, 606-607 [73 L.Ed.2d 248, 256-258, 102 S.Ct. 2613].)6
Here, the respondent superior court argues maintaining the confidentiality of the questionnaires supports three overriding interests: (1) administering an expeditious trial; (2) preserving the defendants‘s right to a fair and impartial jury trial; and (3) protecting the juror‘s right to privacy.
While efficient judicial administration is a praiseworthy purpose and one we applaud, it does not reach constitutional dimensions. As much as we would like to see judicial proceedings run efficiently and expeditiously, we
With respect to protecting the criminal defendant‘s right to a fair trial, we agree it is the sort of compelling interest that can override the
With respect to the jurors’ right to privacy, respondent superior court has identified another interest of constitutional dimension. (Roe v. Wade (1973) 410 U.S. 113 [35 L.Ed.2d 147, 93 S.Ct. 705]; Griswold v. Connecticut (1965) 381 U.S. 479 [14 L.Ed.2d 510, 85 S.Ct. 1678];
“The jury selection process may, in some circumstances, give rise to a compelling interest of a prospective juror when interrogation touches on deeply personal matters that person has legitimate reasons for keeping out of the public domain. . . . The privacy interests of such a prospective juror must be balanced against the historic values we have discussed and the need for openness of the process.
“To preserve fairness and at the same time protect legitimate privacy, a trial judge must at all times maintain control of the process of jury selection and should inform the array of prospective jurors, once the general nature of sensitive questions is made known to them, that those individuals believing public questioning will prove damaging because of embarrassment, may properly request an opportunity to present the problem to the judge in camera but with counsel present and on the record.” (Press-Enterprise, supra, 464 U.S. at pp. 511-512 [78 L.Ed.2d at p. 639].)
Thus, Press-Enterprise, supra, 464 U.S. 501, teaches that an individualized approach rather than a blanket one is appropriate in considering the privacy rights of prospective jurors. Not only does such an approach preserve the constitutional values of openness, it also enables the trial court to “ensure that there is in fact a valid basis for a belief that disclosure infringes a significant interest in privacy.” (Id. at p. 512 [78 L.Ed.2d at p. 640].)
This Supreme Court precedent also instructs that when limited closure is in order, the trial court should strive to restrict access as narrowly as possible so that the salutary nature of openness can be preserved to the largest extent possible. (464 U.S. at pp. 512-513 [78 L.Ed.2d at pp. 640-641].)
We find the suggestions offered in Press-Enterprise, supra, 464 U.S. 501, on how to minimize the effects of closure applicable to the use of confidential questionnaires. For example, in Press-Enterprise, the Supreme Court suggested:
“When limited closure is ordered, the constitutional values sought to be protected by holding open proceedings may be satisfied later by making a transcript of the closed proceedings available within a reasonable time, if the judge determines that disclosure can be accomplished while safeguard-
Of course, each case will have its own particular facts regarding the extent to which legitimate privacy rights should be protected. In any event, pursuant to the guidance of the United States Supreme Court, we believe the proper approach is to have the superior court advise the venirepersons that they have the right to request in camera hearings on sensitive questions rather than writing their answers in the questionnaire. Counsel should be present and the session should be reported, with the trial court determining afterward on the record whether a legitimate privacy interest warrants protection. If it does, the trial court should then seal the transcript of the hearing. Henceforth, the superior court shall inform the venirepersons of their right to request in camera hearings to answer specific sensitive questions rather than filling out those answers on the questionnaire form. No explicit or implicit promise of confidentiality should be attached to the information contained in the questionnaires; rather the venirepersons shall be expressly informed the questionnaires are public records. Second, the superior court shall provide access to the questionnaires of individual jurors when the individual juror is called to the jury box for oral voir dire. Public access shall not be provided to questionnaires filled out by venirepersons who are not called to the jury box.8
III
In light of our holding that the public has the right of access to written questionnaires submitted by venirepersons called to the jury box for oral
“(a) If a jury commissioner requires a person to complete a questionnaire, the questionnaire shall ask only questions related to juror identification, qualification, and ability to serve as a prospective juror.
“(b) Except as ordered by the court, the questionnaire referred to in subdivision (a) shall be used solely for qualifying prospective jurors, and for management of the jury system, and not for assisting in the courtroom voir dire process of selecting trial jurors for specific cases.
“(c) The court may require a prospective juror to complete such additional questionnaires as may be deemed relevant and necessary for assisting in the voir dire process or to ascertain whether a fair cross section of the population is represented as required by law, if such procedures are established by local court rule.
“(d) The trial judge may direct a prospective juror to complete additional questionnaires as proposed by counsel in a particular case to assist the voir dire process.”
