40 F. 21 | U.S. Circuit Court for the District of Western Pennsylvania | 1889
This is a bill for the alleged infringement of a patent, filed 'December 8, 1887, and 'the patent alleged to be infringed is dated May 12,1885, and is for improvements in electric lamps. It was granted upon the application of William E. Sawyer and Albon Man, of New York, to their assignees, the Electro Dynamic Light Company, and by mesne assignments was transferred to the complainant, whoso title commenced in October, 1882, before the patent was issued. The application for the patent was filed January«9, 1880, and the issue was delayed by various proceedings in the patent-office, including an interference with an application of Thomas A. Edison; which had been filed a month earlier, to-wit, December 11, 1879. Various defenses were set up in the answer, such as anticipation by prior inventors, vagueness of description, want of novelty and utility, undue change of specification after filing, surreptitious claim of an invention made by Edison, etc. It is conceded that the defense of the suit is conducted by the Edison Electric Light Company, a corporation of New York, which sells the lamps complained of as infringements of the patent, and is interested as assignee in
“(1) An incandescing conductorfor an electric lamp, of carbonized fibrous or textile material, and of an arch or horseshoe shape, substantially as hereinbe-fore set forth. (2) The combination, substantially as hereinbefore set forth, of an electric circuit and an incandescing conductor of carbonized fibrous material, included in and forming part of said circuit, and a hermetically sealed chamber, in which the conductor is inclosed. (3) The incandescing conductor for an electric lamp, formed of carbonized paper, substantially as described. (4) An incandescing electric lamp, consisting of the following elements, in combination: First, an illuminating chamber, made wholly of glass, hermetically sealed, and out of which all carbon-consuming gas has been exhausted or driven; second, an electric circuit conductor passing through the glass wall of said chamber, and hermetically sealed therein, as described; third, an illuminating conductor in said circuit, and forming part thereof, within said chamber, consisting of carbon made from fibrous or textile material, having the form of an arch or loop, substantially as described, for the purpose specified.”
The great question in this suit is whether the patent sued on is valid, so far as it involves a general claim for the use, in electric lamps, of in-candescing carbon conductors, made of fibrous or textile substances. If it is, the complainant must prevail; if it is not, the bill must be dismissed. The claims of the patent (excluding the third claim, which the defendant does not use, and which is not involved in the case) may he summarized as follows: (1) A conductor of carbon, made of fibrous or textile'inaterial, and of an arched form; (2) a conductor of carbon, made of fibrous material, in an hermetically sealed chamber, without regard to form; (3) The combination of a conductor of carbon, made of fibrous or textile material, in an arched form, and the glass chamber, hermetically sealed, and deprived of carbon-consuming gas. The claim of the combination last named may be dismissed from consideration as a separate claim; because a glass chamber, hermetically sealed, for holding the light, has always been used, and must necessarily he used, in all in-candescing carbon electric lamps. It, was used by King in 1845, by Greener and Staite in 1846, by Roberts in 1852, by Komi in 1872, by .Kosloff in 1875, and by others. Unless the ¡latent is valid for the conductor of carbon, made of fibrous or textile material, in an arched form, it cannot be made valid by combining such conductor with a glass chain-
Is the patent valid for such a broad claim ? The defendant contends that it is not — First, because no such invention was set forth in the original application, but was introduced for the first time more than four years after it was filed, and after the same material had been used by Edison, and claimed by him in an application for a patent; secondly, because Edison, and not Sawyer and Man, was really the orignal and first inventor of an incandescent conductor made of fibrous or textile material for an electric lamp; thirdly, because, if Edison was not the first inventor, the thing claimed as an invention was old, and neither of the parties was entitled to a patent for it. The whole vegetable kingdom is composed of fibrous material, and all carbon or .charcoal made therefrom comes within the scope of the complainant’s claim. Silk is fibrous or textile, and carbon made from silk thread is therefore within the claim. Mineral coal, and the carbon produced in gas-retorts, are not included. Can it possibly be said, when we look at the history of the art of electric lighting, that carbon made from fibrous or textile material was never used for that purpose until Sawyer and Man used it in 1878? We thini • not. We do not propose to describe in detail the various English pat-' ents of prior date which have been adduced in evidence. The word “ charcoal,” as well as “carbon,” is constantly used to define the material from which the conductors were made; and that word, in the English language, prima facie refers to carbon or coal made of wood. We cannot yield our assent to the ingenious theory of the complainant’s counsfel, and some of their witnesses, that the word has come to have an artificial or technical meaning, in this particular art, signifying gas or mineral carbon.. We think that carbon made from wood or other vegetable material is generally intended. " In King’s patent of 1845 he says:
*25 “The nature of the invention consists in the application of continuous metallic and carbon conductors, intensely heated by the passage of a current of electricity to the purpose of illumination. ” “ When carbon is used, it becomes necessary, on account of the affinity this substance has for oxygen at high temperature, to exclude from it air and moisture. To accomplish this in the most perfect manner, it should be inclosed in a Torricellian vacuum.”
