CORRECTED MEMORANDUM & ORDER
In the early morning hours of February 26, 1988, a young and newly appointed New York City Police Officer, Edward Byrne, sitting in his patrol car outside the
The testimony adduced at trial established that Officer Byrne’s execution-style murder was planned by petitioner and his co-conspirators on February 25, 1988, in the home of Roger Philips, defendant Todd Scott’s uncle. Two witnesses to that meeting testified that Todd Scott informed Cobb and Copeland that “the boss” had put out an order to kill a cop, for which the participants would earn $8,000. Cobb and Copeland nodded in response. Scott relayed this information from David McClary, who received the actual order from Pappy Mason. Petitioner stated that Mason was “pissed off’ and wanted to see on television that a cop got “iced.” Petitioner, Scott and Cobb drew straws to determine who would perform the actual shooting, after which petitioner indicated that Cobb was to get the guns from another gang member and also provide the car.
Rachel Moore, an eyewitness to the shooting, testified that she saw petitioner and defendants McClary and Scott in an old yellow car. She was familiar with petitioner for several years and was also able to identify the car she saw as a 1979 Dodge Diplomat with Alabama license plates that was recovered by police. Petitioner’s fingerprints were recovered from a piece of paper inside the car used by the killers. Moore, who was standing approximately three houses from Officer Byrne’s patrol car at the time of the murder, clearly identified the same yellow car which Scott Cobb was driving. According to Moore, Scott got out of the car and approached the passenger side of the patrol car, while McClary and petitioner walked up to the driver’s side. The three men reached into their pockets, pointed guns at the officer and started shooting.
Another eyewitness to the shooting was a man named Arjune, the witness Officer Byrne was assigned to protect. He testified that at approximately 3:30 a.m. on February 26, 1988, he was awakened by five gunshots coming from the front of his house. Arjune looked out the window and saw a “beat up” car, with the right rear hubcap missing, moving slowly down the block with Scott Cobb driving. He also noticed Todd Scott near the driver’s side of the patrol car, another black male standing in the street, and a fourth person getting inside the car with Cobb. Scott had something in his hand, which he stuffed into his jacket pocket. All of the men jumped in the car and drove away.
In his defense, petitioner asserted that he spent the night of Officer Byrne’s murder at the Kennedy Hotel with a woman named Audette Wills. Wills testified that she was picked up by petitioner and checked into the hotel at around 10:30 p.m. on February 25. They went to the Flagship Diner to place a takeout order and then returned to the hotel room at approximately 1:00 a.m. Wills testified that she was with petitioner the entire night and only fell asleep from 4:00 a.m. until approximately 7:00 a.m. the following morning. In a previous statement to the police, however, Wills testified that she had fallen asleep at 2:00 a.m., leaving petitioner ample time to reach the crime scene (only 1
Petitioner was convicted on May 16, 1989, of Murder in the Second Degree (N.Y. Penal Law 126.25[1]) and Criminal Possession of a Weapon in the Second Degree (NY. Penal Law 265.03). He was sentenced to twenty-five years to life imprisonment on the murder count and five to fifteen years’ imprisonment on the weapon count. On appeal, petitioner raised four claims. He argued that (1) the evidence was insufficient to prove beyond a reasonable doubt that he had killed Officer Byrne; (2) the trial judge improperly forced petitioner to remain in the courtroom during portions of the trial; (3) the trial court incorrectly determined that he had failed to make out a prima facie case of discrimination on the part of the prosecutor during voir dire; and (4) the prosecutor deprived petitioner of a fair trial by making inflammatory arguments in both his opening and closing statements.
In his Appellate Division brief, petitioner also adopted the claims of his co-defendants, Todd Scott and David McClary. Additional issues raised through these co-defendants include allegations that (1) the conduct of defense counsel for Scott Cobb and Todd Scott biased the trial judge against petitioner; (2) the trial court improperly marshaled the evidence in its charge to the jury; (3) the trial judge failed to excuse several prospective jurors for cause; and (4) the trial judge made disparaging remarks to the defense attorneys in the presence of the jury. Petitioner subsequently filed a
pro se
supplemental brief to the Appellate Division raising several additional claims. He argued (1) that the trial judge’s evidentiary rulings, particularly the exclusion of expert testimony on the long term effects of crack use on a person’s ability to recall, had deprived him of a fair trial; (2) that he was denied his right to be tried only upon the indictment of the Grand Jury; (3) that the trial court had erred by permitting the prosecution to elicit evidence of petitioner’s involvement in certain uncharged crimes for the purpose of establishing motive for the killing of Officer Byrne; and (4) that the prosecutor failed to disclose in a timely manner information regarding several prosecution witnesses, in violation of New York Criminal Procedure Law Section 240.45 and
People v. Rosario,
The judgment of conviction was unanimously affirmed.
People v. Copeland,
Petitioner sought leave to appeal his conviction to the New York Court of Appeals. The leave letter, written by petitioner’s attorney, read as follows:
Pursuant to section 460.20 of the Criminal Procedure Law, the above named Defendant-Appellant requests permission to appeal to the Court of Appeals from an order of the Appellate Division, Second Department, which affirmed his conviction
To facilitate review on appeal, the litigants’ briefs and the court’s order are enclosed herein.
Once a Judge has been assigned to this application, please send me his name. Thank you.
(Letter from Steven Feldman to Donald Sheraw, dated October 25, 1993). No additional correspondence was sent by petitioner to the Court of Appeals. Judge George Bundy Smith denied petitioner’s leave application,
see People v. Copeland,
More than three years later, in an affidavit dated March 19, 1997, petitioner moved in the Appellate Division, Second Department, for copies of the hearing and trial transcripts in his ease, to file a motion for a writ of
coram nobis. See People v. Bachert,
Respondent moved to dismiss the petition as time-barred pursuant to 28 U.S.C. § 2244(d)(1) and
Peterson v. Demskie,
While I conclude ultimately that petitioner’s application for leave to appeal to the New York Court of Appeals was insufficient to preserve for habeas corpus review any of the issues raised in the assorted briefs that petitioner filed there, I first address the merits of each of those claims.
