CONTRACTORS ASSOCIATION OF WEST VIRGINIA, a West Virginia Corporation, and the Flexible Pavements Council of West Virginia, an Unincorporated Association, Plaintiffs Below, Appellees, v. WEST VIRGINIA DEPARTMENT OF PUBLIC SAFETY, DIVISION OF PUBLIC SAFETY; J.R. Buckalew, Superintendent of West Virginia Department of Public Safety; West Virginia Department of Transportation, Division of Motor Vehicles; and Jane Cline, Commissioner of the West Virginia Department of Transportation, Division of Motor Vehicles, Defendants Below, Appellants.
No. 21519.
Supreme Court of Appeals of West Virginia.
Submitted Feb. 2, 1993. Decided March 25, 1993. Brotherton, Justice Dissenting Aug. 23, 1993.
434 S.E.2d 357
John Philip Melick, Thomas E. Potter, Jackson & Kelly, Charleston, for appellees.
McHUGH, Justice:
This case is before the Court upon the appeal of the West Virginia Department of Public Safety, Division of Public Safety; J.R. Buckalew, Superintendent of the West Virginia Department of Public Safety, Division of Public Safety; West Virginia Department of Transportation, Division of Motor Vehicles; and Jane Cline, Commissioner of the West Virginia Department of Transportation, Division of Motor Vehicles, the defendants below, from the December 4, 1992 order of the Circuit Court of Kanawha County which granted summary judgment to the appellees and held that certain statutes were in violation of the
I.
The appellees, which are in the business of constructing and repairing state highways, filed a declaratory action in order to determine whether or not the reimbursements to the Department of Public Safety violate
W. Va.Code, 17C-16-5 [1987] , which involves the collection of inspection sticker fees and the operation and construction of police barracks;2W. Va.Code, 17A-3-3(a)(7) [1984] , which involves the collection of registration fees in order to regulate the compulsory insurance program;W. Va. Code, 17B-1D-7 [1990] , which involves motorcycle licensing fees and the motorcycle safety program and licensing program;W.Va.Code, 17A-4-10(c) [1990] , which involves fees from salvage and reconstructed vehicle inspections; andW.Va.Code, 17A-6B-3(b) [1990] , which involves the collection of a license service certification fee.3
Both parties moved for summary judgment since there were no disputed issues of fact. The only evidence before the circuit court were the pleadings, three affidavits, and admissions by the State.
The circuit court granted the appellees’ motion for summary judgment and found that the above six statutes violate
II.
Initially, the focus of this opinion will be on
Revenue from gasoline and other motor fuel excise and license taxation, motor vehicle registration and license taxes, and all other revenue derived from motor vehicles or motor fuels shall, after deduction of statutory refunds and cost of administration and collection authorized by legislative appropriation, be appropriated and used solely for construction, reconstruction, repair and maintenance of public highways, and also the payment of the interest and principal on all road bonds heretofore issued or which may be hereafter issued for the construction, reconstruction or improvement of public highways, and the payment of obligations incurred in the construction, reconstruction, repair and maintenance of public highways.
(emphasis added). Although the issues in this case are inextricable, for purposes of legal analysis, it is desirable to conduct a two-phase inquiry in order to determine whether or not any of the six statutes violate
Second, and the more difficult question to answer, is whether the restricted revenue is being expended in one of the following manners authorized by
The appellees argue that the expenditures authorized by the above six statutes are funds derived from sources named in the constitutional provision, and the expenditures are not the “cost of administration” nor are they being used for the purposes of “construction, reconstruction, repair or maintenance of public highways[.]” Therefore, the appellees conclude the statutes violate
At the outset we point out that this issue concerns funds which are part of the state road fund which is codified at
(a) To pay the principal and interest due on all state bonds issued for the benefit of said fund, and set aside and appropriated for that purpose; (b) to pay the expenses of the administration of the road department; (c) to pay the cost of maintenance, construction, reconstruction and improvement of all state roads.
