Walter Gilbert CONNOR, Appellant
v.
The STATE of Texas, Appellee.
Court of Criminal Appeals of Texas, En Banc.
Susan B. Biggs, San Antonio, for appellant.
Bill M. White, Former Dist. Atty. & Dick Ryman, Elizabeth Taylor & John J. Horn, III, Asst. Dist. Attys., San Antonio, Robert Huttash, State's Atty. & Alfred Walker, First Asst. State's Atty., Austin, for the State.
Before the court en banc.
OPINION ON STATE'S PETITION FOR DISCRETIONARY REVIEW
TEAGUE, Judge.
"We have learned the lesson of history, ancient and modern, that a system of criminal law enforcement which comes to depend on the `confession' will, in the long run, be less reliable and more subject to abuses than a system which depends on *14 extrinsic evidence independently secured through skillful investigation." Escobedo v. Illinois,
The record of this cause reflects that Walter Gilbert Conner, henceforth appellant, was convicted by the jury of committing the offense of felony theft of an automobile. The trial judge assessed punishment, enhanced, at life imprisonment.
On direct appeal, appellant asserted, inter alia, that the trial judge erred in not granting his motion to suppress two oral statements that he made, one to a civilian legal intern and one to the intern's supervisor, a certified Live Oak police officer. The intern obtained his oral statement after he had chased and captured appellant, and then forced him to lie on the ground in a spread-eagle position with his face down on the ground. The intern then put one of his knees in appellant's back. The intern then used a simulated act of threatened physical violence, by causing the first finger on his right hand to resemble the barrel of a loaded pistol and thereafter pointing his finger to the back of appellant's head, first telling appellant not to move or "I'll kill you," and then asking appellant why he had fled, with appellant stating that "the vehicle was stolen." Thereafter, appellant became ill and vomited. When appellant was later questioned by the regular police officer, he again admitted that he had stolen the vehicle that he had previously been driving. The basis of the charge in this cause is the theft of that vehicle.
The District Attorney, in his response brief, argued that appellant's oral statement to the intern was res gestae, and thus admissible evidence; that his second oral statement to the regular police officer was admissible evidence; and that because the trial judge had found that the statements were admissible evidence no further review of that decision should occur. The District Attorney never argued that the doctrine of harmless error was applicable to either confession.
The San Antonio Court of Appeals reversed the trial court's judgment of conviction, finding that "appellant's statement [to the intern] was involuntary and thus inadmissible, and the trial court erred in admitting the statement into evidence." Connor v. State,
In ruling that appellant's first oral statement was inadmissible evidence, and so tainted the entire trial that the error was incurable error, the court of appeals obviously relied upon the following principles of law that the Supreme Court of the United States had previously enunciated: "The use in a state criminal trial of a defendant's confession obtained by coercionwhether physical or mentalis forbidden by the Fourteenth Amendment ... [E]ven though there may have been sufficient evidence, apart from the coerced confession, to support a judgment of conviction, the admission in evidence, over objection, of the coerced confession vitiates the judgment because it violates the Due Process Clause of the Fourteenth Amendment." Payne v. Arkansas,
Other state courts, such as the Colorado Supreme Court, see Hunter v. People,
The United States Supreme Court has repeatedly held that the harmless error rule does not apply where an issue of voluntariness of a confession is involved. *15 Chapman v. California,386 U.S. 18 ,87 S.Ct. 824 ,17 L.Ed.2d 705 (1967).
Also see Ringel, Searches & Seizures: Arrests and Confessions, § 30.2(e), at page 30-12; and see and compare Holloway v. Arkansas,
However, the Supreme Court of the United States in more recent times has announced that state courts, when considering the effect of a federal constitutional violation, can apply the federally defined harmless error rule of law, see post, in most instances.
