Conary v. DerwinskiConary v. Derwinski
- Reporters:
- , ,
- Before:
- Holdaway
Concurrence Opinion
concurring, issued the following statement: I write to provide some background and context for the Court’s action in remanding the case.
I. BACKGROUND
Both Mr. Conary and Mr. Coxey, veterans who served during World War II, received needs-based non-service-connected pension from the Veterans’ Administration (now Department of Veterans Affairs) (VA) for several years (approximately eight *110years and twelve years, respectively) before their deaths. During the four years prior to his death, in 1990, Mr. Conary accrued unreimbursed medical expenses between $2,273 and $4,415, annually, and he submitted annually an Improved Pension Eligibility Verification Report (EVR) in order to receive an upward adjustment in his pension. During the three years prior to his death, in 1989, Mr. Coxey accrued un-reimbursed medical expenses between $3,474 and $4,053, annually, and he, too, submitted EVRs for each of those years in order to receive an upward adjustment in his pension. The records on appeal do not contain EVRs for the years preceding those discussed above.
Entitled “Pension for Non-Service-Connected Disability or Death or For Service”, chapter 15 of title 38 of the United States Code sets forth the factors governing VA’s determination of the needs-based pensions that the deceased veterans in these cases had received. Under
If a VA pension recipient submits an EVR each year within an annual reporting period established by VA, certain unreim-bursed medical expenses may be excluded from the annual income reported by the recipient and used by VA to calculate or adjust the amount of pension received. Consequently, a veteran’s submission of an EVR may result in a retroactive upward adjustment of pension for the prior year. See
Shortly after their veteran husbands’ deaths, each appellant filed an application for “accrued benefits” (explained below) to receive upward adjustments in the veterans’ pensions, for the year preceding death, based on the unreimbursed medical expenses for that year as reflected on the EVR each had submitted before the respective deadlines for annual filing of those forms but after the veterans’ deaths. VA denied each surviving spouse’s application. The Board of Veterans’ Appeals (BVA or Board) concluded in each case that, although a “regrettable” result, the appeal could not be granted because the practice of reporting unreimbursed medical expenses at the end of the annual reporting period was not sufficient to trigger entitlement to accrued benefits after the veteran’s death; the right to accrued benefits could be secured only by “existing ratings or decisions” at the date of the veteran’s death, or by “evidence in the file at [the] date of death”, and, because the EVRs had not been submitted by the date of death in either case, the Board concluded that neither alternative requirement was met.
II. ANALYSIS
A.
If a veteran, who receives VA pension and who typically submits an EVR at the close of each annual reporting period, expecting that the pension amount will be *111adjusted to compensate for unreimbursed medical expenses, dies before submitting the EVR covering the annual reporting period immediately preceding death, the surviving spouse, under the interpretation of the applicable statutory provision by the Secretary of Veterans Affairs (Secretary), may not be able to recover as accrued benefits the full amount of unreimbursed medical expenses for the year preceding death. The applicable statutory provision regarding accrued benefits,
The appellants have argued, and the BVA’s decisions in Arnett (the December 7, 1989, initial decision and the December 18, 1991, supplemental decision (appended to appellants’ reply brief in this case) on a remand ordered by the Court) demonstrate that the BVA has previously interpreted
B.
The task of the Court in interpreting the statutory provisions at issue — subsections 5121(a) and (c) — is “to give effect to the will of Congress, and where that will has been expressed in reasonably plain terms, ‘that language must ordinarily be regarded as conclusive’ ”. Griffin v. Oceanic Contractors, Inc., 458 U.S. 564, 571, 102 S.Ct. 3245, 3250, 73 L.Ed.2d 973 (1982) (quoting Consumer Product Safety Commission v. GTE Sylvania, Inc., 447 U.S. 102, 100 S.Ct. 2051, 64 L.Ed.2d 766 (1980)). “In rare cases [, however,] the literal application of a statute will produce a result demonstra*112bly at odds with the intentions of its drafters, and those intentions must be controlling.” Ibid. This ” ‘absurd result’ exception to the plain meaning rule is, however, narrow and limited to situations ‘where it is quite impossible that Congress could have intended the result ... and where the alleged absurdity is so clear as to be obvious to most anyone’ ”. Gardner v. Derwinski, 1 Vet.App. 584, 587 (1991) (quoting Public Citizen v. U.S. Department of Justice, 491 U.S. 440, 471, 109 S.Ct. 2558, 2575, 105 L.Ed.2d 377 (1989) (Kennedy, J., concurring)).
