Employer Consolidation Coal Company petitions for review of decisions of the Benefits Review Board (“BRB”) awarding black lung benefits under the Black Lung Benefits Act (“Act”), 30 U.S.C. § 901 et seq., to Claimant Lawrence McMahon. On appeal, the issues are (1) whether the administrative law judge (“ALJ”) improperly found that the presumption of total disability due to pneumoconiosis was invoked by the x-ray evidence pursuant to 20 C.F.R. § 727.203(a)(1), (2) whether the ALJ improperly concluded that the employer
I.
A.
Claimant 'was born on October 3, 1922. He worked as an underground coal miner for approximately 28.75 years. Claimant worked for employer from 1947 to January 12, 1979, when he retired from coal mining at the age of 56. For his last seven years with employer, claimant worked as a continuous miner operator, which required him to lift and carry 30- to 35-pound posts, set safety jacks, and handle cables. While he was performing many of these duties, claimant had to work in a bent over position, which required additional physical exertion, because the mine roof was low.
After retiring from coal mine employment, claimant worked for approximately eight or nine months in 1980 as a delivery truck driver for a florist shop. According to claimant, he quit this employment because he experienced shortness of breath when he frequently had to get in and out of the delivery truck while delivering flowers to customers’ homes. This was claimant’s last gainful employment. Claimant has one dependent, his wife. They were married on June 28, 1980.
Claimant began smoking cigarettes in 1946, after he was discharged from the armed services. He smoked about one-half of a pack of cigarettes per day for approximately 20 to 23 years. Claimant quit smoking in 1967. He resumed smoking in 1980, smoking one-half of a pack of cigarettes per day or less. At the time of the hearing before the ALJ, he was smoking approximately five cigarettes per day.
The administrative record in this case contains a total of 28 chest x-ray readings, six pulmonary function studies, and five arterial blood gas studies. In addition, the record also contains ten medical reports submitted by seven different physicians.
B.
Claimant Lawrence McMahon filed a claim for black lung benefits under the Act on August 20, 1979. On August 22, 1979, the Department of Labor notified Employer Consolidation Coal Company that it had been identified as the responsible operator pursuant to 20 C.F.R. §§ 725.490-.495 and was potentially liable for the payment of any benefits awarded to claimant. Employer timely controverted the claim for benefits on October 22,1979.
Thereafter, on September 11, 1980, the Department of Labor issued a Notice of Initial Finding, which concluded that claimant was entitled to benefits. On July 15, 1981, employer challenged the initial finding and submitted evidence in support of its position that claimant was not entitled to benefits. The claim was forwarded to the Office of Administrative Law Judges on December 19, 1981.
A formal hearing was held before an ALJ on September 23, 1985. The ALJ issued a decision and order denying benefits to claimant on August 19,1986. In that decision, the ALJ concluded that claimant had established approximately 28.75 years of qualifying coal mine employment. Accordingly, because claimant had filed his claim for benefits before March 31, 1980, and had established more than ten years of qualifying coal mine employment, the ALJ adjudicated his claim for benefits under the interim regulations set forth in 20 C.F.R. Part 727. In particular, the ALJ found that the presumption of total disability due to pneumoconiosis was invoked by the x-ray evidence of record pursuant to 20 C.F.R. § 727.203(a)(1). However, the ALJ denied benefits to claimant because he found that employer had rebutted the presumption of total disability due to pneumoco-niosis under 20 C.F.R. § 727.203(b)(2).
Claimant filed a petition for review of the ALJ’s decision with the BRB on September
On remand, the ALJ issued a decision and order awarding benefits on April 27, 1989. In his decision and order on remand, the ALJ found that employer had failed to rebut the presumption of total disability due to pneumoconiosis under either 20 C.F.R. § 727.203(b)(2) or § 727.203(b)(3).
Thereafter, employer timely filed a petition for review of the ALJ’s decision with the BRB. In its petition for review, employer challenged only the ALJ’s finding that rebuttal had not been established under 20 C.F.R. § 727.203(b)(3).