DISCUSSION
I. STANDARD OF REVIEW
Pursuant to 28 U.S.C. § 2254, as amended by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), Pub.L. No. 104-132, 110 Stat. 1214, habeas relief may not be granted with respect to a claim that was adjudicated on the merits in state court proceedings unless the adjudication resulted in a decision that was (1) “contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,” or (2) “based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d) (1994). Moreover, a state court determination of a factual issue is presumed to be correct, id. § 2254(e)(1), and is unreasonable only where the petitioner meets the burden of “rebutting the presumption of correctness by clear and convincing evidence.” Id.
In examining the state court’s application of federal law, the appropriate inquiry is whether the decision was objectively reasonable, not whether it was incorrect or erroneous.
Williams,
Finally, it is the obligation of the petitioner to have developed the factual record sufficiently to support his claim. 28 U.S.C. § 2254(e)(2) provides in pertinent part:
If the applicant has failed to develop the factual basis of a claim in State court proceedings, the court shall not hold an evidentiary hearing on the claim unless the applicant shows that—
(A) the claim relies on—
(i) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable; or
(ii) a factual predicate that could not have been previously discovered through the exercise of due diligence; and
(B) the facts underlying the claim would be sufficient to establish by clear and convincing evidence that but for constitutional error, no reasonable factfinder would have found the applicant guilty of the underlying offense.
II. LEGAL SUFFICIENCY OF THE EVIDENCE ADDUCED AT TRIAL
Petitioner contends that the evidence presented at trial was legally insufficient to sustain his conviction. The Supreme Court has held that a state criminal conviction must be upheld if, “after viewing the evidence in the light most favorable to the prosecution,
any
rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.”
Jackson v. Virginia,
In any event, petitioner’s claim fails under the traditional analysis as well since the record does not support a finding that no rational trier of fact could have found proof of guilt beyond a reasonable doubt. A federal habeas petitioner “bears a very heavy burden” when challenging the legal sufficiency of a state criminal conviction.
Einaugler v. Supreme Court of the State of New York,
Petitioner and his co-defendants were jointly charged under New York law with Murder in the Second Degree, on a theory of intentional murder. New York law provides that a person is guilty of intentional murder in the Second Degree when, “[w]ith the intent to cause the death of another person, he causes the death of such person.” New York Penal Law § 125.25(1). New York law further provides that an individual may be held criminally liable as an accomplice to an offense committed by another when, “acting with the mental culpability required for the commission thereof, he solicits, requests, commands, importunes, or intentionally aids such person to engage in such conduct.” New York Penal Law § 20.00. Intent may be proven by circumstantial evidence including the defendant’s conduct and the surrounding circumstances of the crime.
See People v. Steinberg,
Considered in the light most favorable to the prosecution, both the direct and circumstantial evidence presented at trial was sufficient for a rational jury to conclude that petitioner, acting in concert with Todd Scott, David McClary, and Scott Cobb, intentionally killed Officer Byrne. The most compelling evidence against petitioner was provided by Rachel Moore, who testified that at around 3:30 a.m. on February 26,1988, she saw petitioner (who she had known for several years), along with co-defendants Scott, and McClary, approach Officer Byrne’s patrol car on 107th Avenue near Inwood Street in Queens County (T. 985, 1164, 1167, 1283). Moore,
Rachel Moore’s recollection of the crime was corroborated by the testimony of Mr. Arjune, the witness Officer Byrne was protecting at the time of the attack (T. 137). Mr. Arjune saw four African-American males, two of whom he was able to identify as Scott Cobb and Todd Scott, leave the crime scene just after five shots were fired (T. 1832). Arjune testified that he was awakened by gunfire from in front of his house. Through his bedroom window, he observed Scott Cobb drive a beat-up car with the right hubcap missing — the same car identified by Moore (T. 1833-34, 1164). The car moved slowly from behind the patrol car that was parked outside Ar-june’s house (T. 1833-35, 1858). Arjune identified Todd Scott, who was standing right by the driver’s side of the patrol car and who pushed his head into the window of the patrol car to look inside (T. 1834, 1850-51). After peering into the patrol car for about seven seconds, Scott got into the passenger side of the vehicle driven by Scott Cobb (T. 1836, 1857-58). The light inside the car was on and Arjune saw another black man sitting in the back seat (T. 1860). Arjune also saw a fourth person in the middle of the intersection of 107th Avenue and Inwood Street, who hustled into the car driven by Cobb before Scott entered it (T. 1864). After all four men were aboard, the car turned onto Inwood Street and drove off (T.1987-88).
Petitioner’s role in the planning of this execution-style murder was firmly established through the testimony of Darrell Newby and Martin Howell, who were both members of the drug gang known as the “Beebos,” to which petitioner also belonged (T. 362-63, 527-28, 746, 754). Howell and Newby testified that on February 25, 1988, the night before Officer Byrne was killed, they attended a meeting in an apartment along with petitioner, Todd Scott, and Scott Cobb (T. 369, 370-71, 379). Prior to petitioner’s arrival, Howell heard Scott announce that “the boss had put out an order to hit a cop” (T. 532, 589-90, 591, 593). Scott assured that anyone who participated would receive $8,000 in return and would not get caught because “the guy sleeps on the job and it would be easy” (T. 532, 593). Upon petitioner’s arrival at the apartment, Newby (petitioner’s cousin), overheard Todd Scott tell petitioner and Cobb “that we have to kill a police officer regarding a witness” (T. 372, 481-82). Newby then observed both petitioner and Cobb nod their heads “[u]p and down” in response to Scott’s remark (T. 374, 460, 464). Howell also overheard petitioner ask Scott if he had the “jammies,” or guns (T. 602, 664, 717, 727). Scott replied that he was going to get the “artillery” from “Ninja” (T. 603). Howell then heard petitioner say to Cobb, “We’re going to use your car” (T. 537, 603).