“[I]n ascertaining the plain meaning of the statute, the court must look to the particular statutory language at issue, as well as the language and design of the statute as a whole.” K Mart Corp. v. Cartier, Inc., 486 U.S. 281, 291, 108 S.Ct. 1811, 1818, 100 L.Ed.2d 313 (1988). Here, with respect to subsection 5121(a), the appellants could receive accrued benefits only if the veterans were “entitled at death” to periodic monetary benefits under “existing ratings or decisions” or there existed “evidence in the file at [the] date of death ... [regarding periodic monetary benefits] due and unpaid”. The terms “ratings”, “decisions”, and “evidence” are not explicitly defined in chapter 51 of the statute. However, the intended meanings of “ratings” and “decisions” may be gleaned from reading the statute as a whole and harmonizing its parts into a coherent mandate. “It [is] fundamental that a section of a statute should not be read in isolation from the context of the whole act, and that in fulfilling our responsibility in interpreting legislation, ‘we must not be guided by a single sentence or member of a sentence, but [should] look to the provisions of the whole law, and to its object and policy.’ ” Richards v. United States, 369 U.S. 1, 11, 82 S.Ct. 585, 591, 7 L.Ed.2d 492 (1962) (citations omitted).
It is reasonably clear from the statute as a whole that, with regard to all of the benefits sought by the appellants, there were no ratings or decisions in the veterans’ files at their deaths upon which VA could determine with precision the benefits owed. The term “ratings”, although not explicitly defined in chapter 51, is used elsewhere in the statute to refer to the “average impairments of earning capacity” resulting from diseases and injuries encountered as a result of or incident to military service.
In addition, the term “decisions”, although not explicitly defined in chapter 51, is elsewhere discussed in the statute as the resolution of “all questions of law and fact ... that affect[ ] the provision of benefits”.
The requirement that there be “evidence in the file at [the] date of death” is also not explicitly defined in title 38; nor is its meaning implied elsewhere in the statute. “Where, as here, the statute contains no definition of the words ‘in controversy’ ... the ... popular or received import of words furnishes the general rule for interpretation of public laws.” Mercantile Bank & Trust Co. v. United States, 441 F.2d 364, 366 (8th Cir.1971) (citations omitted). Since “evidence” is used throughout the statute without mention of any specialized definition, it would be reasonable to ascribe to it a common definition, such as that set forth in Black’s Law Dictionary:
Any species of proof, or probative matter, legally presented at the trial of an issue, by the act of the parties and through the medium of witnesses, records, documents, exhibits, concrete *113objects, etc., for the purpose of inducing belief in the minds of the court or jury as to their contention.... Testimony, writings, or material objects offered in proof of an alleged fact or proposition.... Testimony, writings, material objects, or other things presented to the senses that are offered to prove the existence or nonexistence of a fact.... All the means by which any alleged matter of fact, the truth of which is submitted to investigation, is established or disproved.
Black’s Law Dictionary 555 (6th ed. 1990); see Richards, 369 U.S. at 9, 82 S.Ct. at 590 (in interpreting meaning of word “place” in Federal Tort Claims Act, Court first “as-sum[ed] that the legislative purpose is expressed by the ordinary meaning of the words used”). Under such an approach, any information in a veteran’s file upon his or her death, which persuades VA that it has in its possession facts sufficient to determine the amount of accrued benefits owing, could reasonably be considered “evidence in the file at [the] date of death”.
The Board’s interpretation of this provision in Arnett, a decision not, of course, before the Court in these appeals,2 was not facially inconsistent, on the facts presented there, with the ordinary meaning of “evidence in the file at [the] date of death”, since there the Board looked at the proof before it — the EVRs submitted prior to death — and was able to deduce certain facts from that proof.3 Even so,
Nevertheless, it seems dubious that, in light of the absence of a clearly expressed contrary legislative intent, the interpretation urged by the appellants could fairly be ascribed to the words chosen by Congress in
C.
The appellants have also argued that subsection (c) of
The legislative history of
That Executive Order supplied the text for Vet.Reg. No. 2(a) which was codified in 1943 during the 78th Congress. See 57 Stat. 577 (July 13, 1943). Although today subsection (c) of
D.
The Court has made the only equitable and fair disposition of these appeals. However, several aspects of the cases bear further illumination and clarification. The first is the inequity resulting from the Secretary’s interpretation of
The Secretary’s regulations, instructions, and forms, nowhere specifically advise a veteran pension recipient of any such onerous requirement. If so advised, a veteran could choose to file evidence of payment for unreimbursed medical expenses as they are incurred and, for each year, an advance estimate for anticipated “unusual medical expenditure”. Of course, to expect a veteran or a spouse to have the foresight to take such a step in order to create entitlement to an accrued benefit for the surviving spouse for the full amount of unreim-bursed medical expenses, should the veteran die before the filing of the annual EVR, is to expect a great deal of a family in the throes of a devastating illness or injury. In addition, the claimant who knows of the impending death of his or her veteran spouse is still forced to choose between spending time with the veteran during his or her last days or taking care to pay all bills and file numerous EVRs to ensure their submission prior to the veteran’s death.