However, in 1942
Therefore, in our analysis of the six statutes we must examine each statute to ascertain whether or not the legislature is circumventing the purpose of
Before we begin our analysis we also point out that in syllabus point 4 of State ex rel. Smith v. Kelly, 149 W.Va. 381, 141 S.E.2d 142 (1965), we stated:
‘Though it is a cardinal rule of constitutional construction to give effect to the intent of the framers of the Constitution and the people who adopted it, new and changing conditions not existing at the time the Constitution was adopted should be looked to and applied in the interpretation of a procedural provision of the Constitution.’ [citation omitted]
When
A.
Our first phase of inquiry involves the following section of
The appellants concede that the other statutes are funded with revenue which can only be spent for purposes outlined in
B.
Our second phase of inquiry, and obviously the more difficult, involves the mean-
Initially, we should address the meaning of the phrase “cost of administration.” The appellees argue that the clause “cost of administration” only refers to the costs of administering the state road fund. We disagree.
At the outset we note that “[q]uestions of constitutional construction are in the main governed by the same general rules as those applied in statutory construction.” State ex rel. Brotherton v. Blankenship, 157 W.Va. 100, 108, 207 S.E.2d 421, 427 (1973). In syllabus point 2 of State v. Elder, 152 W.Va. 571, 165 S.E.2d 108 (1968), we stated: “Where the language of a statute is clear and without ambiguity the plain meaning is to be accepted without resorting to the rules of interpretation.” Therefore, if the language in a constitutional provision is clear and without ambiguity, the plain meaning is to be acсepted.
We find the clause “cost of administration” to be clear and without ambiguity. In State ex rel. State Building Commissioner v. Moore, 155 W.Va. 212, 229, 184 S.E.2d 94, 104 (1971), we pointed out that
As we pointed out earlier, the purpose of
Second, we address the meaning of the phrase “construction, reconstruction, repair and maintenance of public highways.” The appellants argue that “maintenance of public highways” includes activities which make our public highways safer. We agree.
We have construed the phrase “construction, reconstruction, repair and maintenance of public highways” on two noteworthy occasions in the past. The first occasion was in Gainer, supra. In Gainer this Court held that the cost of relocating public utility facilities in connection with a federal highway project could be paid from the state road fund and that such payment was an obligation incurred in the construction of public highways. Although this
The second occasion was in State ex rel. State Building Commissioner v. Moore, 155 W.Va. at 230, 184 S.E.2d at 105, in which we held:
that the cost of the construction, maintenance and operation of an office building and related facilities for the sole and exclusive use and occupancy of the West Virginia Department of Highways constitutes a reasonable, necessary and proper incident of the construction, reconstruction, repair and maintenance of the public highway system of the state in conformity with the provisions, intent and purpose of Section 52 of Article VI of the Constitution of West Virginia ... [and] that such cost may properly be paid from the State Road Fund[.]
(emphasis added). In Gainer and Moore we made it clear that the phrase “construction, reconstruction, repair and maintenance of public highways” means more than the actual physical construction of the highway. This Court, therefore, has on previous occasions found that the costs of activities which are directly related to the construction, reconstruction, repair and maintenance of public highways are payable from the state road fund.
However, whether highway safety is sufficiently related to maintenance of public highways is a question of first impression. Although we have found that “construction, reconstruction, repair and maintenance of public highways” means something more than actual physical construction, we will not circumvent the purpose of
In Pauley v. Kelly, 162 W.Va. 672, 699, 255 S.E.2d 859, 874 (1979), we stated:
There are four traditional methods of judicial definitions of words used in statutes and constitutions and not specifically defined in them: dictionary definitions current at the time, and those now extant; pronouncements by courts; reliable extra-judicial commentary; and definitions set or [inferable] from debates and proceedings of the bodies that drew the documents.
We have both a dictionary definition and pronouncements by other courts to guide us.
Webster‘s Third New International Dictionary 1362 (1970) defines “maintenance” as “the labor of keeping something (as buildings or equipment) in a state of repair or efficiency....” The use of the word “maintenance” in
Courts from other jurisdictions which have considered this issue have interpreted the term maintenance to mean more than the repair or upkeep of the physical aspects of a highway. For instance, in Rich v. Williams, 81 Idaho 311, 341 P.2d 432 (1959),
Similarly, in Keck v. Manning, 313 Ky. 433, 231 S.W.2d 604 (1950) the court held that the phrase “construction and maintenance” included the printing and distribution of road maps, booklets, photographs, and advertisements of the state‘s highways since that phrase was broad enough to include everything connected with safety and convenience of traffic. Although section 230 of the Kentucky Constitution is broader than our constitutional provision since state road funds can be used to “[enforce] state traffic and motor vehicle laws[,]” the court in Kentucky relied on the phrase “construction and maintenance” of highways in order to conclude that expenses for activities incident to safety could be paid for out of the road fund.
