3 Iowa 114 | Iowa | 1856
'There are two acts of the legislature which have relation to the case. The first, is that of January 25th, 1839 (Rev. Stat. of 1842, 1843, chap. 99, 430), entitled an act concerning minors, orphans, and guardians. The second, is that of February 13, 1843 (Rev. Stat. 1843, chap. 162, 666), entitled an act relative to the probate of wills, executors, administrators, guardians, trustees of minors, and probate courts, and for defining their duties. For the sake of brevity, we will refer to these, as the first and the second act.
There is a difficulty presented in the second of the above acts, which calls for some preliminary attention. Chapter ten of this act, is entitled “ of the sale of lands, for the payment of debts, by executors, administrators, and guardians;” whilst chapter eleven, relates entirely to sales by guardians. The provisions of the two relative to guardian’s sales, are in some respects, dissimilar. The question is, which chapter is to govern in this cause. As the act has been repealed, we need not enter into a discussion of the matter, but will
The first question which arises is, upon the limitation of such actions. The second act, chapter 11, section 19, provides that no action for the recovery of any estate sold by a guardian, under the provisions of this chapter, shall be maintained by the ward, or by any person claiming under him, unless it be commenced within five years next after the termination of the guardianship.” Then follows an exception in favor of minors and others, under legal disability, to Avhom five years are allowed, after the removal of the disability. There is nothing in the ease showing that the action Avas not brought within five years next after the termination of the guardianship; and still more, it does not appear, but that it Avas brought, in due time after the removal of the disability of minority. On the contrary, the presumption from the facts shown, is, that the action is free from the objection that it was not brought in due. time. That it was not commenced within five years after the sale, is not a valid objection under the former acts, without adverting to the fact of their repeal. But it is said that the plaintiff’s right of action is barred by the Code, § 1508,
Objection is made to tbe sale of the lot in this case, upon three grounds: First, because tbe court decreeing tbe sale, bad jurisdiction of neither tbe subject matter, nor tbe person ; second, because tbe minor was over fourteen years of age, when tbe petition for leave to sell, was filed; third, because tbe sale was made to tbe husband of tbe guardian. Tbe want of jurisdiction of tbe person, arises, if at all, from a want of notice to tbe minors'; and tbe questions involved in this objection, are difficult of solution. Tbe.American editors of Smith’s Leading Cases (5th ed.), Yol. I, p. 844, very truly remark, that tbe inquiry, when, and under what circumstances, tbe proceedings of inferior courts, are to be regarded as void for want of notice, is unquestionably involved in much obscurity and confusion. But they add, that this difficulty may, in some degree, be obviated, or remedied by remembering that tbe question, when notice shall be presumed, is a very different one from that of tbe effect of a want of notice, when proved or conceded. Webave strongly experienced this obscurity and confusion in examining a
On these questions, it requires a treatise, rather than .an opinion in a cause, to reduce the cases to consistency and a system; and an illustration of what even a laborious treatise can do with the subject, is to be found by comparing the first and last sentences of a paragraph in 1 Smith's Lead. Cases, pp. 832, 833. The first is, that “ whatever may be the rule with regard to courts of general powers, when acting within the scope of those powers, it is well settled that when they do not, and exercise a special and statutory authority, their proceedings stand on the same footing with those of courts of limited and inferior jurisdiction, and will be invalid, unless the authority on which they are founded, has been strictly pursued citing Denning v. Corwin, 11 Wend. 647 ; Jackson v. Esty, 7 Ib. 148 ; Sharp v. Speir, 4 Hill, 16 ; Striker v. Kelly, 7 Ib. 11; Matter of Mount Morris Square, 2 Ib. 14; Williamson v. Berry, 8 How. 495 ; Same v. Ball, 8 Ib. 566; Matter of Flatbush Avenue, 1 Barb. 289 ; Muskett v. Drummond, 10 B. & C. 153; Christie v. Unwin, 11 A. & E. 373 ; Brancker v. Molyneux, 4 M. & Gr. 226; Rosswell's Lessees v. Otis, 9 How. 336; Thacker v. Powell,