*115Nevertheless, veterans submitting EVRs should be specifically advised by VA about the requirements of the law as interpreted by the Secretary, in the same way as the current EVR Form 21-0516 provides information to the pension recipient, as follows, regarding the annual due date for submission of the EVR: “If You Do Not Return The Completed Form To The VA By Nov. 1, 1987 Your Benefits Will Be Discontinued.” Conary, R. at 20, 32, 25; but see Coxey, R. at 21. At least with such notice, veteran pension recipients may try to ensure that, despite the cruel “Catch 22” created by the statute, their surviving spouses receive (through their accrued benefits) some upward pension adjustment for unreimbursed medical expenses. The Secretary did not provide such notice here and apparently does not do so as a general matter. The seemingly anomalous and inequitable nature of the results that may arise under the statute does not negate the Secretary’s obligation to provide notice of the onerous requirements of the accrued benefits provisions of
Thus, the second aspect of these cases worth illuminating is the failure of the Secretary to carry out the individualized duty here to provide “aid and assistance” to the two veteran husbands of the appellants “in the preparation and presentation of [their] claims” during their time as recipients of pension from VA.
However, this case’s similarity to the Smith case stops with the imposition of the obligation imposed by
Third, the appellants have essentially argued that if the Court were to find that, in order to receive as accrued benefits the full amount of allowable unreimbursed medical expenses, the appellants or the veterans should have submitted prior to the veterans’ deaths the EVRs listing those expenses, such an application of
Consequently, in light of the Court’s inability to provide the appellants a remedy by striking the relevant statutory provision or by imposing an equitable remedy for the Secretary’s violation of his
Notes
. The Secretary‘s representatives have argued in their brief and at oral argument (although they did retreat, somewhat, when pressed) that the appellants are not entitled to receive as accrued benefits any portion of their unreimbursed medical expenses. They have also argued that this result is consistent with long-standing agency interpretation of the applicable statutory provision. However, the appellants were the first party to call to the Court’s attention that in William G. Arnett, BVA 91-_(Dec. 18, 1991), and William G. Arnett, BVA 89-_ (Dec. 7, 1989), the BVA had awarded partial relief to an appellant with a claim nearly identical to the appellants’ claims, and that the Secretary had proposed a remand on that basis for only one of the appellants here (Mrs. Coxey, before the cases were consolidated). Since the Arnett case contradicts the argument that the Department has consistently interpreted
. Prior decisions of the BVA are not considered precedential by this Court. See Hillyard v. Derwinski, 1 Vet.App. 349, 351 (1991);
. See Warren G. Arnett, BVA 89-_, at 5 (“in the case of a running award of improved disability pension, prima facie evidence of the payment of such expenses may be confirmed after death by the submission of additional evidence“; “[w]hen prima facie evidence of annual income was submitted before death, additional confirmatory or explanatory income evidence submitted after death may be accepted”); Warren G. Arnett, BVA 91-_, at 4 (“[p]rima facie proof’ of expenses for private health insurance and Medicare premiums for income reporting period prior to veteran’s death was “of record at the date of death” and confirmatory information regarding such recurring expenses was accepted after death in support of claim for accrued benefits).
Lead Opinion
ORDER
PER CURIAM.These cases were consolidated by order of the Court dated April 14, 1992. Oral argument was heard on June 26, 1992. At oral argument, counsel for the parties each expressed the view that a remand for read-judication would be appropriate, although neither party had so moved. On June 18, 1992, the Secretary of Veterans Affairs (Secretary) submitted a motion for leave to file a response to appellants’ reply brief (filed on June 15, 1992) and lodged a response. On June 22, 1992, appellants filed an opposition to the Secretary’s motion. On July 20 and 27, 1992, respectively, the Secretary and the appellants filed supplemental memoranda pursuant to an order of the Court at oral argument on June 26, 1992.
On consideration of the foregoing and the Court’s May 22, 1991, order of remand in Arnett v. Derwinski, 1 Vet.App. 388 (1991), it is
ORDERED that the decisions of the Board of Veterans’ Appeals (of September 25, 1990, in Conary and of November 27, 1990, in Coxey) are vacated and remanded to the Board for full readjudication, in light thereof, with the right of appellants to submit further argument and evidence. See Fletcher v. Derwinski, 1 Vet.App. 394, 397 (1991). It is further
ORDERED that the Secretary’s motion for leave to file a response is granted and the response will be filed as of the date of this order.