Petitioner’s complicity in the conspiracy to murder Officer Byrne is further evidenced by statements made both before the planning session and after the killing. Howell testified that earlier on February 25, petitioner declared to him that “the
In addition to this testimonial evidence, the prosecution also presented physical evidence linking petitioner to the crime. Specifically, petitioner’s fingerprint was found on an Econo-Lodge scratch pad, which was recovered from the yellow car used by the perpetrators (T. 942, 1490, 1732). Based on this evidence, a rational juror could certainly conclude that petitioner was guilty of intentional murder.
Petitioner argues that the prosecution’s case was undermined by the testimony of his three alibi witnesses. However, two of these witnesses were not true alibi witnesses as they could not account for petitioner’s whereabouts at the time of Officer Byrne’s death (T.2030, 2033, 2035, 2065, 2071). The final alibi witness was petitioner’s girlfriend, Audette Wills (T.2075). A jury is clearly entitled to reject uncorroborated testimony from such an interested witness. In addition, Ms. Wills’ testimony was inconsistent with earlier statements she gave the police. Although she testified at trial that she was with petitioner at a hotel the night of the shooting and had only been asleep from 4:00 a.m. to 6:45 a.m., Ms. Wills stated in her original police interview with Detective David Dallanegra that she was asleep between the hours of 2:00 a.m. and 7:00 a.m., making it impossible for her to verify petitioner’s whereabouts at the time of the murder (T. 3475).
Finally, petitioner attacks the credibility of the prosecution’s witnesses, most notably Rachel Moore, Darryl Newby and Martin Howell. This argument is unavailing. Even on direct appeal, credibility determinations are exclusively the domain of the trier of fact.
See Hoffa v. United States,
In sum, I cannot conclude that the Appellate Division unreasonably applied the
Jackson
standard, nor was the evidence insufficient for a rational jury to convict petitioner of murder in the second degree. Accordingly, the petition for a writ of ha-
Ill THE PROSECUTOR’S USE OF PEREMPTORY CHALLENGES TO EXCLUDE AFRICAN-AMERICANS FROM THE JURY VENIRE
Petitioner contests the use of peremptory challenges by the prosecutor. While the racially discriminatory use of peremptory challenges does violate the Equal Protection Clause right of an excluded juror, it does not violate the rights of petitioner.
See Allen v. Hardy,
A. Clearly Established Law: Batson v. Kentucky
The clearly established Supreme Court precedent applicable in this case is
Batson v. Kentucky,
Finally, the court must evaluate whether the moving party has carried his burden of proving that the strike was motivated by purposeful discrimination.
Id.
at 98,
B. Standard of Review
As articulated by the Second Circuit, “ ‘the threshold decision concerning the existence of a prima facie case of discriminatory use of peremptory challenges involves both issues of fact and an issue of law.’ ”
Overton,
C. The Merits of Petitioner’s Batson Challenge
The voir dire in this case proceeded in multiple rounds, each of which involved a separate panel of prospective jurors. The record made by the trial judge at the end of each round of the voir dire provides some information on the exercise of challenges against blacks by the prosecution and petitioner. Nevertheless, in some rounds, the record does not reflect the racial background of each individual excused juror. On the first panel, the prosecution challenged one black and the defendant challenged one black (V.670). On the second panel, the prosecution again challenged one black and the defendant challenged one black (V.738). On the third panel, the prosecution challenged two blacks and the defense challenged two blacks (one peremptory; one challenge for cause) (V.1276-80). On the fourth panel, the prosecution challenged three blacks, prompting defense counsel to note this for the record, but accepted one juror who by appearance looked black (V.1387-89). On the fifth panel, the prosecutor challenged two blacks but accepted one black juror (V.1497-98). On the sixth and final panel of jury selection, after the prosecutor had challenged an additional black juror, the defense counsel raised a
Batson
challenge, requesting that the prosecution be ordered to provide race-neutral reasons for the strikes. The trial judge denied this request, finding that there was no evidence of racial discrimination in the prosecutor’s exercise of peremptory challenges (V.2272-73). After the prosecution challenged another black juror during the selection for alternates, the defense renewed its
Batson
challenge. Once again, the trial judge denied petitioner’s request, stating that, “there is no systematic exclusion of black jurors by the D.A. because of race.” (V.2280-81). Subsequently, after the trial judge indicated that there were no more
On direct appeal, the Appellate Division ruled that “during the jury selection process, the defendants failed to articulate and develop all the grounds, both factual and legal, supporting their claim. Their perfunctory statement that 10 excluded prospective jurors were black did not establish the existence of facts and other relevant circumstances sufficient to raise an inference that the prosecutor had used his peremptory challenges to exclude individuals because of their race.”
People v. Copeland,
There is an insufficient basis for concluding that this decision was “contrary to” clearly established Supreme Court precedent. Both the trial judge and the Appellate Division correctly identified the correct governing law with respect to petitioner’s
Batson
claim, and did not, on a question of law, reach a conclusion opposite to that of the Supreme Court. Nor was their determination an unreasonable application of Supreme Court precedent. While statistics alone may be sufficient to establish a
prima facie
case of discrimination in “appropriate circumstances,” petitioner bears “the burden of articulating and developing the factual and legal grounds supporting his
Batson
challenge before the trial court.”
