JOHN COPELAND, PEDRO PEREZ, NATIVE LEATHER LTD., Plaintiffs-Appellants, KNIFE RIGHTS, INC., KNIFE RIGHTS FOUNDATION, INC., Plaintiffs, —v.— CYRUS R. VANCE, JR., in his Official Capacity as the New York County District Attorney, CITY OF NEW YORK, Defendants-Appellees, BARBARA UNDERWOOD, in her Official Capacity as Attorney General of the State of New York, Defendant.
17-474
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
June 22, 2018
August Term, 2017 (Argued: January 18, 2018)
* The Clerk of Court is directed to amend the official caption as set forth above.
B e f o r e:
KATZMANN, Chief Judge, KEARSE and POOLER, Circuit Judges.
Two individuals and a retailer appeal from a judgment entered against them following a bench trial in the United States District Court for the Southern District of New York (Forrest, J.). They claim that New York’s ban on gravity knives is unconstitutionally vague as applied to common folding knives because New York’s functional method of identifying illegal knives is inherently indeterminate. We conclude that this is a facial challenge to the gravity knife law and that the challengers have the burden to show that the statute is invalid in all respects. Because the challengers did not show that the statute was unconstitutionally enforced against the retailer in a prior proceeding, we reject their vagueness claim. Accordingly, the judgment of the district court is AFFIRMED.
DANIEL L. SCHMUTTER, Hartman & Winnicki, P.C., Ridgewood, NJ, for Plaintiffs-Appellants.
ELIZABETH
CLAUDE S. PLATTON, Assistant Corporation Counsel (Richard Dearing, Amanda Sue Nichols, Assistant Corporation Counsel, on the brief), for Zachary W. Carter, Corporation Counsel of the City of New York, New York, NY, for Defendant-Appellee City of New York.
William Gibney, Director, Special Litigation Unit, Criminal Defense Practice, Legal Aid Society, New York, NY, for Amicus Curiae Legal Aid Society, in support of Plaintiffs-Appellants.
Douglas M. Garrou, Hunton & Williams LLP, Washington, DC, for Amici Curiae Profs. Gideon Yaffe, Brett Dignam, Jeffrey Fagan, Eugene Fidell, Stephen Garvey, Heidi Hurd, Douglas Husak, Issa Kohler-Hausmann, Tracy Meares, Gabriel Mendlow, Michael Moore, Stephen Morse, Martha Rayner, Scott Shapiro, Kenneth Simons, James Whitman, and Steven Zeidman, in support of Plaintiffs-Appellants.
KATZMANN, Chief Judge:
Plaintiffs-appellants John Copeland, Pedro Perez, and Native Leather, Ltd. (collectively, “plaintiffs”) appeal from a judgment against them following a bench trial in the United States District Court for the Southern District of New York (Forrest, J.). Plaintiffs claim that New York’s ban on gravity knives is void for vagueness under the Due Process Clause of the
Key to deciding this case is determining whether the plaintiffs’ vagueness claim should be understood as an as-applied challenge or a facial challenge. Because plaintiffs’ claim would, if successful, effectively preclude all enforcement of the statute, and because plaintiffs sought to prove their claim chiefly with hypothetical examples of unfair prosecutions that are divorced from their individual facts and circumstances, we deem it a facial challenge. Plaintiffs therefore must show that the gravity knife law is invalid in all applications, including as it was enforced against them in three prior proceedings. Under this strict standard, the challengers’ claim will fail if the gravity knife law was constitutionally applied to any one of the challengers. We conсlude that Native Leather did not carry its burden. Accordingly, we affirm the judgment of the district court.
BACKGROUND
The State of New York prohibits the possession of a “gravity knife,” which is defined as “any knife which has a blade which is released from the handle or sheath thereof by the force of gravity or the application of centrifugal force which, when released, is locked in place by means of a button, spring, lever or other device.”