On August 17, 1992, the BRB issued a decision and order affirming the ALJ’s decision and order of April 27, 1989. Employer then filed a timely request for reconsideration with the BRB. As before, employer’s request for reconsideration sought only reconsideration of the ALJ’s finding that it had not established rebuttal under 20 C.F.R. § 727.203(b)(3). On November 14, 1994, the BRB issued a decision and order on reconsideration in which it granted employer’s motion for reconsideration but denied the relief requested, thereby affirming the ALJ’s award of benefits. Employer then filed a timely petition for review of the BRB’s decisions with this court.
II.
A.
Employer argues that the ALJ’s finding that the presumption of total disability due to pneumoconiosis arising out of coal mine employment was invoked by the x-ray evidence under 20 C.F.R. § 727.203(a)(1) is not supported by substantial evidence and is not in accordance with the law. Our scope of review of decisions of the BRB is limited. A decision of the BRB must be affirmed if the BRB did not commit a legal error or exceed its statutory scope of review of the ALJ’s findings. Director, OWCP v. Quarto Mining Co.,
Black lung “[disability benefits are payable to a miner if (a) he or she is totally disabled, (b) the disability was caused, at least in part, by pneumoconiosis, and (c) the disability arose out of coal mine employment.” Mullins Coal Co. v. Director, OWCP,
[a]ll three of these conditions of eligibility are presumed if the claimant was engaged in coal mine employment for at least ten years and if the claimant meets one of four medical requirements: (1) a chest X-ray establishes the presence of pneumoconio-sis; (2) ventilatory studies establish the presence of a respiratory or pulmonary disease — not necessarily pneumoconiosis— of a specified severity; (3) blood gas stud*902 ies demonstrate the presence of an impairment in the transfer of oxygen from the lungs to the blood; or (4) other medical evidence, including the documented opinion of a physician exercising reasonable medical judgment, establishes the presence of a totally disabling respiratory impairment.
Mullins,
In his decision and order of August 27, 1986, the ALJ found that the presumption of § 727.203(a) was invoked by the x-ray evidence under § 727.203(a)(1).
[i]n this case, the weight of the x-ray evidence prior to 1984 is negative. However, as pneumoconiosis is a progressive disease, the most recent x-ray evidence of record is most likely to be probative of Claimant’s present condition, and is therefore entitled to greater weight. Call v. Director, OWCP, 2 BLR 1-146 (1979). This is especially true in the present case, as Claimant did not retire from coal mine employment until 1979, and his last job was a dusty one. Further, the most recent x-ray evidence in this ease is conflicting, and even the physicians issuing x-ray interpretations positive for pneumoconiosis found only a minimal degree of the disease. Thus the pattern of the evidence — with earlier x-rays being consistently read as negative, and the most recent ones being read as either negative or borderline positive — suggests that, if Claimant has pneumoconiosis, it developed only recently to the extent necessary to be diagnosed by x-ray, and then only to a minimal degree. For this reason, I find that the most recent x-rays of record, taken in 1986, are most probative and therefore dispositive of the issue of x-ray evidence of pneumoconiosis.
J.A. 16. The ALJ then went on to find that:
the most recent x-ray evidence of record is conflicting. Highly qualified physicians disagree on the interpretation of these most recent x-rays, which apparently are at best borderline in showing either the presence or absence of pneumoconiosis. Numerically, there are more negative than positive readings of these most recent x-rays, but a rational interpretation of the pattern of recent x-ray evidence suggests there is a genuine doubt as to the presence or absence of pneumoconiosis. Therefore, as Claimant is entitled to have such doubt resolved in his favor, I find that the x-ray evidence is sufficient to support invocation of the presumption pursuant to Section 727.203(a)(1).
J.A. 17.