Overton,
My review of the record here indicates that the prosecutor had twenty challenges available to him and an additional two challenges with respect to the selection of alternates. Of these twenty challenges, he used a total of nineteen, ten of which were used to exclude black jurors from the veni-re from which the twelve jurors were empaneled. Subsequently, as noted above, he withdrew his objection to one of those jurors and agreed to her sitting as an alternate. The issue of whether the relevant ratio should be ten of nineteen or ten of twenty is a close one on the record here. Ordinarily, the appropriate ratio would be based on the actual number of perempto-ries exercised. On the other hand, if the prosecutor waived peremptory challenges that could have been used to challenge prospective black jurors, it would arguably not be unreasonable to view such non-exercised challenges in determining the appropriate ratio. Even on this undeveloped record, it appears that the prosecution had opportunities to excuse black ve-nire members on all of the first three panels but declined to do so (these jurors were either challenged by the defense or seated) (V.670, 738, 1486). In addition, the petitioner did not specify a particular ratio
In the absence of any supporting evidence to give meaning to the statistics, the mere fact that the prosecutor used ten of twenty peremptories to excuse black jurors from the venire of which the twelve jurors were chosen is not sufficient to establish an inference of discrimination.
See Overton,
The Second Circuit’s decision in
United States v. Alvarado,
Judge Newman also held that “[ojnly a rate of minority challenges significantly higher than the minority percentage of the venire would support a statistical inference of discrimination.” Id. As in Alvarado II, the record in this case does not reflect the percentage of minorities on the venire itself (though it is possible here to glean at least some relevant information from the voir dire transcript). As a proxy for this factual element, Alvarado II substituted the less accurate measure of the total minority population of the Eastern District of New York, from which the venire was drawn. Comparing this figure (29%) with the statistical rate of the prosecution’s peremptory challenges against minority jurors (57%), the court found that “a challenge rate nearly twice the likely minority percentage of the venire strongly supports a prima facie case under Batson.” Id. at 256.
Using the minority population of the county from which the jury was drawn as a proxy for the actual percentage of minorities on the jury venire is not an appropriate measure in a habeas corpus proceeding. First, when dealing with such a small system of numbers, the statistical significance of even a single change can be substantial. Thus, if the venire included even a few more minority jurors than the demographics of Queens County might predict, it could alter the statistical significance of the percentages. Indeed, in this case, although the African-American popu
Moreover, second-guessing a trial judge’s decision based on the actual makeup of the jury venire by substituting artificial and possibly inaccurate statistics is contrary to the very nature of habeas review, a system that is supposed to be limited in scope and highly deferential to state court decisions. In addition, statistical comparisons of peremptory strike patterns are relevant only to the extent that they suggest an inference of discriminatory intent. For this reason, at least one court has explicitly held that “only the racial composition of the universe in which the prosecutor was operating is relevant.”
United States v. Esparsen,
In any event, the Second Circuit’s finding in
Alvarado II
does not bind my decision here.
Alvarado II
was a direct appeal from a conviction in the Eastern District of New York. However, the standard of review on a habeas petition is far more deferential with respect to mixed questions of law and fact than an appellate court on direct review. A state court’s decision may be overturned only if the court “unreasonably” applied Supreme Court precedent. Even if the Second Circuit may have found a
Batson
violation on these facts on direct appeal, there is considerable disagreement among the circuits concerning this issue. Many federal appellate courts have determined that facts similar to this case do not raise a
prima facie
inference of discrimination under
Batson. See e.g., Jefferson v. United States,
Moreover, although the record here was not developed by the petitioner during the state court proceedings, the facts that are reflected in the record support the trial judge’s determination. Although it is not possible to ascertain with certainty the racial background of all of the individual jurors due to the petitioner’s lack of diligence, the voir dire questioning suggests race-neutral reasons for many of the prosecution’s peremptory challenges.
See United States v. Ferguson,
The record also suggests other plausible, race-neutral reasons for the exercise of peremptory challenges.
3
Prospective juror Paul Raymond had previously been arrested, fought with the officers during his arrest, and stated only that he hoped he could put aside this negative experience in evaluating police officer testimony. This juror also had a “close” cousin who had previously been convicted of multiple murders.
See United States v. Lampkins,
In addition, at least two blacks, who were so identified by the prosecutor and judge, sat as jurors, and another two as alternates (V.1388-89, 1497, 2280). The defendant himself peremptorily challenged an additional three prospective black jurors who otherwise would have sat on the jury (V.670, 738, 1280), and challenged another for cause (V.1276). In addition, at several points during the voir dire, the prosecution had opportunities to challenge black venire members but declined to do so. The record reveals that during the first, second, third and fourth rounds, the prosecution declined to strike black jurors although it had several challenges available for this purpose (V.670, 738, 1280, 1486). Thus, if not for his own actions, petitioner could have seated a jury of twelve that was composed of at least five blacks (not counting the challenge for cause), a composition slightly greater than the actual representative population of Queens County. All of these facts counsel against any inference of discrimination based solely on the statistics petitioner offered in support of his Batson challenge at trial.
On this record, it is not possible to conclude that the determinations of the trial judge and the Appellate Division were unreasonable or a misapplication of Supreme Court precedent. While another court considering the issue
de novo
might find a
prima facie Batson
violation based on the statistical disparity in petitioner’s case, even if it erred, the state court did not go beyond the “increment of incorrectness” necessary to constitute an “objectively unreasonable” application of
Batson, Francis v. Stone,
TV. THE TRIAL JUDGE’S FAILURE TO EXCUSE POTENTIAL JURORS FOR CAUSE
Relying on his co-defendant Todd Scott’s Appellate Division brief, petitioner claims that the trial court should have excused for cause four prospective jurors, Katerina Vancek, Willimena Smith, Rose Saldinger, and Eileen O’Connor, due to their alleged partiality. Petitioner’s claim is without merit because the issue was not preserved for appeal with respect to two of the jurors, and the remaining jurors did not sit on the jury that convicted petitioner.