He docs not coniine himself to any particular kind of carbon. It is true, he does afterwards say: “That form of carbon found on the interior of coal-gas retorts which have long been used, is well suited for this purpose;” but bis claim is general, for “the application of metallic and carbon conductors, intensely heated,” etc., and the use of wood carbon would have infringed the patent. Greener and Staite, in their patent of 1846, in describing how they prepared the carbon for the incandescing stems in their lamps, say:
“Wo take a quantity of lamp-black, or of charcoal reduced to powder, or of coke reduced also to powder, which has been purified,” etc. “Tho carbon thus highly purified we next bring into a state of great dryness, and then convert it into solid prisms, or into cylinders, both solid and hollow,” etc.
The charcoal here referred to is clearly wood charcoal. Roberts, in his patent of 1852, says :
“ Another part of my invention consists of a mode of obtaining electric light by passing a current of electricity through a thin piece of graphite, coke, or charcoal, or other infusible body, being a conductor of electricity, whilst it is inclosed in a vacuum, or space not containing any oxygon or other matter, which can cause the combustion or destruction of it, when brought into an incandescent state by the action of the current of electricity.”
This certainly refers to wood charcoal. We have already alluded to Konn’s patent of 1872, in which he claims carbon stems generally, arranged as specified in the patent, for giving incandescent light. We may add that, in the earliest experiments of Sir Humphrey Davy and others on the effects of the electric current in producing light in various substances, charcoal was one of the most frequent articles used for that purpose. Long prior to 1878 it was a well-known fact in science and the aris that the transmission of the electric current through a pencil of charcoal, interposed in a metallic circuit, would produce intense light; and that when this charcoal was guarded from contact with oxygen, in a vacuum or otherwise, it would not be consumed. This is fully verified, not only in scientific writings, but by the statements found in several of the patents referred to. The great desideratum was to construct an apparatus and to discover a process which would make the light economical and convenient of use for ordinary domestic purposes. We are clearly of opinion, therefore, that neither Sawyer and Man nor Edison can maintain any just claim to the exclusive use of charcoal generally, in any form, as an incandescing conductor in an electric lamp. This view of the subject is sufficient to decide the present case against the complainants. But there are other considerations which go to corroborate the conclusion to which we have come, which, however, we shall only cursorily examine.
“Our improved burner or incandescent arc consists of an arch-shaped or semi-cylindrical piece of carbon, A, mounted in its clamps or supports in the usual well-known ways. We have tried carbonized paper covered witli powdered plumbago, wood carbon, or charcoal, and ordinary gas carbon. We have also used such arcs or burners of various shapes, such as pieces with their lower ends secured to their respective supports, and with their upper ends united, so as to form an inverted Y-shaped burner. We have also used ares of varying contour, that is, with rectangular bends, instead of curvilinear ones, but prefer the arch-shaped, as the shadow east by such a burner is less than that produced by other forms of burners. We have used such burners ,in close transparent chambers, in a vacuum, in nitrogen gas, and in hydrogen gas, but have attained the best results in a vacuum or attenuated atmosphere of nitrogen; the great desideratum being to exclude oxygen from the combustion chamber, as is well understood. The operation of our improved apparatus will readily be understood from the foregoing description.”