Although the ALJ did not explicitly label his finding as such, the AL J’s weighing of the x-ray evidence of record involved the “true doubt rule.” The “true doubt rule” is a rule created by the BRB which “operate[d] to give the miner the benefit of the doubt when the evidence in favor of the miner and the employer is ‘equally probative.’” Zeigler Coal Co. v. Office of Workers’ Compensation Programs,
“True doubt” [was] said to exist if equally probative but contradictory medical documents ... are presented in the record, and selection of one set of facts would resolve the case against the claimant but the selection of the contradictory set of facts would resolve the case for the claimant.
Skukan v. Consolidation Coal Co.,
“The [BRB] ... ‘consistently upheld the principle that, where true doubt exists, that doubt shall be resolved in favor of the claimant.’” Mullins,
Second, the Court stated:
Under the [BRB’s] true doubt rule, when the evidence is evenly balanced the claimant wins. Under § 7(c), however, when the evidence is evenly balanced, the benefits claimant must lose. Accordingly, we hold that the true doubt rule violates § 7(c) of the APA.
Id. at-,
We therefore conclude that the ALJ’s finding that the interim presumption of § 727.203(a) was invoked by the x-ray evidence under § 727.203(a)(1) is not supported by substantial evidence because it is not in accordance with the applicable law. The ALJ found that there was genuine doubt as to whether the most recent x-rays of record established the presence of pneumoconiosis and, under the BRB’s “true doubt rule,” resolved that genuine doubt in favor of the claimant. However, in Greemvich Collieries the Supreme Court held the true doubt rule invalid because it was in conflict with § 7(c) of the APA, which requires that whenever there is true doubt the benefits claimant must lose. Id. Therefore, the ALJ’s resolution of his genuine doubt about whether the x-ray evidence established the presence of pneumoconiosis is not supported by substantial evidence because the ALJ resolved the issue in claimant’s favor, not employer’s favor.
Claimant argues, however, that despite the change in the law, employer has waived its right to challenge the ALJ’s invocation of the interim presumption under § 727.203(a)(1) on appeal to this court by virtue of its failure to raise the issue at any time before the BRB. As claimant correctly points out, employer never challenged the ALJ’s invocation of the interim presumption of § 727.203(a)(1) at any time during the pendency of this case before the BRB. Following the ALJ’s decision and order of August 19, 1986, which denied benefits, employer did not file a cross-appeal with the BRB in order to challenge the ALJ’s invocation of the interim presumption under 20 C.F.R. § 723.203(a)(1). Moreover, even after the ALJ’s decision and order on remand, dated April 27, 1989, which awarded benefits to claimant, employer did not challenge the ALJ’s invocation of the interim presumption of § 727.203(a)(1). Rather, employer challenged only the ALJ’s finding that rebuttal of the interim presumption had not been established under § 727.203(b)(3). Consequently, in its decision and order of August 17, 1992, which affirmed the ALJ’s decision and order of April 27,1989, the BRB stated:
We affirm the administrative law judge’s findings regarding length of coal mine employment and invocation of the interim presumption at Section 727.203(a)(1) as unchallenged on appeal. See Coen v. Director, OWCP, 7 BLR 1-30 (1984); Skrack v. Island Creek Coal Co., 6 BLR 1-710 (1983).
J.A. 48 n.2. Furthermore, even after this statement by the BRB, employer did not seek to challenge the ALJ’s invocation of the interim presumption under § 727.203(a)(1) in its motion for reconsideration by the BRB.
In Hix v. Director, OWCP,
However, although we “generally will not address an issue which was not presented below, an exception is made when raising the issue would have been futile.” Kyle v. Director, OWCP,
In this case, employer failed to challenge the ALJ’s use of the “true doubt rule” to invoke the interim presumption pursuant to 20 C.F.R. § 727.203(a)(1). However, because we find that any challenge by the employer to the use of the “true doubt rule” to find in favor of the claimant and invoke the interim presumption would have been futile, we conclude that the employer did not waive its right to raise this issue by virtue of its failure to raise it before the BRB. As was previously discussed, the “true doubt rule” was a creation of the BRB. Thus, in applying the “true doubt rule” to resolve his genuine doubt about whether the x-ray readings of record established the presence of pneumoco-niosis, the ALJ, in finding in favor of claimant, adopted the BRB’s reasoning, a fact which we acknowledged in Peabody Coal probably rendered any further objections to the ALJ’s utilization of the “true doubt rule” futile before the BRB.