A Independent and Adequate State Ground
A federal court will not review a question of federal law decided by a state court “if the decision of that court rests on a state ground that is independent of the federal question and adequate to support the judgment.”
Coleman v. Thompson,
Todd Scott, upon whose brief petitioner relies to support his claim, did not challenge either prospective juror Katerina Vancek or prospective juror Willimena Smith for cause during voir dire. There is ample evidence that the New York Appellate Division declined to review petitioner’s contention as unpreserved under a state-law procedural bar on this ground. Although the Appellate Division did not expressly address petitioner’s challenge-for-cause claim, (it dismissed all of petitioner’s unreferenced claims as either unpreserved for appellate review or without merit),
People v. Copeland,
While the Appellate Division did not specifically address this argument in the context of petitioner’s appeal, the same court ruled on co-defendant Scott’s appeal and expressly held “[t]his issue is unpre-served for appellate review at least with respect to two of the prospective jurors whom the defendant now claims the court erroneously failed to dismiss, since at the voir dire, the defendant’s counsel failed to challenge them for cause.”
People v. Scott,
There is, however, one relevant distinction in petitioner’s case that must be addressed. Unlike prospective juror Katherina Vancek who was never challenged for cause by any defense counsel (V.736-737), prospective juror Willimina Smith was challenged for cause by petitioner’s attorney (V.1278-1279). The Appellate Division rejected co-defendant Scott’s claim as unpreserved because the
Petitioner did not raise- this claim specifically or independently. He did not set forth the basis for this claim either before the Appellate Division or in his habeas petition; indeed, his briefs do not even identify this ground by name. Petitioner merely appended a catch-all phrase to the back page of his Appellate Division brief incorporating by reference every argument made by all of his co-defendants. This method of articulating a ground for appellate or habeas relief is unacceptable. For a claim to be exhausted the state court must be fairly apprised that petitioner is raising a federal constitutional claim, as well as the factual and legal premises underlying the claim.
See Morgan v. Jackson,
A petitioner may evade preclusion of habeas review notwithstanding the existence of an adequate and independent state ground, if he can prove both cause for his procedural default and that he will be prejudiced by a lack of habeas review.
See Wainwright,
B. No Constitutional Violation
To the extent that petitioner’s claims regarding potential jurors Rose Saldinger and Eileen O’Connor were not procedurally barred in state court, these claims lack merit because none of the challenged jurors sat on the jury that convicted petitioner. (V.737, 1280). “Any claim that the jury was not impartial ... must focus not on [the suspect juror], but on the jurors who ultimately sat.”
Ross v. Oklahoma,
Moreover, the trial judge granted petitioner four more peremptory challenges than allowed by statute (V.1340, 2270), while afforded the prosecution no additional challenges. These additional perempto-ries were sufficient to exclude the allegedly biased jurors and still afford petitioner the statutorily prescribed number of challenges. Thus, petitioner’s need to use peremptory challenges to excuse the four allegedly partial jurors did not even diminish the number of peremptories to which he was otherwise entitled under state law, much less result in any constitutional violation.
V. THE PROSECUTOR’S PREJUDICIAL COMMENTS DURING OPENING AND CLOSING STATEMENTS
Petitioner’s claim that the prosecutor’s prejudicial comments in his opening and closing statements denied petitioner his right to a fair trial is without merit.
To merit habeas relief, the prosecutor’s comments must constitute “more than mere trial error, and [must] instead [be] so egregious as to violate the defendant’s due process rights.”
Tankleff v. Senkowski;
The trial court’s determination that the prosecutor’s statements did not rise to the level requiring a new trial was not contrary to, or an unreasonable application of, clearly established federal law. The prosecutor’s statement that the victim “was the recipient of a symbolic message by the agents of death,” while perhaps more colorful than necessary, was a fair statement of the record. According to testimony adduced at trial, the execution-style murder of Officer Byrne was ordered from prison by the head of a drug organization known as the “Beebos,” in order to send a message to the police. Moreover, this description pales in comparison to the types of comments the Supreme Court has deemed constitutional. In
Darden
for instance, the prosecutor remarked that the death sentence was “the only way that I know that [the defendant] is not going to get on the public,” that the petitioner “shouldn’t be out of his cell unless he has a leash on him and a prison guard at the other end of that leash.”
The statement that petitioner and his co-defendant had the power to hire workers, the power to sell drugs, and a power of life or death over other human beings was also a fair statement of the record. Evidence demonstrated that petitioner wielded a significant degree of authority in a drug organization, had the power to sell drugs, and believed that he had the power to kill in furtherance of his organization’s goals. In addition, the prosecutor’s comment was invited by the statements of defense counsel, who disputed the existence of any drug organization and characterized petitioner as “an uneducated young man” who was simply a “pawn” in this case (T. 3683, 3684, 3710, 3740). In response, it was not unreasonable for the prosecution to argue its theory of the case—that the execution of Officer Byrne was carried out by high-ranking members of a drug organization.
See United States v. Smith,
The prosecutor’s admonition to the jurors to “do your duty,” was also not severe enough to require a new trial.
See Young,
In any event, the brief and isolated nature of the prosecutor’s comments within the extended trial diminished their capacity to have a “substantial and injurious effect or influence in determining the jury’s verdict.”