Therefore, other courts have construed the term maintenance to mean more than the physical repair or upkeep of the public highways. However, we disagree with the broad application of the term “maintenance” by the courts in Rich and Keck. If the purpose of the constitutional provision is to prevent the diversion of highway funds, then the use of the funds must be directly related to the efficiency of the highway and not remotely related. We do not find, as the court in Rich did, that the construction of an office building for the use of the Department of Law Enforcement to be directly related to the efficiency of the highway. Nor do we agree with the court in Keck that the word “maintenance” encompasses anything incidental to an efficient highway system. The courts in Rich and Keck have given a broad interpretation to the word “maintenance.” We find their interpretation of “maintenance” circumvents the purpose of
Now, we will examine each statute to see if the expenditures authorized are for one of the purposes outlined in
i.
The superintendent [of Public Safety] shall be reimbursed by the division of motor vehicles ... for services performed by such members [of the Division of Public Safety] relating to the duties and obligations of the division of motor vehicles set forth in chapters seventeen ..., seventeen-a, seventeen-b, seventeen-c and seventeen-d of this code.
(emphasis added). The Division of Motor Vehicles has reimbursed the Department of Public Safety for the following activities pursuant to
We find that the road patrol, traffic, and traffic court activities of the Department of Public Safety directly affect the safety of our highways. Those activities are necessary in order to ensure that the public abides by laws which directly enhance the safety of our highways. Therefore, the reimbursements for the road patrol, traffic, and traffic court activities of the Department of Public Safety are expenditures authorized by
We also find that the reimbursements for assisting the Division of Motor Vehicles to be constitutional since those activities involve the licensing and registration functions of the Division of Motor Vehicles. As we pointed out earlier, any duty of the Division of Motor Vehicles is the “cost of administration.” Therefore, reimbursements to the Department of Public Safety for activities involving the duties of the Division of Motor Vehicles are the “cost of administration,” and are therefore constitutional.8
ii.
The superintendent of the department of public safety shall be responsible for the inspection as provided in this article and shall prescribe requirements and qualifications for official inspection stations. He shall select and designate such stations and shall issue permits therefor and furnish instructions and all necessary forms thereto for the inspection of vehicles as herein required and the issuance of official certificates of inspection and approval.... A charge of one dollar per sticker shall be charged by the department of public safety to the inspection station, and the funds so received shall be deposited into the state treasury and credited to the account of the department of public safety for application in the administration and enforcement of the provisions of this article. Any balance remaining in the fund on the last day of June of each fiscal year, not required for operating expenses, construction, repairs or alterations of police barracks for the ensuing fiscal year and for the administration and enforcement of the provisions of this article, shall be transferred to the state road fund.
(emphasis added). This section concerns inspection sticker fees. To the extent the fees collected are used to enforce and administer the provisions of
However, the use of the fees to operate, repair, or construct police barracks is not proper since the fees are not being used for one of the purposes outlined in
iii.
(7) Each such application for registration shall be accompanied by the fees hereafter provided, and an additional fee of one dollar for each motor vehicle fоr which the applicant seeks registration, such fee to be deposited in a special revolving fund for the operation by the [Division of Motor Vehicles] of its functions established by the provisions of article two-A [§ 17D-2A-1 et seq.], chapter seventeen-D of this Code: Provided, That July one, one thousand nine hundred eighty-five, the additional fee will reduce to and remain at fifty cents.
(emphasis added). This code section allows the Division of Motor Vehicles to collect a fee which is to be used to administer
iv.