Moreover, as recently as our decision in Skukan v. Consolidation Coal Co.,
Further grounds also exist for reviewing the ALJ’s decision to invoke the interim presumption under 20 C.F.R. § 727.203(a)(1). In Faries v. Director, OWCP,
In this case, were we not to apply the intervening case law announced in Greenwich Collieries, manifest injustice would result. Namely, claimant would receive benefits to which he is not entitled because the award of benefits was based on an incorrect application of the law, and employer would be required to pay for any such benefits received by claimant.
This claim is nineteen years old.... If benefits could be granted for simple perseverance, we would not hesitate to direct an award. Unfortunately for [the claimant], benefits are available only for total disability due to pneumoconiosis.
Id. at 420. Likewise, in this case, claimant is entitled to benefits only if he establishes the existence of a total disability due to pneumo-coniosis, and the issue is properly reviewable by this court. Thus, the ALJ’s invocation of the interim presumption shall be reversed.
B.
Employer also argues that (1) substantial evidence does not support the ALJ’s finding that the interim presumption had not been rebutted pursuant to 20 C.F.R. § 727.203(b)(3), and (2) it submitted sufficient evidence to establish rebuttal of the interim presumption pursuant to 20 C.F.R. § 727.203(b)(4). However, because we shall reverse the ALJ’s findings that the interim presumption was invoked under § 727.203(a)(1), and since the ALJ’s finding that claimant could not invoke the interim presumption under any of the other alternatives available remains unchallenged, these issues are moot.
Accordingly, as previously stated, the ALJ’s invocation of the interim presumption under § 727.203(a)(1) shall be reversed. Moreover, as the ALJ’s findings that claimant cannot invoke the interim presumption under either, sections 727.203(a)(2), (a)(3) or (a)(4) remain unchallenged, claimant cannot establish entitlement to benefits under the regulations in 20 C.F.R. Part 727. Furthermore, although the regulations at 20 C.F.R. § 410.490 must also be applied to claims, such as the claim in this case, that are, based upon their filing date, subject to review under the Part 727 regulations, we have held that § 410.490 should not be applied to claims where the claimant has established ten or more years of coal mine employment. Youghiogheny & Ohio Coal Co. v. Milliken,
Furthermore, we suggest to the BRB and the parties that on remand for consideration
III.
For the reasons stated, the petition for review is GRANTED, and this case is REMANDED to the BRB with instructions to REVERSE the ALJ’s award of benefits under Part 727, to deny benefits under Part 727, and to REMAND the case to an ALJ for further consideration under the regulations at 20 C.F.R. Part 718.
Notes
. Since the medical evidence of record is thoroughly set forth in the ALJ's decision and order of August 19, 1986, see J.A. 8-13, we have not summarized il here. We will refer to the evidence when necessary during our analysis of the issues presented.
. In his decision and order of August 27, 1986, the ALJ also found that the evidence of record was not sufficient to invoke the presumption of § 727.203(a) under cither § 727.203(a)(2), (a)(3), or (a)(4). These findings are not, challenged in this appeal, and they have never been challenged before the BRB.
. Section 7(c) of the APA states in relevant part that ''[c]xccpt as otherwise provided by statute, the proponent of a rule or order has the burden of proof.” 5 U.S.C. § 556(d).
. The Supreme Court vacated our decision in Skukan, which upheld the validity of the "true doubt rule,” in light of its decision in Greenwich Collieries.
. Employer also argues that the ALJ's finding that the interim presumption was invoked under § 727.203(a)(1) is reviewable on appeal under the "law of the case” doctrine. We reject this argument. "Under the ‘law of the case’ doctrine, a court is ordinarily precluded from reexamining an issue previously decided by the same court, or a higher court, in the same case.” Richardson v. United States,