Bentley,
Furthermore, the trial court dissipated any adverse effects of the prosecutor’s comments through curative actions and its instructions in the preliminary and final jury charges. The trial court promptly sustained all objections to challenged comments in the prosecutor’s opening (T. 69, 81), and many objections during the summation. Other comments such as the statement that the victim “lived a short life” and had “taken an oath to serve” were stricken-from the record, with admonitions to “[c]onflne [his] summation to discussion of the evidence.” (T; 3817). The court also reminded the jury at several points during the trial that the statements of counsel were not evidence, that the jurors were the sole judges of the facts, and that they should not let sympathy or prejudice enter their deliberations (T. 32-34, 3679, 4006-07, 4066).
See Tankleff v. Senkowski,
Finally, in light of the overwhelming proof of petitioner’s involvement in Officer Edward Byrne’s death, the absence of the alleged prosecutorial misconduct would not have affected the certainty of petitioners conviction. This is not a case in which “the evidence was so closely balanced that the prosecutor’s comments were likely to have had a substantial effect on the jury.”
Tankleff,
VI. JUDICIAL BIAS
Petitioner argues, by incorporating the appellate briefs of co-defendants, that he was denied a fair trial because the judge expressed a bias against the defense throughout the criminal proceedings. This claim must be denied because petitioner has not shown that the trial judge was biased or that his intervention was sufficiently prejudicial to justify habeas relief.
A. Conduct of Defense Counsel Biased Trial Judge Against Petitioner
Petitioner’s first claim, as briefed by co-defendant McClary, is that the conduct of his co-defendants’ (i.e. Todd Scott and Scott Cobb) attorneys during pretrial hearings prejudiced the court against petitioner. The Due Process
[OJpinions formed by the judge on the basis of facts introduced or events occurring in the course of the current proceedings, or of prior proceedings, do not constitute a basis for a bias or partiality motion unless they display a deep-seated favoritism or antagonism that would make fair judgment impossible. Thus, judicial remarks during the course of a trial that are critical or disapproving of, or even hostile to, counsel, the parties, or their cases, ordinarily do not support a bias or partiality challenge. They may do so if they reveal an opinion that derives from an extrajudicial source; and they will do so if they reveal such a high degree of favoritism or antagonism as to make fair judgment impossible. An example of the latter (and perhaps of the former as well) is the statement that was alleged to have been made by the District Judge in Berger v. United States,255 U.S. 22 ,41 S.Ct. 230 ,65 L.Ed. 481 (1921), a World War I espionage case against German-American defendants: “One must have a very judicial mind, indeed, not [to be] prejudiced against the German Americans” because their “hearts are reeking with disloyalty.” Id., at 28,41 S.Ct. 230 (internal quotation marks omitted). Not establishing bias or partiality, however, are expressions of impatience, dissatisfaction, annoyance, and even anger, that are within the bounds of what imperfect men and women, even after having been confirmed as federal judges, sometimes display. A judge’s ordinary efforts at courtroom administration — even a stern and short-tempered judge’s ordinary efforts at courtroom administration — remain immune.
Liteky v. United States,
The confrontations between the trial judge and defense counsel here were precipitated by the trial judge’s frustration with counsel’s inappropriate conduct, or general efforts by the judge to ensure that the hearing proceeded in an expeditious and orderly manner. There is nothing in the record that remotely approaches the level of partiality required for a constitutional remedy.
Moreover, petitioner’s claim of bias is entirely speculative. His co-defendant McClary, upon whose brief petitioner relies, cites no incidences during the trial where the judge’s conduct could be characterized as biased against petitioner. A mere allegation of judicial bias or prejudice unsupported by references to the record cannot in and of itself establish a federal constitutional violation.
See Aetna Life Ins. Co. v. Lavoie,
B. The Trial Judge Made Disparaging Remarks to Defense Counsel in the Presence of the Jury
Petitioner, through co-defendant Todd Scott, also alleges that he was denied a fair trial because the trial judge made disparaging comments to defense counsel in front of the jury. As with petitioner’s other judicial bias claims, the evidence simply does not bear out his claim of prejudice, much less prejudice of such a degree as to have fundamentally impacted the fairness of the entire trial.
While there is “no doubt that prejudicial intervention by a trial judge could so fundamentally impair the fairness of a criminal trial as to violate the Due Process Clause,”
Daye v. Attorney General of New York,
Because trial judge intervention will exceed federal standards of judicial propriety before transgressing the limits of fundamental fairness required by the Constitution, federal courts have had little opportunity to delineate the constitutional bounds of trial judge intervention. It is only in reviewing a habeas corpus petition like Daye’s that we must distinguish between the extent of trial court intervention that offends federal court standards and the more fundamentally unfair conduct that exceeds constitutional limits. The distinction reflects an important facet of federalism: federal courts have authority under their supervisory powers to oversee the administration of criminal justice within federal courts and lack such authority with respect to state courts. The only commands that federal courts can enforce in state courts are those of the Constitution.
Daye,
The critical question in determining whether the trial judge was fundamentally unfair is twofold: (1) did the trial judge’s interference “distract the jury from a conscientious discharge of their responsibilities to find the facts, apply the law, and reach a fair verdict,” and (2) “was the overall conduct of the trial such that public confidence in the impartial administration of justice was seriously at risk.”
Daye,
The allegedly prejudicial comments made by the trial judge include his statement that “[in m]y next trial, I hope I don’t get comedians for lawyers,” in response to Mr. Alosco’s attempt to make a joke during the cross-examination of prosecution witness Darby Newby (T. 494-95). During the direct examination of Martin Howell, the judge sustained an objection by petitioner’s attorney, Mr. Hancock, after which Mr. Hancock stated: “Thank you. It’s rare.” The judge’s response was “Come on, Mr. Hancock, please let’s cut out the comedy here ... There was comedy, come on now ...” (T. 543). Both of these exchanges illustrate that the judge was properly attempting to quell inappropriate conduct by defense counsel and focus the jury upon the matter at hand and away from the antics of defense counsel.