Of course, although a state appellate court can construe its comparable state constitutional provisions in a broader fashion than the Supreme Court does, it cannot impinge on decisions of the Supreme Court that concern federally protected rights. In this instance, the State does not argue that the court of appeals erred in holding the first oral statement was inadmissible evidence because it was obtained by the intern through simulated physically coercive tactics; it only argues in its petition for discretionary review that was filed on behalf of the State Prosecuting Attorney that we granted that given what the Supreme Court held in Milton v. Wainwright,
We are unable to agree with the State's argument. Our research to date has not yet revealed a single valid authority that holds that error in admitting into evidence over objection a physically coerced confession of the defendant can become harmless.
The holding in Milton v. Wainwright does not support the State's argument that error in admitting into evidence over objection a simulated physically coerced oral confession of a defendant may become harmless. In Milton v. Wainwright, the Supreme Court was not confronted with error relating to a physically coerced confession. The defendant's statement that was challenged in that cause was obtained through fraud, not through physical coercion. The facts set out in the opinion reflect that after the defendant had been indicted, and who was then represented by counsel, the police planted in the defendant's jail cell an undercover police officer who thereafter obtained incriminating statements from the defendant. The Supreme Court, however, did not pass on whether the statements had been unlawfully obtained, but merely assumed for argument purposes that the challenged testimony should have been excluded. It held that because of the overwhelming evidence of the defendant's guilt, which included three full confessions that had been obtained before he was indicted, if there was error, the error was harmless to the defendant. Four justices dissented, contending first, that under Massiah v. United States,
We, of course, do not and cannot question the Supreme Court's decision that when it comes to federal constitutional violations, "There may be some constitutional errors which in the setting of a particular *16 case are so unimportant and insignificant that they may, consistent with the Federal Constitution, be deemed harmless, not requiring the automatic reversal of the conviction." Chapman v. California,
However, did the Supreme Court in Chapman v. California, when it stated that "there are some constitutional rights so basic to a fair trial that their infraction can never be treated as harmless error," and then by citing in a footnote immediately following that statement its cases of Payne v. Arkansas, Gideon v. Wainwright, and Tumey v. Ohio, as well as its like statement that is set out in footnote 6 in United States v. Hasting,
Compulsion by torture, either actual or simulated, has long been offensive to the ordinary person's sense of justice, and a confession obtained by physically coercive means has long been condemned by the Supreme Court of the United States. See Brown v. Mississippi,
Therefore, we agree with the holding of the court of appeals that error in admitting an oral confession obtained by threatened physically coercive tactics on the part of an agent of the police is not subject to a harmless error analysis. The judgment of the court of appeals, reversing the trial court's judgment of conviction, is affirmed.
CAMPBELL and DUNCAN, JJ., concur in the result.
WHITE, J., not participating.
CLINTON, Judge, concurring.
The court of appeals found from undisputed testimony that law enforcement intern Edward Niland extracted the inculpatory statement from appellant by coercive means. Connor v. State,
In rejecting the State's contention that a similar statement later made to Officer Gary Selman rendered the first one harmless, the San Antonio Court stated, "Admission of an involuntary statement can never constitute harmless error." Ibid. Conceding its PDR was drafted without benefit of the record, the State presented its first question: "(1) Is it true that the admission into evidence of an involuntary statement can never constitute harmless error?" PDR at 2.[2]
*17 Had both more accurately used the descriptive term "coerced" instead of "involuntary," surely we would have refused the State's petition. That admitting a coerced confession is constitutional error was then and still is the law.
In Payne v. Arkansas,
The Supreme Court of the United States has never recanted or overruled Payne v. Arkansas, supra. The best the dissent can do is seize on use of the word "involuntary" to exaggerate out of all reasonable proportion the meaning and significance of Milton v. Wainwright,
Because the opinion of the San Antonio Court of Appeals is ultimately correct in its application of law to the facts, I join the judgment of this Court.
McCORMICK, Presiding Judge, dissenting.
Appellant, Walter Gilbert Connor, was convicted by a jury for the offense of theft. The trial court, after finding two enhancement paragraphs to the indictment to be true, sentenced appellant to life imprisonment.