Then come the claims, as follows:
“First, incandescing arcs for electric lights, made of carbon, substantially as hereinbefore set forth; second, incandescing arcs of carbon, in combination with the circuit of an electric light; third, the combination, substantially as hereinbefore set forth, of the circuit of an electric light, an. incandescing are of carbonized paper, included in the circuit, and a close transparent chamber*27 in which tlie are is inclosed; fourth, an incandescing are, made of carbonized fibrous or textile material. ”
This is tbo whole of tho original application, except the formal introduction. The aro is everything. The changos are rung on the arc. The fact is that Sawyer and Man were unconscious that the arc was not new, and supposed that they could get a patent for it; but, as their eyes ■were opened, they changed about, and amended their application, and made the material of the conductor the great object, — carbon made from fibrous or textile material. Compare the original with the amended application, as first stated in this opinion, and this purpose most obviously appears. The carbons mentioned in tho original application are merely mentioned by the way, to show that the arched form would apply to all kinds of carbon. “We have tried carbonized paper, covered with powdered plumbago, wood carbon, and ordinary gas carbon.” This is changed in the amended application to tbo w'ords: “In tho practice of our invention, we have made use of carbonized paper, and also wood carbon.” The object of thus change is manifest. In other parts of the amended specification the importance of vegetable carbon, as distinguished from gas carbon, is dwelt upon. Thus they say in a former paragraph:
“Our improvement consists, first, of tlie combination in a lamp chamber composed wholly of glass, and described in patent No. 205,144, of an incan-descing conductor of carbon, made from a vegetable fibrous material, in contradistinction to a similar conductor made from mineral or gas carbon, and also in the form of such conductors, so made from such vegetable carbon, and combined in the lighting circuit within the exhausted chamber of tlie lamp.”
The fact that the whole object of the application was changed is evinced by the correspondence of the parties. In a letter from William 13. Baldwin, one of tlie attorneys of the applicants for the patent, to his clients, the Electro Dynamic Light Company, (who then owned tho interest in the invention,) dated January 8, 1880, lie says:
“I have this day prepared an application for patent of arched form of an incandescent carbon electric lamp, made by Win. E. Sawyer and Albon Man, as joint inventors, containing a request for the issuing of sucli patent to your company, etc. T will not make any alteration in tho claims or specification of said patent, enlarging its scope beyond its intended purpose of covering the arched or angular form of tlie carbon used for incandescent electric lights.”
In a letter from Albon Man, one of tlie applicants for the patent, to a Mr. Cheever, dated December 12, 1880, bo says: (
“I have received your two notes of 11th inst., inclosing letter from the patent-ofiice, advising Messrs. Baldwin, Hopkins, and Payton of substitution of Mr. Broadnax as attorney in carbon arch matter.”
This had relation to tlie application in question; Baldwin, Hopkins & Payton being tlie solicitors in the case, and Mr. Broadnax being substituted in tlieir place. “Carbon arch matter” arc words that could hardly lie more suggestive. As before stated, Edison had filed an application for a patent in December, 1879, about a month prior to the application in question; and in September, 1880, an interference was declared be
“After the decision of the commissioner of patents of the interference, awarding priority of invention to Sawyer and Man, I resumed the prosecution of tiie application, insisting upon our right to the claims that had been once rejected by the examiner, among which was one for the U-shaped or loop-carbon illurni.nant. My attention was then called for the first time by the examiner to the British patent of Komi, in which is shown an arch-shaped carbon illuminant, and which, as I thought, anticipated broadly the claim for the U-shaped or arch-shaped carbon illuminant; and then, in the discussion of the case with the examiner, my attention was called to the patentability of the fibrous carbon illuminant, as such, on account of the properties such carbon possessed, which made it available for electric lighting above all other carbons. ”
Being asked when this was, he said it followed soon after the decision of the commissioner of patents upon the question of priority, or as soon as he could, in the ordinary course, get the case before the primary examiner again. His best recollection was that it occurred in February, 1885. This testimony of Mr. Broadnax, which is undoubtedly to be relied on, in connection with the letter just quoted, shows that the idea of claiming carbons made from fibrous and textile materials was an after-thought, and was no part of the purpose of the original application. The amendments relating to this new and broad claim were made afterwards, in February and March, 1885. We are of opinion that the changes made in the application in this regard were not justifiable, and that the claim in question cannot be sustained.'