In addition, counsel for each of the defendants continually made comments after voicing objections and after the court had made its rulings, despite the judge’s request that they refrain from doing so. Thus, at one point after Mr. Fishman, Scott Cobb’s attorney, objected to a question during the direct examination of Darby Newby, the judge stated “Please Mr. Fishman, no more comments. What is it? One Thousand and Three times? No more.” (T. 373). This exchange was met with another inappropriate comment by counsel to which the court wisely did not respond (Id.). Once again, the trial judge’s expression of frustration at defense counsel’s continued unsuitable behavior in making unsolicited comments after rulings on objections was a proper and measured response, calculated to prevent the trial from degenerating into a circus.
Finally, during cross-examination of Darby Newby, Mr. Fishman asked the court repeatedly to take judicial notice of what “Youthful Offender Treatment” meant because Newby had apparently been promised such treatment in exchange for his testimony. After ascertaining that Newby was never told of the meaning of ‘Youthful Offender Treatment,” the judge refused to instruct the jury as to its meaning (T. 429). The court’s ruling was met with multiple additional objections by counsel, to which the judge responded: “For the third time, I will not.” (T. 430). After Mr. Fishman remarked that “[t]he Court will not take judicial notice of the Laws of the State of New York,” the judge stated: “Oh, My God. Step around here please.” (T. 430). The judge then responded to counsel’s misconduct outside the jury’s presence (Id.).
Taken in context, the trial judge’s comments did not fundamentally affect the fairness of petitioner’s trial. Indeed, only one exchange even involved petitioner’s
In
Johnson v. Scully,
In
Daye v. Attorney General of New York,
the trial judge explicitly challenged the defendant’s story, asked the defendant to get off the stand and demonstrate how his account could possibly be true, and constantly referred to the defendant as the robber.
Daye,
C. The Trial Judge’s Unbalanced Marshaling of the Evidence in His Charge to the Jury
Relying on the Appellate Division brief of co-defendant Scott, petitioner also claims that the trial judge improperly marshaled the evidence in an unbalanced manner during his charge to the jury. But the propriety of a state trial court’s jury instructions is ordinarily a matter of state law that does not raise a federal constitutional question.
See Cupp v.
Essentially, petitioner’s argument is that the trial judge’s marshaling of the evidence to the jury was biased — it unduly emphasized evidence supporting the prosecution’s case while diminishing or ignoring evidence supporting petitioner’s defense. When faced with such a claim, a federal habeas court “must find the trial court’s conduct to be substantially significant and substantially adverse to the defendant before it holds that the trial judge’s conduct created an appearance of partiality which exceeded constitutional limitations.”
Jenkins v. Bara,
The trial judge’s instruction in this case, taken as a whole, was not biased or prejudicial. The judge did not spend an inordinate amount of time marshaling the evidence in support of the prosecution, nor did his recitation of the evidence insinuate any antagonism towards the petitioner or his co-defendants. Indeed, the charge was replete with specific instructions benefit-ting petitioner and his co-defendants. For example, the interested witness charge expressly referred to a plea agreement between prosecution witness Darryl Newby and the District Attorney’s Office (T. 4014-15). The trial judge also referred to testimony from the prosecution witnesses concerning money that was paid to them by the District Attorney’s Office (T. 4014). The charge also warned the jury not to give police officers any more credibility than other witnesses (T. 4016). When instructing the jury on expert testimony provided by the prosecution’s witnesses, the judge warned that such testimony was not binding and that it could be disregarded either in whole or in part (T. 4018-19). The trial judge also alluded to inconsistencies in the testimony of certain prosecution witnesses when it instructed the jury on impeachment and inconsistent statements (T. 4021-23). Finally, the trial judge’s evenhanded delivery of the charge was again demonstrated when the charge referred to
VII. THE TRIAL COURT’S DENIAL OF PETITIONER’S REQUEST TO ABSENT HIMSELF FROM PORTIONS OF THE TRIAL
Petitioner’s claim that the trial judge improperly denied his request to absent himself from portions of the trial pertaining solely to his co-defendants has no basis in the law. After petitioner had rested his case, he asked the trial judge to permit him to absent himself from the remainder of the trial, which included the defense of co-defendant Todd Scott (T. 3083). The trial court denied petitioner’s request, holding that petitioner did not have a right to absent himself (T. 3087-88). The Appellate Division upheld the trial court’s ruling.
People v. Copeland,
While the Supreme Court has recognized that in certain exceptional situations, a criminal defendant may waive the right to be present during his criminal trial,
see, e.g. Diaz v. United States,
[w]hile Rule 43 does permit the court to continue the trial when the defendant absents himself, it does not, concomitantly, vest a right of absence in a defendant. Moreover, there is no perceptible due process violation by demanding that the defendant attend trial, even where such identification is an integral part of the issues before the jury.
Moore,
While declining to go as far as the Third Circuit, the Second Circuit has stated that “[njormally a judge can and should compel a defendant to be present at all stages of a felony trial pursuant to Rule 43(a).”
United States v. Cannatella,
In sum, petitioner has not demonstrated that the Appellate Division’s decision to uphold the trial court’s denial of petitioner’s request to absent himself from the courtroom for selected parts of the trial was contrary to or involved an unreasonable application of Supreme Court precedent. No federal court has permitted a defendant to selectively waive his appearance on the basis asserted by petitioner. Indeed, the Supreme Court has explicitly permitted trial courts to compel a defendant’s presence in the courtroom. Thus, petitioner’s claim cannot be granted without recognizing a new constitutional rule— an action expressly prohibited by the Supreme Court.