Appellant appealed to the San Antonio Court of Appeals. That court reversed appellant's conviction and remanded the case for a new trial. Connor v. State,
On the afternoon of July 4, 1979, Officer Gary Selman of the Live Oak Police Department was on routine patrol. He was accompanied by a college student, Edward Niland, who was serving in a police internship program. Niland would receive academic credit for accompanying police officers while they performed their duties. He was to observe police procedures and assist the officers when appropriate.
While patrolling together, Niland and Selman observed an oncoming car that was exceeding the speed limit. They pursued the vehicle in a chase that reached speeds of almost 100 miles per hour. The driver, later identified as the appellant, finally stopped, abandoned the car, and fled into a wooded area. Selman and Niland pursued him on foot. Niland reached the appellant first. He ordered appellant to lie face down on the ground. Appellant complied. After appellant was in a prone position on the ground, Niland held him to the ground with his knee pressed to appellant's back. Although Niland was unarmed, he pressed his finger to the back of appellant's head and told him not to move or, "I'll kill you." Niland asked appellant why he had fled. Appellant responded that the car he was driving was stolen. Niland then ordered appellant to not make any further statements. Later, Officer Selman arrived. Appellant was handcuffed and taken to the patrol car.
According to Niland's and Selman's testimony at trial, appellant, after he told Niland that the car had been stolen, was given his warnings pursuant to Miranda v. Arizona,
Appellant alleged on appeal that his first oral statement to Niland was made involuntarily and, as such, was improperly admitted into evidence at trial. The Court of Appeals agreed and in reversing appellant's conviction held:
"The State contends that appellant's admitting, after having been given art. 38.22 warnings, that the car was stolen, operated to excuse what had happened before. We must disagree. Under Payne v. Arkansas,356 U.S. 560 ,78 S.Ct. 844 ,2 L.Ed.2d 975 (1958), the admission into evidence on an involuntary statement made by the accused requires reversal. Admission of an involuntary statement can never constitute harmless error."
Connor,
A majority of this Court now affirms the holding of the Court of Appeals and, in my opinion, erroneously concludes that the admission of the statement of appellant herein is not subject to a harmless error analysis.
In Chapman v. California,
Although the Supreme Court has yet to explicate precisely which constitutional errors would be subject to automatic reversal and which would receive harmless error treatment, the Court has indicated that some constitutional violations, "by their very nature cast so much doubt on the fairness of the trial process itself that, as a matter of law, they can never be considered harmless." Satterwhite v. Texas,
"Satterwhite urges us to adopt an automatic rule of reversal for violations of the Sixth Amendment.... He relies heavily upon the statement in Holloway that "when a defendant is deprived of his attorney, either throughout the prosecution or during a critical stage in, at least the prosecution of a capital offense, reversal is automatic. Gideon v. Wainwright,372 U.S. 335 [83 S.Ct. 792 ,9 L.Ed.2d 799 ] (1963); Hamilton v. Alabama,368 U.S. 52 [82 S.Ct. 157 ,7 L.Ed.2d 114 ] (1961); White v. Maryland,373 U.S. 59 [83 S.Ct. 1050 ,10 L.Ed.2d 193 ] (1963)."435 U.S., at 489 ,98 S.Ct. at 1181 . His reliance is misplaced, however, for Holloway, Gideon, Hamilton, and White were all cases in which the deprivation of the right to counsel affectedand contaminatedthe entire criminal proceeding. In this case the affect of the Sixth Amendment violation is limited to the admission into evidence of Dr. Grigson's testimony. We have permitted harmless error analysis in both capital and noncapital cases where the *19 evil caused by a Sixth Amendment violation is limited to the erroneous admission of particular evidence at trial." (emphasis added). Satterwhite,486 U.S. at ___,108 S.Ct. at 1797-98 ,100 L.Ed.2d at 294 .
Apparently, when the error is such that it either pervades the entire proceedings (or is of such a nature that it is impossible for the appellate court to determine its affect on the proceedings), the error will require reversal without regard to the other evidence introduced during the trial of the case. If, on the other hand as is in this case, the constitutional error merely results in the improper introduction of evidence, the Supreme Court will apply a harmless error analysis.