Knowledge that a knife responds to the wrist-flick test is not an element of this crime. See People v. Parrilla, 27 N.Y.3d 400, 402 (2016) (“[T]he mens rea prescribed by the legislature for criminal possession of a gravity knife simply requires a defendant’s knowing possession of a knife, not knowledge that the knife meets the statutory definition of a gravity knife.”). Possessing a gravity knife is a misdemeanor offense, but it can be charged as a felony if the offender has previously been convicted of a crime. See id. at 404 & n.2.
To determine whether a knife is a gravity knife, police officers and prosecutors “us[e] the force of a one-handed flick-of-the-wrist to determine whether a knife will open from a closed position,” a method known as the wrist-flick test. Copeland v. Vance, 230 F. Supp. 3d 232, 238 (S.D.N.Y. 2017). Officers are trained in the wrist-flick test at the Police Academy, and each of the officers involved in the events giving rise to this case received this training. “[A]rrests and prosecutions for possession of a gravity knife only occur once a knife has opened in response to the Wrist-Fliсk test.” Id. at 242. “[T]he same Wrist-Flick test has been used by the NYPD to identify gravity knives since the statute’s effective date” and continuing to the present. Id. The district court found that “the evidence supports a known, consistent functional test for determining whether a knife fits the definition of a ‘gravity knife’ and does not support inconsistent outcomes under that test.” Id.
John Copeland is an artist who lives in Manhattan. In the fall of 2009, Copeland bought a folding knife at a Manhattan retailer and asked two police officers whether the knife was legal. When neither officer could open the knife with the wrist-flick test, they told him it was. Copeland regularly used the knife over the next year. In October 2010, two police officers stopped Copeland when they saw the knife clipped to his pocket. One of the officers applied the wrist-flick test, and the knife fully opened to a locked position on the first attempt. Copeland was arrested and charged with violating the gravity knife law. He later agreed to an adjournment in contemplation of dismissal of the charge.
Pedro Perez is an art dealer whо also lives in Manhattan. In April 2008, Perez bought a folding knife from a Manhattan retailer, and he regularly used the knife to cut canvas and open packaging. On April 15, 2010, three police officers stopped Perez in a subway station when they observed the knife clipped to his pants pocket. One of the officers applied the wrist-flick test, and the knife fully opened to a locked position on the first attempt. Perez was arrested and charged with violating the gravity knife law. Perez did not contest the charge, accepted an adjournment in contemplation of dismissal, and agreed to perform seven days of community service.
On September 24, 2012, Copeland, Perez, and Native Leather, along with Knife Rights, Inc. and Knife Rights Foundation, Inc., filed an amended complaint against defendants-appellees D.A. Cyrus R. Vance, Jr. and the City of New York challenging the gravity knife law as void for vagueness. Plaintiffs divide gravity knives into two categories that are not recognized by the statute or case law, but are, they maintain, recognized by the knife industry: the “true gravity knife” and the “common folding knife.” True gravity knives, in their view, can be opened by the force of gravity alone (although they also respond to the wrist-flick test). As the blade will slide freely out of the handle, this knife is said to lack a bias toward closure. Plaintiffs’ paradigmatic true gravity knife is the formidable-sounding “German paratrooper knife.” True gravity knives appear to be quite rare. Plaintiffs assert that no domestic manufacturer produces them, and multiple policer officers with significant experience enforcing the gravity knife law declared that they have never encountered one. Plaintiffs concede that true gravity knives can constitutionally be banned.
Plaintiffs’ vagueness challenge focuses instead on common folding knives, which, they explain, are knives that are designed to have a bias toward closure. These knives resist opening. They cannot be opened by gravity alone; some additional force must be applied. This category includes folding knives openly sold and owned by many law-abiding people. It also includes the knives plaintiffs carried and sold in 2010. The plaintiffs wish to carry (and, in Native Leather’s case, sell) common folding knives again, but claim that they cannot determine which knives are legal. They seek a declaration that the gravity knife lаw is void for vagueness “as applied to Common Folding Knives” and an injunction restraining the defendants from enforcing the gravity knife law “as to Common Folding Knives.” J. App’x 51–52.