There are other aspects of the case, to which we might refer, which operate strongly against the claim of the complainants. We are not at all satisfied that Sawyer and Man ever made, and reduced to practical operation, any such invention as is set forth and claimed in the patent in suit. Their principal experiments were made in 1878, and perhaps the beginning of 1879. The evidence as to what they accomplished in the construction of electric lamps is so contradictory and suspicious that we can with difficulty give credence to the conclusions sought to be drawn from it. We are not satisfied that they ever produced an electric lamp with a burner of carbon made from fibrous material, or any material, which was a success. During the year referred to, 1878, and the beginning of 1879, they applied for and obtained ten different patents (besides an English patent) on the subject of electric lamps; but not one of them contains a suggestion or a hint of any such invention as is claimed in the patent in suit, which was not applied for until 1880. They all relate to lamps with straight pencil burners, generally of carbon, but without any preference given to one kind of carbon over another. The application for the patent in suit was not made until January, 1880, — nearly or quite a year after' all their experiments had ceased, and after the inventions of Edison had been published to the
“Heretofore light by incandescence has been obtained from rods of carbon of one to four ohms resistance, placed in closed vessels, in which the atmospheric air has been replaced by gases that do not combine chemically with carbon. The vessel holding the burner has been composed of glass, cemented*30 to a metallic base. The connection between the leading wires and the carbon has been obtained by clamping the carbon to the metal. The leading wires have always been large, so that their resistance shall be many times less than the burner, and, in general, the attempts of previous persons have been to reduce the resistance of the carbon rod. The disadvantages of following this practice are that a lamp having but one to four ohms resistance cannot be worked in great numbers in multiple arc without the employment of main conductors of enormous dimensions. That, owing to the low resistance of the lamp, the leading wires must be of large dimensions and good conductors, and a glass globe cannot be kept tight at the place were the wires pass in and are cemented; hence the carbon is consumed, because there must be almost a perfect vacuum to render the carbon stable, especially when such carbon is small in mass, and high in electrical resistance. The use of a gas in the receiver at the atmospheric pressure, although not attacking the carbon, serves to destroy it in time by air-washing, or the attrition produced by the rapid passage of the air over the slightly coherent, highly heated surface of the carbon. I have reversed this practice. I have discovered that even a cotton thread, properly carbonized, and placed in a sealed glass bulb, exhausted to one-millionth of an atmosphere, offers from 100 to 500 ohms resistance to the passage of the current, and that it is absolutely stable at very high temperatures; that if the thread be coiled as a spiral, and carbonized, or if anyfibrous vegetable substance which will leave a carbon residue after heating in a closed chamber be so coiled, it offers as much as 2,000 ohms resistance, without presenting aradiating surface greater than three-sixteenths of an inch; that, if such fibrous material be rubbed with a plastic composed of lamp-black and tar, its resistance may be made high or low, according to the amount of lampblack placed upon it; that carbon filaments may be made by a combination of tar and lamp-black, the latter being previously ignited in a closed crucible for several hours, and afterwards moistened and kneaded until it assumes the consistency of thick putty. Small pieces of this material may be rolled out in the form of wire as small as seven one-thousandths of an inch in diameter, and over a foot in length, and the same may be coated with a non-conducting, non-carbonizing substance, and wound on a bobbin, or as a spiral, and the tar carbonized in a closed chamber by subjecting it to high heat, the spiral after carbonization retaining its form. All these forms are fragile, and cannot be clamped to the leading wires with sufficient force to insure good contact and prevent heating. I have discovered that if platinum wires are used, and the plastic lamp-black and tar material be moulded around it, in the act of carbon-ization, there is an intimate union by combination and by pressure between the carbon and platina, and nearly perfect contact is obtained without the necessity of clamps; hence the burner and the leading wires are connected to the carbon, ready to be placed in the vacuum bulb. When fibrous material is used, the plastic lamp-black and tar are used to secure it to a platina before carbonizing. By using the carbon wire of such high resistance, I am enabled to use fine platinum wires for leading wires, as they will have a small resistance compared with the burners, and hence will not heat and crack the sealed vacuum bulb. Platina can only be used, as its expansion is nearly the same as that of glass. * * ⅜ I have carbonized and used cotton and linen thread, wood splints, papers coiled in various ways; also lamp-black, plumbago, and carbon in various-forms mixed with tar, and kneaded so that the same may be rolled out into wires of various lengths and diameters. Each wire, however, is to be uniform in size throughout.”
The first claim of this patent is for an electric lamp for giving light by incandescence, consisting of a filament of carbon of high resistance, made as described, and secured to metallic wires, as set forth. The