Now, it seems to the mind of the writer of this opinion, that this second proposition overturns the first, for the first-proposition is this, in effect, that, if a court is not acting within the scope of general (that.is, common law) powers, that is, when it is acting under limited or special powers, they are to be strictly pursued (and examined); and the second proposition is, that when acting within the scope of its powers, whether limited (that is, special) or general, every intendment shall be made. But it is doubted, whether the two cases cited support the second proposition. In the second case, no “ intendment ” was made in favor of the court superior and of general jurisdiction, upon a matter of attachment, which is not a common law proceeding; and this case rather suggests a new rule, or a modification of former rules, such as this, that when some process or proceeding, not known at common law, is added to, and incorporated into, the proceedings of a court superior and general of jurisdiction, and made a part thereof, it is to be adjudicated as one of its ordinary powers, and not as a power or subject conferred upon it distinct from, and independent of, its common law jurisdiction. Thus, attachment, which is the subject of Voorhees v. The Bank, is added. to, or incorporated into, the powers of the court, and is to be adjudged upon like its other powers. So, the subject
“When, however, the existence of jurisdiction is once shown or admitted, the judgments of superior and inferior .tribunals stand on the same footing, and are equally and absolutely conclusive,” that is, when not appealed from, or when attacked collaterally. Same note, 820-848, citing Heard v. Shipman, 6 Barb. 445; Steen v. Bennett, 24 Vert. 303; Farrar v. Olmstead, Ib. 123; Lawrence v. Englesby, Ib. 42; Wesson v. Chamberlain, 3 Comst. 331; Fort v. Battle, 13 S. & M. 133; Grear v. McLendon, 7 Georg. 362 ; Williams v. Sharp, 2 Cart. 101; McLean v. Hugarin, 13 Johns. 184; Cunningham v. Bucklin, 8 Cow. 187; Heard v. Shipman, 6 Barb. 621; Clark v. Holmes, 1 Doug. 390; Reeves v. Townsend, 2 Zabris. 396. The next- inquiry is, how shall the necessary facts or circumstances conferring jurisdiction, “be shown,” “or appear,” in courts of inferior jurisdiction? A good deal of the ambiguity of cases, seems to rest on the answer to this question, as applied in practice. A superior court is presumed to act rightly and within its jurisdiction, but an inferior court should set out the requisite facts on the face of its proceedings; note, supra, 816, 818, and many authorities. When the jurisdictional facts are stated on the face of the proceedings of an inferior court, this is taken as prima facie proof; or they are presumed to be as stated.
• The license for sale in the present case, having been •granted by the District Court of Iowa, the question what is a superior, and what an inferior court, does not present itself. But another takes its place; which is, whether this superior court is, in the present instance, to be regarded as one of limited and inferior jurisdiction, and whether its proceedings in this matter are to be viewed as those of an inferior court? Here is a special authority, or power, or jurisdiction, conferred upon the court by statute provision. It is one which it had not by the common law, and which is not connected with, and is not made part of the ordinary proceedings of the court. It is not incorporated into them, but is independent of them. It is probably a question of authority, more than of reason, for it is doubtful if there is any principle of reason or justice which decides either way. But if the artificial rule be assumed, that where a superior Common law court is acting, out of the common law line, by virtue of an authority specially conferred, it is acting as an inferior court, then in granting the license to sell, the District Court was, in effeet, an inferior court, and its acts are to be viewed in that light. The note in 1 Am. Lead. Oases (5th ed.), 843, states the following rules on this subject: u The rule seems to be 'the same (as with an inferior court), when a superior court acts without the scope of its general and common law authority, and bjr virtue of a special and statutory power, for it then becomes necessary to show that the power has been strictly pursued in all essential particulars, both as it regards the subject matter of the cause, and
Of these cases, the first four support the doctrine quoted, but the remaining nine, do not support either this or the preceding quotation. But time does not permit an exam: ination of them, to point out the errors in the reference to them. The following cases support the doctrines just quoted: Ludlow’s Heirs v. Johnson, 14 Ohio, 679; Adams v. Jeffries, 12 Ohio, 253; citing (not above cited) Bend v. Susquehanna Bridge and Bank Co., 6 Har. & J. 130; Smith v. Fowle, 12 Wend. 9. On the other hand, there is a class of cases of high authority, which do not seem to consider whether the court is a superior or an inferior one, nor whether it is subject to the rules of an inferior court; but give full sway to the doctrine of presumptions. Of this class, are Elliot v. Piersol, 1 Pet. 328 ; Thompson v. Tolmie, 2 Ib. 157; Ex parte Tobias Watkins, 3 Ib. 193; United States v. Arredondo, 6 Ib. 691; Voorhees v. Bank U S., 10 Ib. 450; Philadelphia and Trenton R. R. Co. v. Stimpson, 14 Ib. 448; Grignons’ Lessee v. Astor, 2 How. 319 ; Barney v. Saunders, 16 How. 535; Perkins v. Fairchild, 11 Mass.