(a) There is hereby created a special fund in the state treasury which shall be designated the ‘motorcycle safety fund.’ The fund shall consist of all moneys received from motorcycle driver licensing fees except instruction permit fees, one half of the moneys received from the motorcycle safety fee assessed with each motorcycle registration under section three-b [§ 17A-10-3b], article ten, chapter seventeen-a of this code and any other moneys specifically allocated to the fund. The fund shall not be treated by the auditor and treasurer as part of the general revenue of the state. The fund shall be a special revolving fund to be used and paid out upon order of the commissioner of motor vehicles solely for the purposes specified in this chapter. (b) The fund shall be used by the division of motor vehicles to defray the cost of implementing and administering the motorcycle safety education program established in section two [§ 17B-1D-2], article one-d of this chapter. Moneys in the special revolving fund may also be used to defray the cost of implementing and administering the motorcycle driver licensing program.
(emphasis added). The fees authorized by this code section arе to be used to create a motorcycle safety education program and to administer a motorcycle driver licensing program. The motorcycle safety education program is to be administered by the commissioner of the Division of Motor Vehicles.
v.
(c) The division shall charge a fee of fifteen dollars for the issuance of each salvage certificate but shall not require the payment of the five percent privilege tax. However, upon application for a certificate of title for a reconstructed vehicle, the division shall collect the five percent privilege tax on the fair market value of the vehicle as determined by the commissioner unless the applicant is otherwise exempt from the payment of such privilege tax. A wrecker/dismantler/rebuilder is exempt from the five percent privilege tax upon titling a reconstructed vehicle. The division shall collect a fee of thirty-five dollars per vehicle for inspections of reconstructed vehicles. These fees shall be deposited in a special fund created in the state treasurer‘s office and may be expended by the division to carry out the provisions of this article. Licensed wreckers/dismantlers/rebuilders may charge a fee not to exceed twenty-five dollars for all vehicles owned by private rebuilders which are inspected at the place of business of a wrecker/dismantler/rebuilder.
(emphasis added). We hold that the use of the fees authorized by
vi.
(a) The initial application fee for a certificate to engage in the license service business is twenty-five dollars. The renewal fee for such certificate is twenty-five dollars. (b) There is hereby created in the treasury a special fund, named the ‘motor vehicle license service administration fund,’ into which shall be paid all of the initial licensing fees, the renewal licensing fees, and certified copiеs fees. The commissioner of motor vehicles shall use the moneys in this account to administer and enforce the provisions of this article.
(emphasis added). We hold that
Accordingly, we hold that the only purposes for which the funds described in
III.
Next, we focus our attention on
(i) The superintendent shall be reimbursed by the division of motor vehicles for salaries and employee benefits paid to members of the division of public safety, and shall either be paid directly or reimbursed by the division of motor vehicles for all other expenses of such group of members in accordance with the actual costs determined by the superintendent, for services performed by such members relating to the duties and ob-
ligations of the division of motor vehicles set forth in chapters seventeen [§§ 17-1-1 et seq., 17A-1-1 et seq., 17B-1-1 et seq., 17C-1-1 et seq. and 17D-1-1 et seq.], seventeen-a, seventeen-b, seventeen-c and seventeen-d of this code.
(emphasis added). The issue now before us is whether certain payments made by the Division of Motor Vehicles to the Department of Public Safety for the following activities exceed the scope of payments authorized by
The appellees argue that the activities listed on the invoices to the Division of Motor Vehicles are solely the authorized duties of the Department of Public Safety, therefore, the activities, with the exception of operator examinations,10 are not related to the duties of the Division of Motor Vehicles within the meaning of
The basis of the appellee‘s argument is
This issue hinges on what the legislature meant by the phrase “relating to” in
Therefore, under
For example, the Division of Motor Vehicles’ involvement with the traffic laws and regulations that the Department of Public Safety is to enforce is reflected in chapter 17C of the
Another example involves the “point system” set forth by the Division of Motor Vehicles in
Similarly, the Department of Public Safety enforces
Therefore, it is clear that both agencies need each other in order to carry out the administration of the laws in chapters 17A through 17D of the
Accordingly, we hold that the reimbursements by the Division of Motor Vehicles to the Department of Public Safety for the following activities: road patrol, traffic, traffic court, operator examinations, and assistance to the Division of Motor Vehicles with its administrative duties are authorized by
IV.
