Consumer Party v. DavisConsumer Party v. Davis
MEMORANDUM OF DECISION
Plaintiffs, the Consumer Party and several of its officers, candidates and members, sought preliminary and permanent injunctive and declaratory relief prohibiting the enforcement of Act 190 of 1984,
The court heard testimony and issued an Order denying plaintiffs’ motion on March 12, 1985. This Memorandum constitutes the findings of fact and conclusions of law in support of that Order.
We begin by considering the nature and extent of Pennsylvania’s statutory scheme. The Pennsylvania Election Code,
Political parties must nominate all their candidates for office at primary elections,
Title
President and United — 100 in each of at least
States Senate ten counties.
State-wide Office —100 in each of five counties.
Representative in Con — 200 gress and State Senator
State Legislature —100
City-Wide Office (first- —100 class cities)
Act 190 of 1984 substantially increases the required number of valid registered party members’ signatures on nominating petitions:
President and United — 2,000 States Senators
Governor — 2,000, including at least 100 from each of ten counties.
Other State-Wide Of- —1,000, including at least fices 100 from each of five counties
Representative in Con — 1,000 gress
State Senator — 500
State Legislature — 300
City-Wide Offices —1,000 (first-class cities)
These signatures must be gathered during a three-week period beginning the thirteenth Tuesday before the primary and ending the tenth Tuesday before the primary (since this year’s primary will be held on May 21, 1985, this period was from February 19 — March 12, 1985),
Primary nominees may also be selected by write-in votes. But write-in votes may not be certified for a candidate unless the total number of votes for that person is equal to or greater than the number of signatures required on a nomination petition for the particular office in question,
Political bodies may not use the primary election machinery for nomination of their candidates. Instead, a political body candidate is nominated directly for the general election ballot by submitting to the Secretary of the Commonwealth nomination papers containing a requisite number of signatures of qualified electors (regardless of party affiliation) in the electoral district where that individual is running for office,
A political body candidate may, but need not be, a member of the political body nominating the candidate; a candidate may also be unaffiliated or independent. Multiple candidates for the same office representing the same political body are prohibited. The Secretary of the Commonwealth *1012 or any county board of elections is required to reject nomination papers if:
the appellation set forth therein is identical with or deceptively similar to the words used by any existing party or by any political body which has already filed nomination papers for the same office, or if the appellation set forth therein contains part of the name, or an abbreviation of the name or part of the name of an existing political party, or of a political body which has already filed nomination papers for the same office.
However, a political body candidate cannot be a registered member of any party during the time beginning thirty (30) days before the primary and extending to the general or municipal election,
Political parties and political bodies also have different methods of nominating candidates for special elections. Political parties may nominate their candidates as provided by party rules; no nominating petition signatures are required,
The Pennsylvania Consumer Party is an outgrowth of a consumer organization founded by Max Weiner and others in Philadelphia in 1965. This organization sought to redress consumer grievances that were inadequately addressed by any existing governmental agency. In 1967, organization members, believing their goal of reducing consumer abuse in the marketplace would be promoted most effectively through political action, formed the Consumer Party.
For some time thereafter, the Consumer Party was a political body and nominated candidates for general election by securing the requisite number of signatures on nominating papers as required by the Pennsylvania election laws. While the Consumer Party’s candidates were unsuccessful in winning office, the Consumer Party provided a vehicle for political debate and promoted women and minority candidates.
The Consumer Party achieved (and has retained) 5 party status in Philadelphia County in 1976, in Allegheny, Beaver and Centre Counties in 1980, and state-wide in 1982; it has since been included on the primary ballot as a party.
In 1977 the Consumer Party lacked sufficient registered members to obtain the necessary number of signatures under
Subsequent to that election and until the passage of Act 190, the Consumer Party had sufficient registered members to comply with the signature requirements of
As of November 6, 1984, the number of Consumer Party members state-wide was estimated at only 3,886 as compared to 2,487,652 registered Republicans and 3,380,675 registered Democrats. See Plaintiffs’ Exhibit B. As of February 26, 1985 in Philadelphia County, the area where the Consumer Party has its strongest representation, there were 1,467 registered Consumer Party members as compared to 867,967 registered Democrats, 198,411 registered Republicans, and 26,896 registered either as Independents or as members of another political association. Thus, while a candidate for city-wide office in Philadelphia would need one-tenth of one percent of Democratic party-member signatures or write-in votes for nomination, he or she would need 69% of the signatures or write-in votes of Consumer Party members.