In Elliot v. Piersol, 1 Pet. 328, the court says: “Where a court has jurisdiction, it has a right to decide every question which occurs in the cause; and whether its decision be correct, or otherwise, its judgment, until reversed, is regarded as binding in every other court.” In Thompson v. Tolmie, 2 Pet. 157, the heirs of Tolmie, deceased, brought a petition for partition in the Circuit Court for the District of Columbia, and partition was awarded; but the property being reported indivisible, it was sold. Afterwards, the heirs brought ejectment, and held the sale void, because none of the heirs had become of age at the time of the sale, and the statute expressly prohibited a sale until the eldest was of age. Mr. Key, of counsel for the plaintiffs, contended that the proceedings did not derive their authority from the general powers of the court, and that, therefore, it was necessary that' all the facts upon which the powers were exercised, should appear. The court say: “These proceedings were brought before the court below collaterally, and are by no means subject to all the exceptions which might be taken on a direct appeal. They may well be considered judicial proceedings; they were commenced in a court of justice, carried on under the supervising power of the court, and did receive its final ratification. The general and well settled rule of law in such cases is, that when the proceedings are collaterally drawn in question, and it appears upon the face of them, that the subject matter was within the jurisdiction of the court, they are voidable only. The errors and irregularities, if any exist, are to be corrected by some direct proceedings, either before the same, or an appellate court. If there is a total want of jurisdiction, the proceedings are void, and a mere nullity, and confer no right, and afford no justification, and may be rejected, when collaterally drawn in question.” “ The only objection,” says the court, “ that presents any difficulty, is, that it was proved that none of the heirs of Robert Tolmie had arrived at age when the sale was made, and how fax this will affect the sale,
Objections were made on all the above points, that the fulfillment of these requirements did not appear on the face of the record, nor in the papers. The court say, the whole merits of the controversy depend on one single question. Had the county court of Brown county, jurisdiction of the .subject on which they acted? They define jurisdiction, citing 6 Pet. 709, and 623; 12 Pet. 718; S. S., 3 Pet. 205. They style this, a proceeding in rem, citing 11 S. & R. 526, and say that the jurisdiction of orphans’ courts, and all courts who have power to sell the estates of intestates, is irrespective of the parties in interest. . The court, then, proceed to say, that no other requisites to the jurisdiction of the county court are prescribed, than the death of Grignons; the insufficiency of his personal estate to pay his debts; and a representation thereof to the court, making these facts appear. Their decision was the exercise of jurisdiction which was conferred by the representation; that it did then appear to the court that there were facts and reasons before them which brought their power into action, and that it was exercised by granting the prayer of the petitioner; and if the decree does not specify the facts and reasons, nor refer to the-evidence on which they were made to appear to the judicial eye; they must have been, and the law presumes they were, such as to justify their action,” citing 14 Pet. 458. The recitation of facts in the license is referred to, but that is not so full as the order of the court in the case at bar. They say: “After the court has passed on the representation of the administrator, the law presumes that it was accompanied by the certificate of the judge of pro
The case of Perkins v. Fairfield, 11 Mass. 227, which is several times cited in the cases in the federal court, was decided in accordance with the rules set forth in the above cases from Peters and Howard, although it was decided before them. The license was granted to administrators, by the Court of Common Pleas, upon a certificate from the judge of probate, not warranted by the circumstances of the estate, and the administrators did not give bond as required by statute. The Supreme Court say: “ That court had jurisdiction of the subject matter. If that jurisdiction was improvidently exercised, or in a manner not warranted by the evidence from the probate court, yet it is not to be corrected at the expense of the purchaser, who had a right to rely upon the order of the court, as an authority emanating from a competent jurisdiction.” It is not easy to determine with clearness, how to class the above case of Grignons' Lessee v. Astor. It certainly bids defiance to the rule, that a superior court acting in a special matter, out of the course of its common law jurisdiction, acts as a court of inferior and limited jurisdiction. It must be classed, either,as a case giving to the superior court in such cases, the full weight of the presumptions which belong to its common law jurisdiction, or as one which considers all such cases as proceedings in rem. And either of these grounds, may be predicated of it. This case, and the rules adopted in the others from the Supreme Court of the United States, seem to take away the grounds and reasoning of many of the cases decided in the state courts. And, in truth, there is a necessity that some superior power should lay hands on them, and marshal them into order, or prescribe rules to which they should be squared; for it is doubtful whether a rule can be
