156 Ky. 231 | Ky. Ct. App. | 1913
Opinion of the Court by
Reversing on original appeal and affirming on cross appeal.
Tn the latter part of 1910, William Conrad died testate at a sanatorium in Cincinnati, Ohio, hut was, at the time of his death and for many years prior thereto, a resident of Grant County, Kentucky. His will was thereafter duly admitted to prohate by the Grant County Court and J. Claude Conrad, his son, being named in the will as executor, at the same term of the court executed bond and duly qualified as such.
About one month before his death, the testator, William Conrad, was adjudged a person of unsound mind in the Grant County Court, and, by an order of that court, his brother, the appellee, R. L. Conrad, was appointed a
Thereafter this action in equity was brought in the Grant Circuit Court by the executor to surcharge the settlement made by appellee in the Grant County Court. It was not alleged in the petition that appellee, as committee, had not been charged in the settlement with all that came to his hands as such committee, but that he had been allowed sundry credits to which he was not entitled; the chief complaint being as to an item of $1,750.00 allowed him as compensation for three and a half years services, which he had rendered the testator, William Conrad, as his financial agent before the latter was adjudged of unsound mind; and the further item of $700.00, commission allowed him as committee of the testator her tween the date of his being adjudged of unsound mind and the date of his death.
The answer of appellee traversed the averments of the petition and alleged the correctness' of the several credits in the settlement complained of; and, on the hearing, the circuit court approved all the credits that had been allowed by the county court except the allowance of $1,750.00 as compensation for the services rendered by appellee as agent of the testator, which was reduced to $1,400.00, and for the difference between these amounts, $350.00, the executor was given judgment against appellee. The executor, being dissatisfied with the judgment manifesting these rulings, has appealed, and appellee, complaining of so much of the judgment as reduced the compensation allowed him for his services as agent from $1,750.00 to $1,400.00, has taken a cross appeal.
Before considering the merits of the case, it will be necessary to dispose of a motion made by appellee to dismiss the appeal. The motion is based upon the ground that, as a part of the evidence heard in the court below
It further appears, however, that this agreement, though approved by the court, through inadvertence or mistake on the part of counsel representing appellant and appellee, was not reduced to writing or made a part of the record, notwithstanding which, when the case was reached for trial, much of the evidence was orally heard from the witnesses then introduced, without objection from either party. After the trial, however, and when the official stenographer attempted to file and make a part of the record the oral testimony received during the trial, it was discovered that the agreement referred to had not, as intended by the parties, been reduced to writing or made a part of the record; whereupon the court entered the following order: ‘ ‘ On the 14th day of the February term of this court, this cause came on for hearing, and the parties not having taken all their depositions it was then agreed by the parties hereto and concurred in by the court that each party might introduce such witnesses as they might desire to be heard orally and stenographic notes taken of such evidence and later transcribed and such transcription be treated as the respective depositions of the witnesses introduced; and it appearing that no order was entered of record showing these facts it is now moved by the plaintiff that an order be entered as of date February 20, 1912, reciting the above facts. To this motion the defendant objects and the court being advised overrules said objection to which ruling the defendant excepts. It is, therefore, ordered that the following order be now entered as of date February 20, 1912, viz: This cause coming on for
Immediately after this order, it is recited by the record that “all the depositions for both plaintiff and defendant referred to in the foregoing order and all the oral proof offered by plaintiff and defendant and transcribed and filed by E. C. McMillan and the proceedings had at the trial are in words and figures as follows ’ ’:
Following this statement the depositions and oral evidence are copied in full.