Our inspection of this jury questionnaire leads us to conclude that in this case the 300 prospective jurors were asked to fill out a questionnaire that was designed to determine juror qualification (
IV
Respondent superior court‘s argument the questionnaires were not part of the voir dire but rather pretrial discovery is not persuasive.
Respondent relies on People v. Murtishaw (1981) 29 Cal.3d 733 [175 Cal.Rptr. 738, 631 P.2d 446], overruled on other grounds in People v. Boyd (1985) 38 Cal.3d 762, 772-773 [215 Cal.Rptr. 1, 700 P.2d 782], which recognized that the prosecution‘s access to background information about prospective jurors provided an advantage that could only be equalized by allowing the defense access through discovery. The Murtishaw court held “a trial judge will have discretionary authority to permit defense access to jury records and reports of investigations available to the prosecution.” (Id. at p. 767.) Murtishaw, therefore, stands for the proposition that the trial court can order the prosecution to share its discovery about the background of venirepersons with the defense. It does not authorize, as the trial court here apparently believed, the court to conduct discovery for the parties. Thus, Murtishaw is not on point. The questionnaires were produced and generated by the superior court; therefore, if the questionnaires were part of discovery the court was participating in discovery. The function of the trial court is to adjudicate cases; it is not in the discovery business.
Furthermore, we find telling the following exchange between counsel for Copley and the trial court:
“[Copley counsel]: But the point, I believe, your Honor, is that the voir dire process was not, of course, limited to the oral questions and answers in open court; the voir dire process began with the eliciting of information from the jurors.
“The Court: That‘s correct. What occurred is that the attorneys and the court collaborated together on what you might call an inquiry or investigation of the jury panel.”
It is clear that when the court distributed the questionnaires to the venirepersons with instructions to fill them out, voir dire had begun. The fact that the questioning of jurors was largely done in written form rather than orally is of no constitutional import.
V
Here, each prospective juror was informed the questionnaire he or she filled out would become part of the court‘s permanent record. However, another representation was made to these 300 venirepersons, namely that the questionnaires they filled out would “not be distributed to anyone except [the judge], [the judge‘s] staff, and the attorneys in the case while it is pending.”9
As indicated above, the blanket denial of access to the questionnaires here was unconstitutional. Nonetheless, we conclude that to not honor the trial
Given the representation made to the venirepersons by the trial court, we believe general principles of estoppel should bar release of the questionnaires used in this case. Accordingly, we shall not order them released.
DISPOSITION
Let a peremptory writ of mandate issue directing the superior court in all future cases in which jury questionnaires are used to (1) segregate juror qualification information from other questions, (2) plainly instruct the venirepersons in the body of the questionnaire that (a) the written responses are not confidential, i.e. the questionnaires are public records, and (b) the venirepersons have a right to request an in camera hearing to discuss their responses to any questions they do not wish to answer in writing, and (3) provide access to the questionnaires in accordance with the views expressed above.
Kremer, P. J., concurred.
NARES, J., Concurring.—Absent excuse, citizens are required to attend jury service for nominal remuneration ($5 per day) and one-way mileage. Compelled by United States Supreme Court precedent, today we order (in future cases) the potential public release of sensitive personal information obtained not by consent, but by compulsion.
The questionnaire seeks highly personal information from each prospective juror. For example, the questionnaire asks, “Have you ever sought any type of counseling for problems in a marriage from someone such as a priest . . . ?” Another question asks, “Do you believe that the lives of some people are more important than others?” Question 177 states, ‘Did or does either of your parents use alcohol or drugs to excess?” and another states, “Were you the victim of child molestation or other forms of child abuse. If yes, how has that affected you in your adult life?”
The majority attempts to safeguard the prospective jurors’ privacy rights—rights it acknowledges have constitutional dimensions—by requiring a nonconfidentiality warning be placed in the “body of the questionnaire.” Given the potential intrusion into a prospective juror‘s personal life,
Second, in addition to the written warning endorsed by the majority, before distributing the questionnaire, the trial court should orally alert the prospective jurors their responses are not confidential and will be accessible by newspapers, radio, television, and all other forms of print or electronic media. The trial court should orally advise prospective jurors that if they believe public disclosure of their answer to particular questions may be embarrassing or otherwise infringe on their privacy rights, they should ask for a hearing in chambers before answering the question(s). The court should further orally instruct prospective jurors that the attorneys and court reporter will be present during any such chambers proceeding, and that their request for confidentiality does not insure the answer will remain confidential.
With this additional safeguard, and compelled by the authorities cited in the majority opinion, I concur.
Respondent‘s petition for review by the Supreme Court was denied May 23, 1991.