It is well established that the party moving for a preliminary injunction has the burden of proof and must show (1) a reasonable probability of eventual success on the merits, and (2) that irreparable injury
pendente lite
will occur if relief is not granted. Additionally, the court should consider wherever relevant, (3) the possibility of harm to other interested persons from the grant or denial of injunctive relief, and (4) the public interest.
In re Arthur Treacher’s Franchisee Litigation,
[a]n injunction should issue only where the intervention of a court of equity is essential in order effectually to protect property rights against injuries otherwise irremediable____ The basis for injunctive relief in the federal courts has always been irreparable injury and the inadequacy of legal remedies.
Weinberger v. Romero-Barcelo,
Plaintiffs allege a substantial likelihood of success on the merits and irreparable injury because Act 190 effectively denies the Consumer Party the opportunity to hold a party primary and, because a party must nominate by primary, also bars it from any alternative routes of access to the general election ballot.
Numerous Supreme Court opinions considering the validity of laws regulating ballot access make clear that voters, political parties,
6
and, to a lesser extent, candidates have protected constitutional rights. The right to vote in a general election is a “fundamental political right ... preservative of all rights.”
Reynolds v. Sims,
Since voters can express their political preferences only through candidates, whether party or independent, ballot access is intertwined with the rights of voters and entitled to protection.
See Lubin v. Punish,
Over the past two decades, the Supreme Court has frequently addressed the applicable standard of review for ballot access restrictions. Though endorsing at times both the strict scrutiny and rational relationship tests,
8
the Court now recognizes that, “constitutional challenges to specific provisions of a state’s election laws [cannot] be resolved by any litmus-paper test that will separate valid from invalid restrictions.”
Storer v. Brown,
In
Anderson v. Celebrezze,
*1015 It [the Court] must first consider the character and magnitude of the asserted injury to the rights protected by the First and Fourteenth Amendments that the plaintiff seeks to vindicate. It then must identify and evaluate the precise interests put forward by the State as justifications for the burden imposed by its rule. In passing judgment, the Court must not only determine the legitimacy and strength of each of those interests; it also must consider the extent to which those interests make it necessary to burden the plaintiffs rights. Only after weighing all these factors is the reviewing court in a position to decide whether the challenged provision is unconstitutional.
Anderson,
Restrictions upon access to the primary ballot raise constitutional issues similar to those in general election ballot access cases and require this same legal analysis.
11
See Developments in the Law
— Elections, 88 Harv.L.Rev. 1111, 1180-81 (1975).
American Party of Texas v. White,
The Supreme Court also relied on a multi-factor balancing analysis in
Mandel v. Bradley,
Therefore, to resolve the constitutional problems potentially posed by the enactment of Act 190, we must apply the Supreme Court’s Anderson test. The first issue is whether this Act alone unconstitutionally denies ballot access if those that Act 190 effectively prohibits from the party primary were to have a reasonable alternative route to the general election ballot. On finding that Act 190 itself is constitutional, the next issue is whether the Act’s interaction with the remainder of the Pennsylvania Election Code provides an unconstitutional result in fact by denying reasonable alternative access to the general election ballot.
We begin by exploring the character and magnitude of the constitutional injury caused by Act 190. Prior to its enactment, there were two requirements for access to a primary ballot: first, a political association had to meet the definition of a party by polling the requisite number of general election votes state- and county-wide; second, a party had to demonstrate that a proposed party candidate had a sufficient modicum of party support by obtaining a specified number of signatures. The constitutionality of this prior scheme is not in doubt.
Act 190 increases the number of party members’ signatures required to place a candidate’s name on the primary ballot. With regard to the major parties, the requirement imposes a de minimus burden. One thousand signatures (the number required for most state-wide offices) represents less than .04% of the total number of registered Democrats and Republicans. With regard to the Consumer Party, Act 190’s requirements are far more onerous; as previously noted, the Consumer Party would likely be barred from most primary ballots.
But assuming that Consumer Party candidates have alternative routes to the general election ballot, the actual impact of Act 190 on the constitutional rights of those claiming to be effectively disenfranchised by it is not great. There is no constitutional right to primary participation,
see American Party,
The Supreme Court stated in
American Party,
“[appellants’ burden is not satisfied by mere assertions that small parties must proceed by convention when major parties are permitted to chose their candidates by primary elections.”
American Party,
The vital state interest in alleviating ballot clutter and thereby reducing voter confusion must be balanced against this comparatively low burden on the Consumer Party’s constitutional rights.