It will thus be seen that the oral testimony heard on the trial was, in accordance with the agreement between the parties, transcribed and filed by the official stenographer of the court after the trial. It was thereby properly made a part of the record and is to be regarded as much the depositions of the several witnesses who gave it, as if their testimony had been taken in the form of depositions before the submission and trial of the case. The court’s knowledge and approval of the agreement of the parties authorized the entering of the nunc pro tunc order with reference thereto. If appellee had withdrawn his consent to the agreement before the oral testimony was received by the court, or had objected to its being so received, a different question would be presented. But he did not withdraw from the agreement or object to the introduction of the oral testimony until after the trial and when the official stenographer filed the transcript of the oral testimony. As the agreement had been consummated, the objection came too late in that court, and, for the same reason, appellee will not be allowed to make the objection in this court that the oral testimony is not presented by a bill of exceptions apart from the depositions regularly taken in the ease. This conclusion is rested upon the familiar principle of an estoppel in pais, which is that, when a party, by his
An attorney has general power to make such agreements or stipulations with respect to the conduct of the litigation entrusted to him as he may deem beneficial to his client, whether such agreements or stipulations are made in or out of court, and when they are entered into without fraud or collusion they will bind his client. A fortiori, is this true when the agreement or stipulation is sanctioned by the court. This principle is well stated in Thompson on Trials, sections 190,193, in the latter of which it is said: “Such being the extensive nature of his (the attorney’s) powers in the conduct of litigation, it follows that stipulations made in open court with the opposite counsel have, in general, the force of contracts, the performance of which the court will enforce. Some decisions add, as a condition of the binding character of a stipulation, that it be also entered of record. But on principle, it would seem sufficient to give the stipulation or terms, made in facie curiae, the binding nature of a contract, that the other party has acted upon. ’ ’
The doctrine in question has received the approval of this court in numerous instances. Thus in Taylor County v. Bank of Camphellsville, 145 Ky., 389, it was held that when the affirmative matter of an answer was, by agreement of counsel, controverted of record, the legal effect was the same as if a reply had been filed containing a specific traverse of the averments of the answer. In Mahoning Coal Co. v. Dowling, 124 S. W., 370 (not elsewhere reported), we held that, where the parties to a suit to determine title to land agreed that for the purposes of the trial it would be conceded that plaintiff had a regular derivation of title of record from the Commonwealth, the defendant cannot claim that plaintiff’s title was insufficient to sustain a judgment in his favor.
In view of the foregoing authorities, and others that might be cited, appellee is estopped to complain of the presence in the record of the stenographer’s transcript of the oral testimony heard on the trial, and his motion to strike same, and also so much of the evidence as was taken in the form of depositions in the court below, from the record is overruled.
It also appears from tbe evidence that appellee loaned much of tbe money held by bim as agent upon real estate mortgages, and took upon himself the duty of investigating tbe title to tbe real estate mortgaged; that be made various trips in attending to tbe business of bis principal, kept tbe latter at all times fully informed of tbe condition of bis property and of tbe investments that bad been made of bis money, at all times exercising extraordinary care in protecting bis interest. Appellee is, himself, a man of considerable wealth and large business interests,
It follows from what has been said that the circuit court did not in our opinion err in reducing the compensation of appellee as agent from $1,750.00, the amount allowed him by the county court, to $1,400.00; as the evidence fairly entitles him to the latter amount, but fails to convincingly establish his right to any greater compensation.
We are aware that appellee accepted the trust without any agreement with his principal as to the amount of compensation he was to receive for the services to be performed, but it is apparent from the evidence that he expected to be paid for his services and that the testator intended to compensate him therefor. This being the understanding of the parties, in the absence of any stipulation fixing the amount of compensation or method of determining it, the law will allow appellee a reasonable compensation for the services rendered by him, in determining which, the court must necessarily give controlling effect to the circumstances attending his employment, the purpose of the employment and the character and extent of the services resulting therefrom. 31 Cyc., 1523. While section 3883, Kentucky Statutes, which provides what the compensation to executors, administrators and curators shall be, must apply in determining what compensation appellee should be allowed for such services as he performed while acting as committee for the testator, it cannot have a controlling effect in determining what he should be allowed for the services rendered by Mm as agent for the latter, as the services which he performed as agent were, in many respects, different
The services rendered by axjpellee are more akin to those required of a receiver than of a personal representative, and with respect to the compensation of receivers this court has said: “The Court of Appeals in such case necessarily relies to a great extent upon the chancellor’s judgment.” Wilson v. Murphy’s Admr., 33 Rep., 716.
As to the allowance made appellee by the circuit court for his services as committee of William Conrad, the statute, as stated, must control. Under its provisions, he could not legally have been allowed more than five per cent on all the amounts received and distributed by him as committee. It was, however, in the discretion of the court, “upon proof heard in open court, upon notice to the parties in interest,” to make him an allowance, in addition, for extraordinary services and expenses rendered and incurred in attending to and winding up the estate held by him as committee, but not to exceed in amount “a fair compensation for the time occupied and expenses incurred in protecting, attending to, collecting and settling up the estate.” Central Trust Co. v. Johnson, 25 R., 55.
As the whole of the estate of William Conrad had been received by appellee as agent and before his appointment as committee, and what, he turned over to William Conrad’s executor consisted mainly of notes and other choses in action, and there was little money collected by him after his appointment as committee and also little distributed by him beyond the medical bills and sanatorium expenses of the
It is our conclusion, therefore, that the circuit court properly fixed the compensation to which appellee is entitled as agent, at $1,400.00, but that it erred in fixing his compensation as committee at $700.00; and the latter allowance is reduced from $700.00 to $550.00.
For the reasons indicated, the judgment is reversed on the original appeal and affirmed on the cross-appeal, and cause remanded with directions to enter a judgment that will conform to the opinion.