Teague v. Lane,
VIII. THE TRIAL COURT’S EXCLUSION OF PETITIONER’S EXPERT TESTIMONY
Petitioner’s challenge to the trial court’s exclusion of testimony by a defense expert witness as to the effects of crack and cocaine addiction on a witness’ ability to recall must be denied because the trial court’s decision, even if erroneous, did not rise to the level of a federal constitutional violation.
Federal courts are not empowered to correct every erroneous evidentiary ruling by a state court; rather, habeas relief may be granted only for those errors that are of such magnitude as to render the trial fundamentally unfair.
See Rosario v. Kuhlman,
Petitioner has failed to demonstrate an error of constitutional dimension for two reasons. First, it appears that the trial judge’s exclusion of the “expert” testimony was not erroneous. New York law permits the introduction of expert scienti
In addition, even an erroneous decision on this issue would be rendered harmless by the fact that petitioner had an ample opportunity to argue the issue before the jury. In
Agard,
the Second Circuit held that the trial court’s exclusion of expert testimony was “saved ... from rising to the level of constitutional harm because it did not deprive [the defendant] of the opportunity to make an argument to the jury.”
Agard,
IX. ALL OF PETITIONER’S CLAIMS ARE PROCEDURALLY FORFEITED
Federal courts may not grant a writ of habeas corpus to a state petitioner unless “the applicant has exhausted the remedies available in the courts of the State, or ... there is either an absence of available State corrective process or the existence of circumstances rendering such process ineffective to protect the rights of prisoners.”
Bossett v. Walker,
For exhaustion purposes, a petitioner is not required to return to state court if it is clear that the state court would hold the claim procedurally barred.
See Grey v. Hoke,
Under New York Rules of Court § 500.10(a) an application for leave to appeal to the New York Court of Appeals may be made in letter form accompanied by the briefs filed below. The application “should identify the issues on which the application is based” with “particular written attention” to “identifying problems of reviewability and preservation of error.” Id. Here, petitioner failed to raise any of his claims for relief in his leave letter to the New York Court of Appeals. In his letter, petitioner merely requested permission for leave to appeal from the Appellate Division’s order and stated “[t]o facilitate review on appeal, the litigants’ briefs and the court’s order are enclosed herein.” (See October 25, 1993 letter). Because petitioner’s leave application is completely silent as to which grounds he sought to appeal, petitioner did not exhaust any federal constitutional claims regarding his allegations.
The Second Circuit has concluded on at least one occasion that a letter attaching briefs and asking for review of “all issues outlined in defendant-appellant’s brief and
pro se
supplemental brief’ sufficed to seek review of all such issues.
Morgan v. Bennett,
Arguing a single claim at length and making only passing reference to possible other claims to be found in the attached briefs does not fairly apprise the state court of those remainingclaims. See Grey, 933 F.2d at 120 . We conclude, as did the district court, that arguing one claim in his letter while attaching an appellate brief without explicitly alerting the state court to each claim raised does not fairly present such claims for purposes of the exhaustion requirement underlying federal habeas jurisdiction. Petitioner’s counsel has the obligation to set out these arguments. Counsel may not transfer to the state courts the duty to comb through an applicant’s appellate brief to seek and find arguments not expressly pointed out in the application for leave. Had appellant more clearly stated that he was pressing all of the claims raised in the attached brief, or had his letter made no argument in detail but rather only “ ‘requested that the Court of Appeals] consider and review all issues outlined in defendant-appellant’s brief,’ ” the result here would be different and the remaining claims would have been fairly presented to the Court of Appeals. Morgan v. Bennett,204 F.3d 360 , 370-71 (2d Cir.2000).
Jordan,
Where, as here, the petitioner does not expressly request review of all the issues outlined in his appellate brief, and, in fact, does not identify a single issue to the exclusion of the others, but merely states in his application that he is enclosing his Appellate Division briefs and does not mention any of the claims, petitioner does not meet the exhaustion requirement. As the Second Circuit recently held: “We perceive the line drawn between
Morgan
and
Jordan
to be as follows. References to attached briefs without more will preserve issues only if the Court of Appeals is clearly informed that the reference is asserting issues in those briefs as bases for granting leave to appeal.”
Ramirez v. Attorney General of State of New York,
This case differs sharply from
Meatley v. Artuz,
Because petitioner purported to attach more than half a dozen briefs, many of which contained arguments completely inapplicable to petitioner, his sparse letter was clearly insufficient to alert the Court of Appeals as to which issues were being appealed with respect to petitioner’s case. Without expressly identifying which issues he was raising from among the multiple briefs (or even identifying whose briefs he was attaching), petitioner effectively “transferred] to the state courts the duty to comb through an applicant’s appellate brief to seek and find arguments not expressly pointed out in the application for leave.”
Jordan,
Petitioner, however, cannot return to the New York Court of Appeals to exhaust his claims, because he already made the one request for leave to appeal to which he is entitled, and that request was denied.
See
N.Y.Ct. Rules § 500.10(a) (McKinney 2000);
see also Bossett,
CONCLUSION
The petition for a writ of habeas corpus is denied. I also deny a certificate of appealability.
SO ORDERED.
Notes
. Jurors Mannyofe and Handelman were both peremptorily challenged in the second round, after which the court noted that one of the prosecution’s two challenges was exercised against a black (V.738). While surnames are not always an accurate indicator of race, it seems likely that juror Handelman was not the black juror referred to.
. Jurors Moore, Leach, and Annexi (who did not live in the areas) were the three prospective jurors peremptorily challenged by the prosecution in the third round, during which the prosecution exercised two of its three challenges against blacks (V.1281). It is unclear from the record whether Moore and Leach (who did live in the area) were both black.
.Subject to the qualifications noted in footnotes 1 & 2, notations in the record from the judge and parties indicate that the jurors discussed in this section were black.