See American Party,
Though the legislature did strip the Consumer Party of its recently acquired status as a party with a primary, there is no evidence that the legislature had the illegitimate motive of invidiously discriminating against the Consumer Party. The legislature’s debates reflect only a desire to limit frivolous candidates and reduce voter confusion. 13 Representative Street, for example, stated that “[t]he [then-existing] low threshold, like 100 merely encourages frivolous candidates; it encourages incumbents to drum up candidates to clutter the ballots; it encourages many of the petty practices for which we in politics are criticized.” 14 During this September 26, 1984 debate, the House defeated three proposed amendments to Senate Bill 387 (which became Act 190) to moderate the increase in required signatures without making any reference to the likely impact the higher requirements would have on small parties. 15
In a footnote to American Party, the Supreme Court noted:
At oral argument, counsel for appellants maintained that the Texas legislature raised the automatic ballot qualification figures to 20% after the La Raza Unida Party gubernatorial candidate polled more than 2% of the total vote in the 1972 general election. Counsel further intimated that the law will be changed again should a minority party fulfill the new requirements. Whatever their merits, we do not reach these contentions.
American Party,
Balancing Act 190’s burden on the constitutional rights of the Consumer Party and its members against the vital state goal of protecting the integrity of its electoral process, and noting the absence of *1018 legislative ill-will toward the Consumer Party, the court finds that the state interest warrants the restriction Act 190 imposes upon plaintiffs’ interests. Even if Act 190 effectively deprives the Consumer Party of party status for purposes of nominating candidates, 17 this law is constitutional so long as there exists a reasonable alternative means for Consumer- Party candidates to reach the general election ballot.
Having determined that Act 190 is itself constitutional, we now apply the Anderson test to the totality of the Pennsylvania Election Code, including of course Act 190, and analyze the constitutionality of the entire electoral scheme.
The concept of “totality” is applicable ... in the sense that a number of facially valid provisions of election laws may operate in tandem to produce impermissible barriers to constitutional rights.
Storer,
The totality of the Pennsylvania Election Code results in the following: a political party must nominate by primary. If Consumer Party candidates fail to obtain a sufficient number of signatures to comply with Act 190 (as most surely would, see supra pp. 1012-1013), the primary ballot would contain the Consumer Party name but no candidates would be listed. Candidates could be nominated in the primary election only if the Consumer Party registered enough new members to produce a sufficient number of write-in votes. In the likely event that this method failed to produce Consumer Party nominees, the general election ballot would list the Consumer Party name but no candidates. Voters would be able to write-in an individual of their choice on this ballot.
Alternatively, candidates seeking the support of Consumer Party members could circulate nominating petitions among all registered voters and gain a place on the general election ballot, but any such candidates would have to resign any party membership thirty (30) days prior to the primary election because the nomination papers could not be filed by the member of any existing party or on its behalf. Thus, this method prohibits candidates formally affiliated with the Consumer Party.
It is readily apparent that with the enactment of Act 190, the total Pennsylvania electoral scheme violates “the rights of individuals to associate for the advancement of political beliefs, and the right of qualified voters, regardless of their political persuasion to cast their votes effectively.”
Williams v. Rhodes,
To avoid this effective bar from the electoral process, the Consumer Party has very limited forms of redress: it could either encourage voters to register in the Consumer Party or discourage votes cast for it in the general election and regain political body status. Each of these “forced” options violates the associative rights of a group of people joined together to further a particular purpose. A party may not be essentially required to broaden its message or appeal in an effort to increase its mem
*1019
bership; a group’s associative rights depend on having as members only those who share a particular vision and collective purpose.
See, Fraenzl v. Secretary of Commonwealth of Pennsylvania,
83 Pa. Cmwlth. 539,
A political organization’s First Amendment rights are impermissibly infringed if it must attempt to drive away general election voters in order to keep its general election vote under two percent and regain body status. Similarly, to require the Consumer Party’s preferred candidates to run as unaffiliated with it violates the basic goal of political associations: the opportunity to choose and support party standard bearers. An unaffiliated candidate could support the views of the Consumer Party; however, because party identification is a critical aspect of American politics, such required disaffiliation constitutes a “substantial restraint” and a “significant interference” with the exercise of constitutional rights,
Kusper,
The state contended that plaintiffs’ party status would be constitutionally protected because the party name would appear on both the primary and general ballots, and voters could write-in the candidates of their choice. However, the Supreme Court has indicated the inadequacy of the write-in alternative.
The realities of the electoral process, however, strongly suggest that “access” via write-in votes falls far short of access in terms of having the name of the candidate on the ballot____ [A candidate] relegated to [the] write-in provision, would be forced to rest his chances solely upon those voters who would remember his name and take the affirmative step of writing it on the ballot.