The Supreme Court has not squarely addressed the issue of whether the admission of an involuntary confession may be harmless since its landmark holding in Chapman. Several earlier decisions by the Court held that the admission of an involuntary confession requires reversal regardless of other evidence indicating guilt. See, e.g., Jackson v. Denno,
Subsequent to Payne and Chapman, however, at least one Supreme Court case has applied the harmless error rule in the context of an alleged involuntary confession. In Milton v. Wainwright,
"On the basis of the argument in the case and our examination of the extensive record of petitioner's 1958 trial, we have concluded that the judgment under review must be affirmed without reaching the merits of petitioner's claim. Assuming, arguendo, that the challenged testimony should have been excluded, the record clearly reveals that any error was harmless beyond a reasonable doubt. [Citations omitted.] The jury in addition to hearing the challenged testimony, was presented with overwhelming evidence of petitioner's guilt, including no less than three full confessions that were made by petitioner prior to his indictment." Milton,407 U.S. at 372-373 ,92 S.Ct. at 2175-76 .
In short, the Supreme Court applied a harmless error rule to a confession it assumed *20 to be involuntary.[1]
Appellant, in his brief before this Court, insists that an involuntary confession, made involuntary through coercion, is to be treated differently than an involuntary confession obtained through deception or in violation of Miranda. He asserts that coerced confessions should never be subject to a harmless error analysis whereas those confessions obtained through deception or in violation of Miranda would be subject to such analysis. He relies upon Mincey v. Arizona,
Although there is support for appellant's position, see United States v. Carter,
As appellant's argument presupposes, the degree of trustworthiness attending an involuntary confession will necessarily depend upon the circumstances surrounding procurement of that confessiona confession obtained through deception will be more reliable than a confession obtained through excessive coercive techniques and, accordingly, the coerced confession's use at trial will be far more likely to have prejudiced the defendant against whom it was usedbut appellant's argument fails to consider how the confession will have been utilized at a defendant's trial. For example, if a prosecutor inadvertently refers to a coerced confession in a question posed to the defendant during cross-examination, we, under appellant's reasoning, would have to reverse the conviction no matter that an instruction to disregard was given to the jury. On the other hand, a full written confession obtained through deception, introduced into evidence during the State's case-in-chief, could be affirmed under the harmless error analysis. This would be unreasonable and expose the justice system to the public ridicule sought to be alleviated by creation of the harmless error doctrine. "The harmless-error doctrine recognizes that the central purpose of a criminal trial is to decide the factual question of the defendant's guilt or innocence, United States v. Nobles,
After Chapman, the Supreme Court has consistently made clear that it is the duty of a reviewing court to consider the trial record as a whole and "to ignore errors that are harmless, including most constitutional violations." United States v. Hasting,
In light of the overwhelming evidence of appellant's guilt, and for the other reasons expressed herein, I respectfully dissent.
DAVIS and BERCHELMANN, JJ., join this dissent.
WHITE, J., not participating.
NOTES
[1] Particularly, the San Antonio Court of Appeals found:
"... Niland had appellant face down on the ground with his knee in appellant's back and a finger stuck in the back of appellant's head, threatening, `Don't move or I'll kill you.' Under these circumstances, it cannot be seriously contended that the State proved that appellant's self-incriminating response to Niland's question, made while what he was led to believe was a gun was being held to his head, was `freely and voluntarily made....'" Ibid. (All emphasis throughout this opinion is mine unless otherwise indicated.)
Notes
[2] In the court of appeals the State was represented solely by its local district attorney. However, its petition for discretionary review was prepared and filed by the State Prosecuting Attorney.
[1] We have found no later Supreme Court decision casting doubt on Milton and subsequent decisions fail to recognize any inconsistency between that opinion and earlier cases indicating that use of an involuntary confession required automatic reversal. For example, in Connecticut v. Johnson, supra, the Supreme Court cited Payne for the proposition that the introduction of coerced confessions will always be harmful and, in the same paragraph, cited Milton for the proposition that other constitutional errors may be harmless.