A few other cases will be referred to, bearing more immediately upon the points before suggested: Ludlow's Heirs v. Johnson, 1—4 Ohio, 679 ; Lessee of Goforth v. Longworth, 1—4 Ib. 750; Ewing v. Higby, 6-7 Ib. 340 ; Le Grange v. Ward, 11 Ib. 257; Adams v. Jeffries, 12 Ib. 253; Payne v. Morland, 15 Ib. 435; Robb v. Lessee of Irwin, 15 Ib. 689; Bloom v. Bendick, 1 Hill, 130; Corwin v. Merritt, 3 Barb. 341; Ranoul v. Griffee, 3 Md. Rep. 54. Many cases treat these distinctly as proceedings in rem, even when the statute provides for notice. Such are 2 How. 319; 11 S. & R. 432; 12 Ohio, 272; 6 Har. & J. 23; 7 Ohio, 201; 11 Mass. 227; 15 Ohio, 689; 9 Ib. 19. And all those cases, impliedly, which give emphasis to the fact of the court having'jurisdiction of the subject matter; and such it undoubtedly is in its nature, for it certainly is not an adversary proceeding. "Without finally determining whether a superior court, acting in a special matter, is to be treated as an inferior and limited court, we find in the foregoing investigation some method by which the case before us may be determined bj rule, and not on detached cases only. When a power is given to a court over a special subject which is not in the usual course of the common law, and a mode is prescribed, such mode must be pursued, whether the tribunal, be a superior or inferior one; and sufficient must appear to show the case to be within the reach or jurisdiction of the tribunal. Whether in the case- of a superior court, this sufficiently appears by the statute conferring the power, and the common law presumptions in favor of such a court (a petition being first filed to call up the power), the state and federal courts seem to differ widely. If, however, sufficient appears on the face of 'the record (or proceedings) of the court, to give it jurisdiction under the law conferring the power, then the presumption attaches in favor of the remainder of the proceedings of the court, whatever that court may be. But whether, and in what cases, the facts stated
“ First. That the guardian was licensed to make the sale by a court of competent jurisdiction.
“ Second. That he gave bond (approved), in case one was required by the court granting the license.
“ Third. That he took the oath prescribed in this chapter.
“ Fourth. That he gave notice of the time and place of the sale, as prescribed herein.
“ Fifth. That the premises were sold accordingly, at public auction, and are held by one who purchased them in good faith.” One of the leading purposes of the preceding investigation, is to ascertain hoto the required matters must or may appear, and in what sense the word “ appear ” may be taken in the foregoing statute. Upon this we are satisfied. The next inquiry is, as to whether the provisions of the above section 20, of chap. 11, Stat. 1843, are to be taken as peremptory, or as directory only. It is true that the argument in favor of the directory character of this section, is countenanced ■ by the penalty provided by the next section, in case of any neglect or misconduct in the proceedings of the guardian, by which any person interested shall suffer damage. But the reasoning, on the other hand, is too weighty to' be overcome by this consideration. In the first place,’why are these provisions in the statute ? Do they not bear a specific meaning ? Do they mean no more than the settled rules would have taught, without them ? Do they not at once impress the mind as peremptory requirements ? The language is, that “the sale shall not be avoided on account of
As to the fourth requirement, “ that she gave notice of the time and place of sale, as prescribed.” This refers to section 12 of chap. 10, which we think refers to the act of 1839 (Stat. 1843, page 433, § 11), which provides that ‘the court shall direct the notice.' In this case, the court directed a notice of the sale, and the report recites' that she advertised “ according to law.” But there is nó such notice returned among the papers, nor any other evidence of its having been given. But, on the strength of some of the cases above cited, we are inclined to think, that this allegation in the report, followed by the confirmation, a part of which is above quoted, is sufficient prima facie. As to the fifth condition, “that the premises are held by one who purchased them in good faith,” we are disposed to consider this as meaning one who holds them at the time of the action, and ■not as referring to the original purchaser solely; and there
Therefore, because it does not appear that the guardian took the oath required by tbe statute, tbe sale must be beld void. This result dispenses with the necessity of considering the other points in the cause.
The judgment of the District Court is affirmed.
Note by the Court. — We desire to say to the profession, both for this and other causes, that our access to books is very limited. We cannot, therefore, in this ease, determine the correctness of the citations of many of the cases in the note in 1 Smith’s leading Cases, but we give them, that others, having better opportunities, may examine.