Lubin,
Having evaluated the nature and likely effect of the Election Code, as amended, on the Consumer Party, we now examine the Government’s justifications for this scheme. Under the
Anderson
test, we “consider the extent to which those [state] interests make it necessary to burden the plaintiff’s rights.”
Anderson, 460
U.S. at 789,
The Pennsylvania legislature could have protected its interest in ballot integrity without denying the Consumer Party’s constitutional rights by ensuring that the Consumer Party did not fall into a no-man’s-land between the nominating procedures required of a political party and those of a political body. As
American Party
makes abundantly clear, the legislature could permissibly choose to treat the Consumer Party as either a party or a body for nominating purposes. The Texas scheme upheld in
American Party
barred political organizations polling less than two percent of the total gubernatorial vote in the preceding
*1020
general election from primary participation. But these organizations could nominate candidates by convention and, if the required support was not evidenced at the conventions, by petition.
See American Party,
Since plaintiffs’ case is virtually certain to succeed on the merits, we must now consider whether denying injunctive relief would cause irreparable harm. The Consumer Party will lose its political voice if unable to place identified party candidates on the general election ballot. Party members will be deprived of their legitimate right to vote for a representative candidate.
See Williams
But the precise issue with regard to granting injunctive relief is whether invalidating Act 190 is the appropriate remedy. The court concluded it was not an appropriate remedy because other remedies intrude less upon the state electoral process; therefore, plaintiffs’ motion for a preliminary injunction was denied.
Pennsylvania courts have used their equitable powers to fashion appropriate remedies in election cases, including ordering the placement of a candidate’s name or office on the ballot,
see In re Nomination Papers of Smith,
The court could invalidate Act 190, at least for the Consumer Party, and reinstate the former signature requirements (the Consumer Party would then require the three weeks provided by law to obtain the necessary number of signatures); But the court could uphold Act 190 and provide another form of relief instead. Possibilities include invalidating
Alternatively, the court could view Act 190 as imposing a legitimate restriction on parties holding primaries, provided that any party unable to obtain the required signatures would have access to the general election ballot in the same manner as a political body. For this solution to protect the constitutional rights of the Consumer Party and its members, nomination papers in the name of the Consumer Party and candidates retaining party membership must be allowed. Any of these forms of *1021 relief would guarantee general election ballot access to the Consumer Party. 19 For several reasons, providing the Consumer Party with political body status for nomination purposes only is the most appropriate court enforced remedy. 20
First, the political body solution is limited to relief that is constitutionally compelled (rather than constitutionally permitted) and, therefore, least intrudes upon the legislature’s electoral scheme.
See Whitcomb v.
Chavis,
The political body solution does not provide the Consumer Party with special advantages but ensures that a Consumer Party candidate may qualify for the general election ballot. The Supreme Court in
Storer
emphasized the importance of past experience in determining the legitimacy of signature requirements. “Past experience will be a helpful, if not always unerring guide ...,”
Storer,
Second, the political body solution involves only the logical interpretation of existing election laws rather than the invalidation of laws.
21
“Statutes should be interpreted to avoid untenable distinctions and unreasonable results whenever possible,”
American Tobacco Co. v. Patterson,
Title
... the appellation set forth therein is identical with or deceptively similar to the words used by any existing party holding a primary, or by any political body or party not holding a primary which has already filed nomination papers for the same office, or if the appellation set forth therein contains part of the name, or an abbreviation of the name or part of the name of a[n existing] political party holding a primary, or of a political body or party not holding a primary which has already filed nomination papers for the same office.
(Underlined words added and bracketed words omitted by this court).
Third, the political body solution has already been adopted by a Pennsylvania court. In
Fraenzl,
However,
Fraenzl
was a case where the “number of votes [made] it impossible for a candidate to utilize that [primary] process.”
Id.
In the Consumer Party situation, while it would often be impossible to hold a contested primary, it would sometimes be theoretically possible for one candidate to obtain the signatures necessary for nomination on a primary ballot. But we are convinced that requiring Consumer Party candidates to procure so large a percentage of party members’ signatures is practically impossible and therefore would place an unconstitutional burden on the party. The Consumer Party would have to obtain signatures from well over one-half its members in Philadelphia county.