We hold that
Affirmed, in part; reversed, in part.
“Our cup runneth over!” exclaimed the Executive and Legislative branches of our State government after reading the majority opinion. Never has the “horn of plenty” produced such a cornucopia of gifts, all delivered sua sponte and unexpectedly by a judiciary, which, incidentally, is elected and sworn to uphold the Constitution of the State of West Virginia.
This case evolves from legislation enacted during the 1990 legislative session to give salary increases to the uniformed members of the Department of Public Safety. I do not dispute the need for a salary increase. What I do dispute is the method by which the increase was funded. Because of budgetary constraints, the Legislature felt it could not fund the salary increases out of the general revenue budget. Consequently, legislation was enacted that would allow the Department of Motor Vehicles to pay the salary increases out of monies collected from the highway user tax on gasoline.1 The Department of Public Safety would submit vouchers to the DMV for time that Department members spent providing “highway safety activities” on the state highways. These vouchers were not to exceed the amount the Legislature had determined was sufficient to pay the salary increases. To aid in this budgetary manipulation, the Legislature included a line item in the Department of Motor Vehicles’ budget which was identified simply as “unclassified.”
(h) The superintendent may also assign members of the division to administer tests for the issuance of commercial drivers’ licenses, operator and junior operator licenses as provided for in section seven [§ 17B-2-7], article two, chapter seventeen-b of this code: Provided, That the division of motor vehicles shall reimburse the division of public safety for salaries and employee benefits paid to such members, and shall either pay directly or reimburse the division for all other expenses of such group of members in accordance with actual costs determined by the superintendent. (i) The superintendent shall be reimbursed by the division of motor vehicles for salaries and employee benefits paid to members of the division of public safety, and shall either be paid directly or reimbursed by the division of motor vehicles for all other expenses of such group of members in accordance with actual costs determined by the superintendent, for services performed by such members relating to the duties and obligations of the division of motor vehicles set forth in chapters seventeen, seventeen-a, seventeen-b, seventeen-c and seventeen-d [§ 17-1-1 et seq., § 17A-1-1 et seq., § 17B-1-1 et seq., § 17C-1-1 et seq. and § 17D-1-1 et seq.] of this code.
After this legislation was enacted, the petitioners brought this action, in which they alleged that the use of the gasoline tax for the Department salary increase was unconstitutional because it violated restrictions set forth under
In his 1993 State of the State message to the Legislature, the Governor emphasized the need for this State to come up with large sums of highway construction monies in order to maximize the amount of matching funds West Virginiа would receive from the federal government. This was to be achieved by legislating a $.05 per gallon gasoline tax. Needing full support for the gasoline tax, the 1994 budget bill presented to the Legislature at the conclusion of the Governor‘s State of the State message completely reversed the prior funding scheme and provided that the Department of Public Safety salary increases be paid out of the general revenue part of the budget2 and took no funds from the highway users taxes. In other words, the salary increase was to come from general revenue funds and not the constitutionally restricted gasoline tax. This deviation would hopefully secure the petitioners support for the pro-
But now comes the reason for the exasperation expressed in the first paragraph of this dissent. The majority opinion, which was filed March 25, 1993, declared constitutional the 1990 legislative action which provided that money could be diverted from the constitutionally protected gasoline tax. As a result, a $6.4 million windfall fell into the arms of a legislature and executive desperate for money to balance the fiscal year 1994 budget without raising more taxes.
The fiscal year budget finally passed during the first extraordinary session of the Legislature in May, 1993, reflected the results of the majority opinion. The salary increases would not come from the general revenue budget as originally proposed in February, but instead were to be paid out of the DMV‘s gasoline tax revenues. The “unclassified” line item in the DMV budget was increased, while the line item in the Department of Public Safety budget to pay the salary increases was reduced.3 Voila!! Their cup runneth over.4
But enough about the rapture that the Executive and Legislative branches are enjoying, and more about the serious fissures the majority opinion creates.