See Storer,
*1023
Heeding the Court’s admonition in
Storer
that a court must thoroughly explore the relevant facts and circumstances, we find additional evidence that collecting sufficient Consumer Party members’ signatures to participate in the primary is in effect impossible. Plaintiffs’ testimony convinced the court that Consumer Party members are not highly accessible to circulators of petitions; petitions may not be circulated by mail and must be signed in the presence of the circulator, who must be a qualified elector of the Consumer Party (unless the petition is for nomination of a judicial candidate),
Unless the Consumer Party participates in the general election via the political body nominating procedure, the party will be deprived of ballot access in violation of the First and Fourteenth Amendments to the United States Constitution. The relief suggested herein “in no way freezes the status quo, but implicitly recognizes the potential fluidity of American political life,”
Jenness,
Notes
. At oral argument, the court rejected defendants' argument that it would be appropriate for this court to abstain. Abstention is proper only where a statute may be interpreted by the state judiciary in a way that would avoid the necessity of reaching a federal constitutional issue.
Kusper v. Pontikes,
. No voter has a constitutional right to vote in a party primary or sign a primary nominating petition,
American Party of Texas v. White,
. These nominating petitions must be circulated by party members and each circulator must file an affidavit stating that each signer "signed with full knowledge of the contents of the petition,”
. With the obvious exception of the newly enacted Act 190, many of these provisions of the Pennsylvania election laws have previously been found to withstand federal and/or state constitutional scrutiny.
See, e.g., In re Owens,
. Because determinations of which political associations qualify for party status are made after every general or municipal election, an organization’s status as a party or body may change from year-to-year.
. In discussing federal authority, unless otherwise stated, the term political party refers generally to any political association or organization dedicated toward promoting particular views and candidates. In discussing the Pennsylvania election laws and their application, the term political party will continue to be used more narrowly to refer to a political association which does have sufficient demonstrated electoral appeal to qualify for the privilege and obligation of holding primaries in contrast to a political body which does not.
. Though any individual’s personal right to candidacy is not itself a fundamental right,
see Bullock v. Carter,
.
See Williams
v.
Rhodes,
. Though Justice Rehnquist joined by Justices White, Powell and O’Connor dissented, they did not take issue with Justice Stevens’ balancing test,
. However, the dissenting opinion questioned the continuing authority of
Storer
in light of the Court’s decision.
See Anderson,
. This same analysis may also apply to special elections.
See Illinois Elections Bd.
v.
Socialist Workers Party,
. The same reasoning applies if the small party must proceed by general election nominating petitions. Nomination by primary election may actually be more not less burdensome for small parties than nomination by convention or petition.
See Jenness,
. Legislative Journal — House (September 26, 1974 at pp. 2015-17).
. Id.
. Id.
. The Court cited J. Ely’s book,
Democracy and Distrust: A' Theory of Judicial Review 73-78
(1980), which sets forth a motive based test of constitutional analysis. According to Ely, where a legislature acts to withhold a constitutionally gratuitous benefit that it had previously provided, a judicial analysis of the legislature’s motivation is appropriate.
Id.
at 145.
See also Brown v. Socialist Workers 74 Campaign Committee
(Ohio),
. The Consumer Party would retain party status for other purposes, including listing on voter registration cards, general election ballots and primary ballots. But the latter would include only the party name; no candidates would be listed. There would exist the possibility of primary nomination through write-ins if the Consumer Party were able to increase its membership sufficiently.
See
. This demand is, of course, comparable to the strict scrutiny standard. The
Anderson
balancing test requires a more compelling state interest to justify substantial restrictions on political parties’ constitutional rights than is required to justify mild restrictions.
See Kusper,
. The Pennsylvania legislature could also act to remedy the constitutional deficiencies in the Electoral Code. Because the Consumer Party is not directly responsible for ballot clutter, the legislature might require all primary nominating petitions to contain the signatures of a particular percentage of party members registered as of a certain date. Then, the number of necessary signatures would bear a consistent relationship to the total pool of eligible signers. But it is not the role of this court to question the wisdom of a constitutional legislative enactment.
There is also no need to consider whether the court can fashion rules for one party different from rules for others and, if so, what those rules should be. For example, striking Act 190 as to the Consumer Party only would require the court to decide what modicum of support a Consumer Party candidate should show to achieve a place on the primary ballot. In some cases involving new or small political parties, special rules have been enforced where necessary to counter hostility or threats of harassment.
See Brown v. Socialist Workers 74 Campaign Committee
(Ohio),
. The Consumer Party has not yet attempted to use the political body nominating route but to explain this court’s upholding of Act 190, we must state the enforceability of another solution.
. It would be advantageous if these laws were revised to comport with the interpretation necessary to avoid their constitutional invalidity.
. The
Fraenzl
Court ignored
. We do not here consider the situation where a party has substantially more members than the Consumer Party but substantially fewer than the Democratic and Republican parties.