Revenue from gasoline and other motor fuel excise and license taxation, motor vehicle registration and license taxes, and all other revenue derived from motor vehicles or motor fuels shall, after deduction of statutory refunds and cost of administration and collection authorized by legislative appropriation, be appropriated and used solely for construction, reconstruction, repair and maintenance of public highways, and also the payment of the interest and principal on all road bonds heretofore issued or which may be hereafter issued for the construction, reconstruction or improvement of public highways, and the payment of obligations incurred in the construction, reconstruction, repair and maintenance of public highways. (Emphasis added.)
The underlined language of this amendment is the subject of a lengthy and tortured interpretation in the majority opinion. I do not see why. In syllabus point 1 of this Court‘s unanimous opinion in Jarrett Printing Company v. Ronald Riley, et al., 188 W.Va. 393, 424 S.E.2d 738 (1992), filed only four months before the majority opinion, this Court once again reiterated the long accepted principle of constitutional interpretation:
“Where a provision of a constitution is clear in its terms and of plain interpretation to any ordinary and reasonable mind, it should be applied and not construed.” Syl. pt. 3, State ex rel. Smith v. Gore, 150 W.Va. 71, 143 S.E.2d 791 (1965).
There are few constitutional provisions plainer than
The majority cites as authority for their decision syllabus point 4 of State ex rel. Smith v. Kelly, 149 W.Va. 381, 141 S.E.2d 142 (1965):
“Though it is a cardinal rule of constitutional construction to give effect to the intent of the framers of the Constitution and the people who adopted it, new and changing conditions not existing at the time the Constitution was adopted should be looked to and applied in the interpretation of a procedural provision of the Constitution.” Point 4 Syllabus, State ex rel. Morgan et al. v. O‘Brien, 134 W.Va. 1, 60 S.E.2d 722. (Emphasis added.)
To support its option, the majority finds “new and changing conditions” in the building of interstate highways, creating a greater need for highway safety. West Virginia had a vast network of highways in 1942, and the constitutional amendment adopted by the people in 1942 was to construct a new “primary” road system that would meet the needs of an increasingly mobile population, all to be constructed and financed from “road user” taxes.
The majority‘s use of syllabus point 4 of State ex rel. Smith v. Kelly, as authority for interpreting the plain language of
Is the majority telling us that these things, which are essential to providing highway safety, are “new and changing conditions” which were not a part of providing highway safety way back in 1942? Surely, these same highway safety costs were incurred in 1942, when
The judicial cornucopia that is the majority opinion also includes other gifts. The majority opinion declared constitutional the DMV‘s use of money for implementation of
The majority finds some of these expenditures to be “administrative costs” authorized by
All... revenue derived from motor vehicles ... shall, after deduction of statuto-
ry refunds and cost of administration and collection authorized by legislative appropriation, be appropriated and used solely for construction, reconstruction, repair and maintenance of public highways, and also the payment оf the interest and principal on all road bonds heretofore issued....
“Cost of administration,” as set out in
The haunting question created by the majority opinion is whether the municipal police and deputy sheriffs can now ask the Legislature for equal treatment in view of the fact that they perform the same so-called “maintenance = highway safety duties,” as the Department of Public Safety, and on the very same highways. The municipal police and deputy sheriffs perform patrol and traffic court activities on State highways passing through the various municipalities and counties. Their jurisdiction over these activities is concurrent in most cases, with the Department of Safety. I am sure that the answer to this question would be that the Legislature would never do such a thing. However, be they public or private, special interest groups are the gasoline that fuels the legislative machine. Now that one group, like the camel, has gotten its nose under the tent, how long will it be before other camels start nosing around? It is amazing what can happen after a Pandora‘s “tent” is opened.
Roads and education—education and roads—are two budgetary mainstays essential to providing a productive future for our present and future citizens. To dilute the taxes already dedicated to the construction, reconstruction, repair and maintenance of that road system is tragic. And to change the plain meaning of a well-defined word in order to satisfy a legislative act jeopardizes the future of the highway system of this State and creates a doubt in the mind of the voter when he or she votes for a constitutional amendment. Our citizens do not need further cause for any deeper cynicism about their government and the future of this State.
Why have a constitution if the plain meaning of its language can be so easily subverted and redefined to conform to legislative needs? Does the end justify the means? I don‘t think so.
For these reasons, I dissent.
